GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Chan, Alexander Hing Sang 陳慶生 M ALB323 Rep 2010-04-22 2012-08-20
2 Chan, Fung Yu (SFC:AAK854) 陳鋒如 AAK854 Rep 2016-09-06 2017-06-13
3 Chan, Ka Ho (SFC:AWF460) 陳家豪 AWF460 Rep 2013-10-17 2016-11-04
4 Chan, Mofiz 陳志華 40 M AMI692 RO 2012-07-10 2013-07-12
5 Chan, Yiu Kwong (SFC:AAC389) 陳耀廣 AAC389 Rep 2008-07-31
6 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2014-06-13 2014-08-05
RO 2014-08-05
7 Chau, Kin Kei (SFC:AAZ657) 周建基 AAZ657 Rep 2015-05-07 2019-02-25
8 Chen, Jie (SFC:BND493) 陳捷 BND493 Rep 2018-06-28 2019-02-22
9 Chen, Sida (SFC:APQ831) 陳斯达 APQ831 Rep 2015-02-10 2018-04-18
10 Chen, Wenjun (SFC:AYY921) 陳文軍 AYY921 Rep 2014-01-02
11 Chen, Xin (SFC:BLO515) 陳欣 BLO515 Rep 2017-11-27
12 Chen, Ying (SFC:BMG518) 陳英 BMG518 Rep 2018-02-02 2019-12-31
13 Cheng, Chao (SFC:AOB087) 程超 AOB087 RO 2008-02-20 2008-08-20
14 Cheng, Cheuk Lam 鄭焯琳 APB487 Rep 2010-03-01 2012-12-13
15 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2014-09-15 2016-06-10
16 Chiu, Sherman Hin Fung 趙衍鋒 43 M ALL685 Rep 2010-11-26 2011-04-22
17 Chuang, I-Chu 莊易築 ANW396 Rep 2010-08-23 2010-08-30
RO 2010-08-30 2012-06-29
RO 2016-11-07 2017-06-30
18 Chung, Kam Po 鍾金寶 AXM879 Rep 2014-09-16 2014-10-08
19 Dai, Sangying 戴梓如 BDH625 Rep 2014-04-15 2015-05-29
20 Deng, Huang (SFC:BNQ698) 鄧煌 BNQ698 Rep 2018-10-08 2022-01-07
21 Di, Yun (SFC:BLL511) 底韻 BLL511 Rep 2018-05-07 2021-06-30
22 Ding, Dadu 丁大都 BLQ502 Rep 2017-12-01 2018-06-26
23 Ding, Xianshu 丁先樹 BBB615 Rep 2013-04-03 2013-06-30
24 Ding, Xiaomin 丁小敏 BDZ904 Rep 2014-08-14 2020-10-31
25 Dong, Siying 董思瑩 BNB214 Rep 2018-06-07 2021-11-20
26 Dong, Zhixin (SFC:BBX813) 董志新 BBX813 Rep 2013-09-24 2014-07-29
27 Du, Dan (SFC:AOT340) 杜丹 AOT340 Rep 2007-05-04 2007-10-10
RO 2007-10-10 2010-05-18
28 Du, Qingwen 杜清雯 ATB497 Rep 2009-11-02 2009-11-30
29 Du, Xiaoming (SFC:BGV056) 杜曉明 BGV056 Rep 2016-01-13 2016-12-02
30 Duan, Jingxian 段靜嫻 BLO863 Rep 2017-12-01
31 Fan, Lester Kei Shun 范基信 M AGT998 RO 2008-05-22 2010-06-14
32 Fang, Wei (SFC:AOT337) 方煒 AOT337 Rep 2007-05-04 2008-11-07
