MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Allan, Stuart Michael M AXB346 Rep 2016-07-11 2020-03-31
2 Araki, Tetsuo AWQ684 Rep 2011-01-20 2012-02-03
3 Arrowsmith, Neil Robert M AZO197 Rep 2012-06-04 2012-09-14
RO 2012-09-14
4 Becchetti, James Patrick M AWQ678 Rep 2017-11-21 2017-12-04
5 Booth, Christopher Michael (SFC:BEF483) M BEF483 Rep 2014-09-29 2018-08-10
6 Boudny, Miroslav Misha M APP026 Rep 2010-12-31 2016-12-13
RO 2016-12-13 2020-03-31
7 Bruckner, Andreas APJ958 Rep 2011-01-11 2011-07-31
8 Bunn, Malcolm M AQM778 Rep 2011-01-11 2015-12-25
9 Burns, Darren Lester M BBN739 Rep 2013-08-05 2019-08-31
10 Byrne, Luke William M AUB086 Rep 2010-12-31 2011-07-27
11 Cai, Zheng (SFC:BIH036) 蔡正 BIH036 Rep 2016-10-03 2019-12-24
12 Carr, Matthew Ben M BEA641 Rep 2014-08-29
13 Chan, Chester Chi-To 陳志滔 M AYB952 Rep 2012-08-29 2015-04-17
14 Chan, Jody Kit Yee 陳潔儀 APJ514 Rep 2010-12-31 2023-10-05
15 Chan, Mang Kiu 陳漫橋 AIS524 Rep 2012-03-12 2012-05-28
16 Chan, Yat Man (SFC:BJX332) 陳逸文 BJX332 Rep 2017-07-14
17 Chang, Joseph Cho Yam 張祖蔭 M AGB116 RO 2010-12-31 2011-04-19
18 Char, Jimmy Ching Fung 車靖峰 M BJU206 Rep 2017-06-20 2021-06-30
19 Chau, Chi Han 周智嫻 F BHP540 Rep 2016-06-30 2018-10-22
20 Chen-Tanner, An-Chi BGF039 Rep 2015-10-07 2016-01-26
21 Chen, Jie (SFC:BFX830) 陳洁 BFX830 Rep 2015-08-17 2015-09-24
22 Cheng, Paul Kwok Kin 鄭國乾 66 M ADU243 RO 2010-12-31 2013-01-01
23 Cheung, Hin Ni 張憲妮 ALV270 Rep 2017-07-14 2018-05-08
24 Choi, Cheol Ho BFN693 Rep 2015-06-29 2017-06-23
25 Choi, Lai Ling 徐麗齡 AFW854 Rep 2011-06-07 2011-12-13
26 Choi, Sheung Wing 蔡尚榮 AEA666 Rep 2017-07-14
27 Choi, Yung Woo AOB450 Rep 2016-04-05
28 Chow, Oscar M AWP108 Rep 2011-01-05 2015-05-30
29 Chu, Chun-Ju 朱俊如 AEK266 Rep 2011-10-24 2012-08-02
30 Chua, Jesus Jr. Go AXH079 Rep 2011-06-07 2016-07-13
31 Chung, Tak Ki Dicky 鍾德祺 BGD679 Rep 2015-10-07 2016-11-07
32 Daemi-Mokhlesi, Jiyann Naveed AXM861 Rep 2011-07-04 2015-01-05
33 Desai, Meghna Kiran AXY952 Rep 2011-09-01 2014-03-04
34 Devkota, Milan AYY061 Rep 2012-02-10 2016-07-13
35 Diao, Stephen M ACC083 Rep 2011-05-23 2014-07-10
RO 2014-07-10 2014-12-10
36 Duan, Hong (SFC:ADE819) 段宏 ADE819 Rep 2010-12-31 2012-03-06
37 Evans, Joshua Webb M AMH709 Rep 2011-08-04 2015-11-06
38 Fong, Benny Fu Tsung 方富聰 M BBE385 Rep 2013-05-20 2015-02-11
39 Fong, Hiu Ming 方曉明 AHM812 Rep 2010-12-31 2011-04-19
40 Forsythe, William James Patrick M BAZ170 Rep 2013-03-15 2018-12-06
41 Freear, Stephen Jason M AQU409 Rep 2010-12-31 2012-05-11
42 Funato, Keizo AQM083 Rep 2011-01-11 2015-10-16
43 Gineitis, Adomas APN598 Rep 2011-01-11 2011-06-10
