HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Acar, Capan AJO226 Rep 2007-12-05 2009-11-03
2 Allauzen, Renaud Charles Joseph M ASD123 Rep 2008-12-05 2016-08-24
3 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2004-01-15
4 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
5 Barton, Stuart John M APH304 Rep 2007-07-19 2008-01-07
6 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
7 Bormann, Frank M AOP021 Rep 2007-02-21 2007-06-27
RO 2007-06-27 2010-10-26
8 Bucher, Michael Bernhard M AVB883 Rep 2010-04-26 2012-05-10
9 Busta, James Michael M AWC450 Rep 2010-10-15 2010-12-30
10 Cai, Yu (SFC:AUW213) 蔡玉 AUW213 Rep 2010-03-10 2010-04-08
11 Cazaubiel, Paul Charles Roger M AUK294 Rep 2009-12-30 2012-04-30
12 Chaboureau, Stephane Alain Dominique M ASW645 Rep 2009-04-30 2016-06-14
13 Chan, Cedric Cham Pong 陳湛邦 M ANF221 Rep 2010-06-10 2015-09-19
14 Chan, Chun Ning (SFC:AQM626) 陳振寧 AQM626 Rep 2008-02-18 2012-05-02
15 Chan, Hang Ting 陳杏婷 ARG755 Rep 2008-06-30 2009-04-27
16 Chan, Hon Wah (SFC:ABN589) 陳漢華 ABN589 Rep 2008-04-18
17 Chan, Kee Chee Keith 陳其志 M AGJ388 Rep 2009-09-28 2014-06-04
18 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
19 Chan, Otto Chun Shing 陳鎮成 48 M AAF999 RO 2006-09-07
20 Chan, Rene Hoi Yan 陳海茵 ANG332 Rep 2006-03-29 2007-08-06
21 Chan, Tsz Fung (SFC:AQM624) 陳梓豐 M AQM624 Rep 2008-02-18 2008-11-18
22 Chan, Victor Kam Yiu 陳敢耀 M AQN415 Rep 2008-02-20 2011-05-23
23 Chaneb, Khalid AFM356 Rep 2006-07-19 2007-04-21
24 Chang, Yung Ching 張永經 AFF918 RO 2007-08-15 2008-09-20
25 Chen, Michael Moon Fee M ADC178 Rep 2008-10-02 2017-04-25
26 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
27 Cheung, Herbert Hoi Yip 張凱業 M AUT506 Rep 2010-02-24 2012-10-13
28 Cheung, Lap Pong 張立邦 ARU855 Rep 2008-11-03 2018-08-07
29 Cheung, Wai Leung (SFC:AUW129) 張維亮 AUW129 Rep 2010-03-09 2011-10-03
30 Choi, Stephen Joon M AJH431 Rep 2007-07-27 2008-11-18
31 Chui, Chi-Sun 徐志真 AFH192 Rep 2010-04-12 2012-03-28
32 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2004-01-28
33 Chung, Tony Ming Lok 鍾明烙 M AAF326 RO 2003-09-03
Rep 2003-09-03 2004-04-30
34 Clarke, Andrew Kenneth (SFC:ADT180) M ADT180 Rep 2010-06-30 2012-06-05
35 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
RO 2009-02-16 2010-04-29
36 Degney, Lauren Kimberly F AQS567 Rep 2010-06-08 2012-03-27
37 Delloye, Renaud Nicolas Yves M ATW568 Rep 2009-09-30 2010-04-19
RO 2010-04-19 2017-08-15
38 Dunham, Christopher Mark M ANU648 Rep 2006-08-18 2007-05-08
RO 2007-05-08 2009-02-18
39 Ellison, Alexander Hugh M AEH938 RO 2007-12-20 2009-06-12
40 Emerson, Kathleen Ann F AEH820 Rep 2009-09-21 2013-05-31
41 Finkbeiner, Kurt Ernst (SFC:AMW602) M AMW602 RO 2007-09-05 2007-09-08
42 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
43 Fong, Yuk Yin 方玉燕 ASW654 Rep 2009-04-30 2011-02-07
44 Fung, Frederick Ling Kong 馮寧江 M ARW743 Rep 2010-09-27 2013-10-01
45 Gautier De Charnace, Arthur Bernard Jean Marie M AUJ425 Rep 2009-12-21 2012-09-28
46 Guglietta, Joel Stephan AHD235 Rep 2007-07-19 2008-07-24
47 Halliwell, Thomas Alan M ANL835 Rep 2009-10-29 2010-03-19
48 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
49 Heng, Franklin Ching Kuen 幸正權 45 M ACY056 RO 2006-04-14
50 Ho, Chia-Long 何佳龍 ARA661 Rep 2008-05-16 2015-01-06
51 Ho, Hoi Tung 何凱棟 33 M AHE146 Rep 2007-11-28 2010-08-26
RO 2010-08-26 2015-06-06
52 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2008-01-18 2011-01-25
53 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
54 Khor, Natalie Pei Kee 許佩琪 F AVB986 Rep 2010-04-27 2013-08-20
55 Kim, Tae Youl 金兌律 AMV056 Rep 2010-06-02
56 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
57 Ku, Wai Kei 古偉基 AVO953 Rep 2010-08-04 2012-09-06
58 Lagarde, Arnaud Ludovic M AQM256 Rep 2008-02-11 2008-11-18
59 Lai, Gordon Yat Hung 黎一鴻 M AQS197 Rep 2008-03-19 2009-06-03
60 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2010-06-02
61 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
62 Lau, Che Wah 劉志華 AAB300 Rep 2005-09-27 2007-09-29
63 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
64 Lau, Peter Yim Lam 劉炎霖 M ABE725 Rep 2004-10-14
65 Lau, Shek Wing 劉錫榮 AAC254 Rep 2004-12-09
66 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
67 Lau, Wing Sze (SFC:ARG767) 劉詠詩 ARG767 Rep 2008-06-30 2013-10-01
68 Law, Nicholas Kwan Chak 羅君澤 M ACI771 Rep 2010-08-31 2021-04-09
