Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abbiss, Justin John | M | ACR459 | Rep | 2005-03-23 | ||
| 2 | Agostini, John Edward Cobcroft | M | AGN388 | Rep | 2005-03-23 | ||
| 3 | Attavar, Abhijit Raghuvir | AFO889 | Rep | 2006-10-10 | 2007-03-08 | ||
| RO | 2007-03-08 | 2007-10-22 | |||||
| 4 | Baptista, Michael Peter (SFC:AHE139) | M | AHE139 | RO | 2009-08-20 | ||
| 5 | Barrett, James Richard | M | ARH869 | Rep | 2010-05-13 | 2012-06-30 | |
| 6 | Bhandari, Subodh | BDJ767 | Rep | 2014-05-12 | 2015-07-14 | ||
| 7 | Bhaskaran, Jayakesh Pillai Saradamony | AXB635 | Rep | 2014-05-02 | 2016-10-31 | ||
| 8 | Blight, Warren Nicholas | M | ACL103 | Rep | 2005-04-18 | ||
| 9 | Boyton, Jamie Phillip | M | AFC755 | Rep | 2004-08-19 | ||
| 10 | Caughey, Nicholas Egerton | M | AGN387 | Rep | 2005-03-23 | ||
| 11 | Chan, Felix Sheung Tat 陳上達 | M | AGK666 | Rep | 2005-05-18 | ||
| 12 | Chan, Ka Yan (SFC:AOY170) 陳嘉欣 | AOY170 | Rep | 2007-05-22 | 2008-10-11 | ||
| 13 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2006-10-18 | 2012-06-30 | |
| 14 | Chan, Lydia Suk Kuan 陳淑鈞 | F | AOJ905 | Rep | 2007-01-25 | 2007-02-01 | |
| 15 | Chan, Matthew Weng Chih | M | AJG926 | Rep | 2003-11-25 | 2006-01-20 | |
| 16 | Chan, Ming Hang (SFC:APK743) 陳銘恆 | APK743 | Rep | 2007-08-15 | 2008-04-07 | ||
| 17 | Chan, Pui Ting 陳佩婷 | AFH197 | Rep | 2003-07-08 | |||
| 18 | Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 | F | ADU457 | Rep | 2004-07-17 | ||
| 19 | Chang, Chih-Hung 張致竑 | AVE037 | Rep | 2010-05-13 | 2013-03-29 | ||
| 20 | Chang, Michael Poyung 張保勇 | M | ANA974 | Rep | 2006-02-22 | 2006-09-17 | |
| 21 | Chen, Fei (SFC:ACA503) 陳緋 | ACA503 | Rep | 2003-06-03 | |||
| 22 | Chen, Yi (SFC:ANM687) 陳藝 | ANM687 | Rep | 2006-06-15 | 2008-04-03 | ||
| 23 | Chen, Yiwen (SFC:AVF113) 陳軼雯 | AVF113 | Rep | 2010-05-31 | 2012-06-01 | ||
| 24 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | ABM629 | Rep | 2005-03-23 | |||
| 25 | Cheung, Desmond Clinton 張漢樑 | M | AGN567 | Rep | 2010-05-26 | 2012-06-30 | |
| 26 | Cheung, Grayson Gin Ho 張展灝 | AMN591 | Rep | 2005-09-28 | 2006-02-10 | ||
| 27 | Chiu, Wing Fai 趙永輝 | ADS695 | Rep | 2006-08-31 | 2008-04-07 | ||
| 28 | Cho, Larry Yui Kwan 曹銳焜 | M | ALQ596 | Rep | 2011-07-28 | 2012-06-01 | |
| 29 | Chong, Thomas Yiu Hung 莊耀鴻 | M | AOR789 | Rep | 2011-06-28 | 2012-04-11 | |
| 30 | Chow, Yvonne Yin Wai 鄒延蔚 | F | ALQ872 | Rep | 2005-02-01 | 2006-08-15 | |
| 31 | Chu, Alexander Ren Yee 朱仁毅 | M | AJG057 | RO | 2012-06-19 | 2016-12-06 | |
| 32 | Chwei, Mein Sze 徐敏思 | AJK607 | Rep | 2010-05-17 | 2011-07-15 | ||
