Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akbas, Ismail Ersef | M | AXY738 | Rep | 2011-09-01 | 2016-01-01 | |
| 2 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2013-08-19 | ||
| 3 | Au, Joy Yin Glenn 區在然 | BEL936 | Rep | 2014-11-11 | 2016-01-09 | ||
| 4 | Belkheir, Karim | AYK383 | Rep | 2011-11-14 | 2016-01-01 | ||
| 5 | Bradley, Joseph (SFC:BEB455) | M | BEB455 | Rep | 2015-08-18 | ||
| 6 | Chan, Adrian Kin Chung 陳建中 | M | BCP764 | Rep | 2014-01-06 | 2023-03-21 | |
| 7 | Chan, Cynthia Hoi Kay 陳凱琪 | F | AUB274 | Rep | 2015-06-15 | 2024-03-14 | |
| 8 | Chan, Flora Wing Shuen 陳穎璇 | F | AYQ287 | Rep | 2011-12-13 | 2015-10-01 | |
| 9 | Chan, Julia Wai Nga 陳慧雅 | F | AMU107 | Rep | 2010-11-20 | 2016-01-01 | |
| 10 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 11 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | AJO304 | Rep | 2014-01-07 | 2022-09-14 | ||
| 12 | Cheah, Yew Wee | AOB735 | RO | 2012-02-20 | 2015-10-16 | ||
| 13 | Chen, Chaoying (SFC:AZO311) 陳超穎 | AZO311 | Rep | 2015-04-28 | 2021-09-01 | ||
| 14 | Cheung, Wang (SFC:AMF506) 張弘 | AMF506 | Rep | 2013-12-31 | 2018-06-22 | ||
| 15 | Chien, Ming-Hui 簡民恵 | AXK262 | Rep | 2011-06-08 | 2015-11-14 | ||
| 16 | Choi, Hyung Wook 崔亨旭 | AQO335 | Rep | 2010-10-15 | |||
| 17 | Chow, Chi Yee Gee 周芝伊 | APW072 | Rep | 2014-05-20 | 2017-03-30 | ||
| 18 | Chu, Ching-Hsuan 朱靜萱 | AXD387 | Rep | 2014-12-11 | 2016-09-14 | ||
| 19 | Chu, Peter Pa-en 曲培恩 | M | ALW236 | RO | 2013-09-25 | 2019-07-08 | |
| 20 | Chui, Tak Kei 徐德基 | AYI755 | Rep | 2014-08-11 | 2016-06-09 | ||
| 21 | Chung, Philip Ching Kei 鍾正祺 | M | ALZ061 | Rep | 2010-11-20 | 2016-01-01 | |
| 22 | Cudia, Celso S. 邱明傑 | AFE060 | Rep | 2014-09-01 | 2024-03-01 | ||
| 23 | Dalziell, Rohan John | M | ACW967 | Rep | 2013-10-10 | 2017-04-29 | |
| 24 | Den, Izumi | AWH496 | Rep | 2014-10-27 | 2016-10-01 | ||
| 25 | Duan, Hong (SFC:ADE819) 段宏 | ADE819 | Rep | 2013-11-21 | 2016-05-03 | ||
| 26 | Escudier, Romain Jean David (SFC:AZB452) | M | AZB452 | Rep | 2012-02-21 | 2015-10-17 | |
| 27 | Fujikura, Takashi | M | BFI204 | RO | 2015-07-02 | 2021-08-18 | |
| 28 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 29 | Gao, Xiangyu 高驤宇 | BDW696 | Rep | 2014-07-30 | 2016-09-22 | ||
| 30 | Garcia, Michael Anthony | M | AFJ284 | Rep | 2015-04-13 | 2019-07-13 | |
| 31 | Goto, Hiroyuki 合戶宏之 | ASU203 | Rep | 2009-04-21 | 2015-10-13 | ||
| 32 | Grose, George Francis | M | AWH234 | Rep | 2010-11-10 | ||
| 33 | He, Rong (SFC:BEZ040) 何蓉 | BEZ040 | Rep | 2015-02-23 | 2017-05-13 | ||
| 34 | Hetherington, John Charles 夏嶺東 | M | ABN564 | Rep | 2010-12-09 | 2017-09-13 | |
