CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2021 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Ai, Zhongcheng 艾仲承 |
|
|
BHA426 |
Rep |
2017-06-26 |
2022-02-18 |
| 2 |
An, Lin (SFC:BQV604) 安麟 |
|
|
BQV604 |
Rep |
2021-03-11 |
2021-12-31 |
| 3 |
Cai, Jingxing 蔡景行 |
|
|
AZW297 |
Rep |
2017-06-26 |
2021-09-20 |
| 4 |
Cai, Shixin 蔡時欣 |
|
|
BMH732 |
Rep |
2018-08-02 |
2025-02-05 |
| 5 |
Cao, Rongji 曹熔基 |
|
|
BPQ858 |
Rep |
2021-06-11 |
2022-05-27 |
| 6 |
Chan, Vanessa Sze Wai 陳思慧 |
|
F |
BRO776 |
Rep |
2021-08-18 |
2024-10-25 |
| 7 |
Chan, Yik Chun (SFC:BRH063) 陳易駿 |
|
|
BRH063 |
Rep |
2021-06-07 |
|
| 8 |
Chen, Hu (SFC:BMA461) 陳滸 |
|
|
BMA461 |
Rep |
2020-07-31 |
|
| 9 |
Chen, Ruiqin 陳睿欽 |
|
|
BRA100 |
Rep |
2021-04-01 |
2023-02-17 |
| 10 |
Cheng, Chin Hang 鄭展亨 |
|
|
BDM028 |
Rep |
2021-06-02 |
|
| 11 |
Cheung, Chun Chun Vivian 張俊珍 |
|
|
BLL579 |
Rep |
2021-04-20 |
|
| 12 |
Cheung, Na 張娜 |
|
|
BDE788 |
Rep |
2019-05-30 |
|
| 13 |
Cheung, Yat Wah 張日華 |
|
|
ANW454 |
Rep |
2020-05-13 |
2023-05-19 |
| 14 |
Collard, Jeremy David |
|
M |
AJC639 |
Rep |
2019-05-09 |
|
| 15 |
Fan, Alan Ping Lun 范秉倫 |
|
M |
BJK467 |
Rep |
2017-11-21 |
|
| 16 |
Feng, Shiran (SFC:ARJ059) 馮詩然 |
|
|
ARJ059 |
Rep |
2020-12-21 |
|
| 17 |
Fu, Hsin Chang 傅信彰 |
|
|
AUJ844 |
RO |
2021-02-18 |
|
| 18 |
Fu, Kang 傅康 |
|
|
BOW571 |
Rep |
2019-10-02 |
|
| 19 |
Gomez, Bienvenido Antonio Monponbanua |
|
M |
BOR296 |
Rep |
2019-08-08 |
2024-08-30 |
| 20 |
Gui, Yijie 桂軼杰 |
|
|
BRH484 |
Rep |
2021-06-11 |
|
| 21 |
Guo, Dandan (SFC:BGC838) 郭丹丹 |
|
|
BGC838 |
Rep |
2021-07-28 |
|
| 22 |
He, Jialin 賀家琳 |
|
|
ASL683 |
RO |
2021-01-21 |
|
| 23 |
Hou, Yueyang 侯越洋 |
|
|
BAT984 |
RO |
2020-09-24 |
|
| 24 |
Huang, Jialin (SFC:BJI242) 黃嘉林 |
|
|
BJI242 |
Rep |
2021-02-09 |
2021-12-03 |
| 25 |
Jaeger, Christian John |
|
M |
APD422 |
Rep |
2019-03-28 |
2025-06-06 |
| 26 |
Jia, Mengyao 賈夢瑤 |
|
|
BOZ732 |
Rep |
2019-10-28 |
|
| 27 |
Jiang, Yakang 蔣亞康 |
|
|
AWY537 |
Rep |
2017-06-26 |
|
| 28 |
Jiang, Yue (SFC:BGP809) 姜越 |
|
|
BGP809 |
Rep |
2017-06-26 |
2021-11-05 |
| 29 |
Kay, Chong-san 郭忠山 |
|
|
AXG649 |
Rep |
2017-06-26 |
|
| 30 |
Kim, Ji Eum 金知音 |
|
|
BOP662 |
Rep |
2019-07-18 |
2021-12-10 |
| 31 |
Lai, Kin Pui 黎建培 |
|
|
BMS565 |
Rep |