| 33 | Cosgrove, Jenny Louise | F | AGN976 | Rep | 2011-07-11 | 2012-04-12 | |
| 34 | Cross, David Frederick | M | AAB227 | RO | 2004-09-28 | ||
| 35 | Dai, Qijia 戴麒佳 | 32 | F | AQA190 | Rep | 2010-10-13 | 2012-05-05 |
| 36 | Dargent, Franck Jacques Pierre | M | BFD862 | RO | 2016-11-24 | 2017-11-16 | |
| 37 | Doshi, Nishi Jyotindra | AON592 | Rep | 2010-05-26 | 2011-06-28 | ||
| 38 | Dunbar, David Greig | M | ADW293 | Rep | 2004-01-01 | ||
| 39 | Eng, Shu Ling Amanda | F | AVW617 | Rep | 2010-09-16 | 2011-08-29 | |
| 40 | Fan, Cheuk Wan 范卓雲 | ACR502 | Rep | 2006-08-26 | |||
| 41 | Fung, Adrian Choi Ming 馮載明 | M | ACO054 | Rep | 2003-12-11 | ||
| 42 | Fung, Vicky Wai Kei 馮瑋琪 | F | AGL486 | Rep | 2012-05-05 | ||
| 43 | Gao, Jiangfeng 高劍鋒 | AQS811 | Rep | 2010-07-12 | 2011-08-25 | ||
| 44 | Ge, Jia 葛佳 | AOG388 | Rep | 2006-12-05 | 2010-07-24 | ||
| 45 | Gibson, Scott Caseley | M | AGU943 | Rep | 2004-05-01 | ||
| Rep | 2006-07-24 | 2006-08-25 | |||||
| RO | 2006-08-25 | 2007-04-01 | |||||
| 46 | Godfray, John Verden | M | ABW773 | RO | 2005-12-15 | ||
| 47 | Gong, Tiancheng 龔天成 | AYO608 | Rep | 2011-12-06 | 2012-06-30 | ||
| 48 | Gordon, Daniel (SFC:AHE138) | M | AHE138 | Rep | 2003-09-01 | ||
| 49 | Hilton, Peter Roland | M | AEM557 | RO | 2008-10-09 | 2012-06-30 | |
| 50 | Hinterkoerner, Roland | M | BBE977 | RO | 2014-07-23 | 2015-10-12 | |
| 51 | Ho, Gerwin Cheuk Wing 何卓榮 | M | AFP611 | Rep | 2004-04-17 | ||
| 52 | Ho, Simon Tak Leung 何德亮 | M | AEE170 | Rep | 2004-06-07 | 2007-04-18 | |
| RO | 2007-04-18 | 2008-07-16 | |||||
| 53 | Ho, Sin Yi 何善儀 | ADA785 | Rep | 2004-05-31 | |||
| 54 | Huang, Hiu Tan 黃曉丹 | AOQ960 | Rep | 2010-03-09 | 2012-04-03 | ||
| 55 | Huang, Ying (SFC:AVC344) 黃英 | AVC344 | Rep | 2010-05-04 | 2012-03-09 | ||
| 56 | Huang, Yung-Chao 黃勇超 | AHK485 | Rep | 2003-05-20 | |||
| 57 | Huang, Zhiyun (SFC:APJ943) 黃志芸 | APJ943 | Rep | 2008-10-13 | 2012-06-30 | ||
| 58 | Hung, Franky Chun Chung 洪振中 | AVQ217 | Rep | 2010-08-06 | 2012-05-05 | ||
| 59 | Hwang, Min Seong | AJD705 | Rep | 2003-09-19 | 2004-08-10 | ||
| 60 | Ip, Kalina Lai Fan 葉麗芬 | AAW090 | Rep | 2003-11-06 | |||
| 61 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | ABK611 | Rep | 2004-05-19 | 2004-08-19 | ||
| 62 | Jang, Minhyeok 張玟赫 | BIQ771 | Rep | 2016-11-28 | 2017-05-12 | ||
| 63 | Johnson, David Leslie (SFC:AFT796) | M | AFT796 | Rep | 2009-11-02 | 2011-04-22 | |
| 64 | Johnson, Richard William Cramer | M | ACC652 | Rep | 2003-06-25 | ||
| 65 | Kang, Gyong Hee | F | AIK892 | Rep | 2005-03-23 | ||
| 66 | Kang, In Hwan | BDN285 | Rep | 2014-06-05 | 2015-07-14 | ||
