UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Audi, Elias | M | BCE913 | Rep | 2016-12-19 | ||
| 2 | Best, David Gareth | M | AKO808 | Rep | 2016-12-19 | 2018-04-28 | |
| 3 | Bi, Yan 畢琰 | BJS087 | Rep | 2017-06-12 | 2017-06-21 | ||
| 4 | Blanchard, Scott Allen | M | ADT574 | Rep | 2016-12-19 | 2017-07-25 | |
| 5 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2016-12-19 | 2022-07-31 | |
| 6 | Buffham, Laura Jayne | F | BBL851 | Rep | 2016-12-19 | 2017-03-04 | |
| 7 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2016-12-19 | |||
| 8 | Chan, Chun Hin (SFC:BCO771) 陳晉軒 | BCO771 | Rep | 2016-12-19 | 2019-04-19 | ||
| 9 | Chan, Chun Yin (SFC:BBK468) 陳俊彥 | BBK468 | Rep | 2016-12-19 | 2019-05-29 | ||
| 10 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2016-12-19 | 2020-10-30 | ||
| 11 | Chan, Lee Quan | BLJ949 | Rep | 2017-11-06 | 2022-03-30 | ||
| 12 | Chan, Su-Li 陳淑麗 | BEV766 | Rep | 2016-12-19 | 2021-04-22 | ||
| 13 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2016-12-19 | 2019-11-01 | |
| 14 | Chen, Dajian | BLD303 | Rep | 2017-10-12 | 2017-12-08 | ||
| 15 | Chen, Dennis Chih Chieh 陳智傑 | M | APH886 | Rep | 2016-12-19 | 2022-04-29 | |
| 16 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2016-12-19 | 2021-03-01 | |
| 17 | Cheng, Jonathan Tze-Yeung 鄭子洋 | M | BKU690 | Rep | 2017-09-07 | 2019-08-28 | |
| 18 | Choi, Junsuk | BHF478 | Rep | 2016-12-19 | 2017-11-18 | ||
| 19 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2016-12-19 | |||
| 20 | Clifford, Timothy Edward | M | AFH048 | Rep | 2016-12-19 | 2017-02-08 | |
| 21 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2016-12-19 | 2025-02-11 | |
| 22 | Conley, Richard Adrian | M | AQK261 | Rep | 2016-12-19 | 2017-03-01 | |
| 23 | Davis, Christopher Edward | M | AXD833 | Rep | 2016-12-19 | ||
| 24 | Ersoy, Alan Metin | M | AOY949 | Rep | 2017-11-06 | ||
| 25 | Falipou, Fabien Jean Roger | M | AZY951 | Rep | 2017-11-13 | 2021-12-03 | |
| 26 | Feschet, Boris Xavier | M | AMK015 | RO | 2016-12-19 | 2019-05-25 | |
| 27 | Fok, Ronald King Man 霍敬文 | 40 | M | AGE025 | Rep | 2016-12-19 | 2018-05-04 |
| 28 | Foord, Tara Michelle | F | BFE629 | Rep | 2017-05-02 | 2017-06-23 | |
| 29 | French, Bruce Ian | M | AQM685 | Rep | 2016-12-19 | 2017-09-01 | |
| 30 | Gangal, Shrinivas Ravindra | M | BBN555 | Rep | 2017-06-26 | 2021-12-14 | |
| 31 | Gray, Christopher (SFC:AMH827) | M | AMH827 | Rep | 2016-12-19 | 2017-10-28 | |
| 32 | Gu, Yaobo 顧遙菠 | BLN626 | Rep | 2017-11-22 | 2021-03-12 | ||
| 33 | Guez, Ilane Yonathan Pierre | M | BAD514 | Rep | 2016-12-19 | 2023-05-09 | |
| 34 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2016-12-19 | 2019-10-17 | ||
| 35 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2016-12-19 | 2019-07-13 | |
| 36 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2016-12-19 | 2018-06-05 | ||
