SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Wei Yen 蔡威燕 | BHM089 | Rep | 2016-05-16 | 2018-04-23 | ||
| 2 | Chan, Chung Hin (SFC:APW782) 陳頌軒 | APW782 | RO | 2016-11-02 | 2021-08-16 | ||
| 3 | Cheng, Xiaomin (SFC:BHY663) 程晓敏 | BHY663 | Rep | 2016-08-11 | 2021-06-23 | ||
| 4 | Chu, Ka Siu 朱嘉兆 | BBK031 | Rep | 2016-06-20 | 2020-01-12 | ||
| 5 | Cui, Ran 崔然 | BBA364 | Rep | 2014-10-23 | 2018-04-08 | ||
| 6 | How, Sze Ming 侯思明 | 40 | M | AIH218 | RO | 2016-04-28 | 2021-08-30 |
| 7 | Li, Junyi (SFC:BFN413) 李俊儀 | BFN413 | Rep | 2015-05-26 | 2019-01-19 | ||
| 8 | Lo, Steven Wing Shing 盧永成 | M | AEW978 | RO | 2016-02-12 | 2023-01-31 | |
| 9 | Luo, Yi (SFC:AQE404) 羅毅 | 37 | M | AQE404 | RO | 2015-03-26 | 2019-02-27 |
| 10 | Mou, Yang 牟洋 | BHU695 | Rep | 2016-07-15 | 2018-04-20 | ||
| 11 | Ng, Kin Kwan 吳建群 | AYT810 | Rep | 2017-06-14 | 2020-08-28 | ||
| 12 | Ng, Thomas Cheng Kiong 黃貞強 | 43 | M | BBU308 | Rep | 2015-10-12 | 2018-03-01 |
| 13 | Ng, Wing Fai (SFC:AJD666) 吳永輝 | AJD666 | Rep | 2017-07-07 | 2017-11-22 | ||
| 14 | Ng, Wing Sang (SFC:AVT530) 吳榮燊 | AVT530 | Rep | 2016-08-12 | 2018-11-22 | ||
| 15 | Pan, Jiao (SFC:BGZ937) 潘姣 | BGZ937 | Rep | 2016-11-15 | 2019-10-15 | ||
| 16 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2017-05-29 | 2017-11-22 | ||
| 17 | Wong, Pakern King Ho 黃敬皓 | BGL119 | Rep | 2015-10-29 | 2018-05-02 | ||
| 18 | Yu, Tsz Kam 余子淦 | AXO649 | Rep | 2017-04-06 | 2019-12-13 |
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