AllianceBernstein Hong Kong Limited 聯博香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Beveridge, Neil Alexander Stewart M ATM595 Rep 2009-10-15 2011-10-24
2 Bian, Lu 邊璐 AWZ273 Rep 2011-03-16 2011-10-24
3 Briscoe, Hayden Daniel M AVV090 Rep 2013-01-14 2013-03-28
RO 2013-03-28 2016-04-18
4 Brooks, Adam Jon M BDL105 Rep 2014-05-20 2014-05-21
5 Buckley, Mark Robert M AQW563 Rep 2014-10-27 2014-10-31
6 Caruso, Frank Vincent M BHH755 Rep 2016-04-26 2016-04-28
Rep 2017-04-25 2017-04-25
7 Chan, Benjamin Chung Fai 陳頌暉 M AGG379 Rep 2006-12-01
8 Chan, Chi Lap (SFC:ATD881) 陳志立 ATD881 Rep 2009-06-24 2010-12-31
9 Chan, Patrick Kai Lung 陳啟龍 57 M ABC020 RO 2006-05-02
10 Cheh, Augustus Wing Chun 車永俊 ALK192 RO 2004-12-29 2011-01-27
11 Chen, Shan (SFC:AOB315) 陳珊 AOB315 Rep 2006-10-17 2008-04-07
12 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-07-18 2011-10-24
Rep 2014-05-12
13 Cheng, Pui Kan (SFC:APY381) 鄭培瑾 APY381 Rep 2008-09-17 2013-09-19
14 Cheung, Carrie Kai Li 張佳俐 F AMN619 Rep 2006-01-13 2008-10-10
15 Chiu, Sze Miu 招詩苗 AQD961 Rep 2008-09-19 2011-09-08
16 Chow, Nelson Kin Hung 鄒建雄 M AGF156 Rep 2004-05-31 2016-07-14
RO 2016-07-14
17 Chow, Richard Wai Tat 周偉達 M AJB550 Rep 2003-12-16 2012-03-30
18 Chow, Stephen Benny Ting Fai 周珽輝 M ANE749 Rep 2008-05-05 2009-08-14
19 Chung, Daisy Sze Kie 鍾詩琪 F AIG183 Rep
20 Chung, Ka Po 鍾家寶 ANN404 Rep 2010-10-08 2011-10-24
21 Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 BEN580 Rep 2016-12-05 2019-03-27
22 Cox, Mark Henry 郭馬克 M ADP699 Rep 2010-08-26 2011-10-24
23 Dacey, Meghan Alice F BIZ383 Rep 2017-01-26 2017-08-23
24 De Noon, Paul Joseph M ALY371 Rep 2014-07-09 2014-07-10
Rep 2015-04-17 2015-04-21
Rep 2016-01-20 2016-01-25
Rep 2016-12-05 2016-12-06
25 Deahl, Jan David M ALP919 Rep 2005-02-17 2007-12-31
26 Dearth, Liliana Castillo BDQ510 Rep 2014-07-07 2014-07-18
27 Deng, Jingting BIC489 Rep 2017-08-10 2022-08-01
28 Distenfeld, Gershon M BAX714 Rep 2014-03-18 2014-03-23
Rep 2015-11-02 2015-11-02
Rep 2016-07-26 2016-07-28
29 Du, Ming Shan 杜銘珊 BJQ530 Rep 2017-06-06 2022-02-10
30 Edwards, Antony James (1967) 50 M AAW726 Rep 2007-04-23 2007-07-31
RO 2007-07-31 2009-09-25
31 Eyunni, Srinivas Rajeev Kiran AOV720 Rep 2015-07-06 2021-04-30
32 Fay, Sharon Ellen F AMC652 Rep 2014-02-20 2014-02-21
33 Ford, Benjamin Christopher George M AIU616 Rep 2003-05-29 2003-08-27
34 Garcia, Cristobal Antonio M ANM682 Rep 2010-09-21 2011-10-24
35 Gibson, Bradley John M BDA538 Rep 2014-03-12 2017-08-08
RO 2017-08-08 2024-06-30
36 Godridge, Benjamin John M ATS628 Rep 2009-09-30 2011-09-16
37 Goh, Irene Li Lu 吳麗如 F AXF251 Rep 2011-11-01 2012-11-20
RO 2012-11-20 2016-03-07
38 Gondard, Gabriel Robert M AYD279 Rep 2017-09-01 2022-06-30
39 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2010-06-21 2010-09-07
RO 2010-09-07 2011-10-24
40 Graversen, Kenneth M BEI876 Rep 2014-10-27 2014-10-31
41 Grise Jr, Joseph Michael M BDD333 Rep 2014-03-24 2014-03-29