| 35 | Himoto, Tatsuya | ALS814 | RO | 2014-08-21 | 2016-04-20 | ||
| 36 | Hirasaki, Koji 平崎晃史 | AZI774 | Rep | 2015-08-19 | |||
| 37 | Hirose, Wataru | BEI734 | Rep | 2014-10-20 | 2024-05-27 | ||
| 38 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 39 | Ho, Chun Keung (SFC:AWT602) 何振強 | AWT602 | Rep | 2011-02-07 | 2018-03-09 | ||
| 40 | Hui, Ka Lok Carl 許嘉諾 | M | BFS741 | Rep | 2015-07-02 | 2016-05-21 | |
| 41 | Inoue, Yoshihiro 井上義大 | AXG044 | Rep | 2011-05-04 | 2016-03-15 | ||
| 42 | Ip, Chit Yin 葉捷賢 | AUR651 | Rep | 2013-09-02 | |||
| 43 | Jenn, Marc Steven | M | ANG294 | Rep | 2010-11-20 | 2017-12-05 | |
| 44 | Jiang, Jiayan 蔣嘉芫 | BES176 | Rep | 2014-12-23 | 2017-06-10 | ||
| 45 | Kadmiri, Oussama | AYL133 | Rep | 2011-11-15 | 2015-11-07 | ||
| 46 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 47 | Kato, Kenji | AXX422 | Rep | 2011-08-19 | 2015-10-10 | ||
| 48 | Kato, Takashi (SFC:AUD160) | M | AUD160 | Rep | 2009-11-09 | 2017-11-15 | |
| 49 | Khoo, Siew Kay | BDM540 | Rep | 2014-05-26 | 2015-10-31 | ||
| 50 | Kim, Hae Ryong | ANE830 | Rep | 2006-03-22 | 2016-02-16 | ||
| 51 | Kim, Jason Sung | M | AGF966 | Rep | 2015-07-13 | ||
| 52 | Kitagawa, Munekazu 北川宗和 | BDY322 | Rep | 2014-08-12 | 2018-08-13 | ||
| 53 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 54 | Kong, Hon Ming 江漢明 | AFC648 | Rep | 2014-01-06 | 2016-05-06 | ||
| 55 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 56 | Kurashita, Noriko 倉下紀子 | F | AMR136 | Rep | 2014-07-07 | 2015-10-17 | |
| 57 | Kwok, Joyce Yik Man 郭奕妏 | F | ATS268 | Rep | 2010-08-31 | ||
| 58 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 59 | Lai, Chu Hang 黎曙衡 | ATB627 | Rep | 2014-01-21 | |||
| 60 | Lai, Kar Hei Carlton 黎家禧 | BDV574 | Rep | 2014-07-28 | |||
| 61 | Lai, Man Kit (SFC:BGA391) 黎文傑 | BGA391 | Rep | 2015-08-14 | 2016-12-10 | ||
| 62 | Lam, Brian Hung Wai 林鴻煒 | M | ANN058 | Rep | 2014-11-11 | 2017-03-25 | |
| 63 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 64 | Lau, Ka Ho (SFC:AXB862) 劉嘉豪 | AXB862 | Rep | 2014-09-22 | 2021-08-04 | ||
| 65 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 66 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 67 | Lee, Kin Chun (SFC:ARH236) 李健駿 | ARH236 | Rep | 2012-06-01 | 2015-12-23 | ||
| 68 | Leung, Candice Ka Ki 梁嘉琪 | BCG163 | Rep | 2013-11-12 | 2016-07-13 | ||
| 69 | Li, Fan (SFC:BFK350) 李凡 | BFK350 | Rep | 2015-05-11 | 2018-06-21 | ||
| 70 | Li, Mengjie (SFC:BEJ085) 李孟倢 | BEJ085 | Rep | 2014-10-22 | 2016-02-02 | ||
| 71 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | AVM248 | Rep | 2011-11-23 | 2018-05-26 | ||
| 72 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 73 | Liu, Moshi 劉墨石 | BEL594 | Rep | 2014-11-14 | |||
