MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaishi, Osamu | AHM633 | Rep | 2011-03-15 | 2012-02-03 | ||
| 2 | Antos, James R | M | AIR845 | Rep | 2009-10-12 | 2015-12-14 | |
| 3 | Arculli, Kim Melanie | F | AAA119 | Rep | 2010-11-16 | 2011-07-25 | |
| 4 | Armenio, John Paul | M | ATC548 | RO | 2009-07-10 | 2011-12-05 | |
| 5 | Au, Wai Ting (SFC:AWU293) 區慧婷 | AWU293 | Rep | 2011-02-17 | 2012-02-24 | ||
| 6 | Awanohara, Naoko 栗野原名緒子 | AWE541 | Rep | 2011-06-08 | 2014-10-28 | ||
| 7 | Calderwood, Christopher John Robertson | M | AVL142 | Rep | 2010-07-13 | 2010-11-24 | |
| RO | 2010-11-24 | 2012-06-22 | |||||
| 8 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2011-07-25 | 2016-10-28 | |
| 9 | Chan, Diana Choi Ming 陳彩明 | F | ADZ739 | Rep | 2003-05-07 | 2003-10-14 | |
| 10 | Chan, Elgin Hiang Wei 曾憲偉 | AOV932 | Rep | 2010-07-28 | 2018-12-05 | ||
| 11 | Chan, Ivy King Yan 陳徑欣 | AIJ814 | Rep | 2004-02-27 | |||
| 12 | Chan, Keith Kam 陳錦富 | M | AXG331 | Rep | 2011-12-22 | 2015-01-30 | |
| 13 | Chan, Shui King 陳瑞經 | AVT441 | Rep | 2010-08-27 | 2014-06-13 | ||
| 14 | Chan, Stephen Shek Kei 陳碩基 | M | AJE088 | Rep | 2006-09-15 | 2015-04-28 | |
| 15 | Chang, Ioi Tim 曾銳添 | ADZ296 | Rep | 2011-01-10 | 2012-09-12 | ||
| 16 | Chang, Yu-Ling 張育菱 | AYG335 | Rep | 2011-10-19 | 2014-09-12 | ||
| 17 | Chen, Alan Bing | M | AEH768 | RO | 2010-06-14 | 2014-03-10 | |
| 18 | Chen, Fan (SFC:AHR857) 陳凡 | AHR857 | Rep | 2006-10-10 | 2013-01-15 | ||
| 19 | Chen, Xiuhua (SFC:APL006) 陳綉華 | APL006 | Rep | 2007-08-17 | 2010-03-06 | ||
| 20 | Cheng, Dickson 鄭迪舜 | 42 | M | AGP527 | Rep | 2011-04-13 | 2016-08-12 |
| 21 | Cheung, Andrew Wai Kit 張偉傑 | M | AFR469 | Rep | 2009-12-24 | 2013-11-09 | |
| 22 | Cheung, Cherry Chi Wing 張芷穎 | F | AWO028 | Rep | 2010-12-24 | 2015-11-30 | |
| 23 | Chin, Yeen Cheok | ACN976 | Rep | 2004-02-06 | |||
| 24 | Chishima, Toru | AEY383 | RO | 2011-01-11 | 2011-05-30 | ||
| 25 | Chiu, Winston Cham 周仁昆 | M | AEO275 | Rep | 2006-05-10 | 2006-07-19 | |
| 26 | Cho, Ichio 張一歐 | AWE957 | Rep | 2010-11-05 | 2017-04-07 | ||
| 27 | Fang, Hei 方曦 | ACL807 | Rep | 2004-02-24 | |||
| 28 | Fang, Hong (SFC:ALY689) 方紅 | ALY689 | Rep | 2011-04-18 | 2012-01-13 | ||
| 29 | Feng, Zhongyang 馮鍾揚 | AMD115 | Rep | 2007-03-12 | 2009-02-27 | ||
| 30 | Fogarty, John Gerard (SFC:AEN447) | M | AEN447 | Rep | 2011-03-23 | 2012-01-11 | |
| 31 | Fok, Jennet Mei Shan 霍美珊 | AOD478 | Rep | 2011-03-15 | 2012-05-11 | ||
| 32 | Fukushi, Yutaka | AWN205 | Rep | 2010-12-23 | 2011-05-13 | ||
| 33 | Galvin, Donal Joseph | M | AOK745 | Rep | 2010-01-08 | 2010-07-13 | |
