MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Acar, Capan | AJO226 | Rep | 2004-07-06 | 2006-04-21 | ||
| 2 | Akaishi, Osamu | AHM633 | Rep | 2007-07-24 | 2012-02-03 | ||
| 3 | Antos, James R | M | AIR845 | Rep | 2009-10-12 | 2015-12-14 | |
| 4 | Arima, Einoshin 有馬榮乃進 | 35 | M | AMJ215 | Rep | 2005-08-12 | 2006-08-31 |
| 5 | Armenio, John Paul | M | ATC548 | RO | 2009-07-10 | 2011-12-05 | |
| 6 | Atkinson, Neil David | M | AVL149 | Rep | 2010-07-22 | 2017-07-04 | |
| 7 | Aymon, Patrick Andre | M | ARW144 | Rep | 2008-11-18 | 2009-04-06 | |
| 8 | Brooker, Anthony (SFC:AGK901) | M | AGK901 | Rep | 2008-11-25 | 2011-04-20 | |
| 9 | Calderwood, Christopher John Robertson | M | AVL142 | Rep | 2010-07-13 | 2010-11-24 | |
| 10 | Chan, Chai Mui 陳齊妹 | ANH566 | Rep | 2007-10-16 | 2007-12-14 | ||
| Rep | 2009-05-07 | 2010-02-18 | |||||
| 11 | Chan, Diana Choi Ming 陳彩明 | F | ADZ739 | Rep | 2003-05-07 | 2003-10-14 | |
| 12 | Chan, Elgin Hiang Wei 曾憲偉 | AOV932 | Rep | 2010-06-23 | 2018-12-05 | ||
| 13 | Chan, Ivy King Yan 陳徑欣 | AIJ814 | Rep | 2004-02-27 | |||
| 14 | Chan, Stephen Shek Kei 陳碩基 | M | AJE088 | Rep | 2006-09-15 | 2015-04-28 | |
| 15 | Chen, Alan Bing | M | AEH768 | Rep | 2009-11-04 | 2010-06-14 | |
| RO | 2010-06-14 | 2014-03-10 | |||||
| 16 | Chen, Fan (SFC:AHR857) 陳凡 | AHR857 | Rep | 2006-09-06 | 2013-01-15 | ||
| 17 | Chen, Xiuhua (SFC:APL006) 陳綉華 | APL006 | Rep | 2007-08-17 | 2010-03-06 | ||
| 18 | Cheng, Dickson 鄭迪舜 | 41 | M | AGP527 | Rep | 2008-09-01 | 2008-12-16 |
| RO | 2008-12-16 | 2016-08-12 | |||||
| 19 | Cheung, Andrew Wai Kit 張偉傑 | M | AFR469 | Rep | 2009-12-01 | 2013-11-09 | |
| 20 | Chin, Yeen Cheok | ACN976 | Rep | 2004-02-06 | |||
| 21 | Chishima, Toru | AEY383 | RO | 2009-04-14 | 2011-05-30 | ||
| 22 | Chiu, Winston Cham 周仁昆 | M | AEO275 | Rep | 2006-05-10 | 2006-07-19 | |
| 23 | Chu, Yiu Ming (SFC:AVK659) 朱耀明 | AVK659 | Rep | 2010-06-30 | 2012-09-12 | ||
| 24 | Delion, Henri Pierre Louis | M | ANK367 | Rep | 2006-05-17 | 2007-08-01 | |
| 25 | Fang, Hei 方曦 | ACL807 | Rep | 2004-02-24 | |||
| 26 | Farman, Daniel Noel George | M | ARN747 | Rep | 2008-08-25 | 2010-07-29 | |
| 27 | Faveur, Samuel Christian | M | AIT497 | Rep | 2004-06-03 | 2005-03-16 | |
| RO | 2005-03-16 | 2010-04-17 | |||||
| 28 | Feng, Zhongyang 馮鍾揚 | AMD115 | Rep | 2007-03-12 | 2009-02-27 | ||