2021-05-25 |
2023-11-07 |
| 32 |
Lau, Cheong (SFC:BFA120) 劉暢 |
|
|
BFA120 |
Rep |
2018-06-04 |
2024-02-08 |
| 33 |
Law, Clara Yue Ying 羅妤盈 |
|
F |
BRF161 |
Rep |
2021-05-13 |
2023-05-03 |
| 34 |
Lee, Bong Tae 李鳳泰 |
|
|
AQP646 |
Rep |
2018-11-15 |
|
| 35 |
Lee, Kin Man (SFC:BLK431) 李建民 |
|
|
BLK431 |
Rep |
2017-11-01 |
|
| 36 |
Lee, Rob Lok Fung 李洛鋒 |
|
|
BRF001 |
Rep |
2021-05-14 |
|
| 37 |
Leung, Fung Man 梁鳳敏 |
|
|
ASP987 |
RO |
2020-01-29 |
2021-10-11 |
| 38 |
Li, Li (SFC:BJI670) 李理 |
|
|
BJI670 |
Rep |
2017-06-26 |
|
| 39 |
Li, Shangyi 郦尚义 |
|
|
BOI347 |
Rep |
2019-05-02 |
2021-09-24 |
| 40 |
Li, Yen Cheng 黎彥成 |
|
|
BKU850 |
Rep |
2017-09-04 |
2024-07-05 |
| 41 |
Li, Zehuan (SFC:BQO834) 李澤環 |
|
|
BQO834 |
Rep |
2021-08-02 |
2025-04-30 |
| 42 |
Liang, Jingwen (SFC:BJX362) 梁靜文 |
|
|
BJX362 |
Rep |
2020-11-23 |
|
| 43 |
Liao, John Chih-Chang |
|
M |
BRK842 |
Rep |
2021-07-19 |
2023-04-28 |
| 44 |
Liao, Yuezhi 廖悦芝 |
|
|
BPV950 |
Rep |
2020-07-06 |
|
| 45 |
Lin, David Ping 林平 |
|
M |
AOT744 |
Rep |
2017-06-26 |
|
| 46 |
Lin, Mason Man Shan 林漫山 |
|
M |
BOR900 |
Rep |
2019-08-12 |
2022-08-26 |
| 47 |
Liu, Enyu (SFC:BQV611) 劉恩予 |
|
|
BQV611 |
Rep |
2021-03-10 |
2022-01-28 |
| 48 |
Lu, Jianan 陸佳男 |
|
|
BBU782 |
Rep |
2017-06-27 |
2021-10-22 |
| 49 |
Luk, Kwun Hei 陸冠希 |
|
|
BQQ345 |
Rep |
2021-01-12 |
|
| 50 |
Meng, Chen (SFC:BMB955) |
|
|
BMB955 |
Rep |
2019-11-07 |
2023-07-19 |
| 51 |
Miao, Yiqiao 苗奕喬 |
|
|
BLZ394 |
Rep |
2018-01-15 |
|
| 52 |
Ng, Ming Hui Sancia 黃明慧 |
|
|
BGS699 |
Rep |
2019-07-10 |
|
| 53 |
Ng, Pauline Pui-Han 吳佩嫻 |
|
F |
BKQ278 |
Rep |
2019-07-18 |
|
| 54 |
Qin, Qian (SFC:ANR972) 秦黔 |
|
|
ANR972 |
RO |
2018-01-05 |
|
| 55 |
Ratti, Upwan (SFC:BDY281) |
|
|
BDY281 |
Rep |
2019-05-30 |
|
| 56 |
Roy Ghatak, Dhiman |
|
|
BDJ566 |
Rep |
2017-06-26 |
|
| 57 |
Shen, Yiding 沈一丁 |
|
|
BQC196 |
Rep |
2020-09-04 |
|
| 58 |
Shi, Liang (SFC:BPG328) 施亮 |
|
|
BPG328 |
RO |
2020-07-15 |
2024-10-13 |
| 59 |
Smith, Adam Alexander (SFC:ANT189) |
|
M |
ANT189 |
Rep |
2019-05-30 |
|
| 60 |
Song, Jung Hun 宋政訓 |
|
|
BRL112 |
Rep |
2021-07-20 |
|
| 61 |
Sun, Jie (SFC:BBY954) 孫婕 |
|
|
BBY954 |
Rep |
2021-01-27 |
2021-12-03 |
| 62 |
Sun, Qianya 孫千雅 |
|
|
BNH306 |
Rep |
2021-04-08 |
|
| 63 |
Sun, Runke 孫潤珂 |
