UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2012 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Agarwal, Yash | Rep | 2010-02-01 | 2016-07-05 | ||
2 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
3 | Beshke, Clarence John | M | Rep | 2009-09-15 | 2013-11-16 | |
4 | Boeding, Jacob Francis | M | Rep | 2012-12-07 | 2014-03-03 | |
5 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
6 | Chan, Kwan Wah 陳君華 | Rep | 2012-05-07 | 2016-12-18 | ||
7 | Chandler, Benjamin Victor Michael | M | RO | 2012-05-24 | 2016-12-18 | |
8 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
9 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
10 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
11 | Cordonnier, Maxime Nicolas Bruno | M | Rep | 2011-09-19 | 2013-04-18 | |
12 | Craig-Wood, Christopher John | M | RO | 2011-01-11 | 2016-03-15 | |
13 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2014-02-28 | |
14 | Donan, Keith | M | Rep | 2011-05-19 | 2014-03-14 | |
15 | Faure, Olivier Pierre | M | Rep | 2011-07-06 | 2013-01-25 | |
16 | Feschet, Boris Xavier | M | Rep | 2012-04-10 | 2016-01-19 | |
17 | Fok, Ronald King Man 霍敬文 | 35 | M | Rep | 2010-07-22 | 2016-12-18 |
18 | Goraieb, Amine | Rep | 2011-03-28 | 2013-05-25 | ||
19 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
20 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
21 | Herbert, Thomas William (SFC:BAI196) | M | Rep | 2012-11-01 | 2016-12-18 | |
22 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
23 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
24 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
25 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
26 | Kengeter, Carsten Norbert (SFC:ANM959) | Rep | 2009-02-09 | 2013-06-01 | ||
27 | Kraska, Benjamin Niklas | M | Rep | 2012-12-13 | 2013-02-28 | |
28 | Law, Ka Fai (SFC:APH953) 羅家輝 | Rep | 2011-04-13 | 2013-02-01 | ||
29 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2010-09-27 | 2016-06-11 | ||
30 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
31 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
32 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
33 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2012-05-10 | 2016-12-18 | |
34 | Lo, Shui Wah 盧萃樺 | Rep | 2010-07-27 | 2014-02-11 | ||
35 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
36 | Moon, Jae Wook 文裁煜 | Rep | 2007-07-23 | 2014-05-08 | ||
37 | Morris, Robert (SFC:AZM831) 銘陽 | M | Rep | 2012-05-31 | 2016-10-12 | |
38 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
39 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
40 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
41 | O'Meara, Christopher James Sidney | M | RO | 2010-10-27 | 2014-04-10 | |
42 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
43 | Ping, Lanphie Chi-Wen | Rep | 2012-07-09 | 2014-03-13 | ||
44 | Scott, Christopher (SFC:ATO855) | M | Rep | 2012-11-27 | 2013-08-22 | |
45 | Shu, Hon Tak 徐漢德 | Rep | 2012-11-27 | 2014-02-24 | ||
46 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
47 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
48 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
49 | Stead, David Andrew (SFC:AQT298) | M | Rep | 2008-04-07 | 2013-06-29 | |
50 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
51 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
52 | Takahashi, Taichi 高橋太一 | Rep | 2012-08-17 | 2013-04-18 | ||
53 | Tan, Freddie Kuok Lin | Rep | 2009-03-27 | 2015-11-24 | ||
54 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
55 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2014-01-09 | |
56 | Wannenmacher, Tim | M | Rep | 2011-05-12 | 2014-01-07 | |
57 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
58 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
59 | Yen, Anna 嚴立恬 | F | Rep | 2010-06-28 | 2013-01-23 | |
60 | Yoon, Chi Won | Rep | 2005-06-09 | 2016-07-25 | ||
61 | Yun, Heekyu | Rep | 2011-07-21 | 2016-12-18 | ||
62 | Zhu, Liping (SFC:ANT815) 朱力平 | Rep | 2008-02-25 | 2013-04-06 |
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