HSBC SECURITIES (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2005 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Alexander, Andrew Bernard 安力德 | M | Rep | 2005-02-01 | 2005-02-16 | |
2 | Au Yeung, Tat H 歐陽達顯 | RO | 2004-01-15 | |||
3 | Au-Young, Ping 歐陽平 | Rep | 2005-11-14 | |||
4 | Au, Alex Wai Chi 區偉志 | M | Rep | 2004-01-15 | ||
5 | Barker, Ariane Marie | Rep | 2005-05-13 | 2007-07-01 | ||
6 | Barton, Richard Jeremy | M | Rep | 2005-06-22 | 2005-11-14 | |
7 | Beattie, Russell William | M | Rep | 2004-10-14 | 2005-11-14 | |
8 | Berrisford, Carl Thomas | M | Rep | 2003-05-23 | 2004-01-15 | |
9 | Borzi, Anna Marie | F | Rep | 2003-10-27 | ||
10 | Bradley, Martin (SFC:ACC190) | M | Rep | 2005-10-27 | ||
11 | Chan, Alan Yuk Lun 陳玉倫 | M | Rep | 2003-12-05 | ||
12 | Chan, Andrew Ding Bong 陳定邦 | M | Rep | 2005-06-03 | ||
13 | Chan, Andrew Shingfun 陳盛勳 | M | Rep | 2005-06-13 | 2005-11-12 | |
14 | Chan, Ben Wei Beng 陳偉敏 | M | Rep | 2003-08-14 | 2004-05-24 | |
15 | Chan, Dominic Koon Shing 陳冠成 | M | Rep | 2004-07-27 | 2004-10-18 | |
16 | Chan, Mark Kar Yue 陳嘉裕 | M | Rep | 2005-10-27 | ||
17 | Chan, Otto Chun Shing 陳鎮成 | 43 | M | RO | 2006-09-07 | |
18 | Chan, Yiu Fai (SFC:AEG477) 陳耀輝 | Rep | 2005-11-12 | |||
19 | Chang, Chao-Kung 張肇恭 | Rep | 2003-11-11 | 2005-11-14 | ||
20 | Chang, Po-Chi (SFC:AJD292) 張博淇 | Rep | 2003-10-06 | 2004-05-24 | ||
21 | Chappel, Christopher Lee | M | Rep | 2005-04-15 | 2005-06-17 | |
22 | Chen, Hsiao Ying (SFC:ALS410) 陳曉瑩 | Rep | 2005-02-16 | 2005-09-01 | ||
23 | Chen, Lawrence Yung 鄭勇 | M | Rep | 2004-09-03 | ||
24 | Cheng, Hon Fai 鄭漢輝 | Rep | 2005-11-14 | |||
25 | Cheng, Vivinne 鄭慧玄 | Rep | 2005-05-03 | 2005-11-14 | ||
26 | Cheng, Yee Pun 鄭宜斌 | 30 | M | Rep | 2004-09-27 | 2005-11-12 |
27 | Cheung, Lai Ping (SFC:ABF741) 張麗萍 | RO | 2004-01-01 | |||
28 | Cheung, Yat Ming (1968) 張一鳴 | 37 | M | Rep | 2005-05-04 | |
29 | Chik, Leon Hak Kan 植克勤 | Rep | 2005-05-23 | 2005-11-12 | ||
30 | Choi, Yoon Hee | Rep | 2003-11-25 | 2004-01-15 | ||
31 | Chua, Lee Leng | Rep | 2005-06-20 | 2005-11-14 | ||
32 | Chua, Siong Kheng 蔡尚慶 | Rep | 2004-07-26 | |||
33 | Chung, Alden Kam Wah 鍾金華 | M | Rep | 2004-01-28 | ||
34 | Chung, Tony Ming Lok 鍾明烙 | M | Rep | 2003-09-11 | 2005-10-05 | |
35 | Cooney, Michael James (SFC:AJD244) | M | Rep | 2004-09-07 | 2005-11-14 | |
36 | Damania, Anish Dinesh | Rep | 2004-07-22 | 2005-06-17 | ||
37 | Dickinson, Alexander Edward | M | Rep | 2005-11-14 | ||
38 | Doshi, Mihir Vinod | M | Rep | 2004-07-22 | 2005-11-14 | |
39 | Dujari, Vipul | Rep | 2004-08-16 | 2004-11-16 | ||
Rep | 2004-11-25 | 2005-02-25 | ||||
40 | Dunivant, Todd Glenn | M | Rep | 2005-04-26 | 2005-11-12 | |
41 | Dunn, Adrian Richard Howard | M | Rep | 2003-08-13 | 2004-06-10 | |
42 | Evans, Garry Owen | M | RO | 2003-11-05 | 2005-11-12 | |
43 | Foster, Scott Mather | M | Rep | 2005-03-23 | 2005-11-12 | |
