AllianceBernstein Hong Kong Limited 聯博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Beveridge, Neil Alexander Stewart | M | ATM595 | Rep | 2009-10-15 | 2011-10-24 | |
| 2 | Bian, Lu 邊璐 | AWZ273 | Rep | 2011-03-16 | 2011-10-24 | ||
| 3 | Briscoe, Hayden Daniel | M | AVV090 | Rep | 2013-01-14 | 2013-03-28 | |
| RO | 2013-03-28 | 2016-04-18 | |||||
| 4 | Brooks, Adam Jon | M | BDL105 | Rep | 2014-05-20 | 2014-05-21 | |
| 5 | Buckley, Mark Robert | M | AQW563 | Rep | 2014-10-27 | 2014-10-31 | |
| 6 | Caruso, Frank Vincent | M | BHH755 | Rep | 2016-04-26 | 2016-04-28 | |
| 7 | Chan, Benjamin Chung Fai 陳頌暉 | M | AGG379 | Rep | 2006-12-01 | ||
| 8 | Chan, Chi Lap (SFC:ATD881) 陳志立 | ATD881 | Rep | 2009-06-24 | 2010-12-31 | ||
| 9 | Chan, Patrick Kai Lung 陳啟龍 | 56 | M | ABC020 | RO | 2006-05-02 | |
| 10 | Cheh, Augustus Wing Chun 車永俊 | ALK192 | RO | 2004-12-29 | 2011-01-27 | ||
| 11 | Chen, Shan (SFC:AOB315) 陳珊 | AOB315 | Rep | 2006-10-17 | 2008-04-07 | ||
| 12 | Cheng, Hua (SFC:AXQ586) 程華 | AXQ586 | Rep | 2011-07-18 | 2011-10-24 | ||
| Rep | 2014-05-12 | ||||||
| 13 | Cheng, Pui Kan (SFC:APY381) 鄭培瑾 | APY381 | Rep | 2008-09-17 | 2013-09-19 | ||
| 14 | Cheung, Carrie Kai Li 張佳俐 | F | AMN619 | Rep | 2006-01-13 | 2008-10-10 | |
| 15 | Chiu, Sze Miu 招詩苗 | AQD961 | Rep | 2008-09-19 | 2011-09-08 | ||
| 16 | Chow, Nelson Kin Hung 鄒建雄 | M | AGF156 | Rep | 2004-05-31 | 2016-07-14 | |
| RO | 2016-07-14 | ||||||
| 17 | Chow, Richard Wai Tat 周偉達 | M | AJB550 | Rep | 2003-12-16 | 2012-03-30 | |
| 18 | Chow, Stephen Benny Ting Fai 周珽輝 | M | ANE749 | Rep | 2008-05-05 | 2009-08-14 | |
| 19 | Chung, Daisy Sze Kie 鍾詩琪 | F | AIG183 | Rep | |||
| 20 | Chung, Ka Po 鍾家寶 | ANN404 | Rep | 2010-10-08 | 2011-10-24 | ||
| 21 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | BEN580 | Rep | 2016-12-05 | 2019-03-27 | ||
| 22 | Cox, Mark Henry 郭馬克 | M | ADP699 | Rep | 2010-08-26 | 2011-10-24 | |
| 23 | De Noon, Paul Joseph | M | ALY371 | Rep | 2014-07-09 | 2014-07-10 | |
| Rep | 2015-04-17 | 2015-04-21 | |||||
| Rep | 2016-01-20 | 2016-01-25 | |||||
| Rep | 2016-12-05 | 2016-12-06 | |||||
| 24 | Deahl, Jan David | M | ALP919 | Rep | 2005-02-17 | 2007-12-31 | |
| 25 | Dearth, Liliana Castillo | BDQ510 | Rep | 2014-07-07 | 2014-07-18 | ||
| 26 | Distenfeld, Gershon M | BAX714 | Rep | 2014-03-18 | 2014-03-23 | ||
| Rep | 2015-11-02 | 2015-11-02 | |||||