| RO | 2010-07-13 | 2013-08-13 | |||||
| 34 | Hakamata, Tadashi 袴田正 | ARE200 | Rep | 2011-03-15 | 2012-10-11 | ||
| 35 | Hara, Masahiro | AQW520 | Rep | 2008-04-21 | 2010-04-10 | ||
| 36 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2011-03-16 | 2012-07-19 | |
| 37 | Hasegawa, Toshio | APO905 | Rep | 2007-09-05 | 2011-11-30 | ||
| 38 | Hashimoto, Shinichi 橋本真一 | ACW143 | RO | 2007-08-01 | |||
| 39 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2010-08-03 | 2010-10-14 | ||
| 40 | Hosoya, Takao 細谷隆夫 | AHX342 | Rep | 2003-07-03 | |||
| RO | 2003-07-03 | 2009-04-02 | |||||
| 41 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2011-08-11 | 2015-06-11 | ||
| 42 | Ike, Daiki | AKP185 | Rep | 2004-07-05 | 2005-08-31 | ||
| 43 | Ise, Daigo 伊瀨大悟 | APK620 | Rep | 2007-08-15 | 2009-07-31 | ||
| 44 | Jackson, Joseph Lawrence | M | ADB876 | Rep | 2003-06-18 | ||
| 45 | Jin, Maomao 金毛毛 | AXH078 | Rep | 2011-05-17 | 2011-12-01 | ||
| 46 | Jin, Zengxiang 金增祥 | ARO631 | Rep | 2011-07-13 | 2016-11-02 | ||
| 47 | Kamoi, Satoshi | M | AVA226 | Rep | 2010-04-15 | 2012-12-07 | |
| 48 | Kaneshige, Hirou 金重博宇 | ARD681 | Rep | 2011-12-16 | 2025-09-19 | ||
| 49 | Kanetomo, Mei 金友盟 | ALZ432 | Rep | 2009-09-24 | 2013-03-30 | ||
| 50 | Kao, Ying Tung 郭楹楝 | ABF327 | Rep | 2014-06-16 | |||
| 51 | Kawai, Kunihiko | AMY454 | RO | 2009-07-08 | 2009-12-01 | ||
| 52 | Kawakita, Tadakatsu 川北忠勝 | ANH120 | Rep | 2009-09-23 | 2011-05-06 | ||
| 53 | Kawashima, Hideyuki | AXF554 | RO | 2011-08-10 | 2014-04-23 | ||
| 54 | Kawauchi, Eijiro | AST137 | Rep | 2009-04-09 | 2010-11-10 | ||
| RO | 2010-11-10 | 2015-04-28 | |||||
| 55 | Kayama, Hitoshi 香山仁 | AHQ974 | Rep | 2008-09-16 | 2009-01-05 | ||
| RO | 2009-01-05 | 2015-03-23 | |||||
| 56 | Keoy, Soo Lik | M | ACX414 | Rep | 2006-07-31 | 2010-02-03 | |
| 57 | Kim, Ivy Kang | F | AUQ300 | Rep | 2011-05-03 | 2014-05-15 | |
| 58 | Kim, Jong Kuk 金鍾局 | AFC107 | Rep | 2010-10-15 | 2011-01-15 | ||
| Rep | 2011-01-17 | 2017-07-24 | |||||
| 59 | Kim, Ki Soo | AFJ899 | Rep | 2010-11-23 | 2015-09-11 | ||
| 60 | Kim, Simon Dae-Oun | M | AUV167 | Rep | 2010-03-02 | 2010-05-02 | |
| Rep | 2010-05-04 | 2011-08-25 | |||||
| 61 | Kimura, Yoshiyuki | AFE839 | Rep | 2010-07-03 | |||
| 62 | Kiuchi, Yasuhiro 木內康裕 | APB389 | RO | 2009-04-29 | 2011-02-25 | ||
| 63 | Kiuchi, Yuko | AEX949 | Rep | 2006-11-02 | |||
| 64 | Kovacs, Joseph James 喬科維 | M | AWI763 | Rep | 2010-11-23 | 2012-02-27 | |
| 65 | Kurasako, Hideaki 倉迫英嘉 | APN840 | Rep | 2007-08-29 | 2010-08-10 | ||
| RO | 2010-08-10 | 2011-11-30 | |||||