69 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2010-08-17 2012-07-17
70 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
71 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
72 Lee, Louis Pang 李鵬 M APO909 Rep 2007-09-11 2009-08-22
73 Lee, Man Kit (SFC:APM126) 李文傑 APM126 Rep 2009-09-07 2010-06-18
74 Lee, Tung Ming 李通明 ARR924 Rep 2008-10-15 2012-04-24
75 Leleu, Stephane Clement Daniel M AMU224 Rep 2005-12-09 2006-02-15
RO 2006-02-15 2006-08-01
76 Leung, Chor Ming 梁礎銘 AEA299 Rep 2009-10-12 2011-03-29
77 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
78 Leung, Ping Fai (SFC:ARG750) 梁炳輝 ARG750 Rep 2008-07-02 2011-04-27
79 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
80 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-08-04 2007-07-01
81 Li, Pui Yan (SFC:AVZ605) 李珮欣 AVZ605 Rep 2010-10-05 2011-05-31
82 Li, Zeyu (SFC:AVR560) 李澤宇 AVR560 Rep 2010-08-17 2016-05-04
83 Lin, Danny Chi Long 林志朗 ADD804 Rep 2010-02-08 2016-01-30
84 Ling, Vivian 林蔚然 ACR957 Rep 2008-09-04 2012-04-12
85 Linsenmaier, Xavier Claude Auguste Robert M APZ442 Rep 2007-11-12 2008-04-16
86 Lo, Timothy Tin Ming 盧天明 M ANQ206 Rep 2010-09-27 2013-09-19
87 Lui, Moses Yu Mo 雷裕武 M AGL154 Rep 2006-05-24 2007-06-09
88 Luu, Ngoc Hung 劉玉雄 ARH584 Rep 2008-07-08 2014-07-29
89 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2005-10-27
90 Martin, Alexandre Joseph Gaston M ARW206 Rep 2008-11-19 2018-12-21
91 Mason, Edward James (SFC:AIR197) M AIR197 Rep 2009-04-30 2010-06-30
92 McGee, Alan Craig M AMJ457 Rep 2006-04-21 2007-04-10
93 Mills, Robert George M ASW674 Rep 2009-04-30 2011-05-20
94 Mok, Leon Leung Hung 莫量鴻 AOM521 Rep 2010-03-09 2013-03-06
95 Mrosek, Martin Andreas M AQR389 Rep 2008-03-17 2020-03-30
96 Mun, Jongchul AUG126 Rep 2009-11-27 2015-06-06
97 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
98 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
99 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 AQH952 Rep 2008-01-21 2012-08-21
100 Ng, Sze Man (SFC:AOT397) 吳詩敏 AOT397 Rep 2007-03-30 2007-06-23
101 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2009-05-04 2012-04-03
102 Pablo, Gerardo Gonzalez 巴布羅 M AFZ873 Rep 2010-08-05 2010-11-11
103 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
104 Pedrono, Benoit Vincent Gerard M APY405 Rep 2010-07-20 2016-04-06
105 Sau, Miu Cheung 壽妙祥 AVV612 Rep 2010-09-03 2013-10-01
106 Saunders, Jefferson ASL881 RO 2009-03-31 2016-01-30
107 Scott, David Paul Mcleod M ADX363 RO 2007-08-31 2008-09-20
108 Semin, Herve Pierre Alexandre M AQQ331 Rep 2008-03-11 2022-10-26
109 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
110 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
111 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
112 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
113 Spensley, Oliver Giles M ASW652 Rep 2009-04-30 2010-07-05
114 Swarbrick, Andrew Jeremy M AFF234 Rep 2009-12-14 2017-08-26
115 Taesch, Frederic Marcel Georges Marie M AML240 Rep 2005-09-08 2007-04-28
116 Tang, Lok Him 鄧樂謙 AQM625 Rep 2008-02-18 2013-10-01
117 Tsai, Alex I-Chung 蔡易忠 ARA025 Rep 2008-05-07 2008-11-18
118 Tuan, Shunde Noel 段順德 AUW209 Rep 2010-03-09 2011-10-07
119 Wallace, Lee Peter M ADM554 Rep 2005-07-20 2006-05-16
RO 2006-05-16 2008-11-18
120 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2008-10-10 2016-06-01
121 Warhurst, Paul Simon M APN838 Rep 2010-03-08 2013-06-15
122 Welch, David John Jr M ASW658 Rep 2009-04-30 2010-08-06
123 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-08-04 2007-04-21
124 Wong, May Yan Mei 王恩美 F AUZ637 Rep 2010-04-15 2011-04-18
125 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2006-06-20
126 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
127 Wu, Julie Hiu Yu 胡曉瑜 F AVT141 Rep 2010-08-23 2010-12-20
128 Wu, Yihe 吳軼鶴 APZ445 Rep 2007-11-12 2021-06-19
129 Yam, Wing Nam 任詠枬 AQA231 Rep 2010-07-16 2011-09-03
130 Yeung, Chun Hei 楊俊希 AOO273 Rep 2008-03-05 2012-01-13
131 Yiong, Hoi San 楊海山 AGT132 Rep 2007-09-05 2009-10-16
132 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2007-08-11
133 Zhang, Justin Yisha M APR486 Rep 2007-09-24 2008-09-26
134 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26
135 Zuo, Jie (SFC:AKP468) 左杰 AKP468 Rep 2008-05-21 2008-07-30

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