UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anand (SFC:ASL813) | ASL813 | Rep | 2009-02-25 | 2015-03-10 | ||
| 2 | Agarwal, Yash (SFC:AUN893) | AUN893 | Rep | 2010-02-01 | 2016-07-05 | ||
| 3 | Arora, Dhruv (SFC:ARG980) | ARG980 | Rep | 2008-07-04 | 2015-04-30 | ||
| 4 | Atkinson, James Anthony Thomas | M | AVF428 | Rep | 2010-05-25 | 2014-04-29 | |
| 5 | Audi, Elias | M | BCE913 | Rep | 2013-11-18 | 2016-12-18 | |
| 6 | Best, David Gareth | M | AKO808 | Rep | 2013-04-11 | 2016-12-18 | |
| 7 | Bhumiratana, Master Sanu | AOB633 | Rep | 2007-01-12 | 2016-12-18 | ||
| 8 | Blanchard, Scott Allen | M | ADT574 | Rep | 2011-06-20 | 2016-12-18 | |
| 9 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2013-04-18 | 2016-12-18 | |
| 10 | Buffham, Laura Jayne | F | BBL851 | Rep | 2013-07-02 | 2016-12-18 | |
| 11 | Cai, Deyan 蔡德焱 | AWM792 | Rep | 2013-07-23 | 2014-05-03 | ||
| 12 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2011-10-03 | 2016-12-18 | ||
| 13 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2012-05-07 | 2016-12-18 | ||
| 14 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2012-05-24 | 2016-12-18 | |
| 15 | Chau, Kwok Wai (SFC:ATN585) 周國威 | ATN585 | Rep | 2009-08-11 | 2016-12-18 | ||
| 16 | Chen, Lijuan (SFC:AVL498) 陳利娟 | AVL498 | Rep | 2011-10-04 | 2016-12-18 | ||
| 17 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2011-04-06 | 2016-12-18 | |
| 18 | Cheuk, So Wah 卓素華 | ARB609 | Rep | 2008-05-23 | 2016-12-18 | ||
| 19 | Cheung, Queenie Ching Mei 張靜薇 | F | AVH877 | Rep | 2012-08-20 | 2014-04-18 | |
| 20 | Choi, Iris Heung Kam 蔡香琴 | F | AXR109 | Rep | 2011-10-17 | 2015-11-18 | |
| 21 | Clifford, Timothy Edward | M | AFH048 | Rep | 2013-07-15 | 2014-07-15 | |
| 22 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2009-05-06 | 2016-12-18 | |
| 23 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
| 24 | Craig-Wood, Christopher John | M | AJL555 | RO | 2011-01-11 | 2016-03-15 | |
| 25 | Currey, Stuart Dalyn | M | AQU056 | Rep | 2011-09-12 | 2016-12-18 | |
| 26 | Davis, Christopher Edward | M | AXD833 | Rep | 2011-10-21 | 2016-12-18 | |
| 27 | Dawson, Christopher John (SFC:BBQ139) | M | BBQ139 | Rep | 2013-08-02 | 2016-12-18 | |
| 28 | Dhake, Pankaj Jaysing | BBE972 | Rep | 2013-05-20 | 2016-04-16 | ||
| 29 | Donan, Keith | M | AXG905 | Rep | 2011-05-19 | 2016-12-18 | |
| 30 | Donovan, James William (SFC:ARA301) | M | ARA301 | Rep | 2008-05-09 | 2014-05-13 | |
| 31 | Feschet, Boris Xavier | M | AMK015 | Rep | 2012-04-10 | 2016-01-19 | |
| 32 | Fok, Ronald King Man 霍敬文 | 36 | M | AGE025 | Rep | 2016-12-18 | |
| 33 | French, Bruce Ian | M | AQM685 | Rep | 2013-06-27 | 2016-12-18 | |
| 34 | Gangal, Shrinivas Ravindra | M | BBN555 | Rep | 2013-07-10 | 2016-05-20 | |
| 35 | Groves, James Andrew (SFC:AYD299) | M | AYD299 | Rep | 2011-09-30 | 2014-11-20 | |
| 36 | Guan, Bo 關博 | AZE518 | Rep | 2012-03-19 | 2015-06-06 | ||
| 37 | Gupta, Puneet (SFC:AXF254) | AXF254 | Rep | 2011-05-03 | 2014-06-14 | ||
| 38 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2010-03-19 | 2016-12-18 | ||
| 39 | Hayashi, Yasuko | AXU937 | Rep | 2012-01-13 | 2016-12-18 | ||