| 74 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | RO | 2007-03-09 | 2016-09-29 | ||
| 75 | Liu, Yuk Shan 廖鈺珊 | BCG151 | Rep | 2013-12-04 | 2018-04-04 | ||
| 76 | Liu, Zhanxiang 劉展翔 | BED805 | Rep | 2014-09-29 | 2018-02-10 | ||
| 77 | Lo, Ilona Ching Man 羅靜敏 | F | AXL781 | Rep | 2015-06-22 | ||
| 78 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-07-02 | 2022-12-21 | |
| 79 | Ma, Jibo 馬繼博 | AOR544 | Rep | 2010-09-15 | 2016-04-26 | ||
| 80 | Makino, Akiko | F | BCL785 | Rep | 2014-01-06 | 2024-03-28 | |
| 81 | Marcon, Stephen James Neville | 49 | M | AAD512 | Rep | 2013-08-21 | 2017-02-23 |
| 82 | Matsumoto, Jeffrey Yuji | M | BAE819 | RO | 2013-07-04 | 2021-11-01 | |
| 83 | Mitsuda, Takefumi 光田岳史 | BFI740 | Rep | 2015-04-28 | 2018-05-08 | ||
| 84 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 85 | Mizuno, Kosuke | ADP243 | RO | 2014-10-13 | 2016-03-30 | ||
| 86 | Mok, Tsz Ho 莫梓豪 | BBY219 | Rep | 2014-10-23 | 2016-11-23 | ||
| 87 | Mori, Masayuki 森正幸 | AZI773 | Rep | 2012-04-26 | 2017-05-11 | ||
| 88 | Narain, Ravi | AAG780 | Rep | 2010-07-22 | 2017-02-23 | ||
| 89 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | AVN286 | Rep | 2010-07-26 | 2016-09-13 | |
| 90 | Oka, Hironori | AAD076 | RO | 2011-06-20 | 2025-05-02 | ||
| 91 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 92 | Ota, Akihiro 大田陽洋 | AYK413 | Rep | 2011-11-15 | 2016-06-11 | ||
| 93 | Parker, Henry Roger Jacques | 33 | M | AXZ431 | Rep | 2013-07-22 | 2022-08-31 |
| 94 | Qi, Xiaoliang 齊晓亮 | AXZ553 | Rep | 2012-10-09 | 2024-03-25 | ||
| 95 | Revert, Thibaut Edmond Robert | M | AXO690 | Rep | 2011-07-04 | 2016-01-01 | |
| 96 | Saito, Takayuki (SFC:AXG789) | AXG789 | Rep | 2011-05-12 | 2015-10-14 | ||
| 97 | Sasaki, Shinichi 佐佐木伸一 | AHS992 | RO | 2014-12-19 | 2022-06-15 | ||
| 98 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | RO | 2015-09-29 | ||
| 99 | Shimamoto, Kurumi | BEV991 | Rep | 2015-01-21 | 2016-10-01 | ||
| 100 | Shino, Kyohei | BDH927 | Rep | 2014-04-22 | 2016-03-31 | ||
| 101 | Shum, Charles Cheok I 沈卓爾 | M | AZQ896 | Rep | 2012-06-07 | ||
| 102 | Simpson, Justin Vaughn | M | AJL553 | Rep | 2014-01-13 | 2017-09-14 | |
| 103 | Soo, Jamie Wan Jung 蘇文駿 | M | AXJ724 | Rep | 2013-11-25 | 2018-05-25 | |
| 104 | Souleyman, Jan | ANM874 | Rep | 2011-04-27 | 2016-02-04 | ||
| 105 | Suzuki, Noboru 鈴木昇 | BDK935 | Rep | 2014-05-15 | 2016-04-14 | ||
| 106 | Takahashi, Tetsuaki | BAI982 | Rep | 2012-11-01 | 2016-01-01 | ||
| 107 | Takazawa, Kenichi 高澤憲一 | BEI571 | Rep | 2014-10-20 | 2016-01-01 | ||
| 108 | Takemura, Isao | AXF807 | Rep | 2011-05-03 | 2015-10-13 | ||
