DWS Investments Hong Kong Limited 德意志投資香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Ang, Wee Theng BAH620 Rep 2012-10-19 2013-01-19
2 Athikhomkulchai, Nithiphong ALI347 Rep 2004-11-18 2007-07-27
3 Baker, Samuel Cranage M AOA383 Rep 2006-10-04 2008-12-15
4 Bang, Michele Mi-Kyung 55 F ATI600 Rep 2011-03-07 2011-10-24
RO 2011-10-24 2013-10-28
5 Barbour, William Lance M AOY333 Rep 2007-05-28 2012-09-26
6 Boyden, Anne Cecile F BGT630 Rep 2015-12-30 2017-11-03
7 Brown, Alison Rosemary F AQR075 Rep 2008-03-17 2009-04-07
8 Byrne, Robert Michael (SFC:AKT402) M AKT402 RO 2004-09-01 2009-08-29
9 Cao, Jingmu 曹靖牧 AYW195 Rep 2017-03-31 2018-11-07
Rep 2019-06-13
10 Carboy, Michael Edsall 康博文 M AXI003 Rep 2011-05-25 2012-09-20
11 Chan, Chi Pang (SFC:AQI127) 陳志鵬 AQI127 Rep 2008-01-21 2008-07-03
12 Chan, Danny Tsz Fung 陳梓楓 ARX078 Rep 2008-11-24 2010-06-01
13 Chan, Jenny Ka Yun 陳嘉茵 F AHX334 Rep 2004-04-21 2006-04-22
14 Chan, On Ki AZV531 Rep 2017-07-26 2018-10-10
15 Chan, Yuk Bing 陳玉冰 ANQ024 Rep 2013-10-23 2017-04-13
16 Chang, Lin Lin 張玲菱 APK366 Rep 2007-08-15 2010-06-01
17 Chen, Chia Ling (SFC:ADV930) 陳佳鈴 49 F ADV930 Rep 2006-02-27 2009-05-04
RO 2009-05-04 2009-08-01
18 Chen, Craig Hong Chu 陳宏初 M AFS560 Rep 2007-08-31 2009-09-01
19 Chen, Lihui (SFC:ATD691) 陳麗惠 ATD691 Rep 2009-06-15 2019-05-10
20 Chen, Rujun 陳儒君 BOR747 Rep 2019-08-09 2020-11-30
21 Chen, Yida (SFC:ANC155) 陳怡達 ANC155 Rep 2006-02-22 2009-06-02
22 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2011-09-16 2012-09-20
23 Cheng, Sharon Tim Sheung 鄭方添嫦 F AAE793 Rep 2004-07-12
RO 2004-07-12 2005-12-01
24 Cheng, Veronica Tze Ying 鄭芷盈 F ANH013 Rep 2010-08-23 2013-08-03
25 Cherng, Yi-Hua 程憶華 ALI138 Rep 2004-11-23 2005-03-09
26 Cheung, Yeung (SFC:AXT527) 張洋 AXT527 Rep 2019-05-31 2022-05-27
27 Chin, Wei 金緯 APL909 Rep 2007-10-18 2010-06-01
28 Chinappi, Brian David (SFC:AKT398) M AKT398 RO 2004-09-01 2010-03-13
29 Chiu, King Him 趙敬謙 BMP470 Rep 2018-04-04 2021-06-09
30 Cho, Mark Wen Wai 曹文偉 44 M AQQ328 Rep 2008-03-17 2013-10-11
31 Chong, Freddy Goman Yu Ting 莊雨亭 BGV068 Rep 2016-01-13 2016-09-12
RO 2016-09-12 2018-03-23
32 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2017-03-31 2019-03-20
33 Chow, Hang Chi 周幸志 BJQ175 Rep 2017-05-31 2020-07-31
34 Chow, Kin Yee 周健怡 AEY924 Rep 2007-08-21 2008-04-02