Rep 2017-07-31 2017-08-11
42 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2009-06-30 2010-02-05
43 Han, Ji Ho BDF287 Rep 2014-04-09 2018-07-02
44 Hargis, Kent W M BAG066 Rep 2014-11-17 2014-11-18
45 Harting, Morgan Clothier M AXT012 Rep 2014-02-10 2014-02-14
Rep 2014-10-07 2014-10-09
Rep 2015-04-16 2015-04-17
Rep 2016-05-06 2016-05-10
Rep 2016-12-05 2016-12-05
Rep 2017-04-24 2017-04-26
Rep 2017-09-20 2017-09-22
Rep 2017-12-06 2017-12-08
46 Henderson, Samuel Thomas M AVD913 Rep 2010-05-12 2011-10-24
47 Henricks, Peter Jarvis 57 M AER025 RO 2003-06-30
48 Ho, Ivan Kwok Wai 何國威 M APH605 Rep 2009-11-17 2016-02-05
49 Hulkunte Nagaraj, Ayush AVV794 Rep 2010-09-20 2011-10-24
50 Hullah, James Edward M BEC495 Rep 2014-09-12 2022-12-01
51 Jackson, John (SFC:BJM329) M BJM329 Rep 2017-05-15 2017-05-19
52 Kang, Ho Jung 姜昊定 BDF370 Rep 2014-04-09 2015-09-17
53 Kaul, Ajai Mohan AJE920 Rep 2003-10-15 2004-06-09
RO 2004-06-09
54 Kennedy, Matthew (SFC:ANU294) M ANU294 RO 2012-11-20 2013-02-04
Rep 2013-02-04 2013-03-01
55 Kim, Joshua Taehyun M ATL814 Rep 2011-01-14 2011-10-24
56 Ko, Raymond 高力文 M AIL123 Rep 2010-10-04 2011-10-24
57 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-08-23 2011-10-24
58 Koh, Whee Leng ANQ408 Rep 2006-07-20 2006-07-21
Rep 2006-11-22 2006-11-24
Rep 2007-07-16 2010-06-30
59 Kook, Soonwoong AMJ994 Rep 2005-10-24 2008-09-03
60 Kuan, Wendy Hsiao Wei 關曉薇 F ANE317 Rep 2006-05-10 2012-02-22
61 Kwok, Charles Cheong Ping 郭昌平 M ACJ620 Rep 2009-09-25 2011-03-28
62 Lai, Patricia Hoi Yan 黎凱欣 F ARR637 Rep 2011-03-15 2017-02-05
63 Lam, Cherin Sze Ning 林詩寧 AEG765 Rep 2006-08-01 2008-11-03
64 Lam, Chi Kwan (SFC:AGA429) 林志坤 AGA429 Rep 2007-07-17 2009-01-01
65 Lam, Melody Wai Yan 林慧恩 AUV751 Rep 2010-03-09 2010-04-30
66 Lam, Victoria Wing Man 林穎文 F AQH499 Rep 2008-01-18 2009-06-12
67 Lau, Gilbert Kin Chi 劉健智 AVO880 Rep 2010-07-30 2011-10-24
68 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-08-29 2011-10-24
69 Lau, Vera Ka Yi 劉嘉怡 F AQW236 Rep 2008-04-18 2009-01-22
Rep 2009-02-13 2009-07-24
Rep 2013-05-13 2016-09-30
70 Lavi, Avraham AQC511 Rep 2014-02-25 2014-02-28
71 Law, Albert Chung Hang 羅重恆 M AEI015 Rep 2009-06-17 2012-01-12
RO 2012-01-12 2012-02-22
72 Lee, Chang Bok 李彰馥 ARN744 Rep 2008-08-27 2009-06-12
73 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2005-04-13 2009-02-18
74 Lee, Dokyoung ALB229 Rep 2006-07-25 2009-10-12
75 Lee, Matthew Wai Shun 李維信 M ACC119 RO 2003-08-05 2005-11-16
76 Lee, Yi Ping 李意萍 BJK393 Rep 2017-05-15 2017-05-18
77 Leong, Koon Jee Jennifer 梁君玉 F AZF862 Rep 2014-02-28 2016-02-05
78 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2010-06-14 2011-10-24
79 Levinson, Eric Lee M AZG143 Rep 2012-04-13 2012-07-27
80 Li, Hsinlin 李欣霖 AVK469 Rep 2010-07-02 2011-10-24
81 Li, Philip Yee Lap 李以立 M AJF874 Rep 2006-06-15 2008-02-03
82 Li, Song (SFC:ANP431) 李松 ANP431 Rep 2006-08-09 2008-11-03
83 Li, Wendy Kam Mui 李金梅 F AFM350 Rep 2009-03-30