| 29 | Fok, Jennet Mei Shan 霍美珊 | AOD478 | Rep | 2006-11-09 | 2012-05-11 | ||
| 30 | Fong, Ada Wai Yin 方慧賢 | F | AMU659 | Rep | 2007-02-12 | 2015-04-15 | |
| 31 | Fowler, Luke (SFC:AQM674) | M | AQM674 | Rep | 2008-02-18 | 2009-03-12 | |
| 32 | Galvin, Donal Joseph | M | AOK745 | Rep | 2010-01-08 | 2010-07-13 | |
| RO | 2010-07-13 | 2013-08-13 | |||||
| 33 | Good, Stephen James | M | AKI554 | Rep | 2004-04-07 | 2005-12-19 | |
| 34 | Hakamata, Tadashi 袴田正 | ARE200 | Rep | 2009-05-07 | 2012-10-11 | ||
| 35 | Han, Yong Suk | AMU208 | Rep | 2005-12-02 | 2007-10-15 | ||
| 36 | Hara, Masahiro | AQW520 | Rep | 2008-04-21 | 2010-04-10 | ||
| 37 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2009-09-21 | 2012-07-19 | |
| 38 | Hasegawa, Toshio | APO905 | Rep | 2007-09-05 | 2011-11-30 | ||
| 39 | Hashimoto, Shinichi 橋本真一 | ACW143 | RO | 2007-08-01 | |||
| 40 | Hirao, Kenichiro 平尾健一郎 | AMU777 | Rep | 2005-12-14 | 2007-10-27 | ||
| 41 | Hosoya, Takao 細谷隆夫 | AHX342 | Rep | 2003-07-03 | |||
| RO | 2003-07-03 | 2009-04-02 | |||||
| 42 | Huang, Shih-Chuan 黃詩娟 | AMO747 | Rep | 2005-10-19 | 2007-06-01 | ||
| 43 | Huang, Ted Yan Chun | AML476 | Rep | 2005-09-12 | 2008-03-29 | ||
| 44 | Huang, Zhongquan 黃忠全 | 54 | M | AEG824 | Rep | 2008-03-20 | 2011-01-25 |
| 45 | Iannone, Angelo Gerald | M | AQE834 | Rep | 2010-03-08 | 2010-06-07 | |
| Rep | 2010-06-22 | 2010-10-19 | |||||
| 46 | Ike, Daiki | AKP185 | Rep | 2004-07-05 | 2005-08-31 | ||
| 47 | Imafuku, Saeko 今福朗子 | ANA437 | Rep | 2006-02-08 | 2006-03-17 | ||
| 48 | Ise, Daigo 伊瀨大悟 | APK620 | Rep | 2007-08-15 | 2009-07-31 | ||
| 49 | Ishizaki, Kentaro 石崎健太郎 | AJC667 | Rep | 2003-09-23 | 2006-01-11 | ||
| 50 | Jackson, Joseph Lawrence | M | ADB876 | Rep | 2003-06-18 | ||
| 51 | Kamoi, Satoshi | M | AVA226 | Rep | 2010-04-15 | 2012-12-07 | |
| 52 | Kanetomo, Mei 金友盟 | ALZ432 | Rep | 2007-10-16 | 2007-12-14 | ||
| Rep | 2009-05-07 | 2013-03-30 | |||||
| 53 | Kao, Ying Tung 郭楹楝 | ABF327 | Rep | 2014-06-16 | |||
| 54 | Kawai, Kunihiko | AMY454 | RO | 2009-04-14 | 2009-12-01 | ||
| 55 | Kawakita, Tadakatsu 川北忠勝 | ANH120 | Rep | 2009-09-23 | 2011-05-06 | ||
| 56 | Kawauchi, Eijiro | AST137 | Rep | 2009-04-09 | 2010-11-10 | ||
| 57 | Kayama, Hitoshi 香山仁 | AHQ974 | Rep | 2008-09-16 | 2009-01-05 | ||