| 109 | Tam, Aleck Lik Wai 譚力維 | AMM346 | Rep | 2011-05-16 | 2016-09-21 | ||
| 110 | Tan, King Aun 陳卿晏 | ARA421 | Rep | 2011-04-01 | 2019-10-05 | ||
| 111 | Tang, Junjie (SFC:BCJ625) 唐俊杰 | BCJ625 | Rep | 2013-12-02 | 2016-06-01 | ||
| 112 | Tao, Ran (SFC:BCK715) 陶然 | BCK715 | Rep | 2014-03-03 | 2016-11-15 | ||
| 113 | Temlock, Lawrence Graham | M | BBU655 | Rep | 2013-09-05 | 2016-02-04 | |
| 114 | Terasawa, Satoshi | M | BAH716 | RO | 2013-01-07 | 2019-05-24 | |
| 115 | Ting, Fu Wah 丁富華 | AOE212 | Rep | 2010-11-20 | 2015-10-01 | ||
| 116 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2015-06-18 | ||
| 117 | Tsang, Andrew Chiu Yin 曾昭然 | M | AOV654 | Rep | 2014-09-29 | ||
| 118 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 119 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-07-02 | 2024-03-28 | ||
| 120 | Tsutsumi, Atsushi | BFI209 | Rep | 2015-04-27 | 2023-04-25 | ||
| 121 | Ushijima, Sho | BGB210 | Rep | 2015-09-01 | 2015-11-30 | ||
| 122 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 123 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 124 | Wong, Ka Man (SFC:AEK749) 黃家文 | AEK749 | RO | 2010-03-10 | |||
| 125 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | APB845 | Rep | 2010-11-20 | 2016-01-01 | |
| 126 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2006-02-16 | ||
| 127 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | AGG935 | RO | 2013-06-21 | 2016-01-01 | ||
| 128 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2010-09-17 | 2022-11-16 | ||
| 129 | Wu, Di (SFC:AWT094) 吳頔 | AWT094 | Rep | 2011-01-31 | 2016-02-02 | ||
| 130 | Wu, Jennifer Hu Man 胡曉敏 | F | AYK688 | Rep | 2014-09-26 | 2017-06-10 | |
| 131 | Xiong, Li (SFC:BAI988) 熊力 | BAI988 | Rep | 2012-11-15 | |||
| 132 | Xu, Jiafu 徐嘉甫 | AVR982 | Rep | 2011-03-15 | 2018-06-01 | ||
| 133 | Xu, Zuowei 徐作為 | BEB783 | Rep | 2014-09-04 | 2016-06-18 | ||
| 134 | Xue, Fei (SFC:ASP680) 薛菲 | ASP680 | Rep | 2010-12-02 | |||
| 135 | Yamada, Masahiro 山田正尋 | BEI882 | Rep | 2014-10-22 | 2017-04-14 | ||
| 136 | Yanagisawa, Shiko | BFH164 | RO | 2015-07-22 | 2017-05-15 | ||
| 137 | Yeung, Anna Pui Fung 楊佩鳳 | F | AFM432 | Rep | 2013-06-03 | 2024-03-14 | |
| 138 | Yiu, Ka Hing 姚嘉興 | AVW705 | Rep | 2011-01-14 | 2016-09-13 | ||
| 139 | Yuen, Ka Lai 阮嘉麗 | AIB790 | Rep | 2010-11-20 | 2015-12-01 | ||
| 140 | Zhang, Senyan 張森焱 | AWK695 | Rep | 2010-12-28 | 2017-09-30 | ||
| 141 | Zhao, Shengjie 趙聖捷 | BFW849 | Rep | 2015-07-27 | 2017-09-02 | ||
| 142 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | ATM945 | Rep | 2009-09-22 | 2017-05-11 |
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