84 Liang, Jonathan Man Wei 梁文偉 M AFR655 Rep 2011-01-13 2022-03-25
85 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-05-06 2011-10-24
86 Lin, John Jen-ho M AGE869 Rep 2016-03-24 2022-08-12
87 Lin, Mei Fang (SFC:ANH007) 林玫芳 ANH007 Rep 2011-03-17 2023-08-11
88 Lou, Chao (SFC:AYR613) 樓超 AYR613 Rep 2015-07-07 2015-08-10
89 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-06-07 2011-10-24
90 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2010-04-13 2011-10-24
91 Lu, Li Ying BHV405 Rep 2016-07-26 2019-03-24
92 Mak, Cassandra Frances Wai Kwun 麥慧君 F AMN771 Rep 2010-08-23 2011-09-09
93 Manchee, Janelle Maree BGK728 Rep 2015-10-26 2015-10-31
Rep 2016-10-31 2016-11-04
94 Marx, Christopher William M AXS989 Rep 2014-04-24 2014-04-28
Rep 2015-04-14 2015-04-15
Rep 2015-09-15 2015-09-16
Rep 2017-02-23 2017-02-24
95 Moel Modiano, Alberto M AVD880 Rep 2010-05-07 2011-10-24
96 Mohanty, Sabyasachi AXB191 Rep 2011-03-25 2011-10-14
97 Mon, Michael Lee 文嘉明 M AMU524 Rep 2006-07-06 2010-12-17
98 Moore, Stephen Lewis M BFD013 Rep 2015-03-30 2017-01-17
99 Mounier, Arnaud Francois M BFI444 Rep 2015-04-29 2022-12-21
100 Mubayi, Piyush ADQ243 Rep 2007-02-06 2007-09-22
101 Nakamura, Spark Takuya M AVJ263 Rep 2010-12-31 2013-04-24
102 Nalewajko, Monika Bozena F BIL895 Rep 2016-11-04 2016-11-07
103 Nelson, Richard Geoffrey M ANU047 Rep 2006-08-31 2006-09-03
104 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2010-07-02 2011-10-24
105 Ngai, Sze Man 倪詩敏 BGH932 Rep 2017-02-02
106 Nolan, Luke William M BCZ785 Rep 2014-03-03 2017-08-06
107 Oden, John Evans M AOU898 Rep 2014-02-28
108 Oe, Kumiko 大江久美子 ANZ843 Rep 2006-09-27 2008-01-03
RO 2008-01-03 2011-10-26
109 Padhye, Suchet Pandurang AUM316 RO 2010-10-29 2011-04-28
Rep 2011-04-28 2011-12-20
110 Pan, Vivian Chor Ying 班楚瑩 BFW980 Rep 2017-08-24 2019-06-21
111 Pang, Jimmy Kar-yin 彭家賢 M ANV218 Rep 2007-03-01 2009-09-21
112 Pang, Matthew Man Yat 彭文逸 M ANE767 Rep 2007-11-20 2009-08-31
113 Parker, Michael Wade M AUR866 Rep 2010-02-10 2011-10-24
114 Peebles, Douglas James M AMD163 Rep 2014-07-02 2014-07-03
115 Phelps, Mark Ivor (SFC:AZE639) M AZE639 Rep 2014-04-22 2014-04-23
Rep 2014-07-08 2014-07-09
Rep 2015-03-23 2015-03-25
Rep 2015-09-11 2015-09-18
Rep 2016-03-09 2016-03-11
Rep 2017-02-27 2017-02-28
Rep 2017-09-11 2017-09-15
116 Pu, Chi-Ling 溥琪琳 BFX498 Rep 2015-07-28 2015-08-28
117 Qiu, Wangshu 裘望舒 AVW563 Rep 2010-09-15 2011-10-24
118 Quinn, Emma Catherine F AOS451 Rep 2008-10-06 2008-10-10
Rep 2011-10-31 2012-02-08
RO 2012-02-08 2023-03-17
119 Rae, Stuart Campbell M ANT881 Rep 2007-03-19 2012-02-13
RO 2012-02-13
120 Ruan, David Ching Chi M ADP750 Rep 2004-03-22
121 Saw, Adrian Yen Heng M AZF860 Rep 2012-04-05 2015-05-26
122 Schrage, Rebecca Mak Karen F AUE422 Rep 2009-11-23 2012-01-06
123 Seabolt, Christopher John 42 M ALP933 Rep 2005-02-24 2007-08-16
124 Sesin, Karen Ann F ANB402 Rep 2014-02-17 2014-02-18
125 Sharma, Nitish (SFC:AYT905) AYT905 Rep 2012-01-16 2012-02-17