44 Greenwood, Anthony Bruce Nicholas M AWV268 Rep 2011-02-22 2011-03-29
45 Guillon, Serge Philippe Laurent M BGZ701 Rep 2016-02-18 2019-12-03
46 Guo, Rui (SFC:BDA213) 郭睿 BDA213 Rep 2014-03-10 2015-07-08
47 Gupta, Abhishek (SFC:AQX042) M AQX042 Rep 2015-01-19 2019-05-29
48 Hagland, Trent Andrew M AZJ718 RO 2012-05-31 2016-04-29
49 Hahm, Candace F BBS816 Rep 2016-06-24
50 Hahm, Eui Hwan ACV950 Rep 2012-11-21 2016-03-01
51 Hao, Kate 郝楠楠 F BEJ199 Rep 2014-11-03 2016-08-30
52 Harrington, Stephen John William 52 M ASZ209 Rep 2011-01-11 2015-11-05
53 Hashimoto, Kenichi 橋本賢一 AFA748 RO 2010-12-31 2012-12-05
54 Haskins, Andrew Robin Alexander 49 M ALY617 Rep 2011-04-26 2012-01-26
RO 2012-01-26 2012-09-25
55 Hayashi, Ryosei BFP481 Rep 2015-06-15 2015-07-29
RO 2015-07-29 2019-06-14
56 Hiramoto, Yoko APN596 Rep 2011-01-11 2011-01-25
57 Hiratsuka, Takashi 平塚岳 AYA423 Rep 2011-09-16 2013-11-23
58 Hirayama, Hajime BFC663 Rep 2015-03-31 2017-05-12
59 Hirst, David A M AUY976 Rep 2011-01-11 2011-08-05
60 Ho, Wai Lun (SFC:ASZ191) 何偉麟 ASZ191 Rep 2016-03-21 2016-09-13
61 Horiguchi, Muneyoshi BHP720 Rep 2016-06-30 2018-10-19
62 Inadome, Shigehisa 稻留重久 ANU830 Rep 2013-01-18 2016-01-26
63 Inagaki, Kiyoshi AJF573 Rep 2010-12-31 2012-12-01
64 Jones, Nicholas Paul (SFC:BBS616) M BBS616 Rep 2017-03-01 2018-04-20
65 Kaetsu, Yuri 嘉悅友理 M BFS890 Rep 2015-07-10 2019-12-06
66 Kaga, Maximilian Shotaro M BIC284 Rep 2016-09-05 2019-11-01
67 Kam, Fung Man 甘鳳汶 BJC938 Rep 2017-02-24 2018-05-25
68 Kamijo, Tetsuo BHZ803 Rep 2016-08-29 2016-08-31
69 Kanodia, Kunal AZT431 Rep 2015-11-16 2017-06-01
RO 2017-06-01 2022-08-31
70 Kay, Chong-san 郭忠山 AXG649 Rep 2011-05-11 2015-03-09
71 Khine, Jessica Khine-Chit F AQM546 Rep 2011-01-11 2011-08-26
72 Kim, Ji Joong BHO550 Rep 2016-06-03 2017-09-29
73 Kim, Sang Yeon (SFC:BHG628) 金相延 BHG628 Rep 2016-04-07 2019-05-27
74 King, Augusto Yuk Shun 金毓珣 AFH014 Rep 2015-10-02 2015-12-08
RO 2015-12-08
75 Kitahara, Yoshitaka M BKY302 Rep 2017-09-25 2019-05-20
76 Kiuchi, Yuko AEX949 Rep 2010-12-31 2015-04-27
77 Kusano, Jun 草野潤 BGX575 Rep 2016-01-25 2016-03-07
RO 2016-03-07 2017-09-07
Rep 2017-09-07 2018-09-14
78 Kwok, Ka Yan Karen 郭嘉欣 AUX313 Rep 2010-12-31 2011-10-22
79 Lai, Ka Ho (SFC:AEQ243) 黎家浩 AEQ243 Rep 2016-01-11 2019-03-22
80 Lam, Edmond Hoi Tik 林凱迪 M ANU829 Rep 2010-12-31 2012-05-08
81 Lamont-Brown, Andrew M APN594 RO 2010-12-31 2013-08-01
82 Lange, Julien (SFC:BGC442) BGC442 Rep 2015-09-17 2018-04-03
83 Leddington-Hill, Matthew John M BHZ654 Rep 2016-09-12 2019-09-20
84 Lee-Tong, Georgette Chi Wai 唐李之慧 F BEV745 Rep 2017-09-13 2019-10-25