35 Chow, Wing To 周穎淘 AWP278 Rep 2017-03-01 2019-06-21
36 Choy, Peng Wah 蔡秉華 62 M ADI230 RO 2005-08-16
Rep 2005-08-16 2005-10-05
37 Chu, Hiu Yin 朱曉妍 BLT491 Rep 2018-01-02 2019-08-09
38 Chu, Lei Mei 朱莉薇 AWJ929 Rep 2010-12-02 2013-01-09
39 Chung, Barry Joseph 鍾伯麟 M BMM247 Rep 2018-03-19 2022-04-27
40 Coplestone, John Clayton M ALP565 Rep 2006-06-26 2006-09-07
RO 2006-09-07 2007-02-26
41 Crawford, Andrew Gilbert M AOY334 Rep 2007-05-28 2008-11-15
42 Currat, Marc Alexandre M BIL836 Rep 2016-11-01 2022-03-24
43 Debruyne, Lieven M O 李定邦 M ACS819 Rep 2004-10-14 2004-12-21
RO 2004-12-21 2005-02-02
44 Denoiseux, Vincent Yves Elisabeth Marie F BLF676 Rep 2017-10-16 2017-10-18
Rep 2018-03-12 2018-03-13
45 Didelot, Nicolas Mathieu M BHO975 Rep 2017-03-30 2017-03-31
Rep 2017-07-31 2017-08-01
Rep 2018-07-12 2018-07-13
Rep 2018-11-13 2018-11-15
Rep 2019-08-29 2019-08-30
46 Dyus, Hugh Gordon M ABM824 Rep 2005-07-08 2005-10-21
47 Ebrahim, Ayaz Hatim M AAJ072 Rep 2006-08-01 2006-10-24
RO 2006-10-24 2007-05-01
48 Ekins, Daniel William M ART880 Rep 2008-10-30 2010-07-21
RO 2010-07-21 2017-01-01
49 Fogle, Mark Bradley 60 M ARP364 Rep 2008-09-18 2010-04-01
50 Fok, Wai Yan 霍偉欣 BNT923 Rep 2018-11-05 2020-01-17
51 Galgay, Peter Patrick M ARE585 Rep 2008-06-10 2016-01-26
52 Gay, Benny M BJP468 Rep 2017-06-05 2020-08-14
53 Gibbs, Robert John Stuart M BJV533 Rep 2017-07-03 2017-07-07
Rep 2017-09-01 2020-01-06
54 Goodman, Paul Jonathan 古德曼 M AGU672 Rep 2005-08-08 2007-06-01
55 Gotety, Venkata Narasimha Apparaya Kishore ATT094 Rep 2009-09-16 2010-06-01
56 Gui, Cheng Lin 桂成林 AMH349 Rep 2006-09-13 2007-03-13
Rep 2007-05-28 2008-06-14
57 Ha, Chuen 夏川 AQH987 Rep 2008-01-21 2008-08-30
58 Hall, Jeremy George M ATD521 Rep 2009-06-15 2011-11-10
59 Hanbury, Peter Noel Sampson 52 M AFZ309 RO 2004-01-14 2005-04-13
Rep 2006-12-05 2009-09-12
60 Harris, Stephen Paul (1953) 66 M AGO825 RO 2005-06-10 2014-06-10
61 Herbig, Marcus M BNF111 Rep 2018-07-11 2018-07-12
62 Homeming, Allan M ABV773 Rep 2005-06-30 2005-10-21
63 Hu, Hiiga 許仕佳 BET277 Rep 2015-08-06 2016-01-22
RO 2016-01-22 2019-03-29
64 Huang, Chao Ying (SFC:BCL629) 黃釗盈 BCL629 Rep 2015-05-04 2022-12-01
65 Huang, Danqing 黃丹青 BBV877 Rep 2019-06-11 2020-10-30
66 Huber, Nicolas Alexander M ARA110 Rep 2008-05-13 2008-12-01