33 Fu, Shumeng 符抒萌 BAO926 Rep 2012-12-05 2016-08-18
34 Gao, Xiang (SFC:BMV271) 高翔 BMV271 Rep 2018-04-25 2021-04-26
35 Gui, Tao (SFC:BFJ328) 貴濤 BFJ328 Rep 2015-04-29 2018-12-31
36 Guo, Biao 郭彪 37 M AXK321 Rep 2011-06-07 2011-07-13
37 Hao, Can 郝燦 BMK876 Rep 2018-02-27 2018-06-30
38 Hau, Ka Yui 侯嘉耀 AEY500 Rep 2015-03-06 2015-11-30
39 He, Dan (SFC:BGR476) 何殫 BGR476 Rep 2015-12-21 2018-04-18
40 He, Li (SFC:BFN682) 何勵 BFN682 Rep 2015-06-03
41 He, Xiaojuan (SFC:BHK396) 何小娟 BHK396 Rep 2016-05-06 2018-04-18
42 Ho, Kam Cheung (SFC:AAD440) 何金祥 AAD440 Rep 2016-05-06 2016-10-04
43 Ho, Kar Ming (SFC:BNN793) 何家明 BNN793 Rep 2018-09-10 2018-12-07
44 Hong, Xueying 洪雪瑩 BHD372 Rep 2016-03-15 2017-11-30
45 Hu, Kailun 胡凱倫 BGI934 Rep 2015-10-15 2016-12-16
46 Hu, Yaosheng (SFC:BEL950) 胡堯盛 BEL950 Rep 2014-11-11 2015-06-12
47 Huang, Anthea Yuying 黃鈺莹 F BLT174 Rep 2017-12-11 2018-02-26
48 Huang, Hao (SFC:BIW198) 黃昊 BIW198 Rep 2017-01-12 2018-05-18
49 Huang, Qingbo 黃慶波 BDJ265 Rep 2014-04-29
50 Huang, Yu Lin 黃鈺琳 BNB814 Rep 2018-06-12
51 Hui, David Lam Chiu 許林釗 ADF453 RO 2008-08-28 2012-06-25
52 Hung, King Wan 孔景雲 ADA739 Rep 2014-08-19
53 Huo, Limin (SFC:AND728) 霍麗敏 AND728 Rep 2008-12-09
54 Jia, Aiping 賈愛萍 BAO927 Rep 2012-12-05
55 Jia, Weitao 賈維韜 BII583 Rep 2016-10-11 2021-12-31
56 Jiang, Fang (SFC:BKR675) 姜芳 BKR675 Rep 2017-08-31 2018-08-27
57 Jiang, Lingjun 江凌俊 BDG860 Rep 2014-04-08 2015-05-01
58 Jiang, Wenwen (SFC:AXC789) 蔣雯文 AXC789 Rep 2012-01-13 2013-09-09
59 Kong, Lingzhen 孔令貞 BBQ311 Rep 2013-07-26 2021-12-31
60 Koo, Tak Sang 谷德生 ATM810 Rep 2017-11-13 2019-07-05
61 Kung, Ho Bun (SFC:AUS202) 龔可斌 AUS202 Rep 2016-03-14 2016-05-10
62 Kwok, Kin 郭健 BOF020 Rep 2019-03-15 2019-12-31
63 Lai, Cheuk Hung 黎卓鴻 ANX770 Rep 2007-05-02 2007-05-31
RO 2007-05-31 2008-09-01
64 Lai, Chun Kong 黎鎮剛 ABZ482 Rep 2009-06-29 2010-06-17
65 Lai, Shaoping 賴少萍 BAG440 Rep 2012-10-05 2013-09-19
66 Lai, Songbin 賴頌彬 BHD246 Rep 2018-01-04 2023-08-31
67 Lai, Yongchun (SFC:BBQ513) 賴永春 BBQ513 Rep 2013-09-23 2022-03-15
68 Lam, Chun Yuk 林俊旭 ARR348 Rep 2014-10-15 2016-06-07
69 Lam, Kai Tin 林佳典 AZH502 Rep 2016-07-29 2017-06-30