| 40 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2012-11-01 | 2016-12-18 | |
| 41 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 42 | Holiday, Edward Richard | M | ALI600 | Rep | 2009-08-10 | 2016-12-18 | |
| 43 | Holmewood, Philip James | M | AWC657 | Rep | 2010-11-01 | 2014-03-14 | |
| 44 | Horiuchi, Shinichiro 堀内伸一郎 | BAX972 | Rep | 2013-07-18 | 2014-05-10 | ||
| 45 | Innerdale, David James | M | ALS810 | RO | 2011-06-23 | 2016-12-18 | |
| 46 | Israel, Adrien Jacob | M | BBY793 | Rep | 2013-10-03 | 2016-05-20 | |
| 47 | Jefferys, Paul Edward (SFC:BBG408) | M | BBG408 | Rep | 2013-05-09 | 2016-12-18 | |
| 48 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2011-05-03 | 2016-12-18 | |
| 49 | Joshi, Deepak (SFC:AZI921) | M | AZI921 | Rep | 2012-04-23 | 2016-05-20 | |
| 50 | Kerridge, Hugh Copeland | M | ALW562 | Rep | 2011-01-18 | 2015-10-14 | |
| 51 | Kwan, Sing Yuen 關承遠 | ABW052 | Rep | 2016-12-18 | |||
| 52 | Kwong, Myron Mann 鄺孟恆 | ANR646 | Rep | 2006-12-14 | 2016-12-18 | ||
| 53 | Lai, Rongye 賴榮曄 | AYR571 | Rep | 2013-08-12 | 2016-12-18 | ||
| 54 | Lam, Ka Lai (SFC:AUT719) 林嘉麗 | AUT719 | Rep | 2010-03-01 | 2016-12-18 | ||
| 55 | Lau, Homan 劉浩文 | AWU132 | Rep | 2013-07-12 | 2015-05-24 | ||
| 56 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2010-09-27 | 2016-06-11 | ||
| 57 | Lee, Karen King Wai 李荊慧 | F | AKL742 | Rep | 2010-05-20 | 2016-12-18 | |
| 58 | Lee, Won Jong | AFU204 | Rep | 2012-10-12 | 2015-06-26 | ||
| 59 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | AUW488 | Rep | 2010-03-12 | 2014-07-22 | ||
| 60 | Li, Anita Oi Yan 李靄欣 | F | AGP627 | Rep | 2008-08-20 | 2016-03-16 | |
| 61 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2009-08-28 | 2016-06-21 | ||
| 62 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 63 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2006-12-14 | 2016-12-18 | |
| 64 | Liu, Ning (SFC:ASZ222) 劉寧 | ASZ222 | Rep | 2009-05-25 | 2016-12-18 | ||
| 65 | Lock, Timothy James | M | AXQ297 | Rep | 2011-07-18 | 2016-12-18 | |
| 66 | Loh, Howard Howe-Yeung 羅孝揚 | M | BCA495 | Rep | 2013-10-16 | 2016-12-18 | |
| 67 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2013-04-05 | 2016-12-18 | ||
| 68 | McNulty, Peter Richard | M | BBR308 | Rep | 2013-08-12 | 2016-12-18 | |
| 69 | Mohla, Abhishek Dushyant | M | AUZ081 | Rep | 2010-03-26 | 2016-12-18 | |
| 70 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2013-09-16 | 2016-12-18 | ||
| 71 | Moon, Jae Wook 文裁煜 | AOU410 | Rep | 2009-05-27 | 2014-05-08 | ||
| 72 | Morris, Robert (SFC:AZM831) 銘陽 | M | AZM831 | Rep | 2012-05-31 | 2016-10-12 | |
| 73 | Motwani, Natasha Murli | F | AUR655 | Rep | 2010-02-09 | 2016-12-18 | |
| 74 | Nelson, Ryan Wesley (SFC:AQX958) | M | AQX958 | Rep | 2011-09-30 | 2016-05-20 | |
| 75 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | BBP903 | Rep | 2013-07-25 | 2015-07-25 | ||
| 76 | Novak, Alexander Stanley | M | ATI171 | Rep | 2009-07-20 | 2016-12-18 | |
| 77 | O'Meara, Christopher James Sidney | M | AFQ412 | RO | 2010-10-27 | 2014-04-10 | |
| 78 | Oey, Angelin | BBT508 | Rep | 2013-08-26 | 2014-07-05 | ||
| 79 | Pabari, Shrikesh Dilip | AQY822 | Rep | 2008-05-02 | 2016-12-18 | ||
