Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | ANH760 | RO | 2006-07-26 | 2008-04-17 | ||
| 2 | Ang, Soo Kee | ARW394 | Rep | 2009-08-24 | 2009-11-30 | ||
| 3 | Cailao, Antonio Del Pilar | M | AIR944 | Rep | 2003-10-15 | ||
| 4 | Chan, Alan On Lan 陳安瀾 | M | AQQ504 | Rep | 2009-08-24 | 2009-09-18 | |
| 5 | Chan, Amy Tsui Mei 陳翠薇 | F | AEP628 | Rep | 2005-02-07 | ||
| 6 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2009-08-24 | 2011-06-27 | |
| 7 | Chan, Mong Har (SFC:AHT095) | AHT095 | Rep | 2009-01-23 | 2009-02-28 | ||
| 8 | Chan, Shuk Yin (SFC:AGH360) 陳淑賢 | AGH360 | Rep | 2004-01-31 | |||
| 9 | Chan, Sik Tin 陳昔典 | ADI036 | Rep | 2009-08-24 | 2010-03-31 | ||
| 10 | Chander, Vijaykumar | ADC274 | Rep | 2003-09-16 | |||
| 11 | Cheng, Bik Hoi 鄭碧海 | ACQ141 | Rep | 2009-08-24 | 2010-08-04 | ||
| 12 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2005-02-07 | |||
| 13 | Chow, Ting Ka 周廷珈 | AFS531 | Rep | 2007-04-10 | 2007-08-04 | ||
| 14 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | Rep | 2009-08-24 | 2012-02-16 | |
| 15 | Fukushima, Yoshihiro | M | APJ449 | Rep | 2009-01-23 | 2010-02-26 | |
| 16 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2005-02-07 | |||
| 17 | Goto, Hiroyuki 合戶宏之 | ASU203 | Rep | 2009-04-21 | 2015-10-13 | ||
| 18 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2008-12-29 | 2011-07-17 | ||
| 19 | Grabner, Heinrich 葛侃寧 | 35 | M | AEN772 | Rep | 2004-05-25 | |
| 20 | Hirai, Akihito 平井明人 | AQH373 | Rep | 2008-07-24 | 2009-12-24 | ||
| 21 | Ho, Wai Kei 何偉基 | AFP308 | Rep | 2009-08-24 | 2013-09-25 | ||
| 22 | Hsu, She-Hung Danny | AUC935 | Rep | 2009-11-06 | 2011-03-01 | ||
| 23 | Irvine, Craig Wycliffe 歐陽貴 | M | ACJ334 | Rep | 2009-08-24 | 2009-10-20 | |
| RO | 2009-10-20 | 2011-01-29 | |||||
| 24 | Itasaka, Yusaku | APG493 | Rep | 2007-07-19 | 2012-04-14 | ||
| 25 | Ito, Kanako | ARO126 | Rep | 2009-01-23 | 2012-02-16 | ||
| 26 | Kaji, Taiki | APQ785 | Rep | 2009-08-24 | 2009-12-31 | ||
| 27 | Kam, Wai Lun 甘偉倫 | ANN061 | Rep | 2009-08-24 | 2012-02-16 | ||
| 28 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 29 | Kaneko, Kojiro 金子甲二郎 | ARV693 | Rep | 2008-11-07 | 2009-10-24 | ||
| 30 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2005-02-07 | |||
| 31 | Kato, Takashi (SFC:AUD160) | M | AUD160 | Rep | 2009-11-09 | 2017-11-15 | |
| 32 | Kazui, Yoshiyuki | AFS336 | Rep | 2005-02-07 | |||
| Rep | 2008-02-15 | 2008-04-14 | |||||
| RO | 2008-04-14 | 2009-10-31 | |||||
| 33 | Kiang, Grace Li Chin 姜麗菁 | F | ARJ145 | Rep | 2008-07-22 | 2010-10-22 | |
| 34 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2009-03-25 | 2011-08-01 | ||
| 35 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2005-02-07 | |||
| 36 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2009-01-23 | 2010-10-03 | |
| 37 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2004-11-23 | ||