85 Lee, Aleen Li Fei 李莉菲 F AVS019 Rep 2017-03-27 2018-07-03
86 Lee, Ching (SFC:ADC297) 李青 ADC297 Rep 2017-07-14 2019-12-13
87 Lee, Kwok Wai (SFC:BAO433) 李國瑋 BAO433 Rep 2012-12-03 2019-08-29
88 Lee, Nelson Ho Wing 李浩榮 M AQG922 Rep 2010-12-31 2011-01-21
89 Lee, Patrick Jing Wan 李敬文 M ANW191 Rep 2016-02-24 2020-03-25
90 Lee, Wai Kin (SFC:APD151) 李偉健 APD151 Rep 2011-01-05 2012-12-05
91 Lee, Wee Siang 李偉祥 AMN563 Rep 2012-03-07 2014-02-18
92 Leung, Fung Man 梁鳳敏 ASP987 Rep 2011-08-04 2012-06-27
93 Li, Jiahui (SFC:AXM812) 李佳蕙 AXM812 Rep 2013-07-15 2014-09-20
94 Li, Veronica Wai Ching 李慧貞 F AHR005 Rep 2010-12-31 2013-05-28
95 Liu, Po Wen 劉博文 ATL504 Rep 2015-05-14 2016-07-13
96 Lloyd, Ailsa Kuen Alice F AMA926 Rep 2013-11-04 2015-05-18
97 Loong, Andrew Pui Fung 龍沛豐 M BBL264 Rep 2013-07-05 2013-08-19
98 Lu, Dong (SFC:AXN254) 呂棟 AXN254 Rep 2013-06-13 2013-07-17
99 Lu, Yang (SFC:BFY812) 盧楊 BFY812 Rep 2017-02-06 2021-01-18
100 Lucas, Jean-Francois Nicolas Jacques M BBA526 Rep 2013-03-22 2015-12-01
101 Luk, Wai Yip 陸偉業 APK359 Rep 2011-03-29 2011-06-21
102 Ma, Winnie Wing Mei 馬穎薇 F AIJ098 Rep 2011-04-04 2012-07-10
103 Macpherson, Glyn AHK217 Rep 2011-01-11 2013-03-28
104 Maeder, Dominik APN602 Rep 2011-01-11 2012-05-24
105 Mak, Hau Lin 麥巧蓮 ACW654 Rep 2010-12-31 2015-04-01
106 Mak, Winnie (SFC:ADK738) 麥蔚誼 F ADK738 Rep 2012-03-07 2012-07-04
107 Man, Lai Kai 文麗佳 AOT413 Rep 2010-12-31 2011-06-27
108 Manabe, Yusaku BAD556 Rep 2012-09-05 2012-11-22
RO 2012-11-22 2020-01-17
109 Mand, Sandeep Singh BAQ202 Rep 2012-12-27 2013-06-28
RO 2013-06-28 2015-05-15
110 Mareels, Carlo BIO137 Rep 2016-11-15 2016-11-17
111 Mase, Takeshi 真瀨剛 APX162 Rep 2011-01-11 2015-10-16
112 Matsushita, Masahiro 松下昌宏 AVN515 Rep 2010-12-31 2023-12-29
113 Matsuura, Akiko 松浦安希子 ARX076 Rep 2010-12-31 2011-05-13
114 Mattila, Riku Johannes M AXH229 Rep 2011-05-23 2017-07-28
115 McGill, Ruarri Ronald M BFA600 Rep 2015-03-16 2019-09-16
116 Meepetchdee, Yongyut AXV892 Rep 2011-08-29 2017-11-30
117 Meerani, Sumeet Shyam BHZ825 Rep 2016-08-29 2016-08-31
118 Mita, Joji 三田丞次 AUG691 RO 2010-12-31 2012-05-16
119 Mitchell, Paul Ronald M BDD513 Rep 2014-03-24 2016-01-08
120 Mohammad, Sajjad (SFC:BDM517) BDM517 Rep 2014-06-23 2016-01-08
Rep 2016-07-11 2016-07-11
Rep 2017-03-20 2017-03-23
121 Mori, Motoya BDM515 Rep 2014-06-23 2016-01-08
Rep 2016-02-22 2016-02-24
122 Nakauchi, Kozue 仲內梢 AVY319 Rep 2010-12-31 2011-05-18
123 Nam, Dong Soo AOY486 RO 2010-12-31 2018-07-12
124 Ng, Karen Ka Ying 吳嘉盈 F BEC602 Rep 2014-09-16 2020-01-31
125 Ng, Kathy Ka Wai 伍家慧 F AXS569 Rep 2011-08-08 2018-03-05
