HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Acar, Capan | Rep | 2007-12-05 | 2009-11-03 | ||
| 2 | Allauzen, Renaud Charles Joseph | M | Rep | 2008-12-05 | 2016-08-24 | |
| 3 | Au Yeung, Tat H 歐陽達顯 | RO | 2004-01-15 | |||
| 4 | Barton, Richard Jeremy | M | Rep | 2005-12-20 | 2008-07-18 | |
| 5 | Barton, Stuart John | M | Rep | 2007-07-19 | 2008-01-07 | |
| 6 | Birlenbach, Michael Dieter | M | Rep | 2007-08-15 | 2011-03-25 | |
| 7 | Bormann, Frank | M | Rep | 2007-02-21 | 2007-06-27 | |
| RO | 2007-06-27 | 2010-10-26 | ||||
| 8 | Bucher, Michael Bernhard | M | Rep | 2010-04-26 | 2012-05-10 | |
| 9 | Busta, James Michael | M | Rep | 2010-10-15 | 2010-12-30 | |
| 10 | Cai, Yu (SFC:AUW213) 蔡玉 | Rep | 2010-03-10 | 2010-04-08 | ||
| 11 | Cazaubiel, Paul Charles Roger | M | Rep | 2009-12-30 | 2012-04-30 | |
| 12 | Chaboureau, Stephane Alain Dominique | M | Rep | 2009-04-30 | 2016-06-14 | |
| 13 | Chan, Cedric Cham Pong 陳湛邦 | M | Rep | 2010-06-10 | 2015-09-19 | |
| 14 | Chan, Chun Ning (SFC:AQM626) 陳振寧 | Rep | 2008-02-18 | 2012-05-02 | ||
| 15 | Chan, Hang Ting 陳杏婷 | Rep | 2008-06-30 | 2009-04-27 | ||
| 16 | Chan, Hon Wah (SFC:ABN589) 陳漢華 | Rep | 2008-04-18 | |||
| 17 | Chan, Kee Chee Keith 陳其志 | M | Rep | 2009-09-28 | 2014-06-04 | |
| 18 | Chan, Mark Kar Yue 陳嘉裕 | M | Rep | 2005-10-27 | ||
| 19 | Chan, Otto Chun Shing 陳鎮成 | 48 | M | RO | 2006-09-07 | |
| 20 | Chan, Rene Hoi Yan 陳海茵 | Rep | 2006-03-29 | 2007-08-06 | ||
| 21 | Chan, Tsz Fung (SFC:AQM624) 陳梓豐 | M | Rep | 2008-02-18 | 2008-11-18 | |
| 22 | Chan, Victor Kam Yiu 陳敢耀 | M | Rep | 2008-02-20 | 2011-05-23 | |
| 23 | Chaneb, Khalid | Rep | 2006-07-19 | 2007-04-21 | ||
| 24 | Chang, Yung Ching 張永經 | RO | 2007-08-15 | 2008-09-20 | ||
| 25 | Chen, Michael Moon Fee | M | Rep | 2008-10-02 | 2017-04-25 | |
| 26 | Cheng, Ivan Kwok Lueng 鄭國良 | M | Rep | 2005-12-20 | 2009-06-03 | |
| 27 | Cheung, Herbert Hoi Yip 張凱業 | M | Rep | 2010-02-24 | 2012-10-13 | |
| 28 | Cheung, Lap Pong 張立邦 | Rep | 2008-11-03 | 2018-08-07 | ||
| 29 | Cheung, Wai Leung (SFC:AUW129) 張維亮 | Rep | 2010-03-09 | 2011-10-03 | ||
| 30 | Choi, Stephen Joon | M | Rep | 2007-07-27 | 2008-11-18 | |
| 31 | Chui, Chi-Sun 徐志真 | Rep | 2010-04-12 | 2012-03-28 | ||
| 32 | Chung, Alden Kam Wah 鍾金華 | M | Rep | 2004-01-28 | ||
| 33 | Chung, Tony Ming Lok 鍾明烙 | M | RO | 2003-09-03 | ||
| Rep | 2003-09-03 | 2004-04-30 | ||||
| 34 | Clarke, Andrew Kenneth (SFC:ADT180) | M | Rep | 2010-06-30 | 2012-06-05 | |
