HSBC Global Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Apenbrink, Rudolf Eduard Walter | 46 | M | APC553 | RO | 2007-07-03 | 2010-10-01 |
| 2 | Au, King Lun 區景麟 | 50 | M | ABL820 | RO | 2006-03-29 | 2008-08-01 |
| 3 | Bonfa, Juliana Campos De Araujo | AQX401 | Rep | 2008-04-23 | 2008-11-13 | ||
| 4 | Botelho Bastos, Pedro Augusto | M | ATV304 | Rep | 2009-09-28 | 2009-10-12 | |
| 5 | Breitfuss, Sascha Franz | AQN985 | Rep | 2008-02-25 | 2009-08-26 | ||
| 6 | Chan, Chi Nang 陳志能 | AFQ797 | Rep | 2007-09-25 | 2021-07-19 | ||
| 7 | Chan, Desmond Kai Yuen 陳繼元 | M | ABH438 | Rep | 2007-11-19 | 2011-05-16 | |
| 8 | Chan, Fiona Nga Yee 陳雅儀 | F | ADZ146 | Rep | 2007-05-21 | 2008-05-07 | |
| 9 | Chan, Toby Yuen Ching 陳婉貞 | AMH725 | Rep | 2007-11-19 | 2013-03-08 | ||
| 10 | Chau, Lydia Wing Yu 周穎愉 | F | ACP445 | Rep | 2007-05-21 | 2021-09-17 | |
| 11 | Cheung, Carrie Kai Li 張佳俐 | F | AMN619 | Rep | 2009-03-10 | 2013-11-04 | |
| 12 | Cheung, Sau Ki (SFC:AQX377) 張秀琪 | AQX377 | Rep | 2008-04-23 | 2010-06-07 | ||
| 13 | Cheung, Wai Ying (SFC:AOV443) 張慧盈 | AOV443 | Rep | 2007-04-27 | 2008-10-02 | ||
| 14 | Choi, Christian Man Hon 蔡文翰 | M | APL604 | Rep | 2007-08-21 | 2008-09-25 | |
| 15 | Chow, Charles 周灼健 | M | ANH153 | Rep | 2007-05-21 | 2014-11-30 | |
| 16 | Conxicoeur, Patrice Pierre Henri | M | AIY478 | RO | 2008-07-28 | 2015-05-22 | |
| 17 | Duggal, Sanjiv | M | APW681 | Rep | 2009-08-31 | 2009-10-31 | |
| 18 | Ebrahim, Ayaz Hatim | M | AAJ072 | RO | 2006-03-29 | 2006-07-25 | |
| 19 | Fu, Felix Chi Pui 符致培 | ANU385 | Rep | 2006-08-25 | 2011-09-16 | ||
| 20 | Gibb, David Thomas | M | AQM268 | Rep | 2008-02-11 | 2020-12-08 | |
| 21 | Goldfeld, Leon | M | AED561 | RO | 2006-03-29 | 2010-06-18 | |
| 22 | Ha, Ka Yan 夏嘉欣 | ANK949 | Rep | 2006-06-30 | 2007-12-14 | ||
| 23 | Ha, Michael Cheuk Wah 夏卓華 | M | ABZ431 | Rep | 2007-04-10 | 2011-05-11 | |
| 24 | Hau, Winnie Wai Yin 侯慧賢 | F | AAO493 | Rep | 2007-04-10 | 2011-07-29 | |
| 25 | Helfer, Paul Douglas (SFC:ARF416) | M | ARF416 | Rep | 2008-06-20 | 2008-07-20 | |
| Rep | 2009-09-28 | 2009-10-12 | |||||
| 26 | Hilliman Hopkinson, Michelle | F | AQE835 | Rep | 2007-12-24 | 2014-03-31 | |
| 27 | Ho, Emily Pui Yee 何佩怡 | F | ANH268 | Rep | 2007-07-12 | 2011-11-23 | |
| 28 | Ho, Ivan Kwok Wai 何國威 | M | APH605 | Rep | 2007-07-23 | 2009-11-06 | |
| 29 | Hsieh, Yuk Chun 佘玉真 | ACA339 | Rep | 2008-05-30 | 2010-10-28 | ||
| 30 | Hughes, James Richard (SFC:ARR132) | M | ARR132 | Rep | 2008-09-29 | 2010-04-30 | |
| 31 | Hui, Lam 許琳 | AQZ995 | Rep | 2008-05-09 | 2013-07-31 | ||
| 32 | Hui, Mei Ki 許美琪 | ANV019 | Rep | 2007-08-15 | 2011-12-02 | ||
