SHANXI SECURITIES INTERNATIONAL LIMITED 山證國際證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Chan, Hung Nam 陳鴻楠 BBW538 Rep 2015-07-03 2017-05-07
2 Chan, Men Fung 陳文丰 BFN565 Rep 2016-12-08 2017-07-13
3 Chan, Yuk Nam 陳沃楠 AZL605 Rep 2015-07-03 2017-05-12
4 Chen, Shizhe 陳詩哲 BMR357 Rep 2018-10-16
5 Cheng, Yuen Man (SFC:BAJ473) 鄭苑雯 BAJ473 Rep 2019-03-20 2019-07-16
RO 2019-07-16 2020-01-10
6 Cheung, Siu Kai 張兆佳 ALQ630 Rep 2018-11-09 2018-12-21
RO 2018-12-21 2019-10-31
7 Cheung, Tsz Wai (SFC:AUT495) 張子偉 AUT495 Rep 2015-06-15
8 Cheung, Wai Hang 張煒桁 BAG339 Rep 2019-03-01 2020-04-15
9 Ching, Mun Yui Roland 程敏叡 BJR344 Rep 2017-06-02 2017-08-23
10 Chiu, On Sang 丘安生 AJE177 Rep 2019-05-20 2019-07-31
RO 2019-07-31 2020-03-31
11 Choi, Man Wing 蔡文荣 AOV139 Rep 2016-11-17 2018-03-16
12 Choy, Siu Kwan 蔡小軍 AVJ413 Rep 2016-02-22 2016-09-24
13 Chung, Man Fai 鍾文輝 BBX326 Rep 2020-03-13 2023-02-06
14 Dai, Gaogeng 戴高峰 BOD913 Rep 2019-04-16 2019-12-05
15 Guo, Biao 郭彪 38 M AXK321 Rep 2019-10-16
16 Guo, Can (SFC:BPE975) 郭燦 BPE975 Rep 2019-12-04 2020-12-11
17 Guo, Zhen (SFC:BJN521) 郭震 BJN521 Rep 2018-02-14
18 He, Wuxian 何悟賢 BLM860 Rep 2017-12-22 2018-02-13
19 He, Xiaoshen 賀晓深 BOF577 Rep 2019-04-02 2021-12-11
20 Ho, Yan Lam (SFC:AVJ407) 何欣霖 AVJ407 Rep 2017-05-05 2018-06-24
21 Hui, David Lam Chiu 許林釗 ADF453 RO 2015-06-10 2018-12-11
22 Ip, Shing Chung 葉承宗 BAN015 Rep 2020-01-14 2022-05-02
23 Jiang, Guihong (SFC:BOL346) 蔣桂紅 BOL346 Rep 2019-06-20 2019-11-20
24 Ko, King Tung 高景東 AYP093 Rep 2019-07-12
25 Kong, Ki Fung (SFC:AMF054) 江琦峰 AMF054 Rep 2015-07-03 2018-02-08
RO 2018-02-08
26 Kwan, Kai Yiu 關啟堯 AVH540 Rep 2018-10-08 2021-06-16
27 Kwan, Pak Him 關柏謙 BDU278 Rep 2015-10-12 2018-10-20
28 Kwok, Man Man Mimi 郭文敏 BIS210 Rep 2017-01-16 2017-07-28
29 Lai, Chun Yat 黎雋逸 BJL811 Rep 2019-12-18 2021-07-17
30 Lai, Man Hon 賴文翰 BDC308 Rep 2015-07-03 2015-08-22
31 Lai, Wai Man (SFC:ANQ233) 賴偉民 ANQ233 Rep 2016-11-10 2017-07-28
32 Lai, Yu Kuang (SFC:BOQ994) 賴有光 BOQ994 Rep 2019-08-08 2021-07-16
33 Lam, Chun Yim 林駿棪 AUO078 Rep 2019-02-14 2020-04-03
34 Lam, Kwok Wa 林國華 BGR160 Rep 2017-06-02
35 Lam, Sze Man (SFC:AXT415) 林思敏 AXT415 Rep 2016-11-17 2018-09-09
36 Lau, Chu Kwok 劉儲國 BHR198 Rep 2017-03-16 2019-10-31
37 Lau, Ka Yi (SFC:BIG902) 劉嘉怡 BIG902 Rep 2016-11-15 2018-05-10
38 Lau, Peggy Suk Ching 劉淑貞 F BJH295 Rep 2017-07-04 2019-10-31
39 Law, Tsz Shing 羅子成 BGB433 Rep 2017-07-05 2021-06-11
40 Lee, Ho Sing 李浩聲 AKQ921 Rep 2019-06-21
41 Lee, Mei Shan 李美珊 ASP357 Rep 2020-02-24 2021-08-26
42 Lee, Wai Nam 李偉南 ACI717 RO 2015-06-10 2017-11-28
43 Leung, Ka Shun (SFC:BAU495) 梁迦遜 BAU495 Rep 2016-11-01 2017-07-17
44 Li, Fan (SFC:BEZ924) 李凡 BEZ924 RO 2018-02-27 2018-11-30