70 Lam, Siu Ting (SFC:AVT290) 林少婷 AVT290 Rep 2016-07-29 2017-06-30
71 Lam, Yip Shing 林業成 AAB176 Rep 2007-03-28 2007-04-23
72 Lau, On Hong 劉安康 ACO909 Rep 2013-03-11 2013-04-02
RO 2013-04-02 2014-08-31
73 Lau, Susan So Mei 劉素媚 F AMA244 Rep 2007-03-01
74 Lee, Jessica Yee-Man 李綺雯 F AXH483 Rep 2011-06-02 2012-08-04
75 Leong, Chi Fung 梁智鋒 AJM781 Rep 2011-11-18 2013-07-12
76 Leung, Shing Wai (SFC:ACZ462) 梁成偉 ACZ462 Rep 2015-01-28 2016-06-20
77 Li, Chengru 李承儒 BLN914 Rep 2017-11-20
78 Li, Feiyong 李飛勇 ASI301 Rep 2009-06-26 2011-01-12
79 Li, Guowei (SFC:BIG462) 李國偉 BIG462 Rep 2016-09-26 2020-09-07
80 Li, Jamie Chiu 李超 M ACN575 Rep 2008-08-07 2012-06-01
Rep 2016-08-11 2016-10-07
RO 2016-10-07
81 Li, Jun (SFC:AMU443) 李俊 AMU443 Rep 2010-01-15 2021-11-20
82 Li, Li (SFC:BBX850) 李莉 BBX850 Rep 2013-09-24
83 Li, Ming (SFC:AXK332) 李明 AXK332 Rep 2011-06-07 2018-03-19
84 Li, Pan (SFC:AQN984) 李攀 M AQN984 Rep 2008-04-07 2012-12-20
RO 2012-12-20 2014-05-30
85 Li, Ran (SFC:BDL985) 李冉 BDL985 Rep 2014-05-27
86 Li, Shichao (SFC:AZB780) 李世超 AZB780 Rep 2012-02-22 2013-05-25
87 Li, Weinian 黎偉念 BFK175 Rep 2016-07-11 2018-07-10
88 Li, Weiwei (SFC:AXY460) 李維偉 AXY460 Rep 2012-10-11 2014-08-16
89 Liang, Xuena 梁雪娜 BJD178 Rep 2017-03-01 2020-01-06
90 Lin, Guoguo 林國國 BHK400 Rep 2016-05-06 2018-04-18
91 Lin, Hongqiang 林宏強 BES159 Rep 2015-12-08 2017-09-22
92 Lin, Jianhao (SFC:BLO859) 林劍浩 BLO859 Rep 2017-12-01 2018-12-17
93 Lin, Jieping 林潔屏 BHP326 Rep 2016-06-13 2017-05-31
94 Lin, Tianru 林天儒 ASM230 Rep 2013-04-02
95 Lin, Xingqiu 林興秋 BLM040 Rep 2017-11-13 2018-07-31
96 Liu, Bing (SFC:BMQ598) 劉冰 BMQ598 Rep 2018-04-10 2023-09-12
97 Liu, Jie (SFC:BAQ986) 劉潔 BAQ986 Rep 2012-12-28 2021-12-31
98 Liu, Keung (SFC:AQT307) 廖強 AQT307 Rep 2016-07-19
99 Liu, Leung 廖良 AFJ550 RO 2015-08-07 2016-11-30
100 Liu, Mengqian 劉夢倩 BNQ709 Rep 2018-10-09 2023-07-31
101 Liu, Ningyu (SFC:AYH764) 劉凝玉 AYH764 Rep 2018-07-04 2018-12-31
102 Liu, Xu (SFC:BEA606) 劉旭 BEA606 Rep 2014-08-15 2023-08-15
103 Long, Fei (SFC:ARI079) 龍飛 ARI079 Rep 2008-08-19 2016-09-12
104 Lu, Hongmei 盧紅梅 BBU442 Rep 2013-09-23
105 Luk, Wai Tat 陸偉達 AUP822 Rep 2011-12-14 2015-07-13