| 33 | Kan, Lap Hang 簡立恆 | ARH239 | Rep | 2008-07-07 | 2011-10-12 | ||
| 34 | Ke, Wing Shuen 柯泳璇 | AFD507 | Rep | 2008-08-05 | 2008-09-25 | ||
| 35 | Ko, Wai Man 高偉文 | AMH681 | Rep | 2007-07-26 | |||
| 36 | Kwan, Kai Tai 關啟泰 | APQ491 | Rep | 2007-09-17 | 2015-01-30 | ||
| 37 | Lai, Amy Pui Ming 黎沛明 | F | AHG510 | Rep | 2007-04-10 | 2011-11-14 | |
| 38 | Lai, Jackie Lun Yee 黎麟兒 | AOI932 | Rep | 2007-01-04 | 2007-01-17 | ||
| 39 | Lai, Siu Yan (SFC:ACI867) 賴少忍 | ACI867 | Rep | 2008-05-30 | 2012-03-27 | ||
| 40 | Lam, Anita Ting Wai 林庭慧 | F | AOE462 | Rep | 2006-11-17 | 2007-05-28 | |
| 41 | Lam, Martin Thanh | M | AOB912 | Rep | 2006-10-31 | 2008-09-26 | |
| 42 | Lam, Po Ching (SFC:AKP804) 林步青 | AKP804 | Rep | 2007-10-16 | 2010-10-15 | ||
| 43 | Lau, Tsui Heung 劉翠香 | APQ483 | Rep | 2007-09-17 | 2008-11-28 | ||
| 44 | Law, Nerida Jane | F | AOH090 | Rep | 2006-12-07 | 2008-05-21 | |
| 45 | Lee, Andrew Shu Yan 李樹仁 | M | AFP239 | Rep | 2007-03-08 | 2010-10-28 | |
| 46 | Lee, Cristi Boon-Yee 李本儀 | ADY920 | Rep | 2007-04-10 | 2008-09-11 | ||
| 47 | Lee, Mei Ling (SFC:AFR791) 李美玲 | AFR791 | Rep | 2007-04-10 | 2008-08-08 | ||
| 48 | Leguay, Frederic Hubert Francois | M | AUE059 | Rep | 2009-11-23 | 2009-12-07 | |
| 49 | Leung, Lap Wai (SFC:ALN045) 梁立偉 | ALN045 | Rep | 2007-07-26 | 2011-06-30 | ||
| 50 | Leung, Po Chun 梁寶珍 | AEY251 | Rep | 2007-05-21 | 2013-06-19 | ||
| 51 | Leung, Sandra Tsui San 梁翠珊 | F | ADG928 | Rep | 2007-05-21 | 2010-04-30 | |
| 52 | Li, Andrew Sing-Tsze 李承智 | M | ANK159 | Rep | 2006-05-16 | 2006-12-15 | |
| 53 | Li, Cecil Chi Yan 李志仁 | M | ALF525 | Rep | 2007-07-26 | ||
| 54 | Li, Shuk Ling 李淑玲 | AMJ572 | Rep | 2007-04-10 | 2021-07-19 | ||
| 55 | Li, Wai Ming (SFC:ARE684) 李偉明 | ARE684 | Rep | 2008-06-16 | 2013-08-23 | ||
| 56 | Lo, Sin Sin 羅倩倩 | AOD942 | Rep | 2007-08-16 | 2007-10-03 | ||
| 57 | Loaring, Kristie Choi Man 沈賽文 | AFD355 | RO | 2006-07-10 | 2011-11-29 | ||
| 58 | Luk, Wai Shum 陸慧心 | ABZ796 | Rep | 2007-08-17 | 2021-09-30 | ||
| 59 | Mak, Ka Ying (SFC:ARI513) 麥嘉盈 | ARI513 | Rep | 2008-07-17 | |||
| 60 | Maldonado-Codina, Guillermo Eduardo 馬浩德 | M | AFS654 | Rep | 2006-04-26 | 2011-09-19 | |
| 61 | Maxwell, Jonathan (SFC:AOR777) | M | AOR777 | Rep | 2007-03-19 | 2007-04-20 | |
| 62 | Mehta, Viresh Navnitray | ATV360 | Rep | 2009-10-20 | 2009-11-03 | ||
| 63 | Mok, Bosco Nga Bong 莫雅邦 | M | AME143 | Rep | 2007-06-18 | ||
| 64 | Mung, Wing Kee 蒙榮基 | AGO031 | Rep | 2008-05-30 | |||
| 65 | Ng, Grace Wing Sze 吳穎詩 | F | AGW637 | Rep | 2006-05-23 | 2008-11-28 | |
| 66 | Ng, Hung Leuk 吳雄畧 | APL001 | Rep | 2007-08-17 | |||