| Rep | 2016-07-26 | 2016-07-28 | |||||
| 27 | Edwards, Antony James (1967) | 49 | M | AAW726 | Rep | 2007-04-23 | 2007-07-31 |
| RO | 2007-07-31 | 2009-09-25 | |||||
| 28 | Eyunni, Srinivas Rajeev Kiran | AOV720 | Rep | 2015-07-06 | 2021-04-30 | ||
| 29 | Fay, Sharon Ellen | F | AMC652 | Rep | 2014-02-20 | 2014-02-21 | |
| 30 | Ford, Benjamin Christopher George | M | AIU616 | Rep | 2003-05-29 | 2003-08-27 | |
| 31 | Garcia, Cristobal Antonio | M | ANM682 | Rep | 2010-09-21 | 2011-10-24 | |
| 32 | Gibson, Bradley John | M | BDA538 | Rep | 2014-03-12 | 2017-08-08 | |
| 33 | Godridge, Benjamin John | M | ATS628 | Rep | 2009-09-30 | 2011-09-16 | |
| 34 | Goh, Irene Li Lu 吳麗如 | F | AXF251 | Rep | 2011-11-01 | 2012-11-20 | |
| RO | 2012-11-20 | 2016-03-07 | |||||
| 35 | Gordon, Daniel (SFC:AHE138) | M | AHE138 | Rep | 2010-06-21 | 2010-09-07 | |
| RO | 2010-09-07 | 2011-10-24 | |||||
| 36 | Graversen, Kenneth | M | BEI876 | Rep | 2014-10-27 | 2014-10-31 | |
| 37 | Grise Jr, Joseph Michael | M | BDD333 | Rep | 2014-03-24 | 2014-03-29 | |
| 38 | Guo, Wei (SFC:ASU040) 郭煒 | ASU040 | Rep | 2009-06-30 | 2010-02-05 | ||
| 39 | Han, Ji Ho | BDF287 | Rep | 2014-04-09 | 2018-07-02 | ||
| 40 | Hargis, Kent W | M | BAG066 | Rep | 2014-11-17 | 2014-11-18 | |
| 41 | Harting, Morgan Clothier | M | AXT012 | Rep | 2014-02-10 | 2014-02-14 | |
| Rep | 2014-10-07 | 2014-10-09 | |||||
| Rep | 2015-04-16 | 2015-04-17 | |||||
| Rep | 2016-05-06 | 2016-05-10 | |||||
| Rep | 2016-12-05 | 2016-12-05 | |||||
| 42 | Henderson, Samuel Thomas | M | AVD913 | Rep | 2010-05-12 | 2011-10-24 | |
| 43 | Henricks, Peter Jarvis | 56 | M | AER025 | RO | 2003-06-30 | |
| 44 | Ho, Ivan Kwok Wai 何國威 | M | APH605 | Rep | 2009-11-17 | 2016-02-05 | |
| 45 | Hulkunte Nagaraj, Ayush | AVV794 | Rep | 2010-09-20 | 2011-10-24 | ||
| 46 | Hullah, James Edward | M | BEC495 | Rep | 2014-09-12 | 2022-12-01 | |
| 47 | Kang, Ho Jung 姜昊定 | BDF370 | Rep | 2014-04-09 | 2015-09-17 | ||
| 48 | Kaul, Ajai Mohan | AJE920 | Rep | 2003-10-15 | 2004-06-09 | ||
| RO | 2004-06-09 | ||||||
| 49 | Kennedy, Matthew (SFC:ANU294) | M | ANU294 | RO | 2012-11-20 | 2013-02-04 | |
| Rep | 2013-02-04 | 2013-03-01 | |||||
| 50 | Kim, Joshua Taehyun | M | ATL814 | Rep | 2011-01-14 | 2011-10-24 | |
| 51 | Ko, Raymond 高力文 | M | AIL123 | Rep | 2010-10-04 | 2011-10-24 | |
| 52 | Koay, Siu Choon 郭修俊 | AXX210 | Rep | 2011-08-23 | 2011-10-24 | ||