44 | Fung, Hon Nam 馮漢南 | Rep | 2005-03-24 | 2005-11-12 | ||
45 | Gambrill, David Boys | M | Rep | 2003-08-01 | 2004-06-16 | |
46 | Garrick, Jonathan | M | Rep | 2004-12-08 | 2005-11-14 | |
47 | Ginde, Vidyadhar Vasant | Rep | 2004-07-08 | 2005-11-12 | ||
48 | Goh, Daryl Shao Loong 吳少龍 | M | Rep | 2005-08-10 | ||
49 | Guglietta, Joel Stephan | Rep | 2005-03-10 | 2005-10-19 | ||
50 | Gupta, Pramod | Rep | 2005-03-29 | 2005-11-12 | ||
51 | Hall, Martin David | M | Rep | 2004-03-17 | 2004-11-10 | |
52 | Hancock, Jonathan Stiles | M | RO | 2009-01-31 | ||
53 | Hanson-Lawson, Michael John | M | Rep | 2003-11-10 | 2004-05-24 | |
54 | Haskins, Andrew Robin Alexander | 37 | M | Rep | 2005-05-04 | 2005-11-12 |
55 | Hayashi, Douglas Tetsuya | M | Rep | 2005-05-31 | 2005-11-12 | |
56 | Heng, Franklin Ching Kuen 幸正權 | 40 | M | RO | 2006-04-14 | |
57 | Heung, Chun Wai 香鎮偉 | Rep | 2003-05-20 | 2003-10-29 | ||
58 | Ho, Kenneth Kai Chung 何啟忠 | 40 | M | Rep | 2004-11-03 | 2005-11-12 |
59 | Hong, Chien Han 洪千涵 | Rep | 2005-04-28 | 2005-11-12 | ||
60 | Hunt, Christopher Lawrence | M | RO | 2003-08-07 | ||
61 | Hyland, Peter John | M | Rep | 2004-01-19 | ||
62 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | Rep | 2004-04-28 | |||
63 | Jajal, Kartik Chimanlal | Rep | 2004-03-29 | |||
64 | Jasani, Nilesh Surendra Rai | M | Rep | 2003-09-11 | ||
RO | 2003-09-11 | 2004-10-25 | ||||
65 | Jhaveri, Anish Puspasen | Rep | 2004-06-16 | 2005-11-14 | ||
66 | Johnson, Christopher Lind | M | Rep | 2003-07-10 | ||
67 | Kam, Franklin Pak Wah 金百華 | M | Rep | 2005-04-07 | ||
68 | Kan, Alan (SFC:AIR601) 簡兆倫 | M | Rep | 2003-07-10 | ||
69 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | Rep | 2005-04-19 | 2005-11-14 | ||
70 | Kim, Peter Sin | M | Rep | 2005-07-07 | ||
71 | Ko, David Young | M | Rep | 2003-09-10 | 2004-01-08 | |
72 | Kopp, Russell Jerome | Rep | 2004-10-14 | 2005-11-12 | ||
73 | Kwan, Wing Lok 關榮樂 | Rep | 2004-01-09 | |||
74 | Kwok, Chau Wan 郭秋雲 | Rep | 2004-04-02 | |||
75 | Kwong, Sylvia Wan Man 鄺韻文 | F | Rep | 2003-08-21 | ||
76 | Lam, Sum Sum 林森森 | Rep | 2005-06-30 | |||
77 | Lau, Chun Hou 劉俊厚 | Rep | 2005-11-14 | |||
78 | Lau, Hwa Jen 劉華仁 | Rep | 2003-07-28 | 2003-10-17 | ||
79 | Lau, Mimmi Siu Mei 劉少薇 | Rep | 2003-06-04 | |||
80 | Lau, Peter Yim Lam 劉炎霖 | M | Rep | 2003-09-11 | 2004-10-14 | |
81 | Lau, Shek Wing 劉錫榮 | Rep | 2003-09-11 | 2004-12-09 | ||
82 | Lee, Ho Cheung (SFC:ADP881) 李浩章 | Rep | 2005-05-10 | 2005-11-12 | ||
83 | Lee, Jeong Ja | Rep | 2003-11-25 | 2004-03-09 | ||
84 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | Rep | 2003-07-10 | |||
85 | Lee, Ricky Tsz On 李子安 | M | Rep | 2003-04-29 | ||
86 | Lee, Sandra Wai Ying 李慧英 | F | Rep | 2005-11-14 | ||
87 | Lee, Seung Hyun | Rep | 2005-06-01 | 2005-11-12 | ||
88 | Lee, Soon Huat | Rep | 2003-09-10 | 2004-01-15 | ||