| 66 | Kwok, Chi Wai (SFC:ANA838) 郭志偉 | ANA838 | Rep | 2011-03-29 | 2013-06-21 | ||
| 67 | Lai, Christine Nga Sze 黎雅詩 | F | AKJ086 | Rep | 2006-09-18 | 2007-06-30 | |
| 68 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2009-12-04 | 2011-02-28 | |
| 69 | Lam, Dennis Haw Shun 林孝信 | 65 | M | AAE615 | Rep | 2010-04-01 | |
| 70 | Lam, Fung (SFC:AEZ198) 林峰 | AEZ198 | Rep | 2005-04-28 | 2005-12-16 | ||
| 71 | Lau, Kelvin Siu Ki 劉紹基 | M | AAW465 | Rep | 2009-01-07 | 2009-03-03 | |
| RO | 2009-03-03 | 2016-05-24 | |||||
| 72 | Lau, Pak Hong (SFC:AYJ801) 劉柏康 | AYJ801 | Rep | 2011-11-07 | 2012-01-13 | ||
| 73 | Lee, Seunghwan 李承桓 | AYA209 | Rep | 2011-09-14 | 2023-06-06 | ||
| 74 | Lee, Simmy Sze Ming 李斯明 | AQD343 | Rep | 2011-04-13 | 2013-07-19 | ||
| 75 | Lee, Soo Kai 李書楷 | ANT716 | Rep | 2009-09-18 | 2010-03-22 | ||
| 76 | Lee, Victor Kam Wing 李錦榮 | M | AFD546 | Rep | 2005-04-28 | 2005-09-12 | |
| 77 | Leung, Hoi Lam (SFC:ATW750) 梁凱琳 | ATW750 | Rep | 2009-10-05 | 2013-01-25 | ||
| 78 | Leung, Ka Yin 梁家燕 | AOK958 | Rep | 2007-01-18 | 2008-03-01 | ||
| 79 | Leung, Wai Nam 梁偉南 | AGH932 | Rep | 2011-03-16 | 2016-06-22 | ||
| 80 | Li, Elsa So Nga 李素雅 | AFE039 | Rep | 2004-04-16 | 2007-06-30 | ||
| 81 | Li, Jixiang (SFC:APW452) | APW452 | Rep | 2010-05-17 | 2011-09-07 | ||
| 82 | Li, Man Wai (SFC:AFU096) 李文偉 | AFU096 | Rep | 2010-05-26 | 2010-11-16 | ||
| RO | 2010-11-16 | 2013-01-15 | |||||
| 83 | Li, Muzhi (SFC:AQU539) 李牧之 | AQU539 | Rep | 2010-06-22 | 2012-02-01 | ||
| 84 | Li, Wenjie (SFC:AUY931) | AUY931 | Rep | 2010-03-30 | 2012-01-31 | ||
| 85 | Li, Yijia 李藝佳 | ARJ840 | Rep | 2010-06-07 | 2011-05-16 | ||
| 86 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2011-12-20 | 2013-01-25 | ||
| 87 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2009-09-11 | 2011-03-01 | |
| 88 | Luk, Yin Wang 陸彥泓 | AMS602 | Rep | 2010-12-15 | 2017-12-06 | ||
| 89 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2010-07-15 | 2012-02-24 | |
| 90 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2011-06-15 | 2018-03-02 | ||
| 91 | Matsuno, Kenji 松野健司 | ADP942 | Rep | 2004-07-16 | |||
| 92 | McWilliam, Paul David (SFC:ATR977) | M | ATR977 | Rep | 2011-03-23 | 2011-11-15 | |
| RO | 2011-11-15 | 2015-10-16 | |||||
| 93 | Meng, Jincong (SFC:AUN915) 孟謹聰 | AUN915 | Rep | 2010-01-26 | 2011-11-30 | ||
| 94 | Miyazaki, Nami 宮崎奈美 | AWW845 | Rep | 2011-03-04 | 2012-09-15 | ||
| 95 | Monaco, Thomas John | M | ADN776 | Rep | 2011-07-11 | 2012-10-11 | |
| 96 | Moon, Jung Hye | AXP431 | Rep | 2011-07-11 | 2017-05-23 | ||
| 97 | Mukai, Kazuhiro | ANL823 | Rep | 2006-05-30 | 2008-04-12 | ||