| 67 | Kim, Sang Hyun (SFC:ANA990) | ANA990 | Rep | 2006-02-17 | 2007-04-24 | ||
| 68 | King, Augusto Yuk Shun 金毓珣 | AFH014 | Rep | 2012-05-22 | 2012-06-18 | ||
| RO | 2012-06-18 | 2013-03-09 | |||||
| 69 | Kuruvilla, Anup Thomas | M | BBP182 | RO | 2013-08-16 | 2014-07-17 | |
| 70 | Kwan, David Yat Tung 關日東 | M | AGT675 | Rep | 2003-12-10 | ||
| 71 | Kwan, Man Ki 關敏琪 | AFT708 | Rep | 2005-03-23 | |||
| 72 | Kwang, Mang Tak 鄺孟德 | ACN932 | Rep | 2006-03-14 | |||
| 73 | Lafon, Pierre Jean Philippe Noel | M | BHE064 | RO | 2016-11-24 | 2019-08-31 | |
| 74 | Lam, Darwin Tat Wai 林達威 | M | AFU143 | Rep | 2009-04-29 | 2009-10-10 | |
| 75 | Lam, Wing Sze (SFC:AGG952) 藍詠詩 | AGG952 | Rep | 2006-04-28 | |||
| 76 | Lappin, Graham Michael | M | AGB470 | Rep | 2005-03-23 | ||
| 77 | Lau, Airy Tak Chuen 劉德泉 | 51 | M | AAI487 | Rep | 2005-03-23 | |
| 78 | Lau, Eddie Kwok Lap 劉國立 | M | ABH321 | Rep | 2005-10-26 | ||
| RO | 2005-10-26 | 2006-03-11 | |||||
| 79 | Lau, Hin Tat 劉顯達 | AGC134 | Rep | 2004-01-02 | 2006-03-31 | ||
| 80 | Lau, Jimmy Ka Seung 劉嘉相 | M | AAG055 | Rep | 2004-05-31 | ||
| 81 | Law, Wagner Chung Po 羅忠寶 | AGJ134 | Rep | 2005-03-23 | |||
| 82 | Lee, Alice Wai Yin 李偉賢 | F | AAH588 | Rep | 2004-05-31 | ||
| 83 | Lee, Martin Kin Mann 李健文 | M | AFE596 | Rep | 2004-05-31 | ||
| 84 | Lee, Sok Hee | AYR195 | Rep | 2011-12-14 | 2012-04-12 | ||
| 85 | Lee, Yu Chuan | AGH978 | Rep | 2004-10-06 | |||
| 86 | Leeming, Andrew Bernard | M | AIZ281 | Rep | 2003-06-30 | 2003-08-29 | |
| 87 | Leung, Spencer Yu Cheong 梁裕昌 | 40 | M | AML738 | Rep | 2006-08-30 | 2008-04-11 |
| 88 | Leventhorpe, Thomas Rooper | M | ABA264 | Rep | 2005-03-23 | ||
| 89 | Li, Jiun-Wei 李君唯 | AJE687 | Rep | 2003-10-07 | 2004-07-20 | ||
| 90 | Li, Shuk Fat 李淑法 | ACY281 | Rep | 2003-06-03 | |||
| 91 | Liang, Terran Hua-Wen 梁華文 | AIC504 | Rep | 2003-05-20 | |||
| 92 | Lim, Corrina Doris Chwee Suan | F | AFP852 | Rep | 2005-11-01 | ||
| 93 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-04-17 | ||
| 94 | Liu, Mingdi (SFC:AKU877) 劉鳴鏑 | AKU877 | Rep | 2008-05-16 | 2011-05-24 | ||
| RO | 2011-05-24 | 2012-04-12 | |||||
| 95 | Liu, Wai Ming (SFC:AUW051) 廖偉明 | AUW051 | Rep | 2010-03-12 | 2011-07-26 | ||
| 96 | Lo, Michelle Chi Lok 盧子樂 | F | ARU443 | Rep | 2011-10-12 | 2012-02-14 | |
| 97 | Lo, Thebes Lai Kwan 羅麗群 | ACT431 | Rep | 2004-08-12 | |||
| 98 | Locke, Joseph Neal Geoffrey | M | AEV226 | Rep | 2003-08-04 | ||
| 99 | Lou, Chung-te 樓中德 | ANT228 | Rep | 2006-08-03 | 2007-04-02 | ||
| 100 | Lu, Chih-Heng Jack 呂志亨 | AUX378 | Rep | 2010-03-19 | 2013-03-29 | ||