| RO | 2009-01-05 | 2015-03-23 | |||||
| 58 | Keoy, Soo Lik | M | ACX414 | Rep | 2006-03-28 | 2006-07-31 | |
| RO | 2006-07-31 | 2010-02-03 | |||||
| 59 | Kiang, Li Li 姜麗莉 | AMF565 | Rep | 2007-09-10 | 2010-09-08 | ||
| 60 | Kim, Simon Dae-Oun | M | AUV167 | Rep | 2010-03-02 | 2010-05-02 | |
| Rep | 2010-05-04 | 2011-08-25 | |||||
| 61 | Kimura, Yoshiyuki | AFE839 | Rep | 2010-07-03 | |||
| 62 | Kiuchi, Yasuhiro 木內康裕 | APB389 | RO | 2009-04-29 | 2011-02-25 | ||
| 63 | Kiuchi, Yuko | AEX949 | Rep | 2006-11-02 | |||
| 64 | Kurasako, Hideaki 倉迫英嘉 | APN840 | Rep | 2007-08-29 | 2010-08-10 | ||
| 65 | Lai, Christine Nga Sze 黎雅詩 | F | AKJ086 | Rep | 2006-05-11 | 2007-06-30 | |
| 66 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2009-12-04 | 2011-02-28 | |
| 67 | Lam, Dennis Haw Shun 林孝信 | 64 | M | AAE615 | Rep | 2005-04-12 | |
| RO | 2005-04-12 | 2010-04-01 | |||||
| 68 | Lam, Fung (SFC:AEZ198) 林峰 | AEZ198 | Rep | 2005-04-28 | 2005-07-29 | ||
| RO | 2005-07-29 | 2005-12-16 | |||||
| 69 | Lam, Jacqueline Yu Yan 林裕茵 | F | AQI253 | Rep | 2008-01-22 | 2008-04-01 | |
| 70 | Lau, Kelvin Siu Ki 劉紹基 | M | AAW465 | Rep | 2009-01-07 | 2009-03-03 | |
| RO | 2009-03-03 | 2016-05-24 | |||||
| 71 | Lau, Ming Chak 劉銘澤 | AMI060 | Rep | 2006-04-04 | 2007-06-30 | ||
| 72 | Law, Kam Ho 羅錦豪 | AFV962 | Rep | 2006-03-29 | 2009-11-03 | ||
| 73 | Lee, Soo Kai 李書楷 | ANT716 | Rep | 2009-05-07 | 2010-03-22 | ||
| 74 | Lee, Victor Kam Wing 李錦榮 | M | AFD546 | Rep | 2005-04-28 | 2005-09-12 | |
| 75 | Lee, Wai Kit (SFC:AJG299) 李偉傑 | AJG299 | Rep | 2010-02-11 | 2011-02-24 | ||
| 76 | Leung, Giselle Sin Yan 梁倩恩 | F | AEN832 | Rep | 2004-04-07 | 2006-08-27 | |
| 77 | Leung, Hoi Lam (SFC:ATW750) 梁凱琳 | ATW750 | Rep | 2009-10-05 | 2013-01-25 | ||
| 78 | Leung, Ka Yin 梁家燕 | AOK958 | Rep | 2007-01-18 | 2008-03-01 | ||
| 79 | Leung, Wai Lok 梁偉諾 | AQA795 | Rep | 2007-11-27 | 2010-03-18 | ||
| 80 | Leung, Wai Nam 梁偉南 | AGH932 | Rep | 2008-08-11 | 2008-11-03 | ||
| RO | 2008-11-03 | 2016-06-22 | |||||
| 81 | Li, Chengang 李晨岡 | ALW873 | Rep | 2007-08-15 | 2009-01-05 | ||
| 82 | Li, Elsa So Nga 李素雅 | AFE039 | Rep | 2004-04-16 | 2007-06-30 | ||
| 83 | Li, Jixiang (SFC:APW452) | APW452 | Rep | 2010-05-17 | 2011-09-07 | ||
| 84 | Li, King 李璟 | AGA551 | Rep | 2004-09-24 | 2005-08-24 | ||