106 Luo, Ying (SFC:BCL450) 羅穎 BCL450 Rep 2013-12-05 2017-07-03
107 Lyu, Xiuxiu (SFC:BMH516) 呂秀秀 BMH516 Rep 2018-02-13 2019-07-31
108 Ma, Xiaoxiang 馬驍翔 BET489 Rep 2015-01-02 2018-05-31
109 Mak, Eric Pui Hang 麥沛恆 41 M APQ674 Rep 2015-06-17 2017-08-11
110 Mang, Po Ping 孟保平 BAT856 Rep 2015-07-10 2018-04-09
111 Mao, Li (SFC:AQG730) 毛力 AQG730 Rep 2010-01-15 2010-05-26
RO 2010-05-26 2011-04-22
112 Mo, Kin Ling 毛建齡 ABW002 Rep 2007-04-24 2022-03-11
113 Mok, Kon Lim 莫幹濂 ABS236 RO 2012-06-25 2015-07-23
114 Ng, Ho Wai (SFC:AUS555) 伍灝維 AUS555 Rep 2012-08-03
115 Ngai, Chun Yu 魏鐥䨞 ARP385 Rep 2010-11-19 2015-01-13
RO 2015-01-13 2016-03-04
116 Ou, Qiuyan 歐秋燕 BIO916 Rep 2017-09-08 2020-07-03
117 Pan, Jie (SFC:BNO111) 潘婕 BNO111 Rep 2018-09-13 2019-11-04
118 Pan, Kunpeng 潘昆鵬 BIH852 Rep 2016-10-05 2018-04-18
119 Pang, Kin Cheung 彭建彰 AVH539 Rep 2010-10-21 2010-11-13
120 Peng, Weixi 彭維熙 BEK976 Rep 2014-10-31 2016-04-22
121 Poon, Che Ho 潘志豪 AEH550 Rep 2014-07-31 2018-10-16
122 Poon, Yuet Sim 潘月嬋 AAC404 Rep 2007-03-23 2021-09-07
123 Qin, Hao (SFC:BID193) 秦昊 BID193 Rep 2017-09-19 2019-05-17
124 Qiu, Zhengwei 邱正威 ASZ607 Rep 2009-11-18 2011-03-21
Rep 2016-01-25 2021-11-20
125 Ren, Wei (SFC:ARA442) 任偉 ARA442 Rep 2008-06-18 2012-01-06
126 Shang, Ziyou 尚子又 BNS040 Rep 2018-10-24 2021-06-16
127 Sit, Kwan Kit 薛君杰 AZQ787 Rep 2014-08-19 2015-07-16
128 So, Hing Fai 蘇慶輝 BDQ948 Rep 2015-07-20 2015-12-31
129 Song, Xinyu (SFC:BCC010) 宋欣宇 BCC010 Rep 2013-10-17
130 Song, Yajie 宋亞傑 BJQ364 Rep 2017-05-29 2021-11-20
131 Song, Yiingxi 宋映茜 BFE170 Rep 2016-03-29 2017-09-04
132 Tam, Ka Lun 譚家倫 BFN555 Rep 2015-07-13 2018-02-20
133 Tan, Yan (SFC:AXV124) 譚燕 AXV124 Rep 2011-11-01 2016-09-12
Rep 2018-01-25 2018-06-08
RO 2018-06-08
134 Tang, Man Lei 鄧敏梨 AVR839 Rep 2010-09-13 2017-09-08
135 Ting, Karen Yi Lam 丁依霖 F AGH047 Rep 2007-07-06 2008-03-03
136 Tse, Tsz Kit 謝子杰 AUD977 Rep 2010-03-17 2015-12-03
137 Tse, Wai Chor 謝偉初 BDL744 Rep 2015-03-24 2016-12-13
138 Tso, Ka Sing 曹嘉升 AUR286 Rep 2011-11-11 2012-05-01
139 Tsoi, Kwok Keung 蔡國強 AAD694 RO 2007-01-30 2008-05-14