67 Hui, Yau Chuen 許友泉 BHF747 Rep 2016-03-30 2024-08-15
68 Hui, Yik Sin 許亦先 ANY202 Rep 2016-04-15 2017-01-14
69 Huong, Cheong Fai 范昌輝 ALU603 Rep 2008-08-07 2010-06-01
70 Jaffray, Scott John M ARH186 Rep 2009-09-08 2010-03-31
71 Jap, Wing Lai 葉永麗 AGE009 Rep 2015-11-02
72 Jiang, Yiqian 蔣一茜 AEJ056 Rep 2009-09-01
73 Jones, Richard Iwan (SFC:AGA305) M AGA305 Rep 2006-02-14 2007-10-25
RO 2007-10-25 2009-09-15
74 Kalogirou, Paul Robert M ANQ257 Rep 2016-02-29 2019-04-12
75 Kankipati, Ravi Thimma Raju 51 M BEV954 RO 2015-03-13 2016-04-22
76 Karas, Bernhard ASW620 Rep 2016-12-21 2019-04-30
77 Kavanagh, Louise Margaret F APJ851 Rep 2007-08-20 2009-09-19
Rep 2009-11-16 2010-06-01
78 Keung, Chun Hong Xavier 姜俊匡 BJH105 Rep 2017-03-31 2018-05-10
79 Keung, Hoi Hing 姜凱馨 BDL906 Rep 2019-01-14
80 Khor, Yuan Jun 許淵鈞 BIJ770 Rep 2016-10-19 2018-09-28
81 Kim, Jeong Yeon BGK390 Rep 2015-10-22 2016-07-05
RO 2016-07-05 2017-04-20
Rep 2017-04-20 2018-01-16
82 Kim, Sharon (SFC:ALI349) F ALI349 Rep 2004-11-05 2007-04-30
83 Kim, So Yeon AMM348 Rep 2017-03-31 2019-10-23
RO 2019-10-23
84 Kissner, Denise Petra F BAT758 Rep 2013-01-25 2017-12-06
85 Koh, Hui-Jian AVM932 Rep 2010-07-27 2011-02-01
86 Kooij, Reijer Jan BBQ185 Rep 2016-06-13 2016-06-16
Rep 2018-08-08 2018-08-10
Rep 2019-06-17 2019-06-19
Rep 2019-11-12 2019-11-15
87 Kung, Wing San Joseph 孔穎燊 BMH146 Rep 2018-03-06 2023-09-27
88 Kwan, Boon Yee 關本怡 ARP129 Rep 2008-09-11 2009-02-01
89 Kwan, Chi Tak (SFC:AHC006) 關志德 AHC006 Rep 2016-01-07 2016-04-20
RO 2016-04-20
90 Kwan, Ka Po (SFC:AED278) 關嘉寶 AED278 Rep 2007-08-27 2010-07-01
91 Kwan, Osvaldo Chit Man 關捷文 M BAI043 Rep 2015-12-08 2023-06-13
92 Lam, Lap Fai 林立輝 APJ190 Rep 2007-08-06 2009-06-17
93 Lam, Sammy Cheung Ching 林祥青 APJ849 Rep 2007-08-14 2010-04-10
94 Lam, Sonia Yuen Man 林婉雯 F AHE452 Rep 2005-03-09
95 Lam, Terence Chung Han 林忠漢 M AGT968 Rep 2004-10-27 2005-04-13
96 Lam, Veronica Ronnie Wing Yee 林穎兒 AFN278 Rep 2004-06-29
97 Lan, Ying (SFC:BEU871) 蘭瀅 BEU871 Rep 2015-11-12 2023-03-10
98 Lau, Ching Yan (SFC:BOT981) 劉靖欣 BOT981 Rep 2019-09-13 2024-07-12
99 Lau, Jianhong Larry M BOK731 Rep 2019-06-06 2019-06-11
100 Lau, Wai Bun 劉慧斌 AWH043 Rep 2016-02-29 2023-08-31
101 Lau, Wing Sin 劉永善 AEW987 Rep 2013-05-16 2015-05-23
102 Laughlin, Morgan Aird AKT392 RO 2004-09-01 2006-08-16
103 Lee, Giselle Chi Sau 李之秀 ACA198 RO 2004-02-20