| 98 | Nada, Sara Mary | F | AXT571 | Rep | 2011-08-08 | 2011-09-08 | |
| 99 | Ng, Alyssa Sui Wa 伍瑞華 | F | AEE670 | Rep | 2010-01-07 | 2013-03-08 | |
| 100 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2010-07-16 | 2013-01-25 | ||
| 101 | Niwa, Koichi | AUW702 | Rep | 2010-03-15 | 2010-03-16 | ||
| 102 | Nomoto, Masayuki | AXA146 | Rep | 2011-03-23 | 2012-08-09 | ||
| 103 | Ohara, Atsuji | ATC549 | RO | 2009-07-10 | 2010-10-30 | ||
| 104 | Okuno, Katsuo 奧野克男 | AJC136 | RO | 2005-03-30 | 2009-05-07 | ||
| 105 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2011-03-15 | 2020-11-26 | ||
| 106 | Otsuka, Jun | AFH081 | RO | 2003-07-18 | |||
| 107 | Park, Charles Chansik | M | AME470 | Rep | 2010-08-16 | 2014-05-14 | |
| 108 | Pereira, Kevin Edmond | M | AML699 | Rep | 2010-09-27 | 2014-07-09 | |
| 109 | Ro, Shih-Hao Howard 羅時豪 | AXH743 | Rep | 2011-05-20 | 2013-01-07 | ||
| 110 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2009-12-14 | 2012-02-27 | |
| 111 | Ruddick, Matthew | M | AKI367 | Rep | 2008-06-23 | 2011-09-28 | |
| 112 | Saito, Takehiko | AHJ470 | Rep | 2003-09-26 | |||
| 113 | Sakai, Risaku 酒井理作 | AAF614 | Rep | 2008-11-05 | 2010-06-01 | ||
| RO | 2010-06-01 | 2011-04-06 | |||||
| 114 | Sakamoto, Tomiyuki | AWO027 | Rep | 2010-12-24 | 2011-05-19 | ||
| 115 | Sato, Teruyuki | ARW179 | Rep | 2008-11-20 | 2014-01-30 | ||
| 116 | Sclater, Alastair James | M | AKY177 | Rep | 2011-02-10 | 2011-03-30 | |
| 117 | See, Eric Wee Phing 施威斌 | M | AQU543 | Rep | 2011-06-08 | 2014-08-11 | |
| 118 | Shan, Ming 單明 | AOM602 | Rep | 2007-01-31 | 2008-07-23 | ||
| 119 | Shen, Jian Guang 沈建光 | APV792 | Rep | 2010-05-11 | 2012-09-18 | ||
| 120 | Shi, Jiali (SFC:ANQ016) 施佳麗 | ANQ016 | Rep | 2009-02-20 | 2011-02-25 | ||
| 121 | Shimada, Shunsuke | AUH908 | Rep | 2009-12-08 | 2014-03-31 | ||
| 122 | Shimomura, Hiroyo | AEK091 | Rep | 2006-04-25 | 2012-09-12 | ||
| 123 | Shiraishi, Yoshihisa 白石殊久 | ATN188 | Rep | 2009-08-06 | 2013-03-31 | ||
| 124 | Shuto, Takashi | AUT376 | Rep | 2010-02-23 | 2015-04-10 | ||
| 125 | Skeet, Kevin Ewart | M | AXH409 | Rep | 2011-06-08 | 2021-04-21 | |
| 126 | So, Julian Han Meng 蘇漢明 | 39 | M | APR795 | Rep | 2009-10-13 | 2010-12-17 |
| 127 | Suehiro, Taiji | AEU775 | Rep | 2011-05-16 | 2011-09-12 | ||
| RO | 2011-09-12 | 2013-03-28 | |||||
| 128 | Sugibuchi, Hitoshi | AFV308 | Rep | 2014-10-10 | |||
| 129 | Szeto, Yuen Yee 司徒婉儀 | ANJ402 | Rep | 2011-03-16 | |||
| 130 | Tamaki, So 玉木壯 | ARN489 | Rep | 2011-03-15 | 2013-03-28 | ||
| 131 | Tan, Jennette May 譚茹櫻 | F | AWX573 | Rep | 2011-03-08 | 2011-12-12 | |