| 80 | Pan, Gaowa 潘高娃 | BBA527 | Rep | 2013-03-28 | 2014-05-09 | ||
| 81 | Parakh, Archit | BBT705 | Rep | 2013-08-30 | 2016-12-18 | ||
| 82 | Rabinowitz, David | M | AHW502 | RO | 2010-06-28 | 2016-12-18 | |
| 83 | Redbourn, Paul Robert (SFC:AFQ906) | M | AFQ906 | RO | 2006-03-10 | 2014-06-11 | |
| 84 | Royal, Andrew John | M | AXL513 | Rep | 2011-07-12 | 2016-06-18 | |
| 85 | Scott, Christopher (SFC:ATO855) | M | ATO855 | Rep | 2012-11-27 | 2016-06-25 | |
| 86 | Shivalingam, Sanjeevan | M | ATR492 | Rep | 2009-09-07 | 2016-12-18 | |
| 87 | Shu, Hon Tak 徐漢德 | BAN047 | Rep | 2012-11-27 | 2014-02-14 | ||
| 88 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2010-02-09 | 2014-04-11 | |
| 89 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2011-09-20 | 2016-12-18 | |
| 90 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 91 | Stephens, Anthony Jeetendra | M | AQI796 | Rep | 2012-05-21 | 2014-05-15 | |
| 92 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2010-07-13 | 2016-12-18 | ||
| 93 | Sui, Voon Keat Kenneth 許文杰 | APG897 | Rep | 2007-07-16 | 2016-12-18 | ||
| 94 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 95 | Sung, Yoon Kyu | AKU991 | Rep | 2013-07-24 | 2016-12-18 | ||
| 96 | Takahashi, Taichi 高橋太一 | AZY880 | Rep | 2013-11-18 | 2015-07-18 | ||
| 97 | Tan, Eric Ming Fung 鄧銘峰 | M | AJI346 | Rep | 2009-08-03 | 2016-12-18 | |
| 98 | Tan, Freddie Kuok Lin | ASQ162 | Rep | 2009-06-01 | 2016-12-18 | ||
| 99 | Tang, Minyi 唐敏毅 | AWS939 | Rep | 2011-01-28 | 2015-04-15 | ||
| 100 | Thomas, Rebecca Judith | F | AHC210 | Rep | 2008-12-19 | 2016-07-28 | |
| 101 | Tong, David Doe-hung 湯道鴻 | M | AXG906 | Rep | 2011-05-19 | 2016-12-18 | |
| 102 | Tropper, Giselle Natalia | AUA249 | Rep | 2009-11-02 | 2016-12-18 | ||
| 103 | Tse, Kenyon King-yung 謝敬勇 | AMF472 | Rep | 2006-12-14 | 2016-12-18 | ||
| 104 | Viswanath, Ramesh | M | AUZ373 | Rep | 2013-07-02 | 2016-12-18 | |
| 105 | Wan, Xing (SFC:AXQ294) 万星 | AXQ294 | Rep | 2011-08-03 | 2016-12-18 | ||
| 106 | Wang, Jiaqi (SFC:AOH836) 王家琦 | AOH836 | Rep | 2006-12-18 | 2016-12-18 | ||
| 107 | Wannenmacher, Tim | M | AMU467 | Rep | 2013-11-08 | 2014-01-07 | |
| 108 | Willis, Vernon Russell | M | AXE224 | Rep | 2011-11-25 | 2016-04-08 | |
| 109 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
| 110 | Wong, Gary Hiu-Gar 黃曉嘉 | M | AZG465 | Rep | 2013-09-13 | 2016-01-16 | |
| 111 | Woo, Yik Yuen 胡翊遠 | AND666 | Rep | 2007-06-20 | 2015-08-07 | ||
| 112 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2010-10-05 | 2016-12-18 | ||
| 113 | Xi, Jiahe 郗加河 | BCJ300 | Rep | 2013-12-02 | 2015-03-28 | ||
| 114 | Xia, Yang (SFC:ALN489) 夏阳 | ALN489 | Rep | 2013-04-18 | 2015-10-21 | ||
| 115 | Yeoh, Choo Guan 楊紫源 | ANR771 | Rep | 2010-02-03 | 2016-12-18 | ||
| 116 | Yu, Johnny Ching Yan 于正人 | M | AKO779 | Rep | 2006-10-18 | 2016-12-18 | |
| 117 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2013-07-02 | 2016-12-18 | ||
| 118 | Yun, Heekyu | ATJ399 | Rep | 2011-07-21 | 2016-12-18 | ||
| 119 | Zhang, Charles 張大兆 | M | AWP279 | Rep | 2011-01-24 | 2016-12-18 |
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