126 Ng, Kei Man 吳紀文 BHC209 Rep 2017-03-08 2020-06-24
127 Ngai, Hei Nam 倪喜南 BJX280 Rep 2017-07-14 2021-02-26
128 Ngan, Peter Yu Hin 顏宇軒 M BCU733 Rep 2014-01-30 2015-07-07
129 Noguchi, Megumi (SFC:AWV267) 野口惠 AWV267 Rep 2011-03-21 2011-11-11
130 Nomura, Shingo BJN129 Rep 2017-05-05 2023-04-28
131 O'Hanlon, David John M BFN910 Rep 2015-06-02 2018-10-22
132 Ochiai, Satoru ATH836 Rep 2011-02-18 2012-03-20
133 Olsson, Eva Patricia Rahel F AXH231 Rep 2011-05-23 2016-01-08
134 Onuma, Kazuhiko BHA489 Rep 2016-02-22 2016-02-24
Rep 2016-05-16 2016-05-18
Rep 2016-07-11 2016-07-11
Rep 2017-02-22 2017-02-25
Rep 2017-09-01 2017-09-06
135 Ooi, Chenn Siong AXR955 Rep 2017-07-14 2020-09-09
136 Otake, Makoto 大竹誠 APJ963 RO 2010-12-31 2016-01-30
137 Oyama, Natsumi 大山夏美 ATN175 Rep 2010-12-31 2012-12-05
138 Padmanaban, Prasad AGN385 Rep 2011-06-02 2015-07-11
139 Pan, Candice 潘士縈 F ALU600 Rep 2010-12-31 2020-01-31
140 Pan, Gan 潘淦 BFJ776 Rep 2015-05-13 2019-02-01
141 Park, Woo Yeung 朴禹泳 BER768 Rep 2015-01-12 2019-05-27
142 Parrilli, John C M BDX580 Rep 2015-08-13 2015-10-23
143 Pesanello, Raymond Joseph M BKQ873 Rep 2017-09-08 2017-09-30
144 Pickworth, Simon Murray M AWT354 Rep 2011-02-10 2016-01-08
145 Pobjoy, James Edward M APP016 Rep 2011-01-11 2012-05-24
146 Portsmouth-Layton, Andrew John M ADW087 RO 2010-12-31 2016-04-28
147 Qin, Huaiou 秦懷歐 ATE109 Rep 2010-12-31 2013-05-15
148 Qureshi, Qassim Ali (SFC:BBD069) BBD069 Rep 2013-06-10 2015-10-01
149 Radzki, Michael M AUE954 Rep 2015-09-14 2015-10-23
150 Ramsey, Michael Ryan M ALW391 Rep 2010-12-31 2011-06-14
151 Roberts, Alistair Charles Alton M AVU825 Rep 2011-07-19 2012-07-04
152 Robertson, Toby Neil M AUR287 Rep 2010-12-31 2011-04-19
153 Rustau, Haidje Karen F AYN655 Rep 2011-11-29 2014-11-20
154 Saurel, Antoine Julien Pierre M ANK349 Rep 2015-02-18 2015-07-01
155 See Thor, Wai Fung 司徒慧芬 AWA398 Rep 2011-01-11 2012-11-14
156 Sekiguchi, Tadahisa ARS775 Rep 2011-01-11 2016-01-08
157 Shaw, Benjamin John M BGN402 Rep 2015-11-23 2018-12-05
158 Shen, Hua (SFC:AOT416) 沈華 47 M AOT416 RO 2010-12-31 2011-03-19
159 Shinohara, Tatsuyoshi 篠原達芳 AQM082 RO 2010-12-31 2011-11-25
160 Shiu, Lap Kei (SFC:AOI979) 蕭立基 AOI979 Rep 2010-12-31 2012-07-04
161 So, Jennifer Lai Shan 蘇勵姍 F AHA295 Rep 2010-12-31 2011-10-05
162 So, Shun Tak 蘇淳德 ANJ837 Rep 2011-06-21 2012-07-04
163 Stubbs, Matthew Leslie M BIN588 Rep 2016-11-15 2016-11-18
164 Suehiro, Yasutaka BHG325 Rep 2016-03-31 2016-04-21
RO 2016-04-21 2018-05-31
165 Suruga, Hideki ATN990 RO 2010-12-31 2012-06-16
166 Takeuchi, Kazufumi 竹內一史 AYA032 Rep 2011-09-16 2012-08-07