45 Li, Lyuzhi 李律志 BNW037 Rep 2019-06-19 2020-10-24
46 Li, Zheng (SFC:AXW275) 李崢 AXW275 Rep 2017-12-21 2019-04-21
47 Liang, Fei (SFC:BLK911) 梁飛 BLK911 Rep 2017-12-22 2023-10-31
48 Liu, Baixian 劉柏顯 BNT242 Rep 2019-11-20 2021-08-08
49 Liu, Ka Fai (SFC:BOJ750) 廖家輝 BOJ750 Rep 2019-06-19 2021-03-17
50 Lu, Jiayi (SFC:BEZ119) 陸嘉憶 BEZ119 Rep 2016-04-07 2016-06-09
51 Luo, Shengjie 羅聖杰 BFU576 Rep 2015-10-20 2016-09-07
52 Ng, Sai Leung (SFC:AFM666) 吳世良 48 M AFM666 RO 2019-09-09
53 Ngan, Kin Fung 顏建峰 45 M AMI028 Rep 2016-12-08 2017-07-28
54 Ooi, Soon Yi Brian 黃順豫 BGR151 Rep 2017-03-27 2019-01-16
55 Poon, Chun Ming 潘俊銘 BFR074 Rep 2018-12-03 2021-03-19
56 Shi, Zhenni 施珍妮 AYX154 Rep 2016-10-27 2017-07-24
57 Shi, Zhensong 石振嵩 AUR648 Rep 2019-02-27
58 Tam, Siu Ling (SFC:BOF193) 譚少玲 BOF193 Rep 2019-04-16 2021-02-16
59 Tan, Eugenio T 陳傳溜 M ACM304 Rep 2017-06-23 2018-07-19
RO 2018-07-19 2019-03-29
60 Tan, Hui Hua 陳慧華 BKC670 Rep 2017-08-21 2019-01-25
61 Tan, Li (SFC:BKV411) 譚莉 BKV411 Rep 2017-11-09
62 Tang, Wai Choi 鄧偉財 AUD732 Rep 2015-08-20 2022-04-30
63 Tse, Chi Hang (SFC:AXB513) 謝志衡 AXB513 Rep 2016-11-10 2017-07-03
64 Tse, Man Tik Mondy 謝文迪 BOA777 Rep 2019-01-25 2020-10-09
65 Tse, Sunny Sheung Lai (SFC:APB109) 謝尚禮 M APB109 Rep 2018-12-04 2019-01-23
RO 2019-01-23 2022-02-21
66 Wang, Chuan (SFC:BHF645) 王川 BHF645 Rep 2019-03-11 2021-12-01
67 Wang, Xuejiao (SFC:BJI013) 王雪姣 BJI013 Rep 2017-05-08 2019-01-16
68 Wong, Ho Wai (SFC:BHJ814) 黃浩瑋 BHJ814 Rep 2019-12-19 2021-08-06
69 Wong, Kam Shing (SFC:BEL443) 黃錦成 BEL443 Rep 2019-05-14
70 Wong, Philip Chi Hung 王智雄 M ATE768 RO 2019-04-03 2022-08-19
71 Wong, Wai Lung (SFC:BFS852) 黃偉龍 BFS852 Rep 2019-02-27 2023-01-13
72 Wong, Yui Yin (SFC:BNY123) 黄睿妍 BNY123 Rep 2019-01-30 2020-08-26
73 Wu, Qiang (SFC:ADT384) 武強 ADT384 Rep 2017-06-23 2018-07-18
RO 2018-07-18 2019-03-29
74 Yang, Lijun (SFC:AXP591) 楊麗君 AXP591 Rep 2019-06-03 2020-05-13
75 Yang, Xin (SFC:BLP894) 楊昕 BLP894 Rep 2018-02-06
76 Ye, Qian (SFC:BGF967) 叶倩 BGF967 Rep 2016-06-13 2019-04-04
77 Yeung, Yan Chuen 楊恩存 APD434 Rep 2016-03-16 2019-09-26
78 Yeung, Yan Keung 楊恩強 AUZ917 Rep 2016-05-30 2017-05-09
79 Yu, Rui (SFC:BGX925) 余睿 BGX925 Rep 2019-12-04 2020-01-15
80 Yu, Yu (SFC:BIL765) 俞宇 BIL765 Rep 2016-12-21 2017-01-03
81 Yuan, Yuan (SFC:ASM187) 原渊 ASM187 RO 2018-02-21
82 Zhang, Chunbing 張春兵 BOJ751 Rep 2019-06-13 2023-11-17
83 Zhang, Dingen 張丁恩 BHO395 RO 2016-08-19
84 Zhang, Xinming (SFC:BID694) 張新明 BID694 Rep 2018-12-07
85 Zhang, Yongbo (SFC:BDA460) 張勇博 BDA460 RO 2018-06-05 2018-12-05
86 Zhou, Yunlong 周云龍 BAE838 Rep 2015-07-03 2017-03-31

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