Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Abbiss, Justin John |
|
M |
ACR459 |
Rep |
|
2006-01-19 |
| 2 |
Agostini, John Edward Cobcroft |
|
M |
AGN388 |
Rep |
|
2007-03-16 |
| 3 |
Baptista, Michael Peter (SFC:AHE139) |
|
M |
AHE139 |
RO |
|
2009-08-20 |
| 4 |
Barr, Alastair Barclay (SFC:AIX180) |
|
|
AIX180 |
RO |
2003-07-24 |
2005-05-24 |
| 5 |
Barrow, Jason Paul |
|
M |
AGN135 |
RO |
|
2005-01-17 |
| 6 |
Blight, Warren Nicholas |
|
M |
ACL103 |
Rep |
|
2005-04-18 |
| 7 |
Caughey, Nicholas Egerton |
|
M |
AGN387 |
Rep |
|
2006-03-15 |
| 8 |
Chan, Felix Sheung Tat 陳上達 |
|
M |
AGK666 |
Rep |
|
2005-05-18 |
| 9 |
Chan, Matthew Weng Chih |
|
M |
AJG926 |
Rep |
2003-11-25 |
2006-01-20 |
| 10 |
Cheng, Chi Wah (SFC:ABM629) 鄭志華 |
|
|
ABM629 |
Rep |
|
2007-12-28 |
| 11 |
Cheng, James Vincent |
|
M |
AIC014 |
Rep |
2004-05-11 |
2006-02-25 |
| 12 |
Chiang, Kee Hong 蔣紀康 |
|
|
AFU931 |
Rep |
2003-11-24 |
2010-11-27 |
| 13 |
Choi, Sang Woong |
|
|
AIR725 |
Rep |
2003-11-24 |
2005-09-01 |
| 14 |
Connor, David Jonathan (SFC:ADH898) |
|
M |
ADH898 |
Rep |
|
2005-07-26 |
| 15 |
Cross, David Frederick |
|
M |
AAB227 |
RO |
|
2010-07-01 |
| 16 |
Duan, Hong (SFC:ADE819) 段宏 |
|
|
ADE819 |
RO |
2003-12-24 |
2008-05-09 |
| 17 |
Fan, Cheuk Wan 范卓雲 |
|
|
ACR502 |
Rep |
|
2006-08-26 |
| 18 |
Fung, Vicky Wai Kei 馮瑋琪 |
|
F |
AGL486 |
Rep |
|
2012-05-05 |
| 19 |
Godfray, John Verden |
|
M |
ABW773 |
RO |
|
2005-12-15 |
| 20 |
Gordon, Daniel (SFC:AHE138) |
|
M |
AHE138 |
Rep |
|
2008-09-01 |
| 21 |
Hendel, Mark Joseph |
|
M |
AHN633 |
RO |
|
2006-07-01 |
| 22 |
Ho, Simon Tak Leung 何德亮 |
|
M |
AEE170 |
Rep |
2004-06-07 |
2007-04-18 |
| 23 |
Ho, Sin Yi 何善儀 |
|
|
ADA785 |
Rep |
|
2012-06-30 |
| 24 |
Kang, Gyong Hee |
|
F |
AIK892 |
Rep |
|
2006-08-23 |
| 25 |
Kang, Stephen Soo Hwan |
|
M |
AEM493 |
Rep |
2004-05-04 |
2006-03-07 |
| 26 |
Kim, Hong Shik 金弘植 |
|
|
ADV020 |
Rep |
2004-05-27 |
2006-03-07 |
| 27 |
Kwan, Man Ki 關敏琪 |
|
|
AFT708 |
Rep |
|
2006-08-25 |
| 28 |
Kwang, Mang Tak 鄺孟德 |
|
|
ACN932 |
Rep |
|
2006-03-14 |
| 29 |
Lai, King Kai 黎擎楷 |
|
|
AHC350 |
Rep |
2004-07-15 |
2009-01-13 |
| 30 |
Lam, Karvan Ka Man 林嘉敏 |
|
|
ADQ312 |
Rep |
2004-07-12 |
2005-08-31 |
| 31 |
Lam, Wing Sze (SFC:AGG952) 藍詠詩 |
|
|
AGG952 |
Rep |
|
2006-04-28 |
| 32 |
Lappin, Graham Michael |
|
M |
AGB470 |
Rep |
|
2007-04-02 |
| 33 |
Lau, Airy Tak Chuen 劉德泉 |
39 |
M |
AAI487 |
Rep |
|
2006-06-13 |
| 34 |
Lau, Eddie Kwok Lap 劉國立 |
|
M |
ABH321 |
Rep |
|
2005-10-26 |
| 35 |
Lau, Hin Tat 劉顯達 |
|
|
AGC134 |
Rep |
2004-01-02 |
2006-03-31 |
| 36 |
Lau, Jimmy Ka Seung 劉嘉相 |
|
M |
AAG055 |
Rep |
|
2012-06-30 |
| 37 |
Law, Wagner Chung Po 羅忠寶 |
|
|
AGJ134 |
Rep |
|
2012-05-01 |
| 38 |
Lee, Alice Wai Yin 李偉賢 |
|
F |
AAH588 |
Rep |
|
2008-10-09 |
| 39 |
Lee, Martin Kin Mann 李健文 |
|
M |
AFE596 |
Rep |
|
2006-04-08 |
| 40 |
Lee, Yu Chuan |
|
|
AGH978 |
Rep |
|
2004-10-06 |
| 41 |
Leventhorpe, Thomas Rooper |
|
M |
ABA264 |
Rep |
|
2007-01-23 |
| 42 |
Lim, Corrina Doris Chwee Suan |
|
F |
AFP852 |
Rep |
|
2005-11-01 |
| 43 |
Lo, Karen Ka-Wai 盧嘉慧 |