89 | Lee, Wang Kwong 李泓廣 | Rep | 2004-01-15 | |||
90 | Letts, Darren Arthur Bohrsmann | M | Rep | 2004-03-12 | ||
91 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | Rep | 2003-09-11 | 2005-11-14 | ||
92 | Leung, Wai Man (SFC:AGO399) 梁偉民 | Rep | 2005-11-14 | |||
93 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | Rep | 2005-11-14 | |||
94 | Li, Raymond Man Fai 李文輝 | M | Rep | 2005-11-14 | ||
95 | Liao, Ming-Cheng 廖明正 | Rep | 2003-11-21 | 2004-01-15 | ||
96 | Ling, Anne Kin Shun 林建純 | F | Rep | 2004-04-23 | ||
97 | Loh, Andrew Der Ming 羅德銘 | M | Rep | 2004-12-06 | 2005-02-16 | |
98 | Lu, David Kwok Shing 魯國城 | M | Rep | 2003-04-05 | ||
99 | Lu, Hua (SFC:ALN582) 呂華 | Rep | 2004-12-08 | 2005-06-30 | ||
100 | Lu, Ying-Chang 呂穎彰 | Rep | 2003-08-20 | 2004-03-19 | ||
101 | Ma, Diana Ka Lai 馬嘉麗 | F | Rep | 2005-10-27 | ||
102 | Macalpin, Kenneth Allan Connolly | M | Rep | 2004-11-15 | 2005-07-19 | |
103 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | Rep | 2004-01-28 | ||
104 | Man, Peter Kum-Chung | M | Rep | 2006-04-01 | ||
105 | Markwick Smith, Jeremy Robin | M | Rep | 2004-12-06 | 2005-10-11 | |
106 | Marsden, Matthew Owen | M | Rep | 2005-05-30 | 2005-11-12 | |
107 | Masuda, Etsusuke | Rep | 2004-02-27 | 2005-01-04 | ||
Rep | 2005-03-10 | 2005-04-11 | ||||
108 | McDonald, Graeme Antony | M | Rep | 2004-08-24 | 2004-09-20 | |
109 | Moss, James Thomas | M | Rep | 2003-08-01 | 2004-04-26 | |
110 | Moss, Stephen Colin | M | RO | 2004-02-12 | ||
111 | Myers, Stephen Grant | M | Rep | 2003-06-05 | ||
112 | Myers, Steven William | M | Rep | 2004-06-15 | 2004-09-20 | |
113 | Naseer, Jahanzeb | RO | 2005-09-30 | |||
114 | Ng, Agnes Wing Sum 吳詠芯 | F | Rep | 2003-12-04 | ||
115 | Ng, Kit Wei | Rep | 2003-08-26 | 2004-05-24 | ||
116 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2004-05-24 | |||
117 | Ngai, Man Fai 倪文輝 | Rep | 2004-06-17 | 2005-11-14 | ||
118 | Ngai, Thomas Kwok Kan 危國根 | M | Rep | 2012-04-03 | ||
119 | Offer, Richard George Michael | M | Rep | 2005-11-12 | ||
120 | Onillon, Julien Jean Maurice Francois | M | Rep | 2004-12-09 | 2005-06-30 | |
121 | Park, Nam Chol | Rep | 2005-11-12 | |||
122 | Patel, Rakesh (SFC:ALI605) | M | Rep | 2004-11-15 | 2005-11-14 | |
123 | Png, Hua Teng | Rep | 2003-10-07 | 2003-10-15 | ||
124 | Poon, Carolyn Yeuk Wan 潘若韻 | F | Rep | 2003-07-26 | 2005-11-12 | |
125 | Pow, Eddie Shiu Keung 鮑肇強 | M | Rep | 2003-10-30 | ||
126 | Raman, Dev | Rep | 2004-04-20 | 2004-06-17 | ||
127 | Ricks, Del John | M | Rep | 2005-06-13 | 2005-11-14 | |
128 | Robertson, Craig Anthony | M | Rep | 2005-11-14 | ||
129 | Rogers, Neil Colin (SFC:ALS349) | M | Rep | 2005-02-14 | 2005-06-24 | |
130 | Russell, John (SFC:AJL223) | M | Rep | 2004-02-11 | 2005-11-12 | |
131 | Sadler, Simon Peter | 36 | M | Rep | 2004-07-07 | 2005-05-03 |
132 | Sandhu, Tejinderjit Singh | Rep | 2003-09-02 | 2005-11-12 | ||