| 37 | Holroyd, Alistair Hugo | M | BAW840 | Rep | 2016-12-19 | ||
| 38 | Hu, Jing (SFC:BDI053) 胡靜 | BDI053 | Rep | 2016-12-19 | 2021-05-28 | ||
| 39 | Huang, Nicholas Guoliang 黃國凉 | M | BHP915 | Rep | 2016-12-19 | 2020-01-04 | |
| 40 | Huang, Peikai 黃沛鍇 | BKH958 | Rep | 2017-08-10 | 2018-01-08 | ||
| 41 | Hui, Jimmy Siu Yin 許兆賢 | M | BHY281 | Rep | 2016-12-19 | ||
| 42 | Innerdale, David James | M | ALS810 | RO | 2016-12-19 | 2023-07-07 | |
| 43 | James, Alun Richard | M | BBU307 | Rep | 2017-12-18 | 2022-05-20 | |
| 44 | Jamison, Mark William | M | BJP057 | Rep | 2017-05-18 | 2017-06-24 | |
| 45 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2016-12-19 | 2025-06-03 | |
| 46 | Joshi, Deepak (SFC:AZI921) | M | AZI921 | Rep | 2017-06-01 | 2017-06-09 | |
| 47 | Keung, Jun Chao 姜駿超 | BDK110 | Rep | 2016-12-19 | 2018-01-16 | ||
| 48 | Kim, Seunghwan | BIC659 | Rep | 2016-12-19 | 2020-04-30 | ||
| 49 | Kotecha, Vikesh (SFC:AUA341) | M | AUA341 | Rep | 2017-04-20 | 2019-12-05 | |
| 50 | Kudalkar, Samarth | BFI923 | Rep | 2016-12-19 | |||
| 51 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2016-12-19 | 2018-07-25 | |
| 52 | Li, Jing (SFC:AOV618) 李菁 | AOV618 | Rep | 2017-01-20 | 2017-02-10 | ||
| Rep | 2017-02-23 | 2022-03-17 | |||||
| 53 | Li, Jingshu (SFC:BDX191) 李京書 | BDX191 | Rep | 2016-12-19 | 2017-09-06 | ||
| 54 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2016-12-19 | 2018-02-08 | |
| 55 | Lim, Pek Kueen | BDL625 | Rep | 2016-12-19 | 2023-12-13 | ||
| 56 | Lock, Timothy James | M | AXQ297 | Rep | 2016-12-19 | 2022-05-31 | |
| 57 | Lopez, Todd Damon | M | BJP602 | Rep | 2017-10-13 | 2017-10-20 | |
| 58 | Lu, Qing (SFC:BEZ264) 盧青 | BEZ264 | Rep | 2016-12-19 | 2020-07-31 | ||
| 59 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2016-12-19 | 2017-09-19 | |
| 60 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2016-12-19 | 2017-09-01 | ||
| 61 | McBride, Ryan Michael | M | BLD306 | Rep | 2017-10-13 | 2017-10-20 | |
| 62 | McNulty, Peter Richard | M | BBR308 | Rep | 2016-12-19 | ||
| 63 | Miller, Elizabeth Kathleen (SFC:BGH558) | F | BGH558 | Rep | 2017-05-09 | 2020-07-22 | |
| 64 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2016-12-19 | |||
| 65 | Motwani, Natasha Murli | F | AUR655 | Rep | 2016-12-19 | 2022-04-15 | |
| 66 | Moynihan, Daniel John | M | BDM186 | Rep | 2017-02-01 | 2022-03-30 | |
| 67 | Murphy, Daniel Joseph (SFC:ASI403) | M | ASI403 | Rep | 2017-03-06 | 2022-02-28 | |
| 68 | Novak, Alexander Stanley | M | ATI171 | Rep | 2016-12-19 | 2019-01-28 | |
| 69 | Ong, Brigitte Yu Shan 王愉善 | F | BKD063 | Rep | 2017-07-24 | ||
| 70 | Parakh, Archit | BBT705 | Rep | 2016-12-19 | 2022-06-17 | ||
| 71 | Patel, Suhail Yusuf | BHJ819 | Rep | 2016-12-19 | 2018-08-01 | ||
| 72 | Petermann, Stephane Albert (SFC:AXZ945) | M | AXZ945 | Rep | 2017-04-03 | 2018-01-04 | |
| 73 | Philippson, Thomas Olafur Vaughton | M | BAC320 | Rep | 2016-12-19 | 2020-07-17 | |