| 35 | Crispin, James Anthony | M | Rep | 2006-08-18 | 2009-02-16 | |
| RO | 2009-02-16 | 2010-04-29 | ||||
| 36 | Degney, Lauren Kimberly | F | Rep | 2010-06-08 | 2012-03-27 | |
| 37 | Delloye, Renaud Nicolas Yves | M | Rep | 2009-09-30 | 2010-04-19 | |
| RO | 2010-04-19 | 2017-08-15 | ||||
| 38 | Dunham, Christopher Mark | M | Rep | 2006-08-18 | 2007-05-08 | |
| RO | 2007-05-08 | 2009-02-18 | ||||
| 39 | Ellison, Alexander Hugh | M | RO | 2007-12-20 | 2009-06-12 | |
| 40 | Emerson, Kathleen Ann | F | Rep | 2009-09-21 | 2013-05-31 | |
| 41 | Finkbeiner, Kurt Ernst (SFC:AMW602) | M | RO | 2007-09-05 | 2007-09-08 | |
| 42 | Foley, Cathal Brendan | M | Rep | 2007-06-08 | 2010-03-16 | |
| 43 | Fong, Yuk Yin 方玉燕 | Rep | 2009-04-30 | 2011-02-07 | ||
| 44 | Fung, Frederick Ling Kong 馮寧江 | M | Rep | 2010-09-27 | 2013-10-01 | |
| 45 | Gautier De Charnace, Arthur Bernard Jean Marie | M | Rep | 2009-12-21 | 2012-09-28 | |
| 46 | Guglietta, Joel Stephan | Rep | 2007-07-19 | 2008-07-24 | ||
| 47 | Halliwell, Thomas Alan | M | Rep | 2009-10-29 | 2010-03-19 | |
| 48 | Hancock, Jonathan Stiles | M | RO | 2009-01-31 | ||
| 49 | Heng, Franklin Ching Kuen 幸正權 | 45 | M | RO | 2006-04-14 | |
| 50 | Ho, Chia-Long 何佳龍 | Rep | 2008-05-16 | 2015-01-06 | ||
| 51 | Ho, Hoi Tung 何凱棟 | Rep | 2007-11-28 | 2010-08-26 | ||
| RO | 2010-08-26 | 2015-06-06 | ||||
| 52 | Hung, Gary Lok Ming 熊洛銘 | M | Rep | 2008-01-18 | 2011-01-25 | |
| 53 | Jaffer, Nooreshan Shamsuddin | Rep | 2007-08-06 | 2011-08-16 | ||
| 54 | Khor, Natalie Pei Kee 許佩琪 | F | Rep | 2010-04-27 | 2013-08-20 | |
| 55 | Kim, Tae Youl 金兌律 | Rep | 2010-06-02 | |||
| 56 | Ko, Desmond Chin Hung 高展雄 | M | Rep | 2007-07-26 | 2014-02-20 | |
| 57 | Ku, Wai Kei 古偉基 | Rep | 2010-08-04 | 2012-09-06 | ||
| 58 | Lagarde, Arnaud Ludovic | M | Rep | 2008-02-11 | 2008-11-18 | |
| 59 | Lai, Gordon Yat Hung 黎一鴻 | M | Rep | 2008-03-19 | 2009-06-03 | |
| 60 | Lam, Milton Chi Siu 林子紹 | Rep | 2010-06-02 | |||
| 61 | Lam, Sum Sum 林森森 | Rep | 2005-06-30 | |||
| 62 | Lau, Che Wah 劉志華 | Rep | 2005-09-27 | 2007-09-29 | ||
| 63 | Lau, Chun Hou 劉俊厚 | Rep | 2009-07-11 | |||
| 64 | Lau, Peter Yim Lam 劉炎霖 | M | Rep | 2004-10-14 | ||
| 65 | Lau, Shek Wing 劉錫榮 | Rep | 2004-12-09 | |||
| 66 | Lau, Wing Shan 劉詠珊 | Rep | 2006-05-26 | 2010-06-08 | ||
| 67 | Lau, Wing Sze (SFC:ARG767) 劉詠詩 | Rep | 2008-06-30 | 2013-10-01 | ||
| 68 | Law, Nicholas Kwan Chak 羅君澤 | M | Rep | 2010-08-31 | 2021-04-09 | |