| 53 | Koh, Whee Leng | ANQ408 | Rep | 2006-07-20 | 2006-07-21 | ||
| Rep | 2006-11-22 | 2006-11-24 | |||||
| Rep | 2007-07-16 | 2010-06-30 | |||||
| 54 | Kook, Soonwoong | AMJ994 | Rep | 2005-10-24 | 2008-09-03 | ||
| 55 | Kuan, Wendy Hsiao Wei 關曉薇 | F | ANE317 | Rep | 2006-05-10 | 2012-02-22 | |
| 56 | Kwok, Charles Cheong Ping 郭昌平 | M | ACJ620 | Rep | 2009-09-25 | 2011-03-28 | |
| 57 | Lai, Patricia Hoi Yan 黎凱欣 | F | ARR637 | Rep | 2011-03-15 | 2017-02-05 | |
| 58 | Lam, Cherin Sze Ning 林詩寧 | AEG765 | Rep | 2006-08-01 | 2008-11-03 | ||
| 59 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2007-07-17 | 2009-01-01 | ||
| 60 | Lam, Melody Wai Yan 林慧恩 | AUV751 | Rep | 2010-03-09 | 2010-04-30 | ||
| 61 | Lam, Victoria Wing Man 林穎文 | F | AQH499 | Rep | 2008-01-18 | 2009-06-12 | |
| 62 | Lau, Gilbert Kin Chi 劉健智 | AVO880 | Rep | 2010-07-30 | 2011-10-24 | ||
| 63 | Lau, Johnny Ka Ki 劉家棋 | M | AOS269 | Rep | 2011-08-29 | 2011-10-24 | |
| 64 | Lau, Vera Ka Yi 劉嘉怡 | F | AQW236 | Rep | 2008-04-18 | 2009-01-22 | |
| Rep | 2009-02-13 | 2009-07-24 | |||||
| Rep | 2013-05-13 | 2016-09-30 | |||||
| 65 | Lavi, Avraham | AQC511 | Rep | 2014-02-25 | 2014-02-28 | ||
| 66 | Law, Albert Chung Hang 羅重恆 | M | AEI015 | Rep | 2009-06-17 | 2012-01-12 | |
| RO | 2012-01-12 | 2012-02-22 | |||||
| 67 | Lee, Chang Bok 李彰馥 | ARN744 | Rep | 2008-08-27 | 2009-06-12 | ||
| 68 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2005-04-13 | 2009-02-18 | |
| 69 | Lee, Dokyoung | ALB229 | Rep | 2006-07-25 | 2009-10-12 | ||
| 70 | Lee, Matthew Wai Shun 李維信 | M | ACC119 | RO | 2003-08-05 | 2005-11-16 | |
| 71 | Leong, Koon Jee Jennifer 梁君玉 | F | AZF862 | Rep | 2014-02-28 | 2016-02-05 | |
| 72 | Leung, Alex Sing Pong 梁承邦 | AVI140 | Rep | 2010-06-14 | 2011-10-24 | ||
| 73 | Levinson, Eric Lee | M | AZG143 | Rep | 2012-04-13 | 2012-07-27 | |
| 74 | Li, Hsinlin 李欣霖 | AVK469 | Rep | 2010-07-02 | 2011-10-24 | ||
| 75 | Li, Philip Yee Lap 李以立 | M | AJF874 | Rep | 2006-06-15 | 2008-02-03 | |
| 76 | Li, Song (SFC:ANP431) 李松 | ANP431 | Rep | 2006-08-09 | 2008-11-03 | ||
| 77 | Li, Wendy Kam Mui 李金梅 | F | AFM350 | Rep | 2009-03-30 | ||
| 78 | Liang, Jonathan Man Wei 梁文偉 | M | AFR655 | Rep | 2011-01-13 | 2022-03-25 | |
| 79 | Liang, Michelle Alison Hing Man 梁馨文 | F | AXF635 | Rep | 2011-05-06 | 2011-10-24 | |