104 Lee, On Yi 李安兒 BIX820 Rep 2017-01-24 2017-05-26
105 Lee, Pui Fan 李佩芬 AFT003 Rep 2004-12-14
106 Lee, Terence Chun Yin 李俊彥 M ACW847 Rep 2006-04-26 2009-04-04
107 Lei, Lei (SFC:BHG930) 雷蕾 BHG930 Rep 2016-04-08 2019-08-01
108 Leung, Kai Kit 梁棨傑 BGO560 Rep 2018-10-08
109 Leung, Kelvin Ngai Ho 梁毅豪 M APJ702 Rep 2018-03-05
110 Leung, Wai Lim (SFC:AED091) 梁緯濂 AED091 Rep 2010-01-06
RO 2010-01-06 2012-08-15
111 Levinson, Philip Henry Lewis M APZ463 Rep 2008-03-17 2009-04-07
112 Li, Benjamin Man Fai 李民煇 35 M AQT293 Rep 2008-03-31 2009-05-09
113 Li, Gary Yuen Fung 李炫鋒 M BEC909 Rep 2017-03-31
114 Lim, Hean Eng 林千詠 ARL658 Rep 2008-08-07 2010-06-01
115 Lim, Serene AUW836 Rep 2010-03-17 2011-01-22
116 Lin, Chang-Chung 林長忠 ANC156 Rep 2006-02-27 2008-12-01
117 Lin, Charles Xiaodong 林曉東 36 M AQU519 Rep 2008-04-09 2009-04-04
118 Liu, Alan Chi Lun 廖志崙 M ABX785 Rep 2016-07-13 2016-08-27
119 Liu, Bin (SFC:BFX534) 劉彬 BFX534 Rep 2018-03-19 2018-06-01
120 Liu, Xingpeng 劉星鵬 AQI526 Rep 2008-02-04 2008-09-10
121 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2008-05-26 2009-06-02
122 Lu, Maggie (SFC:BCN441) 路曼蕓 F BCN441 Rep 2013-12-19 2017-10-06
123 Lu, Priscilla Marilyn 陸美珩 F BHN998 Rep 2016-05-27 2016-09-20
RO 2016-09-20 2019-03-31
124 Lyu, Bingrong 呂冰融 BLT086 Rep 2018-01-02 2021-08-11
125 Ma, Ka Man (SFC:BAC046) 馬嘉汶 BAC046 Rep 2018-12-05 2022-07-22
126 Mane, Keeran Jagannath AQE839 Rep 2008-01-21 2008-12-01
127 Mansour, Asieh AOR997 Rep 2007-03-27 2011-07-11
128 McDonald, Mark James (SFC:BOU477) M BOU477 Rep 2019-09-20 2019-09-25
129 Meinhold, Stefan Carsten BAU494 Rep 2013-02-01 2013-07-01
130 Meyer, Matthias (SFC:BJI236) BJI236 Rep 2017-03-28 2017-03-29
131 Michalik, Thorsten AJK533 Rep 2016-03-14 2016-03-17
Rep 2016-09-13 2016-09-15
Rep 2016-10-14 2016-10-19
132 Mohd, Murshidah Binte ATD518 Rep 2009-06-15 2013-04-29
133 Mok, Jeanne 莫靜芬 ACE638 Rep 2008-04-02 2008-12-05
134 Montanari, Marco M ATI145 Rep 2017-03-31 2017-07-13
RO 2017-07-13 2021-09-30
135 Murphy, Joanne Katrina F AJA078 Rep 2005-08-16 2006-09-30
136 Naumann, Holger Wilhelm M BOM081 Rep 2019-09-02 2019-11-12
RO 2019-11-12 2023-04-30
137 Ng, Ho Yin (SFC:BFD366) 吳浩然 BFD366 Rep 2016-11-15 2017-05-26
138 Ng, Sheung Wing 吳雙榮 AXF006 Rep 2013-05-03
139 Ng, Yan Ting 吳胤婷 BDL442 Rep 2018-04-25 2024-08-15