| 38 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 39 | Lai, Joyce Yuen Yee 黎婉儀 | F | AFQ514 | Rep | 2003-11-01 | ||
| 40 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 41 | Latzer, Alexander | M | ANM054 | Rep | 2009-08-24 | 2012-08-29 | |
| 42 | Lau, Alfred 劉雅瀚 | M | APL477 | Rep | 2009-08-24 | 2009-09-11 | |
| 43 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 44 | Law, Joe Hin Pong 羅顯邦 | AEK317 | Rep | 2009-01-23 | 2011-03-21 | ||
| 45 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 46 | Leung, Chun Yue 梁振宇 | AFK428 | Rep | 2004-11-25 | |||
| 47 | Leung, Kevin Koon Yip 梁冠業 | M | AMY262 | Rep | 2009-08-24 | 2010-07-30 | |
| 48 | Li, Benson Chun Yu 李振宇 | M | AJE235 | Rep | 2008-12-29 | 2011-03-21 | |
| 49 | Li, Jixiang (SFC:APW452) | APW452 | Rep | 2009-08-24 | 2010-01-28 | ||
| 50 | Li, Sandy Pak Lin 李白蓮 | AFF227 | Rep | 2006-10-23 | 2009-08-07 | ||
| 51 | Liang, Florence Feng Chun 梁鳳淳 | F | APN533 | Rep | 2009-08-24 | 2010-03-24 | |
| 52 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2005-02-07 | |||
| 53 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2009-08-24 | 2011-09-22 | ||
| 54 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2009-08-24 | 2011-06-11 | ||
| 55 | Mar, Johnson | M | ADR669 | Rep | 2008-12-29 | 2012-08-30 | |
| 56 | Matsumoto, Satoshi (SFC:AHU523) | AHU523 | RO | 2006-04-03 | |||
| 57 | Matsushita, Noriko | ADL712 | Rep | 2005-02-07 | |||
| 58 | Miu, Hon Kit 繆漢傑 | 42 | M | AFB221 | Rep | 2008-03-04 | 2012-10-30 |
| 59 | Miyabe, Nagahisa | ATD358 | Rep | 2009-08-24 | 2009-10-20 | ||
| RO | 2009-10-20 | 2014-05-10 | |||||
| 60 | Miyamoto, Tsutomu | AUJ263 | Rep | 2009-12-18 | 2012-04-21 | ||
| 61 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 62 | Mizuno, Kosuke | ADP243 | Rep | 2005-02-07 | |||
| Rep | 2005-08-24 | 2005-09-30 | |||||
| RO | 2005-09-30 | 2007-10-27 | |||||
| 63 | Mizuno, Masashi | AEN383 | Rep | 2008-05-15 | 2008-10-10 | ||
| 64 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2009-01-23 | 2011-08-01 | |
| 65 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2009-08-24 | 2010-07-09 | ||
| 66 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2005-02-07 | ||
| 67 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-09-03 | ||
| 68 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 69 | Numata, Saneyuki 沼田真之 | APQ089 | Rep | 2007-09-14 | 2008-08-09 | ||
| 70 | Ohira, Yuko | AGJ778 | Rep | 2005-02-07 | |||
| 71 | Oide, Shinya | AOU706 | Rep | 2007-04-25 | 2008-10-10 | ||
| 72 | Ong, Cilicia Cheng Choo 王清珠 | ALF737 | Rep | 2009-11-10 | 2011-09-16 | ||
| 73 | Ono, Jumpei | AUC930 | Rep | 2009-11-06 | 2011-10-08 | ||
| 74 | Onoue, Tsutomu | AAD089 | Rep | 2004-03-24 | |||
| RO | 2004-03-24 | 2005-04-22 | |||||
| 75 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 76 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-17 | 2014-08-06 | |