| 80 | Lin, John Jen-ho | M | AGE869 | Rep | 2016-03-24 | 2022-08-12 | |
| 81 | Lin, Mei Fang (SFC:ANH007) 林玫芳 | ANH007 | Rep | 2011-03-17 | 2023-08-11 | ||
| 82 | Lou, Chao (SFC:AYR613) 樓超 | AYR613 | Rep | 2015-07-07 | 2015-08-10 | ||
| 83 | Lou, Ying (SFC:AVV243) 樓瑩 | AVV243 | Rep | 2011-06-07 | 2011-10-24 | ||
| 84 | Lu, Hui-Chen 呂慧珍 | ARN240 | Rep | 2010-04-13 | 2011-10-24 | ||
| 85 | Lu, Li Ying | BHV405 | Rep | 2016-07-26 | 2019-03-24 | ||
| 86 | Mak, Cassandra Frances Wai Kwun 麥慧君 | F | AMN771 | Rep | 2010-08-23 | 2011-09-09 | |
| 87 | Manchee, Janelle Maree | BGK728 | Rep | 2015-10-26 | 2015-10-31 | ||
| Rep | 2016-10-31 | 2016-11-04 | |||||
| 88 | Marx, Christopher William | M | AXS989 | Rep | 2014-04-24 | 2014-04-28 | |
| Rep | 2015-04-14 | 2015-04-15 | |||||
| Rep | 2015-09-15 | 2015-09-16 | |||||
| 89 | Moel Modiano, Alberto | M | AVD880 | Rep | 2010-05-07 | 2011-10-24 | |
| 90 | Mohanty, Sabyasachi | AXB191 | Rep | 2011-03-25 | 2011-10-14 | ||
| 91 | Mon, Michael Lee 文嘉明 | M | AMU524 | Rep | 2006-07-06 | 2010-12-17 | |
| 92 | Moore, Stephen Lewis | M | BFD013 | Rep | 2015-03-30 | 2017-01-17 | |
| 93 | Mounier, Arnaud Francois | M | BFI444 | Rep | 2015-04-29 | 2022-12-21 | |
| 94 | Mubayi, Piyush | ADQ243 | Rep | 2007-02-06 | 2007-09-22 | ||
| 95 | Nakamura, Spark Takuya | M | AVJ263 | Rep | 2010-12-31 | 2013-04-24 | |
| 96 | Nalewajko, Monika Bozena | F | BIL895 | Rep | 2016-11-04 | 2016-11-07 | |
| 97 | Nelson, Richard Geoffrey | M | ANU047 | Rep | 2006-08-31 | 2006-09-03 | |
| 98 | Newman, Mark Christopher (SFC:AVK470) | M | AVK470 | Rep | 2010-07-02 | 2011-10-24 | |
| 99 | Nolan, Luke William | M | BCZ785 | Rep | 2014-03-03 | 2017-08-06 | |
| 100 | Oden, John Evans | M | AOU898 | Rep | 2014-02-28 | ||
| 101 | Oe, Kumiko 大江久美子 | ANZ843 | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2011-10-26 | |||||
| 102 | Padhye, Suchet Pandurang | AUM316 | RO | 2010-10-29 | 2011-04-28 | ||
| Rep | 2011-04-28 | 2011-12-20 | |||||
| 103 | Pang, Jimmy Kar-yin 彭家賢 | M | ANV218 | Rep | 2007-03-01 | 2009-09-21 | |
| 104 | Pang, Matthew Man Yat 彭文逸 | M | ANE767 | Rep | 2007-11-20 | 2009-08-31 | |
| 105 | Parker, Michael Wade | M | AUR866 | Rep | 2010-02-10 | 2011-10-24 | |
| 106 | Peebles, Douglas James | M | AMD163 | Rep | 2014-07-02 | 2014-07-03 | |
| 107 | Phelps, Mark Ivor (SFC:AZE639) | M | AZE639 | Rep | 2014-04-22 | 2014-04-23 | |
