CLSA LIMITED 中信里昂證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Alexander, Michael Lewis M AGR372 Rep 2004-12-22 2005-02-01
RO 2005-02-01 2005-08-04
2 Bahurel, Julien Yves AEZ956 Rep 2004-06-17
3 Bird, John David (SFC:AKY461) M AKY461 Rep 2004-12-29 2005-02-01
RO 2005-02-01 2012-02-27
4 Bonsor, Edward Richard 29 M AJA998 Rep 2003-06-23 2004-02-15
Rep 2004-03-17 2006-06-02
5 Bourmayan, Vahe Olivier M AJD563 Rep 2003-09-16 2004-06-16
6 Bradley, Edmund Hugh M ABS842 RO 2019-04-16
7 Brnadic, Joe AIU344 Rep 2003-07-22 2004-05-15
8 Buckle, Karen Jane F ACP924 Rep 2014-01-24
9 Caruso, Richard Blaise M AKU347 Rep 2004-10-19 2012-11-28
10 Chan, Chau Yuen 陳秋源 AFQ905 Rep 2006-11-10
11 Chan, George Lung Cheung 陳龍翔 M AFK978 Rep 2004-07-12 2012-06-13
12 Chan, Ka Wai (SFC:AGF175) 陳嘉慧 AGF175 Rep 2003-09-09 2003-11-06
13 Chan, Kerry Mo Yu 陳慕瑜 ADU088 Rep 2004-02-05 2004-11-22
14 Chan, Wa Ming 陳華明 ACJ230 Rep 2005-09-27
15 Chan, Yat Hang 陳日恆 ADI947 Rep 2006-05-30
16 Chau, Raymond Kai Chung 周啟聰 M ACE470 Rep 2005-04-11
17 Chen, Alan Bing M AEH768 Rep 2009-09-10
18 Chen, Augustine ALF255 Rep 2004-09-01 2007-03-29
19 Chen, Xin (SFC:AIC946) 陳心 AIC946 Rep 2004-05-04 2005-12-09
20 Cheng, Matthew Yu Yuan 鄭裕源 M AMC369 Rep 2005-06-14 2009-03-04
21 Cheuk, Alexander Siu Bun 卓兆斌 M ABX790 Rep 2014-07-30
22 Cheung, Adrian Kwok Kuen 張國權 M ABX016 Rep 2005-05-26 2006-08-04
23 Cho, Ji Hyun 趙智賢 AFI800 Rep 2003-07-02
24 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2006-12-01
25 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-07
26 Chow, Wing Hong (SFC:ACI634) 周永康 ACI634 Rep 2006-09-28
27 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-04-20
28 Chui, Kit Man 崔結文 AFI537 Rep 2004-06-17
29 Clark, Bettina Gay F AHL626 Rep 2008-01-31
30 Coull, Gary William John 顧家利 51 M AAB495 RO 2006-10-16
31 Dadabhoy, Imran Sooleman AJH414 Rep 2003-12-09 2005-03-09
32 Dyas, Jonathan Luke M AJJ626 Rep 2004-01-13 2005-01-12
33 Eng, Karen Jane 伍倚华 F ALB111 Rep 2004-08-03 2020-10-16
34 Fishwick, Eric James M AFJ086 Rep 2025-05-02
35 Gatehouse, Nicholas Robert M ACR192 Rep 2003-06-23
36 Gornall, Adrian Rubin M AIX145 Rep 2004-06-02 2008-07-17
37 He, Lang AJB993 Rep 2003-07-22 2003-11-04
38 Hill, Liam Patrick M AKI975 Rep 2004-04-19 2004-05-06
39 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
40 Hue, Hideki Ying Fai 許英輝 ADO740 Rep 2004-03-10