| 132 | Tanaka, Eiji 田中榮治 | AQY208 | Rep | 2010-08-18 | 2014-09-07 | ||
| 133 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2010-02-01 | 2017-10-17 | |
| 134 | Terai, Fumi | AQS809 | Rep | 2011-03-15 | 2013-11-29 | ||
| 135 | Toba, Toshihiko 鳥羽俊彥 | AXK330 | Rep | 2011-06-09 | 2011-07-09 | ||
| Rep | 2011-07-11 | 2013-10-22 | |||||
| 136 | Tsang, Chi Kit 曾志傑 | 30 | M | ANU401 | Rep | 2006-08-16 | 2006-10-10 |
| Rep | 2006-10-13 | 2015-01-30 | |||||
| 137 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2010-05-18 | 2010-07-31 | ||
| 138 | Tse, Sze Ming 謝思明 | ALR679 | Rep | 2009-01-13 | 2014-10-29 | ||
| 139 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2010-07-15 | 2012-02-27 | ||
| 140 | Tsunakawa, Toshihiko 綱川敏彥 | AEC379 | Rep | 2007-01-15 | 2007-03-23 | ||
| RO | 2007-03-23 | 2010-03-06 | |||||
| 141 | Wang, Barbara Shiuan 王瑄 | F | ACQ543 | Rep | 2004-05-14 | 2004-07-06 | |
| 142 | Wang, Lan Ling | ADG966 | Rep | 2008-09-01 | 2009-02-11 | ||
| 143 | Weng, Li-Tien 翁立典 | AJJ273 | Rep | 2011-01-10 | 2012-02-02 | ||
| 144 | Wong, Angeline Chooi Peng 黃翠萍 | F | AFJ932 | Rep | 2011-03-14 | 2011-03-30 | |
| 145 | Wong, Benny Wing Pan 黃穎斌 | M | AQO246 | Rep | 2008-02-28 | 2020-07-30 | |
| 146 | Wong, Ho Lam (SFC:ALI771) 黃浩霖 | ALI771 | Rep | 2011-02-17 | 2011-03-30 | ||
| 147 | Wong, Kwok Keung (SFC:ACC472) 汪國強 | ACC472 | Rep | 2011-08-29 | 2014-06-06 | ||
| 148 | Woo, Patrick Chi Wang 胡志宏 | M | AEL364 | Rep | 2011-03-15 | 2011-06-07 | |
| 149 | Wu, Jiale 吳佳樂 | AXS669 | Rep | 2011-08-01 | 2012-02-24 | ||
| 150 | Wu, Yin Lun | ABG704 | Rep | 2010-05-27 | 2012-01-12 | ||
| 151 | Yamashima, Kenichi 山島健一 | APV139 | Rep | 2007-10-15 | 2010-11-30 | ||
| 152 | Yamauchi, Ayumu 山內步 | AXL777 | Rep | 2011-06-20 | 2013-04-02 | ||
| 153 | Yang, Yi Chu 楊憶祖 | AEL914 | Rep | 2007-06-30 | |||
| 154 | Yau, Hiu Na 邱曉娜 | APY321 | Rep | 2011-03-15 | 2014-06-13 | ||
| 155 | Yeo, Jeremy Wei-Min 楊偉民 | M | AXS670 | Rep | 2011-08-01 | 2018-08-20 | |
| 156 | Yim, Christopher Seeching 嚴司政 | M | AWP270 | Rep | 2011-01-05 | 2015-08-23 | |
| 157 | Yoshida, Kengo 吉田劍悟 | AVP035 | Rep | 2010-08-02 | 2018-10-31 | ||
| 158 | You, Jingfeng 尤勁峰 | ADK262 | Rep | 2010-12-22 | 2011-04-29 | ||
| RO | 2011-04-29 | 2011-05-31 | |||||
| 159 | Zhan, Tao (SFC:AQZ719) 詹濤 | AQZ719 | Rep | 2011-07-27 | 2012-04-11 | ||
| 160 | Zhang, Hao (SFC:AVM134) 張昊 | AVM134 | Rep | 2011-04-29 | 2011-06-20 | ||
| 161 | Zhang, Jielong 張杰龍 | 29 | M | ASH720 | Rep | 2009-01-15 | 2011-07-19 |
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