| 77 | Qian, Zewei 錢澤偉 | 34 | M | ARF330 | Rep | 2008-06-18 | 2014-08-30 |
| 78 | Saito, Shoichi 齋藤彰一 | AJO308 | RO | 2005-04-13 | 2008-01-11 | ||
| RO | 2009-06-08 | 2012-07-18 | |||||
| 79 | Sarmah, Pranab Kumar | M | AKY763 | Rep | 2009-08-24 | 2013-09-25 | |
| 80 | Shimada, Kenji | AHK579 | Rep | 2005-02-07 | |||
| RO | 2005-07-15 | 2007-07-17 | |||||
| 81 | Sia, Kwong Hai | ABM539 | Rep | 2003-10-21 | |||
| 82 | Siu, Anthony Yan Hong 蕭寅康 | M | ABC959 | Rep | 2004-11-18 | ||
| 83 | Suzuki, Naoto | AOU705 | Rep | 2007-04-24 | 2007-11-28 | ||
| RO | 2007-11-28 | 2009-04-01 | |||||
| 84 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2009-01-23 | 2011-09-10 | ||
| 85 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | AFR780 | Rep | 2003-08-16 | |||
| 86 | Teratani, Norio | APQ078 | Rep | 2007-09-14 | 2009-03-12 | ||
| 87 | Terrebrood, Henry Lee Jr | M | AJL563 | Rep | 2008-12-29 | 2010-07-21 | |
| 88 | Tham, Mun Hon 譚文漢 | AGY660 | Rep | 2009-08-24 | 2011-09-16 | ||
| 89 | To, Tsz Wai (SFC:AFU687) 杜子偉 | AFU687 | Rep | 2005-02-07 | |||
| 90 | Tom, Judy | F | ADQ241 | Rep | 2009-03-09 | 2009-08-01 | |
| 91 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2003-06-11 | ||
| 92 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2005-02-07 | |||
| 93 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2009-04-22 | 2010-12-24 | |
| 94 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2009-12-16 | 2010-01-16 | |
| 95 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 96 | Wang, Lan Ling | ADG966 | Rep | 2004-10-30 | |||
| 97 | Wang, Lumeng 王魯蒙 | AIR943 | Rep | 2003-11-10 | |||
| 98 | Wang, Yong (SFC:AOM636) 王勇 | AOM636 | Rep | 2009-08-24 | 2011-09-27 | ||
| 99 | Wong, Chi Leung (SFC:ABF032) 黃志良 | ABF032 | Rep | 2003-11-01 | |||
| 100 | Wong, Po Yee (SFC:AJE274) 黃寶儀 | AJE274 | Rep | 2009-08-24 | 2010-07-30 | ||
| 101 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2008-12-29 | ||
| 102 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | ADQ101 | Rep | 2004-11-06 | |||
| 103 | Woo, Patrick Chi Wang 胡志宏 | M | AEL364 | Rep | 2004-11-16 | ||
| 104 | Xia, Yibing (SFC:ANR774) 夏宜冰 | ANR774 | Rep | 2009-08-24 | 2010-10-15 | ||
| 105 | Yamashita, Ichiro | APQ070 | Rep | 2007-09-14 | 2008-10-17 | ||
| 106 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2008-12-29 | 2012-02-16 | ||
| 107 | Yokota, Fumiko 橫田文子 | F | AGC833 | Rep | 2003-08-06 | ||
| 108 | Yoshida, Tomoko 吉田朋子 | AFL218 | Rep | 2003-06-14 | |||
| 109 | Yuihama, Hirokazu | ALK263 | Rep | 2009-08-24 | 2009-10-20 | ||
| RO | 2009-10-20 | 2010-04-09 | |||||
| 110 | Yung, Fion Man Fong 容敏芳 | AFQ287 | Rep | 2005-02-07 | |||
| 111 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | ATM945 | Rep | 2009-09-22 | 2017-05-11 | ||
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