167 Takino, Toshiro AVM346 Rep 2011-01-11 2011-03-14
168 Tanaka, Maki 田中牧 AWT166 Rep 2011-02-07 2015-06-06
169 Tang, Tsz Wai (SFC:AUX032) 鄧子維 AUX032 Rep 2011-05-23 2012-07-12
170 Tang, Wai Hung (SFC:ADI418) 鄧偉雄 ADI418 Rep 2013-02-18 2015-02-17
171 Tay, Ek Pon 鄭翊鵬 AVQ761 Rep 2010-12-31 2011-01-25
172 Tay, Li Choo ALY829 Rep 2010-12-31 2018-08-03
173 Ti, Lian-Haan BHQ057 Rep 2016-06-20 2019-07-23
174 Tsang, Andrew Chung Lam 曾忠林 M AFR651 RO 2010-12-31 2011-04-19
175 Tsang, Susanna Wai Yin 曾慧賢 AUK454 Rep 2010-12-31 2011-07-01
176 Ung, Voon Yew AXK215 Rep 2011-06-07 2015-05-27
177 Vakil, Mohamed Ismail (SFC:BAE280) M BAE280 Rep 2012-09-17 2019-12-31
178 Verma, Manjesh AOX587 Rep 2010-12-31 2013-11-26
179 Vincent, Romain Lionel Sylvain M BBO934 Rep 2013-09-11 2015-06-06
180 Vinton, Darren Charles M ANX981 Rep 2010-12-31 2012-10-31
181 Wakizaki, Hiroshi 脇崎浩 M BBQ443 Rep 2013-08-05 2022-09-28
182 Wang, Jian (SFC:AVM361) 王健 AVM361 Rep 2012-03-26 2012-11-20
183 Watanabe, Naoki (SFC:AQD803) AQD803 Rep 2013-01-02 2023-12-22
184 Watson, Matthew (SFC:APP014) M APP014 Rep 2011-01-11 2012-07-25
185 Wells, Peter John (SFC:AWO080) M AWO080 Rep 2012-05-15 2012-08-09
RO 2012-08-09 2015-03-12
186 Wong, Irene Hau Ying 黃巧瑩 F AEV889 Rep 2014-11-24
187 Wong, Kenny Yukoon 黃宇冠 M BHP074 Rep 2016-07-05 2020-04-09
188 Wong, Wai Wah (SFC:ADQ101) 黃慧華 ADQ101 Rep 2015-05-13
189 Wong, Yun Tong Anton 黃潤棠 AUR625 Rep 2010-12-31 2012-07-04
190 Yamamoto, Naoki BKM294 Rep 2017-08-14 2020-10-12
191 Yap, Price Edward Canizares M AYW753 Rep 2012-02-03 2015-12-14
192 Yap, Wei Wen Nicholas M BFL542 Rep 2015-05-29 2016-09-15
193 Yasuda, Tamotsu ANJ226 RO 2010-12-31 2011-02-12
194 Yeoh, Seng Ghee 楊誠義 BDT353 Rep 2014-08-04 2015-05-18
RO 2015-05-18
195 Yeung, Fai 楊暉 BEO592 Rep 2016-11-24 2019-06-21
196 Yip, Weng Foo 葉永富 BAI179 Rep 2012-10-24 2015-02-24
197 Yogo, Shingo ARG536 Rep 2011-01-11 2011-11-30
198 Yoon, Jee Woong 尹智雄 AVS383 Rep 2010-12-31 2011-08-28
199 Yoshino, Ai 吉野藍 ARO626 Rep 2011-03-02 2016-02-06
200 Yoshioka, Masahiko BHJ396 Rep 2016-05-16 2016-05-18
Rep 2017-02-22 2017-02-25
Rep 2017-09-01 2017-09-06
201 Yu, Harry Koon Ying 余冠英 M AEY337 RO 2010-12-31 2011-04-01
202 Yu, Yanming (SFC:BHU077) 喻彥銘 BHU077 Rep 2017-08-21
203 Yuan, Zhefei 袁哲飛 APL225 Rep 2011-11-07 2012-12-05
204 Zhang, Yi (SFC:BBN738) 張誼 BBN738 Rep 2013-08-05 2013-11-04
205 Zhao, Ye (SFC:BAD298) 趙曄 BAD298 Rep 2013-09-16
206 Zheng, Xiaofeng 鄭小峰 ALH862 Rep 2015-08-24 2016-05-19
207 Zhou, Jiting 周忌婷 BBZ886 Rep 2013-10-15 2014-11-12

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top