| Rep | 2014-07-08 | 2014-07-09 | |||||
| Rep | 2015-03-23 | 2015-03-25 | |||||
| Rep | 2015-09-11 | 2015-09-18 | |||||
| Rep | 2016-03-09 | 2016-03-11 | |||||
| 108 | Pu, Chi-Ling 溥琪琳 | BFX498 | Rep | 2015-07-28 | 2015-08-28 | ||
| 109 | Qiu, Wangshu 裘望舒 | AVW563 | Rep | 2010-09-15 | 2011-10-24 | ||
| 110 | Quinn, Emma Catherine | F | AOS451 | Rep | 2008-10-06 | 2008-10-10 | |
| Rep | 2011-10-31 | 2012-02-08 | |||||
| RO | 2012-02-08 | 2023-03-17 | |||||
| 111 | Rae, Stuart Campbell | M | ANT881 | Rep | 2007-03-19 | 2012-02-13 | |
| RO | 2012-02-13 | ||||||
| 112 | Ruan, David Ching Chi | M | ADP750 | Rep | 2004-03-22 | ||
| 113 | Saw, Adrian Yen Heng | M | AZF860 | Rep | 2012-04-05 | 2015-05-26 | |
| 114 | Schrage, Rebecca Mak Karen | F | AUE422 | Rep | 2009-11-23 | 2012-01-06 | |
| 115 | Seabolt, Christopher John | 41 | M | ALP933 | Rep | 2005-02-24 | 2007-08-16 |
| 116 | Sesin, Karen Ann | F | ANB402 | Rep | 2014-02-17 | 2014-02-18 | |
| 117 | Sharma, Nitish (SFC:AYT905) | AYT905 | Rep | 2012-01-16 | 2012-02-17 | ||
| 118 | Shibuya, Rie | ANZ952 | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2012-12-31 | |||||
| 119 | Singhai, Manish | AMD164 | Rep | 2006-07-18 | 2008-07-01 | ||
| 120 | Son, Joo Rak | BGK634 | Rep | 2015-10-23 | 2022-10-08 | ||
| 121 | Song, Tingting (SFC:ART003) 宋婷婷 | ART003 | Rep | 2016-09-22 | 2023-12-20 | ||
| 122 | Sonneland, Joshua Paul | M | BBR119 | Rep | 2014-03-10 | 2014-03-12 | |
| 123 | Sun, Hao (SFC:ANP669) 孫昊 | ANP669 | Rep | 2012-03-16 | 2018-06-15 | ||
| 124 | Tam, Joyce Tak Yan 譚德恩 | F | ALQ684 | Rep | 2005-06-10 | 2008-10-31 | |
| 125 | Tan, Szu-Min Desmond | M | BHY508 | Rep | 2016-08-10 | ||
| 126 | Tannenbaum, Nina Fay | BDI848 | Rep | 2014-04-29 | 2014-05-01 | ||
| 127 | Taylor, Andrew Brian | M | AYN586 | Rep | 2011-12-05 | 2011-12-09 | |
| Rep | 2012-02-13 | 2012-02-17 | |||||
| Rep | 2012-10-29 | 2012-11-02 | |||||
| Rep | 2014-02-26 | 2014-02-28 | |||||
| Rep | 2015-04-15 | 2015-07-14 | |||||
| 128 | Tiano, Joseph Salvatore | M | AVM432 | Rep | 2010-07-15 | 2011-10-24 | |
| 129 | Tin, Keynes Kin Yip 田建業 | AFZ530 | Rep | 2011-11-28 | |||
| 130 | Ton, Suzanne To Quan 孫素君 | F | AAZ188 | Rep | 2003-08-26 | 2006-12-12 | |
| RO | 2006-12-12 | 2009-04-02 | |||||
| 131 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2010-10-11 | 2011-10-24 | ||
| 132 | Van Brugge, Robert Pieter | M | AUA340 | RO | 2010-04-19 | 2010-07-19 | |