41 Hugh, Chuen Loong 丘俊隆 ACZ289 Rep 2006-01-31
42 Hui, Ho Ming (SFC:ACQ676) 許浩明 ACQ676 Rep 2005-07-27
43 Ismail, Akbar M AAB730 Rep 2004-12-28
44 Jiang, Sosia ALZ474 Rep 2005-05-11 2012-12-07
45 Kam, Alice Pui Lee 金蓓莉 F AAB624 Rep 2004-03-23
46 Kam, Yiu Man 甘耀文 AAG825 Rep 2005-09-27
47 Kestel, Damian Paul M AGI601 Rep 2010-12-10
48 Kim, Ki Soo AFJ899 Rep 2004-05-10
49 Kinnear-Nock, Scott William 37 M AFH089 Rep 2008-04-15
50 Ko, Raymond 高力文 M AIL123 Rep 2009-09-18
51 Kwok, Ana 郭安妮 AAB158 Rep 2004-03-09
52 Lam, Chi Kwan (SFC:AGA429) 林志坤 AGA429 Rep 2005-04-13 2007-05-28
53 Lam, Monica Ze Wa 林詩華 F AEY447 Rep 2004-12-07 2006-09-01
54 Lam, Pung 林芃 ADW634 Rep 2004-01-07
55 Lam, Wai Shing (SFC:AHX164) 林偉成 AHX164 Rep 2005-09-27
56 Lau, Cyrus Chi Ning 劉志寧 M AIU754 Rep 2003-05-30 2004-12-09
57 Lau, Shirley Suet Sum 劉雪心 F AGK066 Rep 2004-06-17
58 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2017-11-15
59 Lee, Sheldon (SFC:ACO981) 李超倫 ACO981 Rep 2005-10-05
60 Leung, Polly Pui Ling F AJB855 Rep 2003-07-17 2009-01-23
61 Leung, Siu Ping (SFC:ALG104) 梁少萍 ALG104 Rep 2004-09-20 2005-02-15
62 Li, Chun Sheng (SFC:ABP733) 李俊盛 ABP733 Rep 2004-12-09
63 Li, Kwok Yau AAE135 Rep 2003-11-11
64 Li, Xiaoli (SFC:ALY129) 李曉麗 ALY129 Rep 2005-04-21 2007-04-12
65 Liu, Louisa Yun Yun 劉欣欣 F ACA647 Rep 2003-05-28 2004-06-28
66 Liu, Wei (SFC:ALG199) 劉煒 ALG199 Rep 2004-09-23 2007-03-19
67 Liu, Yun (SFC:AHS958) 劉運 AHS958 Rep 2004-02-05 2004-04-06
68 Lo, Chi Keung (SFC:AFT940) 盧志強 AFT940 Rep 2003-09-30 2006-02-03
69 Lo, Chiu Wai (SFC:AFT576) 羅昭維 AFT576 Rep 2003-06-16 2004-03-16
70 Lucas, Edwin (SFC:AAI491) M AAI491 RO 2004-05-21 2005-02-22
Rep 2005-03-18 2008-12-31
71 Machayekhi, Emmanuel Dana AJF241 Rep 2003-10-20 2004-06-04
72 Macqueen, Edward Charles M AIU750 Rep 2003-08-25 2006-06-02
73 Maggs, Ashton Rex ALZ465 Rep 2005-05-11 2006-01-31
74 McCoy, Michael Andrew M AAF167 RO 2003-10-03
75 McKenzie, Paul Conor M AAV863 Rep 2003-07-22
76 McNamara, Mary Elizabeth F ACS807 Rep 2003-12-29 2010-05-14
77 Mohideen, Khaleelur Rahman ABM107 Rep 2003-06-23
78 Morrison, Robert William Bentley 44 M AGQ547 RO 2003-07-25 2009-06-30
79 Morrow, Stuart Anthony M ALZ458 Rep 2005-05-10 2013-10-28
80 Moss, Adam Alexander Guy M AEI504 Rep 2010-09-20
81 Ng, Raymond Chun To 吳鎮濤 37 M ADA209 Rep 2004-12-20
82 Ngo, Long Hoang 黃龍 AGP054 Rep 2005-05-11 2008-01-29