| 101 | Lui, James Ngai Him 雷毅謙 | M | ABH139 | Rep | 2004-04-28 | ||
| 102 | Luk, Kin Man John 陸建文 | BIQ747 | Rep | 2016-11-28 | |||
| 103 | Luk, Tony Wing Chung 陸永頌 | M | AYK476 | Rep | 2011-11-10 | 2012-02-29 | |
| 104 | Lung, Alice Man Han 龍敏嫻 | F | AAV895 | Rep | 2005-03-23 | ||
| 105 | Mahadevan, Suresh Ayodya | AJB405 | Rep | 2005-07-14 | 2006-09-22 | ||
| 106 | Mak, Carol Michele Kar Wai 麥嘉慧 | F | ABX294 | Rep | 2004-08-27 | ||
| RO | 2004-08-27 | 2005-02-16 | |||||
| 107 | Man, Howard (SFC:AJF011) | M | AJF011 | Rep | 2003-10-20 | 2006-05-26 | |
| 108 | Man, Kam Chiu 文錦超 | AAX339 | Rep | 2004-05-31 | |||
| 109 | Marconato, Diego L. | M | AHD221 | Rep | 2004-06-19 | ||
| 110 | McKinlay, John Heriot | M | AKW728 | Rep | 2004-06-29 | 2004-09-09 | |
| RO | 2004-09-09 | 2005-08-12 | |||||
| 111 | Mok, Yan Ting 莫恩庭 | AEF923 | Rep | 2011-08-01 | 2012-04-10 | ||
| 112 | Nallamala, Mayur Raoul | M | AGL487 | Rep | 2005-05-19 | ||
| 113 | Ng, David Ka Chun 吳嘉俊 | M | AKL702 | Rep | 2008-11-20 | 2011-07-26 | |
| 114 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2005-03-23 | ||
| 115 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | AFM257 | Rep | 2009-02-27 | 2010-08-23 | ||
| 116 | Orchard, Andrew John (SFC:AVG755) | M | AVG755 | Rep | 2010-06-04 | 2012-06-30 | |
| 117 | Pang, Howard Gar Wai 彭家威 | M | AMT925 | Rep | 2006-01-13 | 2006-05-13 | |
| 118 | Parry, Giles Hubert (SFC:AHN533) | M | AHN533 | Rep | 2005-03-23 | ||
| 119 | Peard, Andrew Davis Lozada | M | AHA360 | Rep | 2003-05-29 | ||
| 120 | Petch, Jolyon Robert | M | AAA878 | Rep | 2003-06-20 | ||
| 121 | Poon, Ben Shu Fai 潘樹輝 | M | AAE969 | Rep | 2004-06-01 | ||
| 122 | Poon, Chun Pong (SFC:AAD084) 潘振邦 | AAD084 | Rep | 2005-03-23 | |||
| 123 | Poon, Kai Chung 潘繼宗 | ADV914 | Rep | 2003-05-20 | |||
| 124 | Rhee, Hae Young 李海姈 | ALB698 | Rep | 2004-08-09 | 2005-09-10 | ||
| 125 | Royds, Thomas Alexander | M | AFY848 | RO | 2004-09-24 | ||
| 126 | Rudd, Benjamin Jeremy Kenneth | 42 | M | AIC878 | Rep | 2005-08-01 | |
| 127 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2003-09-01 | ||
| 128 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | AHF265 | Rep | 2005-05-03 | 2007-08-17 | |
| RO | 2007-08-17 | 2012-06-30 | |||||
| 129 | So, Suet Fun 蘇雪芬 | AHU522 | Rep | 2006-08-05 | |||
| 130 | Stevenson, Andrew Mark Bryce | 53 | M | AGA310 | Rep | 2004-05-22 | |
| 131 | Sui, Nan Xu 眭楠 | BIQ781 | Rep | 2016-11-28 | 2022-01-31 | ||
| 132 | Sutch, Jeremy Rupert Peter | M | ADB510 | Rep | 2004-03-27 | ||
