Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
3 Baptista, Michael Peter (SFC:AHE139) M AHE139 RO 2009-08-20
4 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
5 Barrow, Jason Paul M AGN135 RO 2005-01-17
6 Blight, Warren Nicholas M ACL103 Rep 2005-04-18
7 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
8 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
9 Chan, Felix Sheung Tat 陳上達 M AGK666 Rep 2005-05-18
10 Chan, Matthew Weng Chih M AJG926 Rep 2003-11-25 2006-01-20
11 Chan, Pui Ting 陳佩婷 AFH197 Rep 2003-07-08
12 Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 F ADU457 Rep 2004-07-17
13 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
14 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
15 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
16 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
17 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
18 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
19 Cross, David Frederick M AAB227 RO 2010-07-01
20 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
21 Dunbar, David Greig M ADW293 Rep 2004-01-01
22 Fan, Cheuk Wan 范卓雲 ACR502 Rep 2006-08-26
23 Fung, Adrian Choi Ming 馮載明 M ACO054 Rep 2003-12-11
24 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
25 Gibson, Scott Caseley M AGU943 Rep 2004-05-01
26 Godfray, John Verden M ABW773 RO 2005-12-15
27 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
28 Hendel, Mark Joseph M AHN633 RO 2006-07-01
29 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2004-04-17
30 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2004-06-07 2007-04-18
31 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
32 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
33 Hwang, Min Seong AJD705 Rep 2003-09-19 2004-08-10
34 Ip, Kalina Lai Fan 葉麗芬 AAW090 Rep 2003-11-06
35 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-05-19 2004-08-19
36 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
37 Kang, Gyong Hee F AIK892 Rep 2006-08-23
38 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
39 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
40 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
41 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
42 Kwang, Mang Tak 鄺孟德 ACN932 Rep 2006-03-14
43 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
44 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
45 Lam, Wing Sze (SFC:AGG952) 藍詠詩 AGG952 Rep 2006-04-28
46 Lappin, Graham Michael M AGB470 Rep 2007-04-02
47 Lau, Airy Tak Chuen 劉德泉 39 M AAI487 Rep 2006-06-13
48 Lau, Eddie Kwok Lap 劉國立 M ABH321 Rep 2005-10-26
49 Lau, Hin Tat 劉顯達 AGC134 Rep 2004-01-02 2006-03-31
50 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
51 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
52 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
53 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
54 Lee, Yu Chuan AGH978 Rep 2004-10-06
55 Leeming, Andrew Bernard M AIZ281 Rep 2003-06-30 2003-08-29
56 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
57 Li, Jiun-Wei 李君唯 AJE687 Rep 2003-10-07 2004-07-20
58 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
59 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
60 Lim, Corrina Doris Chwee Suan F AFP852 Rep 2005-11-01
61 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
62 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
63 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
64 Locke, Joseph Neal Geoffrey M AEV226 Rep 2003-08-04
65 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
66 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
67 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2004-08-27
RO 2004-08-27 2005-02-16
68 Man, Howard (SFC:AJF011) M AJF011 Rep 2003-10-20 2006-05-26
69 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
70 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
71 Marconato, Diego L. M AHD221 Rep 2004-06-19
72 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
73 McKinlay, John Heriot M AKW728 Rep 2004-06-29 2004-09-09
RO 2004-09-09 2005-08-12
74 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
75 Morris, Lyndon James 32 M AKO901 Rep 2004-05-13 2005-08-31
76 Nallamala, Mayur Raoul M AGL487 Rep 2005-05-19
77 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
78 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
79 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
80 Peard, Andrew Davis Lozada M AHA360 Rep 2003-05-29
81 Petch, Jolyon Robert M AAA878 Rep 2003-06-20
82 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
83 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
84 Poon, Kai Chung 潘繼宗 ADV914 Rep 2003-05-20
85 Rhee, Hae Young 李海姈 ALB698 Rep 2004-08-09 2005-09-10
86 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
87 Royds, Thomas Alexander M AFY848 RO 2005-06-06
88 Rudd, Benjamin Jeremy Kenneth 30 M AIC878 Rep 2005-08-01
89 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
90 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
91 So, Suet Fun 蘇雪芬 AHU522 Rep 2006-08-05
92 Stevenson, Andrew Mark Bryce 41 M AGA310 Rep 2004-05-22
93 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
94 Sutch, Jeremy Rupert Peter M ADB510 Rep 2004-03-27
95 Tan, Alvin Sabino Sy M AHC682 Rep 2004-12-17
96 Tan, Andrew Too Boon M AIU534 Rep 2003-05-06 2006-07-03
97 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
98 Tan, Wee Kiat (SFC:AJC408) AJC408 Rep 2003-08-04 2007-03-27
99 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
100 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
101 Thony, Suwandy AFA326 Rep 2007-01-25
102 Toder, Jeffrey M ABP247 Rep 2004-08-18 2006-07-01
103 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
104 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
105 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
106 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
107 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
108 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
109 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
110 Wong, Eddie Yiu 黃耀 M ABZ481 Rep 2005-08-29
111 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
112 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
113 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2003-05-20
114 Woodrow, John Thomas M AGB942 Rep 2004-03-15
115 Yee, Ho Ming (SFC:AGH180) 余浩銘 AGH180 Rep 2007-03-21
116 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
117 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
118 Yu, Hiu To 余曉濤 AGM902 Rep 2003-12-05 2004-09-14
119 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
120 Zhu, Helen Yue 朱悅 F AFK424 Rep 2006-03-14

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