| 85 | Li, Man Wai (SFC:AFU096) 李文偉 | AFU096 | Rep | 2010-05-26 | 2010-11-16 | ||
| 86 | Li, Mo Chuen 李務全 | AMP226 | Rep | 2005-10-21 | 2010-10-14 | ||
| 87 | Li, Muzhi 李牧之 | AQU539 | Rep | 2010-06-22 | 2012-02-01 | ||
| 88 | Li, Patrick Tze Fung 李子鋒 | M | AMQ692 | Rep | 2005-11-02 | 2006-12-20 | |
| 89 | Li, Wenjie (SFC:AUY931) | AUY931 | Rep | 2010-03-30 | 2012-01-31 | ||
| 90 | Li, Yijia 李藝佳 | ARJ840 | Rep | 2010-06-07 | 2011-05-16 | ||
| 91 | Li, Zhuyu 李朱瑜 | 27 | AOG668 | Rep | 2006-12-04 | 2007-10-12 | |
| 92 | Lin, Wen Pin (1960) 林文彬 | 50 | M | ALI163 | Rep | 2004-12-16 | 2006-11-24 |
| 93 | Loo, Brian Yat Fung 盧一峰 | M | ACA940 | RO | 2007-02-26 | 2011-09-27 | |
| 94 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2009-08-10 | 2011-03-01 | |
| 95 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2010-07-15 | 2012-02-24 | |
| 96 | Matsunaga, Seiichi | ALN981 | Rep | 2006-03-31 | 2014-02-07 | ||
| 97 | Matsuno, Kenji 松野健司 | ADP942 | Rep | 2004-07-16 | |||
| 98 | Meng, Jincong 孟謹聰 | AUN915 | Rep | 2010-01-26 | 2011-11-30 | ||
| 99 | Misaka, Kiichi | AKT387 | Rep | 2004-06-05 | 2007-11-19 | ||
| 100 | Mitachi, Naomi 三田地直美 | F | ALQ817 | Rep | 2005-01-20 | 2005-05-04 | |
| 101 | Miyamoto, Koji 宮本康史 | ANN585 | Rep | 2006-06-28 | 2007-11-08 | ||
| 102 | Mok, Gavin Dick Hung 莫湋苙 | M | ALD459 | Rep | 2007-08-23 | 2010-06-05 | |
| 103 | Mukai, Kazuhiro | ANL823 | Rep | 2006-05-30 | 2006-11-16 | ||
| RO | 2006-11-16 | 2008-04-12 | |||||
| 104 | Murata, Yasuhito | AAC416 | Rep | 2004-07-06 | 2005-02-24 | ||
| RO | 2005-02-24 | 2006-07-31 | |||||
| 105 | Ng, Alyssa Sui Wa 伍瑞華 | F | AEE670 | Rep | 2010-01-07 | 2013-03-08 | |
| 106 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2010-07-16 | 2013-01-25 | ||
| 107 | Ng, Wai Kee (SFC:APC928) 吳偉基 | APC928 | Rep | 2009-05-07 | 2010-05-24 | ||
| 108 | Niwa, Koichi | AUW702 | Rep | 2010-03-15 | 2010-03-16 | ||
| 109 | Ohara, Atsuji | ATC549 | RO | 2009-07-10 | 2010-10-30 | ||
| 110 | Ohkubo, Yoshiki 大久保佳樹 | AMX062 | Rep | 2006-01-03 | 2007-04-19 | ||
| 111 | Okuno, Katsuo 奧野克男 | AJC136 | RO | 2003-10-07 | 2009-05-07 | ||
| 112 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2007-07-31 | 2020-11-26 | ||
| 113 | Otsuka, Jun | AFH081 | RO | 2003-07-18 | |||
| 114 | Ozaki, Mami | ALL153 | Rep | 2004-11-15 | 2006-03-31 | ||