140 Tsui, Hoi Lap 徐海立 AXD703 Rep 2014-12-30 2015-12-10
141 Wan, Qin 萬琴 BEJ090 Rep 2014-11-19 2015-11-19
142 Wang, Lei (SFC:BGV046) 王蕾 BGV046 Rep 2016-01-13 2017-08-01
143 Wang, Linfeng (SFC:BDX765) 王林峰 BDX765 Rep 2014-08-05 2016-01-07
144 Wang, Pei (SFC:BLJ395) 王培 BLJ395 Rep 2017-11-01 2023-07-31
145 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2010-01-15 2012-05-14
146 Wang, Weijie (SFC:BNQ701) 汪偉傑 BNQ701 Rep 2018-10-09 2021-07-14
147 Wang, Weiwen (SFC:BBU443) 王偉文 BBU443 Rep 2013-09-23 2021-11-20
148 Wang, Xiaoming (SFC:AUN616) 王小明 AUN616 Rep 2013-09-23
149 Wang, Xiuzhen (SFC:BBJ578) 王秀珍 BBJ578 Rep 2013-05-31 2015-12-31
150 Wang, Xueting 王雪婷 BBU448 Rep 2013-09-23
151 Wang, You (SFC:BFC706) 王友 BFC706 Rep 2015-03-16 2022-03-15
152 Wei, Dong (SFC:BCG580) 衛東 BCG580 Rep 2013-11-11
153 Wei, Wei (SFC:BDQ427) 魏威 BDQ427 Rep 2015-01-16 2019-05-02
154 Wong, Audrey Hoi Yan 黃凱欣 49 F AFQ642 Rep 2009-04-02 2011-03-05
155 Wong, Chun Wai (SFC:AQI898) 黃俊威 AQI898 Rep 2016-10-05
156 Wong, Emenry Pui Ling 黃佩玲 AEX286 Rep 2014-06-05 2015-11-06
157 Wong, Hiu Chun (SFC:BBA877) 黃曉珍 BBA877 Rep 2014-12-22 2015-12-07
158 Wong, Lai Chu (SFC:AAC409) 黃麗珠 AAC409 Rep 2007-03-19
159 Wong, Nick Ho Ki 黃灝基 ADR217 Rep 2016-10-12 2017-03-10
160 Wong, Wing Sheung 黃詠湘 AGO417 Rep 2014-06-09 2018-02-09
161 Wong, Yu Lui 黃宇雷 AEA008 Rep 2012-08-01
162 Woo, Tsing Yiu 胡政堯 AOH585 Rep 2013-01-14 2013-04-16
163 Xie, Yi (SFC:BFZ396) 謝懿 33 F BFZ396 Rep 2018-05-10 2018-08-17
164 Xu, Jingshun 徐景順 AYE515 Rep 2011-10-06 2015-12-31
165 Xu, Pengbing 徐鵬冰 AWC146 Rep 2010-10-19 2012-07-18
166 Yang, Cuihua 楊翠華 BAL393 RO 2013-02-20 2017-09-05
167 Yang, Peikai 楊培鍇 BHT314 Rep 2016-07-13 2018-04-18
168 Yang, Sen (SFC:BJO644) 楊森 BJO644 Rep 2017-05-16
169 Yang, Sha 楊沙 BAK404 Rep 2012-11-05 2019-07-05
170 Yang, Yiqiong 楊義琼 AXU943 Rep 2011-08-26
171 Yao, Tong (SFC:BGU830) 姚桐 BGU830 Rep 2016-01-08 2016-05-06
172 Yao, Zhongyuan 姚中遠 AOQ593 Rep 2011-10-10 2016-04-28
173 Yau, Chung Yuen 游松源 BDE490 Rep 2017-06-02
174 Ye, Jianhui 葉劍輝 BGK573 Rep 2015-10-27 2018-09-12
175 Ye, Jianrong 葉健容 BHK406 Rep 2016-05-06 2018-04-18