|
|
BQI103 |
Rep |
2020-10-22 |
2022-09-29 |
| 64 |
Tam, Jude Ho Yin 譚顥賢 |
|
|
ALA228 |
Rep |
2020-07-10 |
|
| 65 |
Tan, Jiehua 譚杰華 |
|
|
BQA893 |
Rep |
2021-07-20 |
2022-01-14 |
| 66 |
Tseng, Peter Wing Keung 曾永强 |
|
M |
BQQ349 |
Rep |
2021-01-12 |
|
| 67 |
Wan, Lu 萬璐 |
|
|
BMT254 |
Rep |
2021-02-18 |
|
| 68 |
Wang, Da Qing 王大慶 |
|
|
BAB056 |
RO |
2020-10-21 |
2024-03-28 |
| 69 |
Wang, Kun (SFC:BQR868) 王堃 |
|
|
BQR868 |
Rep |
2021-02-03 |
2022-01-31 |
| 70 |
Wang, Mengting (SFC:AWJ513) 王梦婷 |
|
|
AWJ513 |
Rep |
2019-07-05 |
|
| 71 |
Wang, Shuo (SFC:BHP870) 王爍 |
|
|
BHP870 |
Rep |
2021-06-30 |
|
| 72 |
Wong, Fai Yeung 王輝陽 |
|
|
BQW998 |
Rep |
2021-03-25 |
2022-06-01 |
| 73 |
Wong, Hoi Ting (SFC:BQE975) 黃愷婷 |
|
|
BQE975 |
Rep |
2020-09-25 |
|
| 74 |
Wu, Di (SFC:BPK499) 吴迪 |
|
|
BPK499 |
Rep |
2020-02-17 |
2023-11-24 |
| 75 |
Wu, Xinyi (SFC:BRH612) 鄔馨怡 |
|
|
BRH612 |
Rep |
2021-06-11 |
|
| 76 |
Xu, Fanfei 許凡非 |
|
|
BPB455 |
Rep |
2019-11-01 |
2024-05-20 |
| 77 |
Xu, Jianqiang (1980) 許建強 |
41 |
M |
BAJ277 |
RO |
2018-01-29 |
|
| 78 |
Xu, Tianjie 許天杰 |
|
|
AYO003 |
Rep |
2021-05-18 |
|
| 79 |
Xu, Tianyang 徐天阳 |
|
|
BRI099 |
Rep |
2021-06-25 |
2023-03-31 |
| 80 |
Xu, Zhiyuan (SFC:BPO925) 徐智渊 |
|
|
BPO925 |
Rep |
2020-04-27 |
2025-03-13 |
| 81 |
Yang, Shyang Yeu 楊翔宇 |
|
|
BRG736 |
Rep |
2021-06-03 |
2024-07-02 |
| 82 |
Yang, Tian (SFC:BHA618) 楊天 |
|
|
BHA618 |
Rep |
2017-06-26 |
|
| 83 |
Yang, Xi (SFC:BRI319) 楊希 |
|
|
BRI319 |
Rep |
2021-06-22 |
2022-05-31 |
| 84 |
Yang, Xiaoxi (SFC:BLU778) |
|
|
BLU778 |
Rep |
2020-02-26 |
2022-05-27 |
| 85 |
Yip, Henry Shun Fu 葉迅虎 |
|
M |
AEI069 |
Rep |
2021-06-09 |
2021-09-14 |
| 86 |
Yip, Wai Ho 葉偉豪 |
|
|
APF207 |
Rep |
2020-11-12 |
|
| 87 |
You, Hanqian 尤韓乾 |
|
|
BNO515 |
Rep |
2021-03-12 |
|
| 88 |
Yue, Yuan (SFC:BJB569) 岳圓 |
|
|
BJB569 |
Rep |
2021-01-27 |
2022-06-10 |
| 89 |
Yung, Louis Chun Woon 翁進煥 |
|
M |
AON896 |
Rep |
2017-11-15 |
|
| 90 |
Zhang, Xiaojia 張小佳 |
|
|
BGO941 |
Rep |
2017-06-26 |
|
| 91 |
Zhao, Wenxiu 趙文秀 |
|
|
BBU280 |
Rep |
2019-12-04 |
2024-06-03 |
| 92 |
Zheng, Xiaofeng 鄭小峰 |
|
|
ALH862 |
Rep |
2017-06-26 |
|
| 93 |
Zhu, Xingzhu 朱星竺 |
|
|
BRE590 |
Rep |
2021-05-07 |
2022-06-24 |
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