| 74 | Quesnot, Jean-Joseph Bernard Gaston | M | BKE518 | Rep | 2017-08-07 | 2023-03-03 | |
| 75 | Rachit, Raj | M | BFF384 | Rep | 2016-12-19 | 2019-08-03 | |
| 76 | Raskin, Iain Alexander (SFC:BAX616) | M | BAX616 | Rep | 2016-12-19 | 2018-03-21 | |
| 77 | Sabas, Steffen Erich August | M | BIB411 | Rep | 2016-12-19 | 2017-09-08 | |
| 78 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | ANQ097 | Rep | 2016-12-19 | 2021-07-02 | ||
| 79 | Shimizu, Yasunori (SFC:BJF243) | M | BJF243 | Rep | 2017-03-10 | 2017-03-18 | |
| Rep | 2017-09-07 | 2019-04-06 | |||||
| 80 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2016-12-19 | 2020-03-11 | |
| 81 | Smith, Paul Savile | M | AVN296 | Rep | 2016-12-19 | 2017-09-22 | |
| 82 | Song, Chaoran 宋超然 | BDL242 | Rep | 2016-12-19 | |||
| 83 | Song, Ting-Wen 宋鼎文 | APH123 | Rep | 2017-10-20 | 2018-05-25 | ||
| 84 | Soo, Joon Shern 蘇駿昇 | BEZ017 | Rep | 2016-12-19 | 2019-06-21 | ||
| 85 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2016-12-19 | 2017-03-01 | |
| Rep | 2017-11-03 | 2017-11-13 | |||||
| 86 | Steele, Patrick James | M | BCZ920 | Rep | 2016-12-19 | 2018-05-17 | |
| 87 | Strachan, David Lyall | M | AFF232 | Rep | 2016-12-19 | 2018-09-08 | |
| 88 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2016-12-19 | |||
| 89 | Sung, Yoon Kyu | AKU991 | Rep | 2016-12-19 | 2020-09-07 | ||
| 90 | Takahashi, Taichi 高橋太一 | AZY880 | RO | 2017-08-21 | |||
| 91 | Tan, Freddie Kuok Lin | ASQ162 | RO | 2016-12-19 | 2019-11-01 | ||
| 92 | Tan, You Khai | BFE580 | Rep | 2017-02-20 | 2024-01-26 | ||
| 93 | Tee, Brian Benedict | M | AXP239 | Rep | 2016-12-19 | 2017-09-09 | |
| 94 | Toyosaki, Arisa | BIG289 | Rep | 2016-12-19 | 2018-03-06 | ||
| 95 | Tropper, Giselle Natalia | AUA249 | Rep | 2016-12-19 | 2017-05-22 | ||
| 96 | Ugayama, Kazuya | BEC906 | Rep | 2016-12-19 | 2018-04-14 | ||
| 97 | Wannenmacher, Tim | M | AMU467 | RO | 2016-12-19 | ||
| 98 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2016-12-19 | 2021-07-19 | |
| 99 | Wong, Kelman Kai Man 王啟民 | BDZ079 | Rep | 2016-12-19 | 2018-11-29 | ||
| 100 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2016-12-19 | 2021-05-27 | ||
| 101 | Xu, Huifang 徐惠芳 | BAV748 | Rep | 2016-12-19 | |||
| 102 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2016-12-19 | 2021-05-11 | ||
| 103 | Yanez Hinojosa, Anibal David | M | BEV153 | Rep | 2017-07-19 | 2017-08-04 | |
| 104 | Yang, Feng (SFC:BEZ148) 楊風 | BEZ148 | Rep | 2016-12-19 | 2019-05-11 | ||
| 105 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2016-12-19 | 2020-02-25 | ||
| 106 | Yun, Heekyu | ATJ399 | Rep | 2016-12-19 | 2024-01-10 | ||
| 107 | Zhang, Zijun 張紫珺 | BHF774 | Rep | 2016-12-19 | 2021-06-30 | ||
| 108 | Zhu, Weiqi 朱偉奇 | BFX215 | Rep | 2016-12-19 | 2017-11-25 | ||
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