| RO | 2010-08-16 | 2010-12-17 | |||||
| 133 | Walker, Brian Wesley 華博安 | M | AVK791 | Rep | 2010-07-02 | 2012-03-09 | |
| 134 | Wang, Lu (SFC:AXX186) 王璐 | AXX186 | Rep | 2011-08-22 | 2011-10-24 | ||
| 135 | Wang, Yun Yu 王雲玉 | AOB063 | Rep | 2010-02-02 | 2015-03-09 | ||
| 136 | Waters, Aaron Joseph Philip | M | BBO889 | Rep | 2013-07-15 | 2017-02-22 | |
| 137 | Wei, Serena 魏卓婷 | F | ASK055 | Rep | 2009-03-03 | 2009-09-06 | |
| 138 | Werner, Michael Joseph | M | AUO124 | Rep | 2010-02-02 | 2011-10-24 | |
| 139 | Williams, Nicole Petra | F | APO568 | Rep | 2007-09-10 | 2009-12-03 | |
| 140 | Won, Sun-hee 元善熙 | AWC341 | Rep | 2010-10-19 | 2012-02-16 | ||
| 141 | Wong, Chapman Tsan Man 黃燦文 | AEH756 | Rep | 2004-08-13 | |||
| 142 | Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 | M | AXO118 | Rep | 2011-07-05 | 2011-10-24 | |
| 143 | Wong, David Nicholas 王耀維 | M | AFF074 | Rep | 2015-03-05 | ||
| 144 | Wong, Dominic Wing Hang 王永鏗 | M | ACL614 | Rep | 2004-02-23 | ||
| 145 | Wong, Irene Oi Ling 黃愛玲 | F | ADS873 | Rep | 2010-07-16 | 2010-09-10 | |
| 146 | Wong, June Wai Man 黃慧敏 | 50 | F | ACS213 | Rep | 2004-03-03 | 2006-11-07 |
| RO | 2006-11-07 | 2011-09-06 | |||||
| 147 | Wong, Lily Lillian 黃麗麗 | F | AJB572 | RO | 2003-10-16 | 2004-05-14 | |
| 148 | Wong, Siu Yin (SFC:BDN280) 黃小燕 | BDN280 | Rep | 2014-06-04 | |||
| 149 | Wong, Sui Man 黃瑞文 | AMH458 | Rep | 2012-04-23 | 2019-04-28 | ||
| 150 | Wong, Wing Lam (SFC:ARK450) 黃詠琳 | ARK450 | Rep | 2008-07-31 | 2012-10-10 | ||
| 151 | Wong, Yau Nang 王祐能 | AMB339 | Rep | 2005-07-26 | 2009-01-16 | ||
| 152 | Yao, Alex Krystal 姚文詠 | ACS438 | Rep | 2006-07-20 | 2008-05-30 | ||
| 153 | Yim, Claire Yeuk King 嚴若瓊 | F | AIB370 | Rep | 2005-07-29 | ||
| 154 | Yu, Vernon Ka Leung | AEE209 | Rep | 2006-06-09 | 2011-04-08 | ||
| 155 | Yu, Wing Hei Sharon 俞穎熹 | BGI041 | Rep | 2015-10-07 | 2020-12-31 | ||
| 156 | Yung, Chun Kwok 翁振國 | ACB873 | Rep | 2008-07-05 | |||
| Rep | 2008-11-28 | 2014-12-11 | |||||
| 157 | Zeng, Zheng 曾錚 | APS177 | Rep | 2016-05-06 | 2022-07-28 | ||
| 158 | Zhang, Liang (SFC:AVA073) | AVA073 | Rep | 2010-04-15 | 2011-10-24 | ||
| 159 | Zhang, Xuefeng (SFC:BFS502) 張雪峰 | BFS502 | Rep | 2015-06-29 | 2021-09-30 | ||
| 160 | Zlotnikov, Vadim | ASO250 | Rep | 2014-03-31 | 2014-04-01 | ||
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