| 69 | Lee, Andrew Yeng 李英揚 | M | Rep | 2010-08-17 | 2012-07-17 | |
| 70 | Lee, Angela Mei Lan 李美蘭 | F | Rep | 2007-05-25 | 2014-03-05 | |
| 71 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | Rep | 2003-07-10 | |||
| 72 | Lee, Louis Pang 李鵬 | M | Rep | 2007-09-11 | 2009-08-22 | |
| 73 | Lee, Man Kit (SFC:APM126) 李文傑 | Rep | 2009-09-07 | 2010-06-18 | ||
| 74 | Lee, Tung Ming 李通明 | Rep | 2008-10-15 | 2012-04-24 | ||
| 75 | Leleu, Stephane Clement Daniel | M | Rep | 2005-12-09 | 2006-02-15 | |
| RO | 2006-02-15 | 2006-08-01 | ||||
| 76 | Leung, Chor Ming 梁礎銘 | Rep | 2009-10-12 | 2011-03-29 | ||
| 77 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | Rep | ||||
| 78 | Leung, Ping Fai (SFC:ARG750) 梁炳輝 | Rep | 2008-07-02 | 2011-04-27 | ||
| 79 | Leung, Wai Man (SFC:AGO399) 梁偉民 | Rep | 2005-03-24 | 2018-12-11 | ||
| 80 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | Rep | 2005-08-04 | 2007-07-01 | ||
| 81 | Li, Pui Yan (SFC:AVZ605) 李珮欣 | Rep | 2010-10-05 | 2011-05-31 | ||
| 82 | Li, Zeyu (SFC:AVR560) 李澤宇 | Rep | 2010-08-17 | 2016-05-04 | ||
| 83 | Lin, Danny Chi Long 林志朗 | Rep | 2010-02-08 | 2016-01-30 | ||
| 84 | Ling, Vivian 林蔚然 | Rep | 2008-09-04 | 2012-04-12 | ||
| 85 | Linsenmaier, Xavier Claude Auguste Robert | M | Rep | 2007-11-12 | 2008-04-16 | |
| 86 | Lo, Timothy Tin Ming 盧天明 | M | Rep | 2010-09-27 | 2013-09-19 | |
| 87 | Lui, Moses Yu Mo 雷裕武 | M | Rep | 2006-05-24 | 2007-06-09 | |
| 88 | Luu, Ngoc Hung 劉玉雄 | Rep | 2008-07-08 | 2014-07-29 | ||
| 89 | Ma, Diana Ka Lai 馬嘉麗 | F | Rep | 2005-10-27 | ||
| 90 | Martin, Alexandre Joseph Gaston | M | Rep | 2008-11-19 | 2018-12-21 | |
| 91 | Mason, Edward James (SFC:AIR197) | M | Rep | 2009-04-30 | 2010-06-30 | |
| 92 | McGee, Alan Craig | M | Rep | 2006-04-21 | 2007-04-10 | |
| 93 | Mills, Robert George | M | Rep | 2009-04-30 | 2011-05-20 | |
| 94 | Mok, Leon Leung Hung 莫量鴻 | Rep | 2010-03-09 | 2013-03-06 | ||
| 95 | Mrosek, Martin Andreas | M | Rep | 2008-03-17 | 2020-03-30 | |
| 96 | Mun, Jongchul | Rep | 2009-11-27 | 2015-06-06 | ||
| 97 | Ng, Chi Fai (SFC:APK565) 吳志輝 | Rep | 2007-08-15 | |||
| 98 | Ng, Chi Hung (SFC:APM137) 吳志雄 | Rep | 2007-08-27 | 2012-01-08 | ||
| 99 | Ng, Ka Lai (SFC:AQH952) 伍嘉麗 | Rep | 2008-01-21 | 2012-08-21 | ||
| 100 | Ng, Sze Man (SFC:AOT397) 吳詩敏 | Rep | 2007-03-30 | 2007-06-23 | ||
| 101 | Ngai, Thomas Kwok Kan 危國根 | M | Rep | 2009-05-04 | 2012-04-03 | |