140 Oberbannscheidt, Ralf AOK991 Rep 2007-01-18 2010-07-01
141 Pang, Lilian Wui Lie AGJ561 Rep 2006-03-01
142 Pang, Philip (SFC:ALI343) 彭偉傑 M ALI343 Rep 2004-11-06 2005-05-06
Rep 2008-03-12 2009-10-31
143 Peng, Yu Yu 彭煜宇 ATV436 Rep 2018-09-24 2019-03-07
RO 2019-03-07 2024-08-15
144 Peter, Edouard Fernen AGO822 RO 2005-06-09 2009-04-01
145 Pidden, Andrew Frederick Peter 56 M ABR702 Rep 2018-01-11 2018-01-19
RO 2019-04-02 2024-08-15
146 Potstada, Henning BKE626 Rep 2017-07-31 2017-08-01
147 Rade, Guillaume Roland M BKI755 Rep 2017-09-01 2020-09-30
148 Repkow, Stephan Jacques Rene M ARD165 Rep 2008-05-27 2009-04-07
149 Resovac, Denis M BJG376 Rep 2017-03-13 2017-03-28
Rep 2017-04-10 2020-03-31
150 Robinson, Christopher Theo M APR552 Rep 2007-10-03 2012-04-01
Rep 2012-09-12 2022-06-16
151 Roeloffs, Kurt William Jr 58 M AOR428 Rep 2008-10-21 2013-01-01
152 Schoeppl-Jost, Elke F AQJ086 Rep 2014-01-15 2014-04-17
RO 2014-04-17
153 Shastry, Mohith Keshava BMW550 Rep 2018-05-11 2018-05-16
Rep 2019-02-15 2019-02-22
154 Sheehy, John Desmond M ARX029 Rep 2008-11-26 2009-04-07
155 Shum, Catherine Pui Kwan 岑佩君 F AKL739 Rep 2006-04-12 2008-03-03
156 Skora, Daniel Robert M BNZ125 Rep 2019-01-03 2021-06-28
157 Smaller, Daniel Scott M AHF355 Rep 2005-06-10 2005-08-08
Rep 2005-08-24 2006-04-29
158 So, Tak Young 蘇德揚 49 M AMB464 Rep 2008-05-21 2011-10-29
159 Su, Eryck Yi Shyung 蘇毅雄 ALI353 Rep 2004-11-05 2010-06-01
160 Sum, Hoi Kei 沈鎧圻 BFI234 Rep 2015-04-23 2023-02-08
161 Sun, Xinyi 孫欣怡 BKA529 Rep 2017-09-21 2020-04-29
162 Sung, Siu Chung 宋紹聰 BAE505 Rep 2017-10-10 2018-03-29
163 Tam, Alan Tsz Yeung 譚梓洋 41 M ALI351 Rep 2004-11-17 2007-03-05
164 Tam, Alan Wan Lun 譚蘊綸 M ALQ689 Rep 2007-08-27 2007-10-02
165 Tam, Ernie Chung Ying 譚仲英 M ADV123 Rep 2005-09-27 2008-03-10
166 Tam, Ken Wai Ming 譚偉明 M AFJ250 Rep 2014-03-24 2014-06-10
RO 2014-06-10 2015-08-08
167 Tan, Jia Qi Chloe F BLJ693 Rep 2017-11-06 2017-11-10
168 Tan, Juan Edward 陳德源 ANN256 Rep 2006-06-19 2013-04-03
169 Tan, Sean Czoon 陳善尊 41 M ANF268 Rep 2008-04-23 2012-03-24
170 Tan, Sharon Mui Ling F AMK254 Rep 2016-03-02 2020-06-30
171 Tan, Siew Shen 陳修賢 ALJ824 Rep 2005-11-29 2009-12-15
RO 2009-12-15 2010-05-01
172 Tan, Yen Keng 陳衍磬 47 M AOA645 Rep 2006-12-04 2010-06-01
173 Tanaka, Jon Tamio ANU376 Rep 2006-08-16 2009-08-28