| 67 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2008-05-30 | 2011-06-22 | ||
| 68 | Ngao, Anissa Wai Kwan 敖慧鈞 | ABR555 | Rep | 2007-04-10 | 2007-05-31 | ||
| 69 | Ong, Chee Ling 王智齡 | AOK816 | Rep | 2007-11-19 | 2008-11-13 | ||
| 70 | Pang, Philip Piao Hsin 馮標新 | M | APH941 | Rep | 2007-07-26 | 2012-08-17 | |
| 71 | Pang, Rio So Sum 彭素心 | ARL756 | Rep | 2008-08-07 | 2020-11-05 | ||
| 72 | Park, Young Ki | APR856 | Rep | 2007-09-24 | 2012-06-29 | ||
| 73 | Pickerell, Blair Chilton 裴布雷 | 53 | M | AAC683 | RO | 2006-03-29 | 2007-05-31 |
| 74 | Rodrigues, Gordon Pierre | M | AQC326 | Rep | 2007-12-04 | 2022-05-31 | |
| 75 | Seto, Spencer W | M | ANU367 | Rep | 2006-09-04 | 2012-05-31 | |
| 76 | Shiu, Vivian Pui Kuen 邵佩娟 | AQI992 | Rep | 2008-01-25 | 2010-09-01 | ||
| 77 | Shum, Wai Chun 沈偉俊 | AHJ589 | Rep | 2007-10-23 | 2008-04-28 | ||
| RO | 2008-04-28 | 2010-04-16 | |||||
| 78 | Sin, Cathy Ka Yee 冼加兒 | F | AOA553 | Rep | 2006-10-03 | 2016-02-05 | |
| 79 | So, Tony Chun Chung 蘇振中 | M | ACT588 | Rep | 2007-05-21 | ||
| 80 | Spence, Susannah Mary | F | AAK751 | Rep | 2007-04-10 | 2020-08-06 | |
| 81 | Tang, Jason Ki Shun 鄧基信 | M | AJL731 | Rep | 2007-08-21 | 2007-11-06 | |
| 82 | Tignard, Laurent Charles | M | AUE037 | Rep | 2009-11-23 | 2009-12-07 | |
| 83 | Tsang, Karen Sze Wai 曾思慧 | F | AFN688 | Rep | 2008-09-17 | 2020-07-21 | |
| 84 | Tse, Patrick Kwok Shing 謝國誠 | M | AMX789 | Rep | 2007-04-10 | 2013-02-28 | |
| 85 | Valadao, Mark Paul | 38 | M | ALZ929 | Rep | 2007-05-21 | 2007-06-22 |
| 86 | Varino Iii, George Vincent | M | ATY716 | Rep | 2009-10-22 | 2009-11-05 | |
| 87 | Wong, Cho Sze 黃楚斯 | ASX060 | Rep | 2009-04-29 | 2013-10-31 | ||
| 88 | Wong, Eldora Suet King 王雪瓊 | AOE058 | Rep | 2006-11-15 | 2007-07-03 | ||
| 89 | Wong, Jane Ching 黃菁 | F | ACW506 | Rep | 2008-02-29 | 2013-02-01 | |
| 90 | Wong, Jennifer Hsiu Hui 黃秀慧 | F | ANE206 | Rep | 2007-04-10 | 2009-06-27 | |
| 91 | Wong, Joyce Wen Mee 王穎薇 | F | AGF478 | Rep | 2007-05-30 | 2009-12-14 | |
| 92 | Wong, Priscilla Yut Mun 黃逸敏 | F | AEB101 | Rep | 2008-01-25 | 2011-09-19 | |
| 93 | Wong, Siu Yung (SFC:AQX385) 王小蓉 | AQX385 | Rep | 2008-04-23 | 2009-09-30 | ||
| 94 | Wong, Susanna Ling Sze 王玲思 | F | ALZ486 | Rep | 2008-05-09 | 2008-11-07 | |
| 95 | Wu, Yee Lun 鄔依倫 | ANT779 | Rep | 2006-08-08 | 2011-02-11 | ||
| 96 | Yang, Yao-Wei 楊曜維 | AQM265 | Rep | 2008-02-11 | 2008-09-25 | ||
| 97 | Yip, Lai Chuen 葉禮荃 | ATX917 | Rep | 2009-10-12 | 2010-04-07 | ||
| 98 | Yu, Pik Sim 余碧嬋 | AQX572 | Rep | 2008-05-13 | 2014-02-10 | ||
| 99 | Yuen, Polly Po Yee 阮寶儀 | AOE182 | Rep | 2006-11-17 | 2011-11-04 | ||
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