| 115 | Portsmouth-Layton, Andrew John | M | ADW087 | Rep | 2004-07-07 | 2006-05-30 | |
| 116 | Pun, Ka Wing 潘家榮 | ARN040 | Rep | 2009-05-07 | 2010-03-02 | ||
| 117 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2009-12-14 | 2010-03-01 | |
| RO | 2010-03-01 | 2012-02-27 | |||||
| 118 | Ruddick, Matthew | M | AKI367 | Rep | 2007-06-11 | 2011-09-28 | |
| 119 | Saito, Takehiko | AHJ470 | Rep | 2003-09-26 | |||
| 120 | Sakai, Risaku 酒井理作 | AAF614 | Rep | 2008-11-05 | 2010-06-01 | ||
| RO | 2010-06-01 | 2011-04-06 | |||||
| 121 | Sampson, Machiko | AJI380 | Rep | 2004-02-09 | 2011-03-01 | ||
| 122 | Sasaki, Toshihiko | AQD998 | Rep | 2007-12-19 | 2008-06-05 | ||
| 123 | Sato, Teruyuki | ARW179 | Rep | 2008-11-20 | 2009-09-03 | ||
| RO | 2009-09-03 | 2014-01-30 | |||||
| 124 | See, Eric Wee Phing 施威斌 | M | AQU543 | Rep | 2010-03-09 | 2014-08-11 | |
| 125 | Shan, Ming 單明 | AOM602 | Rep | 2007-01-31 | 2008-07-23 | ||
| 126 | Shen, Jian Guang 沈建光 | APV792 | Rep | 2010-05-11 | 2012-09-18 | ||
| 127 | Shi, Jiali (SFC:ANQ016) 施佳麗 | ANQ016 | Rep | 2008-03-13 | 2011-02-25 | ||
| 128 | Shimada, Shunsuke | AUH908 | Rep | 2009-12-08 | 2014-03-31 | ||
| 129 | Shimomura, Hiroyo | AEK091 | Rep | 2006-04-25 | 2012-09-12 | ||
| 130 | Shiraishi, Yoshihisa 白石殊久 | ATN188 | Rep | 2009-08-06 | 2013-03-31 | ||
| 131 | Shuto, Takashi | AUT376 | Rep | 2010-02-23 | 2015-04-10 | ||
| 132 | So, Julian Han Meng 蘇漢明 | 38 | M | APR795 | Rep | 2009-09-24 | 2010-12-17 |
| 133 | Soda, Yuzo | AUW239 | Rep | 2010-03-12 | 2010-06-12 | ||
| Rep | 2010-06-17 | 2010-09-17 | |||||
| 134 | Sugibuchi, Hitoshi | AFV308 | Rep | 2014-10-10 | |||
| 135 | Suzuki, Yukiko | ALU731 | Rep | 2006-06-01 | 2010-06-02 | ||
| 136 | Szeto, Yuen Yee 司徒婉儀 | ANJ402 | Rep | 2006-05-10 | |||
| 137 | Tam, Dennis Kwong To 譚廣韜 | M | APJ310 | Rep | 2008-12-15 | 2011-03-07 | |
| 138 | Tamaki, So 玉木壯 | ARN489 | Rep | 2008-09-01 | 2013-03-28 | ||
| 139 | Tan, Vera Zi Lin 陳姿霖 | F | ANH747 | Rep | 2010-05-03 | 2010-12-16 | |
| 140 | Tanaka, Ryo 田中亮 | ANQ540 | Rep | 2007-10-16 | 2007-12-14 | ||
| 141 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2010-02-01 | 2017-10-17 | |
| 142 | Terai, Fumi | AQS809 | Rep | 2008-05-26 | 2013-11-29 | ||
| 143 | Tsang, Chi Kit 曾志傑 | 29 | M | ANU401 | Rep | 2006-08-16 | 2006-10-10 |
