UBS DERIVATIVES HONG KONG LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Agarwal, Yash Rep 2010-02-01 2016-07-05
2 Atkinson, James Anthony Thomas M Rep 2010-05-25 2014-04-29
3 Beshke, Clarence John M Rep 2009-09-15 2013-11-16
4 Boeding, Jacob Francis M Rep 2012-12-07 2014-03-03
5 Cai, Zhibin (SFC:AYC190) 蔡志斌 Rep 2011-10-03 2016-12-18
6 Chan, Kwan Wah 陳君華 Rep 2012-05-07 2016-12-18
7 Chandler, Benjamin Victor Michael M RO 2012-05-24 2016-12-18
8 Choi, Iris Heung Kam 蔡香琴 F Rep 2011-10-17 2015-11-18
9 Combalot, Laurent Benoit Georges M RO 2009-05-06 2016-12-18
10 Conley, Richard Adrian M Rep 2011-11-11 2016-12-18
11 Cordonnier, Maxime Nicolas Bruno M Rep 2011-09-19 2013-04-18
12 Craig-Wood, Christopher John M RO 2011-01-11 2016-03-15
13 Currey, Stuart Dalyn M Rep 2011-09-12 2014-02-28
14 Donan, Keith M Rep 2011-05-19 2014-03-14
15 Faure, Olivier Pierre M Rep 2011-07-06 2013-01-25
16 Feschet, Boris Xavier M Rep 2012-04-10 2016-01-19
17 Fok, Ronald King Man 霍敬文 35 M Rep 2010-07-22 2016-12-18
18 Goraieb, Amine Rep 2011-03-28 2013-05-25
19 Gupta, Puneet (SFC:AXF254) Rep 2011-05-03 2014-06-14
20 Han, Chia Lei 韓嘉蕾 Rep 2010-03-19 2016-12-18
21 Herbert, Thomas William (SFC:BAI196) M Rep 2012-11-01 2016-12-18
22 Ho, Tsz Leung 何子樑 Rep 2003-09-02 2016-12-18
23 Holmewood, Philip James M Rep 2010-11-01 2014-03-14
24 Innerdale, David James M RO 2011-06-23 2016-12-18
25 Joseph Pulpel, Savio M Rep 2011-05-03 2016-12-18
26 Kengeter, Carsten Norbert (SFC:ANM959) Rep 2009-02-09 2013-06-01
27 Kraska, Benjamin Niklas M Rep 2012-12-13 2013-02-28
28 Law, Ka Fai (SFC:APH953) 羅家輝 Rep 2011-04-13 2013-02-01
29 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2010-09-27 2016-06-11
30 Leung, Wing Yan (SFC:AUW488) 梁穎恩 Rep 2010-03-12 2014-07-22
31 Li, Chun Wai (SFC:AOL205) 李俊蔚 Rep 2009-08-28 2016-06-21
32 Li, Man Wing 李文穎 Rep 2005-05-24 2014-10-01
33 Li, Mavis Qiwen 李綺雯 F Rep 2012-05-10 2016-12-18
34 Lo, Shui Wah 盧萃樺 Rep 2010-07-27 2014-02-11
35 Lock, Timothy James M Rep 2011-07-18 2016-12-18
36 Moon, Jae Wook 文裁煜 Rep 2007-07-23 2014-05-08
37 Morris, Robert (SFC:AZM831) 銘陽 M Rep 2012-05-31 2016-10-12
38 Motwani, Natasha Murli F Rep 2010-02-09 2016-12-18
39 Nelson, Ryan Wesley (SFC:AQX958) M Rep 2011-09-30 2016-05-20
40 Novak, Alexander Stanley M Rep 2009-07-20 2016-12-18
41 O'Meara, Christopher James Sidney M RO 2010-10-27 2014-04-10
42 Pal, Andrew Leslie M Rep 2004-06-24 2014-04-12
43 Ping, Lanphie Chi-Wen Rep 2012-07-09 2014-03-13
44 Scott, Christopher (SFC:ATO855) M Rep 2012-11-27 2013-08-22
45 Shu, Hon Tak 徐漢德 Rep 2012-11-27 2014-02-24
46 Sillam, Jonathan Charles Marc M Rep 2010-02-09 2014-04-11
47 Slaoui, Mohammed Saad M Rep 2011-09-20 2016-12-18
48 Spielhofer, Philippe Marc M Rep 2011-05-17 2015-09-01
49 Stead, David Andrew (SFC:AQT298) M Rep 2008-04-07 2013-06-29
50 Suen, Kin Dick 孫堅迪 Rep 2010-07-13 2016-12-18
51 Sum, Hing Man 岑慶文 Rep 2014-04-11
52 Takahashi, Taichi 高橋太一 Rep 2012-08-17 2013-04-18
53 Tan, Freddie Kuok Lin Rep 2009-03-27 2015-11-24
54 Tang, Minyi 唐敏毅 Rep 2011-01-28 2015-04-15
55 Tong, David Doe-hung 湯道鴻 M Rep 2011-05-19 2014-01-09
56 Wannenmacher, Tim M Rep 2011-05-12 2014-01-07
57 Wong, Donald Ho Lun 黃浩麟 M Rep 2007-07-19 2016-12-18
58 Wu, Bun Lerd Bernard 胡斌畧 Rep 2010-10-05 2016-12-18
59 Yen, Anna 嚴立恬 F Rep 2010-06-28 2013-01-23
60 Yoon, Chi Won Rep 2005-06-09 2016-07-25
61 Yun, Heekyu Rep 2011-07-21 2016-12-18
62 Zhu, Liping (SFC:ANT815) 朱力平 Rep 2008-02-25 2013-04-06

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