| 133 | Tai, Katherine Tsz Lan 戴梓蘭 | F | AOP179 | Rep | 2010-05-17 | 2012-06-30 | |
| 134 | Tan, Alvin Sabino Sy | M | AHC682 | Rep | 2004-12-17 | ||
| 135 | Tan, Andrew Too Boon | M | AIU534 | Rep | 2003-05-06 | 2006-07-03 | |
| 136 | Tan, Wee Kiat (SFC:AJC408) | AJC408 | Rep | 2003-08-04 | 2007-03-27 | ||
| 137 | Tang, Li-Yu 湯立宇 | AWE763 | Rep | 2010-11-03 | 2012-04-13 | ||
| 138 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2005-08-15 | 2007-04-01 | |
| 139 | Tang, Tsz Kit 鄧子傑 | ACR548 | Rep | 2013-06-18 | |||
| 140 | Tham, Mun Hon 譚文漢 | AGY660 | Rep | 2005-08-30 | 2008-07-26 | ||
| 141 | Thony, Suwandy | AFA326 | Rep | 2007-01-25 | |||
| 142 | Toder, Jeffrey | M | ABP247 | Rep | 2004-08-18 | 2006-07-01 | |
| 143 | Tong, Chan Kit 唐振杰 | AWT950 | RO | 2013-08-15 | 2016-12-06 | ||
| 144 | Tseng, Hsu-Liang 曾緒良 | AVA234 | Rep | 2010-04-15 | 2011-01-25 | ||
| 145 | Tso, Yam Fan 曹音凡 | AWZ404 | Rep | 2011-03-21 | 2012-06-30 | ||
| 146 | Tsoi, Man (SFC:AIU275) 蔡雯 | AIU275 | Rep | 2006-08-17 | 2008-04-07 | ||
| 147 | Tulk, Philip W | M | ADZ105 | Rep | 2010-03-08 | 2011-06-10 | |
| RO | 2011-06-10 | 2012-04-13 | |||||
| 148 | Wang, Feili 王斐麗 | AIR147 | Rep | 2010-08-21 | |||
| 149 | Wang, Yanan (SFC:AVE602) 王亞南 | AVE602 | Rep | 2010-05-26 | 2012-05-05 | ||
| 150 | Wong, Chun Wah (SFC:AAA213) 王俊華 | AAA213 | Rep | 2004-05-31 | |||
| 151 | Wong, Eddie Yiu 黃耀 | M | ABZ481 | Rep | 2005-08-29 | ||
| RO | 2005-08-29 | 2007-02-01 | |||||
| 152 | Wong, Mei Tseun 王美純 | ABM893 | Rep | 2004-06-01 | |||
| 153 | Wong, Sharnie Wing San 黃穎珊 | APA130 | Rep | 2007-05-30 | 2010-10-14 | ||
| 154 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2003-05-20 | |||
| 155 | Woodrow, John Thomas | M | AGB942 | Rep | 2004-03-15 | ||
| 156 | Xu, Min (SFC:AYH495) 徐敏 | AYH495 | Rep | 2011-10-18 | 2012-06-30 | ||
| 157 | Yang, Lei (SFC:AMK234) 楊蕾 | AMK234 | Rep | 2005-08-31 | 2012-06-30 | ||
| 158 | Yau, Gary Tsz Kit | M | BIQ776 | Rep | 2016-11-28 | 2018-10-27 | |
| 159 | Yee, Ho Ming (SFC:AGH180) 余浩銘 | AGH180 | Rep | 2007-03-21 | |||
| 160 | Yetman, Mark Stephen | M | ACT009 | Rep | 2003-05-20 | ||
| 161 | Yim, David Sau King 嚴守敬 | BDJ959 | RO | 2014-07-02 | 2015-08-13 | ||
| 162 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2003-05-31 | |||
| 163 | Yu, Hiu To 余曉濤 | AGM902 | Rep | 2003-12-05 | 2004-09-14 | ||
| 164 | Zhang, Qin (SFC:AUV596) 張琴 | AUV596 | Rep | 2010-03-08 | 2011-04-21 | ||
| 165 | Zhu, Helen Yue 朱悅 | F | AFK424 | Rep | 2006-03-14 | ||
| 166 | Zhu, Yi (SFC:AWE965) 朱軼 | AWE965 | Rep | 2010-11-03 | 2012-06-16 | ||
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