| Rep | 2006-10-13 | 2015-01-30 | |||||
| 144 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2010-05-18 | 2010-07-31 | ||
| 145 | Tse, Sze Ming 謝思明 | ALR679 | Rep | 2009-01-13 | 2014-10-29 | ||
| 146 | Tseng, Jason (SFC:ANN054) | M | ANN054 | Rep | 2007-08-27 | 2010-03-19 | |
| 147 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2010-07-15 | 2012-02-27 | ||
| 148 | Tsunakawa, Toshihiko 綱川敏彥 | AEC379 | Rep | 2007-01-15 | 2007-03-23 | ||
| RO | 2007-03-23 | 2010-03-06 | |||||
| 149 | Vacek, Karel | ANG964 | Rep | 2006-04-19 | 2010-03-17 | ||
| 150 | Von Etzdorf, Maximillian Rudiger | M | ARR915 | Rep | 2010-07-28 | 2012-03-16 | |
| 151 | Wang, Barbara Shiuan 王瑄 | F | ACQ543 | Rep | 2004-05-14 | 2004-07-06 | |
| 152 | Wang, Lan Ling | ADG966 | Rep | 2006-09-18 | 2009-02-11 | ||
| 153 | Weng, Li-Tien 翁立典 | AJJ273 | Rep | 2004-02-17 | 2012-02-02 | ||
| 154 | Wong, Benny Wing Pan 黃穎斌 | M | AQO246 | Rep | 2008-02-28 | 2020-07-30 | |
| 155 | Wong, Chun Ho (SFC:AUW995) 王俊浩 | AUW995 | Rep | 2010-03-19 | 2011-08-05 | ||
| 156 | Wong, Frederick Wai Cheung 黃偉翔 | M | AAC897 | Rep | 2007-08-01 | 2010-08-17 | |
| 157 | Wong, Kim Sing 黃劍星 | ALF360 | Rep | 2008-04-18 | 2010-02-26 | ||
| 158 | Wood, Paul Anthony (SFC:ARW848) | M | ARW848 | Rep | 2008-11-24 | 2010-05-25 | |
| 159 | Wu, Kiu Sing 胡翹星 | ANR775 | Rep | 2006-07-25 | 2011-01-06 | ||
| 160 | Wu, Wen-Chieh 巫文傑 | ALK016 | Rep | 2004-11-03 | 2006-06-30 | ||
| 161 | Wu, Yin Lun | ABG704 | Rep | 2010-05-27 | 2012-01-12 | ||
| 162 | Yamashima, Kenichi 山島健一 | APV139 | Rep | 2007-10-15 | 2010-11-30 | ||
| 163 | Yang, Yi Chu 楊憶祖 | AEL914 | Rep | 2007-06-30 | |||
| 164 | Yap, Chih Yee | AJB201 | Rep | 2010-07-19 | 2011-08-09 | ||
| 165 | Yau, Hiu Na 邱曉娜 | APY321 | Rep | 2007-11-19 | 2014-06-13 | ||
| 166 | Yeung, Chun Hei 楊俊希 | AOO273 | Rep | 2007-02-14 | 2007-12-31 | ||
| 167 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2006-04-18 | 2007-08-13 | ||
| 168 | Yoshida, Shingo 吉田真悟 | AOV644 | Rep | 2007-04-24 | 2009-12-09 | ||
| 169 | Yuen, Carmen Wai Sze 袁慧思 | F | AQT142 | Rep | 2010-02-12 | 2010-05-01 | |
| 170 | Zhan, Tao (SFC:AQZ719) 詹濤 | AQZ719 | Rep | 2009-10-29 | 2012-04-11 | ||
| 171 | Zhang, Jielong 張杰龍 | 28 | M | ASH720 | Rep | 2009-01-15 | 2011-07-19 |
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