176 Yeung, Kei Lam 楊基林 AKJ902 Rep 2016-09-23 2017-03-17
177 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2014-06-05 2015-11-30
178 Yin, Ping (SFC:BBX847) 尹萍 BBX847 Rep 2013-09-24 2023-12-31
179 Ying, Zhiguang 應智廣 AZY392 Rep 2013-09-24
180 Yu, Kun (SFC:AOT339) 于坤 AOT339 Rep 2007-05-04 2011-01-01
Rep 2013-07-12 2015-06-12
181 Yu, Xiaoli (SFC:AXK331) 余小麗 AXK331 Rep 2011-06-09 2018-01-31
182 Yu, Zhaohui 余朝暉 BAC524 Rep 2012-08-28 2018-04-30
183 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2010-01-15 2011-03-29
184 Yuen, Ka Leung 袁家樑 ANV050 Rep 2012-03-21 2012-08-01
185 Yung, Man Ching 翁文靜 BFP330 Rep 2015-06-11 2017-09-06
186 Yung, Pui Man 容佩雯 ATX999 Rep 2009-10-23 2016-09-12
187 Yung, Tak Po 翁德寶 ABP578 RO 2007-01-30 2008-10-01
188 Zhang, Haohan (SFC:BBI895) 張浩涵 BBI895 Rep 2013-05-27 2016-04-30
189 Zhang, Hong (SFC:BHC189) 張紅 BHC189 Rep 2016-03-01 2023-07-31
190 Zhang, Tianyi (SFC:BGR489) 張添翼 BGR489 Rep 2015-12-21 2016-11-06
191 Zhang, Weiqing (SFC:AOY606) 張蔚青 AOY606 Rep 2007-07-17 2010-03-31
192 Zhang, Yameng 張雅蒙 BMQ595 Rep 2018-04-10 2023-08-03
193 Zhang, Yanfa 張延法 BMQ593 Rep 2018-04-10 2023-08-03
194 Zhang, Yi (SFC:BNR542) 張奕 BNR542 Rep 2018-10-18 2018-11-15
195 Zhang, Yu (SFC:AQS656) 張煜 AQS656 Rep 2008-04-07 2010-05-31
RO 2010-05-31 2010-10-16
196 Zhang, Zhisheng (SFC:BHL390) 張稚聲 BHL390 Rep 2016-05-09
197 Zhao, Chun (SFC:BLR261) 趙春 BLR261 Rep 2017-12-07 2020-06-01
198 Zhao, Dan (SFC:BDI693) 趙聃 BDI693 Rep 2014-04-23
199 Zheng, Liangyan 鄭梁燕 BAE435 Rep 2012-09-11 2013-07-26
200 Zheng, Lixia (SFC:BDQ700) 鄭麗霞 BDQ700 Rep 2014-06-26 2015-05-01
201 Zheng, Sidan 鄭思丹 BHP324 Rep 2016-06-13
202 Zheng, Yuanyuan (SFC:BLB635) 鄭媛媛 BLB635 Rep 2018-08-01 2020-01-17
203 Zhou, Lei (SFC:BAZ414) 周磊 BAZ414 Rep 2013-03-18 2014-01-10
Rep 2014-05-23
204 Zhou, Wei (SFC:BAC428) 周圍 BAC428 Rep 2012-08-28 2014-10-31
205 Zhu, Guangjun 朱廣軍 BDJ273 Rep 2014-04-29 2021-12-31
206 Zhu, Jun (SFC:AXX081) 朱珺 AXX081 Rep 2013-07-30
207 Zhu, Lehui 朱樂輝 ARG192 Rep 2016-06-29 2017-05-10
RO 2017-05-10
208 Zhu, Wen (SFC:BCP964) 朱紋 BCP964 Rep 2014-01-02

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