126 Shibuya, Rie ANZ952 Rep 2006-09-27 2008-01-03
RO 2008-01-03 2012-12-31
127 Singhai, Manish AMD164 Rep 2006-07-18 2008-07-01
128 Son, Joo Rak BGK634 Rep 2015-10-23 2022-10-08
129 Song, Tingting (SFC:ART003) 宋婷婷 ART003 Rep 2016-09-22 2023-12-20
130 Sonneland, Joshua Paul M BBR119 Rep 2014-03-10 2014-03-12
131 Sun, Hao (SFC:ANP669) 孫昊 ANP669 Rep 2012-03-16 2018-06-15
132 Tam, Joyce Tak Yan 譚德恩 F ALQ684 Rep 2005-06-10 2008-10-31
133 Tan, Szu-Min Desmond M BHY508 Rep 2016-08-10
134 Tannenbaum, Nina Fay BDI848 Rep 2014-04-29 2014-05-01
135 Taylor, Andrew Brian M AYN586 Rep 2011-12-05 2011-12-09
Rep 2012-02-13 2012-02-17
Rep 2012-10-29 2012-11-02
Rep 2014-02-26 2014-02-28
Rep 2015-04-15 2015-07-14
Rep 2017-03-20 2017-03-23
136 Tiano, Joseph Salvatore M AVM432 Rep 2010-07-15 2011-10-24
137 Tin, Keynes Kin Yip 田建業 AFZ530 Rep 2011-11-28
138 Ton, Suzanne To Quan 孫素君 F AAZ188 Rep 2003-08-26 2006-12-12
RO 2006-12-12 2009-04-02
139 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2010-10-11 2011-10-24
140 Van Brugge, Robert Pieter M AUA340 RO 2010-04-19 2010-07-19
RO 2010-08-16 2010-12-17
141 Walker, Brian Wesley 華博安 M AVK791 Rep 2010-07-02 2012-03-09
142 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-08-22 2011-10-24
143 Wang, Yun Yu 王雲玉 AOB063 Rep 2010-02-02 2015-03-09
144 Waters, Aaron Joseph Philip M BBO889 Rep 2013-07-15 2017-02-22
145 Wei, Serena 魏卓婷 F ASK055 Rep 2009-03-03 2009-09-06
146 Werner, Michael Joseph M AUO124 Rep 2010-02-02 2011-10-24
147 Williams, Nicole Petra F APO568 Rep 2007-09-10 2009-12-03
148 Won, Sun-hee 元善熙 AWC341 Rep 2010-10-19 2012-02-16
149 Wong, Chapman Tsan Man 黃燦文 AEH756 Rep 2004-08-13
150 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-07-05 2011-10-24
151 Wong, David Nicholas 王耀維 M AFF074 Rep 2015-03-05
152 Wong, Dominic Wing Hang 王永鏗 M ACL614 Rep 2004-02-23
153 Wong, Irene Oi Ling 黃愛玲 F ADS873 Rep 2010-07-16 2010-09-10
154 Wong, June Wai Man 黃慧敏 51 F ACS213 Rep 2004-03-03 2006-11-07
RO 2006-11-07 2011-09-06
155 Wong, Lily Lillian 黃麗麗 F AJB572 RO 2003-10-16 2004-05-14
156 Wong, Siu Yin (SFC:BDN280) 黃小燕 BDN280 Rep 2014-06-04
157 Wong, Sui Man 黃瑞文 AMH458 Rep 2012-04-23 2019-04-28
158 Wong, Wing Lam (SFC:ARK450) 黃詠琳 ARK450 Rep 2008-07-31 2012-10-10
159 Wong, Yau Nang 王祐能 AMB339 Rep 2005-07-26 2009-01-16
160 Yan, Wai Ling 殷惠玲 BDJ573 Rep 2017-10-18
161 Yao, Alex Krystal 姚文詠 ACS438 Rep 2006-07-20 2008-05-30
162 Yim, Claire Yeuk King 嚴若瓊 F AIB370 Rep 2005-07-29
163 Yu, Vernon Ka Leung AEE209 Rep 2006-06-09 2011-04-08
164 Yu, Wing Hei Sharon 俞穎熹 BGI041 Rep 2015-10-07 2020-12-31
165 Yung, Chun Kwok 翁振國 ACB873 Rep 2008-07-05
Rep 2008-11-28 2014-12-11
166 Zeng, Zheng 曾錚 APS177 Rep 2016-05-06 2022-07-28
167 Zhang, Liang (SFC:AVA073) AVA073 Rep 2010-04-15 2011-10-24
168 Zhang, Xuefeng (SFC:BFS502) 張雪峰 BFS502 Rep 2015-06-29 2021-09-30
169 Zlotnikov, Vadim ASO250 Rep 2014-03-31 2014-04-01

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