| 102 | Pablo, Gerardo Gonzalez 巴布羅 | M | Rep | 2010-08-05 | 2010-11-11 | |
| 103 | Patel, Rakesh (SFC:ALI605) | M | RO | 2006-05-16 | 2019-07-31 | |
| 104 | Pedrono, Benoit Vincent Gerard | M | Rep | 2010-07-20 | 2016-04-06 | |
| 105 | Sau, Miu Cheung 壽妙祥 | Rep | 2010-09-03 | 2013-10-01 | ||
| 106 | Saunders, Jefferson | RO | 2009-03-31 | 2016-01-30 | ||
| 107 | Scott, David Paul Mcleod | M | RO | 2007-08-31 | 2008-09-20 | |
| 108 | Semin, Herve Pierre Alexandre | M | Rep | 2008-03-11 | 2022-10-26 | |
| 109 | Shek, Simon Ming Hon 石明翰 | M | Rep | 2007-07-10 | ||
| 110 | Shum, Tommy Chung Lai 沈仲禮 | M | Rep | 2007-07-10 | 2019-07-15 | |
| 111 | Sillam, Jonathan Charles Marc | M | Rep | 2007-01-29 | 2009-06-03 | |
| 112 | Sim, Mong Kwang 沈茂琼 | Rep | 2006-12-12 | 2011-09-28 | ||
| 113 | Spensley, Oliver Giles | M | Rep | 2009-04-30 | 2010-07-05 | |
| 114 | Swarbrick, Andrew Jeremy | M | Rep | 2009-12-14 | 2017-08-26 | |
| 115 | Taesch, Frederic Marcel Georges Marie | M | Rep | 2005-09-08 | 2007-04-28 | |
| 116 | Tang, Lok Him 鄧樂謙 | Rep | 2008-02-18 | 2013-10-01 | ||
| 117 | Tsai, Alex I-Chung 蔡易忠 | Rep | 2008-05-07 | 2008-11-18 | ||
| 118 | Tuan, Shunde Noel 段順德 | Rep | 2010-03-09 | 2011-10-07 | ||
| 119 | Wallace, Lee Peter | M | Rep | 2005-07-20 | 2006-05-16 | |
| RO | 2006-05-16 | 2008-11-18 | ||||
| 120 | Wan, Cheuk Yin 尹卓賢 | Rep | 2008-10-10 | 2016-06-01 | ||
| 121 | Warhurst, Paul Simon | M | Rep | 2010-03-08 | 2013-06-15 | |
| 122 | Welch, David John Jr | M | Rep | 2009-04-30 | 2010-08-06 | |
| 123 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2005-08-04 | 2007-04-21 | |
| 124 | Wong, May Yan Mei 王恩美 | F | Rep | 2010-04-15 | 2011-04-18 | |
| 125 | Wong, Michael Sheh Chung 王錫聰 | M | Rep | 2006-06-20 | ||
| 126 | Wong, Siu Leung 黃紹良 | Rep | 2006-05-24 | 2009-03-28 | ||
| 127 | Wu, Julie Hiu Yu 胡曉瑜 | F | Rep | 2010-08-23 | 2010-12-20 | |
| 128 | Wu, Yihe 吳軼鶴 | Rep | 2007-11-12 | 2021-06-19 | ||
| 129 | Yam, Wing Nam 任詠枬 | Rep | 2010-07-16 | 2011-09-03 | ||
| 130 | Yeung, Chun Hei 楊俊希 | Rep | 2008-03-05 | 2012-01-13 | ||
| 131 | Yiong, Hoi San 楊海山 | Rep | 2007-09-05 | 2009-10-16 | ||
| 132 | Yu, Anthony Sai Yin 余世賢 | M | Rep | 2007-08-11 | ||
| 133 | Zhang, Justin Yisha | M | Rep | 2007-09-24 | 2008-09-26 | |
| 134 | Zhou, Sheng (SFC:APL667) 周晟 | Rep | 2007-08-22 | 2014-04-26 | ||
| 135 | Zuo, Jie (SFC:AKP468) 左杰 | Rep | 2008-05-21 | 2008-07-30 |
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