83 Norris, Jeremy Anthony (SFC:ABM977) M ABM977 Rep 2005-06-06 2009-05-08
84 Ong, Polly So Po 王素寶 F ABH437 Rep
85 Paterson, James Willock M ADA085 Rep 2005-09-29
86 Riddick, Andrew William M AAA869 RO 2013-12-12
87 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2003-07-22
88 Roche, Thomas Damian (SFC:ACU450) M ACU450 Rep 2003-07-25
RO 2003-07-25 2004-12-13
89 Rothman, Andrew Charles M AFW955 Rep 2014-03-01
90 Ruber, Matthew Albert M ACT589 Rep 2008-09-26
91 Sachanandani, Bharat Kumar 邵巴特 M AJD185 Rep 2003-08-13 2004-06-17
92 Saunders, John Russell M AFG796 Rep 2003-05-02
93 Shiu, Wing Sun 蕭榮申 ADZ443 Rep 2019-12-11
94 Skinner, Donald William Lennox 43 M AAI493 RO 2012-07-05
95 Snaith, Michael Lachman M AJI329 Rep 2003-12-18 2014-08-12
96 So, Ka Man (SFC:AHX165) 蘇家文 AHX165 Rep 2008-11-24
97 Steele, Michael Ryan M AJI654 Rep 2003-12-23 2005-04-20
98 Stiles, Andrew Guy M ABE303 Rep 2003-12-09 2008-02-13
99 Stone, Richard Neil M ACJ526 Rep 2005-03-29
100 Sutton, Peter Thomas M ADK261 Rep 2009-03-30
101 Tam, Shing Hei 譚成希 AEA201 Rep 2003-08-27
102 Tang, Xiaobo (SFC:ALY952) 唐驍波 ALY952 Rep 2005-05-04 2006-09-29
103 Thomas, Howel Gruffudd Rhys 30 M ADS535 Rep 2005-01-12
104 Ting, Carter Richard 丁文達 ADK867 Rep 2004-07-19 2007-04-04
105 Tse, Kin Kwok (SFC:AHA212) 謝建國 AHA212 Rep 2005-01-19
106 Tsoi, Ting Sze 蔡婷思 ABS481 Rep 2003-07-22
107 Ulrich, Jing ADI942 Rep 2003-04-30
108 Um, Austin Joon AFG040 Rep 2003-05-02
109 Vohra, Dhruv AJI706 Rep 2003-12-29 2012-06-01
110 Wai, Helena Suk Chong 衛淑莊 58 F AAB508 RO 2019-05-01
111 Walker, James Russell (SFC:AAB473) M AAB473 RO 2004-02-24
112 Wan, Sandy San Ming 萬三敏 ADI757 Rep 2003-09-17 2013-10-31
113 White, Christopher James (SFC:ACS947) M ACS947 Rep 2003-05-16
114 White, Jamie Paul (SFC:ALZ472) M ALZ472 Rep 2005-05-11 2006-04-03
115 Wilkinson, Anthony John Cooper M AFD111 Rep 2011-05-27
116 Witts, Richard Arthur 62 M AAC928 Rep 2008-08-08
117 Wong, Ming Shing 黃明勝 AAF460 Rep 2005-07-19
118 Wynniatt-Husey, Tania Ione ABT444 Rep 2003-10-31
119 Xu, Zhihua (SFC:AJG583) 許之樺 AJG583 Rep 2003-11-25 2005-10-05
120 Yang, Qinyu 楊沁宇 AJD809 Rep 2003-09-08 2004-01-09
121 Yap, Li Yun ALZ467 Rep 2005-05-11 2006-02-02
122 Yu, Kai Kai 余皆佳 AHR083 Rep 2004-05-26
123 Yung, Melody Wing Ping 容詠萍 F ALT790 Rep 2005-03-03 2008-02-04

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