174 Taylor, Sean Patrick Paul M BGH025 Rep 2015-10-02 2016-02-12
RO 2016-02-12 2023-06-30
175 Teo, Su Wen Cheryl F BJS028 Rep 2017-06-14 2017-06-16
Rep 2017-11-06 2017-11-10
176 Teo, Yuan Zhi 張圓智 AYK656 Rep 2011-11-14 2015-07-08
177 Tham, Siok Kuan ANS047 Rep 2006-08-01 2018-02-23
178 Thassim, Niel (1973) 46 M AOG997 Rep 2008-03-19 2012-09-14
179 Tsai, Allen Pei-Jan M ALV361 Rep 2005-04-13 2007-03-28
180 Tsang, Sunny Kwong Sang 曾廣生 ALL490 Rep 2004-11-23 2006-04-29
181 Vanderkolk, Mark David M AYN677 Rep 2014-09-30 2018-04-05
182 Wane, Christopher John M BIR999 Rep 2016-12-08 2016-12-10
183 Wang, Faqiang 王發強 AXY799 Rep 2013-04-02 2014-07-17
184 Wang, Xin Long 王心瓏 AVM751 Rep 2015-05-18 2019-09-26
185 Wang, Yingqi (SFC:BGV050) 王英琦 BGV050 Rep 2016-01-13 2019-04-30
186 Warren, Christopher Churchman M BAR194 Rep 2013-01-07 2014-12-03
187 Weatherill, Lucas Scott M AMS328 Rep 2007-08-13 2010-09-01
188 Wee, Mei Ling Beatrice F ALP628 Rep 2006-12-06 2011-04-07
189 Wei, Kaiyin (SFC:AVS026) 韋凱尹 AVS026 Rep 2018-09-03 2019-08-18
190 Widjaja, Ogar Reneldi BBD986 Rep 2017-08-11
191 Wisesa, Adhitya BMQ512 Rep 2018-04-03 2021-11-18
192 Witzke, Jens Daniel M BNE449 Rep 2018-07-09 2018-07-14
193 Wong, Calvin Su-Chi 黃書棋 M BBU724 Rep 2013-09-05 2014-10-18
194 Wong, Darryl Robert 黃振威 AHX117 Rep 2003-06-12
195 Wong, Stephen Tsi Chuen 黃子全 52 M ADB527 Rep 2004-09-21 2005-03-23
196 Wong, Yau Pong 王有邦 ACZ528 Rep 2014-05-02 2014-08-26
RO 2014-08-26 2025-04-30
197 Wu, Henry Hon Hei 胡漢熙 M BJH273 Rep 2017-03-31 2023-03-31
198 Yan, Grace Weiying F ATQ907 Rep 2009-09-01 2013-12-10
199 Yang, Jie (SFC:ARS746) 楊杰 ARS746 Rep 2015-08-10 2016-04-23
200 Yeung, Mei Kit Yin 楊潔賢 AFG128 Rep 2003-04-16 2004-10-06
201 Yip, Jennifer Wan Man 葉韻文 F AIZ025 Rep 2006-10-12 2009-04-04
202 Yong, Shao Fung 楊紹丰 BMG012 Rep 2018-02-21 2018-09-05
203 Yoo, Dayeon BOB214 Rep 2019-01-24 2021-08-31
204 Yung, Victor Hau Woon 翁厚垣 M ARN015 Rep 2008-08-15 2009-04-07
205 Yung, Wan Seen Stephanie 翁韻善 BGL306 Rep 2017-10-23 2018-08-31
206 Zhang, Liang (SFC:ARI942) 章良 ARI942 Rep 2008-07-23 2008-12-05
207 Zhao, Yundi 趙芸笛 BOT985 Rep 2019-09-13 2024-08-15
208 Zhu, Wendy Wenwen 朱雯雯 F AMF185 Rep 2005-07-07 2005-10-21
209 Zong, Yuzhang BNO311 Rep 2018-09-19

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