|
F |
ACD184 |
Rep |
2004-02-25 |
2007-03-02 |
| 44 |
Lung, Alice Man Han 龍敏嫻 |
|
F |
AAV895 |
Rep |
|
2007-01-25 |
| 45 |
Mak, Carol Michele Kar Wai 麥嘉慧 |
|
F |
ABX294 |
RO |
2004-08-27 |
2005-02-16 |
| 46 |
Man, Howard (SFC:AJF011) |
|
M |
AJF011 |
Rep |
2003-10-20 |
2006-05-26 |
| 47 |
Man, Kam Chiu 文錦超 |
|
|
AAX339 |
Rep |
|
2006-09-30 |
| 48 |
Mann, Patrick William |
|
M |
AGD017 |
Rep |
2004-03-22 |
2006-08-25 |
| 49 |
McKinlay, John Heriot |
|
M |
AKW728 |
RO |
2004-09-09 |
2005-08-12 |
| 50 |
Milligan, Christopher Patrick |
|
M |
ADH093 |
Rep |
2004-06-08 |
2006-05-09 |
| 51 |
Morris, Lyndon James |
32 |
M |
AKO901 |
Rep |
2004-05-13 |
2005-08-31 |
| 52 |
Nallamala, Mayur Raoul |
|
M |
AGL487 |
Rep |
|
2005-05-19 |
| 53 |
Ng, Pauline Po Yuen 吳溥潤 |
|
F |
AAE985 |
Rep |
|
2005-09-30 |
| 54 |
Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 |
|
|
ADJ383 |
Rep |
2004-06-17 |
2006-09-30 |
| 55 |
Parry, Giles Hubert (SFC:AHN533) |
|
M |
AHN533 |
Rep |
|
2007-02-14 |
| 56 |
Poon, Ben Shu Fai 潘樹輝 |
|
M |
AAE969 |
Rep |
|
2012-06-23 |
| 57 |
Poon, Chun Pong (SFC:AAD084) 潘振邦 |
|
|
AAD084 |
Rep |
|
2005-07-11 |
| 58 |
Rhee, Hae Young 李海姈 |
|
|
ALB698 |
Rep |
2004-08-09 |
2005-09-10 |
| 59 |
Roberts, David Northam |
|
M |
ADB641 |
Rep |
2004-06-07 |
2005-05-06 |
| 60 |
Royds, Thomas Alexander |
|
M |
AFY848 |
RO |
|
2005-06-06 |
| 61 |
Rudd, Benjamin Jeremy Kenneth |
30 |
M |
AIC878 |
Rep |
|
2005-08-01 |
| 62 |
So, Nelson Shing Hing 蘇盛興 |
|
M |
ACH779 |
Rep |
2004-06-17 |
2006-09-30 |
| 63 |
So, Suet Fun 蘇雪芬 |
|
|
AHU522 |
Rep |
|
2006-08-05 |
| 64 |
Stimpson, John Matthew |
|
M |
ADJ619 |
Rep |
2004-01-16 |
2005-03-15 |
| 65 |
Tan, Alvin Sabino Sy |
|
M |
AHC682 |
Rep |
|
2004-12-17 |
| 66 |
Tan, Andrew Too Boon |
|
M |
AIU534 |
Rep |
2003-05-06 |
2006-07-03 |
| 67 |
Tan, Kee Meng 陳基明 |
|
|
ABZ124 |
Rep |
2004-06-07 |
2006-05-13 |
| 68 |
Tan, Wee Kiat (SFC:AJC408) |
|
|
AJC408 |
Rep |
2003-08-04 |
2007-03-27 |
| 69 |
Tan, Yew Boon 陳友文 |
|
|
AFS647 |
Rep |
2004-06-21 |
2006-03-11 |
| 70 |
Tang, Tsz Kit 鄧子傑 |
|
|
ACR548 |
Rep |
|
2013-06-18 |
| 71 |
Thony, Suwandy |
|
|
AFA326 |
Rep |
|
2007-01-25 |
| 72 |
Toder, Jeffrey |
|
M |
ABP247 |
Rep |
2004-08-18 |
2006-07-01 |
| 73 |
Tsang, Timothy Man Chung 曾敏聰 |
|
M |
AIR741 |
Rep |
2003-11-24 |
2005-06-16 |
| 74 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
Rep |
2003-06-12 |
2008-09-01 |
| 75 |
Wan, Yew Chye 范有財 |
|
|
ADF140 |
RO |
|
2006-09-30 |
| 76 |
Wang, Feili 王斐麗 |
|
|
AIR147 |
Rep |
|
2010-08-21 |
| 77 |
Wang, Yeqing 王叶青 |
|
|
AHF673 |
Rep |
2004-02-18 |
2007-06-21 |
| 78 |
Wong, Chi Tai 黃志泰 |
|
|
AKX258 |
Rep |
2004-07-09 |
2006-04-29 |
| 79 |
Wong, Chun Wah (SFC:AAA213) 王俊華 |
|
|
AAA213 |
Rep |
|
2006-10-01 |
| 80 |
Wong, Eddie Yiu 黃耀 |
|
M |
ABZ481 |
Rep |
|
2005-08-29 |
| 81 |
Wong, Mei Tseun 王美純 |
|
|
ABM893 |
Rep |
|
2008-11-08 |
| 82 |
Yee, Ho Ming (SFC:AGH180) 余浩銘 |
|
|
AGH180 |
Rep |
|
2007-03-21 |
| 83 |
Zhu, Helen Yue 朱悅 |
|
F |
AFK424 |
Rep |
|
2006-03-14 |
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