133 | Shanbhag, Abhay Mukund | Rep | 2004-06-16 | 2005-11-12 | ||
134 | Shanbhag, Anand Ramchandra | Rep | 2004-06-26 | 2005-11-12 | ||
135 | Shum, Fei Fei 沈菲菲 | 26 | F | Rep | 2005-02-02 | 2005-11-14 |
136 | Sim, Mong Kwang 沈茂琼 | Rep | 2010-12-20 | |||
137 | Siu, Chi Ming (SFC:AFZ476) 蕭智明 | Rep | 2005-11-12 | |||
138 | Smith, Jennifer Tai 戴令名 | F | Rep | 2003-04-02 | ||
139 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2004-05-24 | ||
140 | Solway, Paul Simon Herbert | M | Rep | 2003-07-10 | ||
141 | Sugiura, Seiji | Rep | 2004-12-06 | 2005-11-12 | ||
142 | Sutherland, Matthew Sebastian | M | Rep | 2004-01-15 | ||
143 | Sutton, Ben (SFC:AKU233) | M | Rep | 2004-06-15 | 2005-06-22 | |
144 | Tan, Choon Ming 陳俊銘 | Rep | 2005-05-31 | 2005-11-12 | ||
145 | Tang, Chi Kit (SFC:ALC474) 鄧智傑 | Rep | 2004-09-01 | 2005-06-30 | ||
146 | Tantivorawong, Korawilai | Rep | 2003-10-22 | 2004-04-02 | ||
147 | Tayama, Minoru | Rep | 2005-03-23 | 2005-09-05 | ||
148 | Thareja, Anupam | Rep | 2004-04-21 | 2005-10-25 | ||
149 | Timblick, Leland Marion Rhee | Rep | 2005-05-17 | 2005-11-14 | ||
150 | To, Christine Oi Yan 杜愛茵 | F | Rep | 2004-01-15 | ||
151 | Tse, Darius Yung Che 謝用之 | M | Rep | 2004-10-25 | 2005-04-13 | |
152 | Tulk, Philip W | M | Rep | 2004-01-15 | ||
153 | Turley, Francis Bernard | M | Rep | 2005-10-27 | ||
154 | Turnbull, Robert Edward | M | Rep | 2004-01-15 | ||
155 | Van Der Linde, Hendrik Jan Herald | Rep | 2005-05-25 | 2005-11-12 | ||
156 | Vaudry, Robert Thomas (SFC:AGN906) | M | Rep | 2004-07-19 | 2004-08-12 | |
RO | 2004-08-12 | 2005-11-12 | ||||
157 | Villamin, Norman Jay | M | Rep | 2004-09-22 | 2005-11-12 | |
158 | Waterhouse, Julian Brian | M | Rep | 2004-08-19 | 2004-12-14 | |
159 | Webb, Mark Cameron Ross | M | Rep | 2005-11-12 | ||
160 | Wong, Edmond | M | Rep | 2005-08-10 | ||
161 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2005-11-14 | ||
162 | Wong, James Chung Yin 黃頌賢 | M | Rep | 2005-07-07 | ||
163 | Wong, Michael Sheh Chung 王錫聰 | M | Rep | 2003-12-16 | ||
Rep | 2005-04-12 | 2005-11-14 | ||||
164 | Wong, Patonia Steiner 黃凱琳 | Rep | 2003-10-27 | |||
165 | Wong, Poh Fah 黃保樺 | Rep | 2004-12-23 | 2005-07-07 | ||
166 | Wong, Valerie Hak Wing 王克穎 | F | Rep | 2004-11-17 | 2005-11-12 | |
167 | Wong, Wing Wah (SFC:AEC773) 黃永華 | Rep | 2005-11-14 | |||
168 | Woo, Art Zen 胡德賢 | Rep | 2003-10-24 | |||
169 | Yeoh, Simone Xenia | Rep | 2003-09-10 | 2004-01-15 | ||
170 | Yetman, Mark Stephen | M | Rep | 2005-01-03 | 2005-11-14 | |
171 | Yip, David Ting Keung 葉定強 | M | Rep | 2003-06-05 | ||
172 | Youn, Christian Un Sik 尹彥植 | M | Rep | 2005-05-25 | 2005-11-12 | |
173 | Yu, Anthony Sai Yin 余世賢 | M | Rep | 2003-12-09 | ||
Rep | 2005-04-12 | 2005-11-14 | ||||
174 | Yu, Hiu To 余曉濤 | Rep | 2003-11-22 |
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