Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaishi, Osamu | AHM633 | Rep | 2007-07-06 | |||
| 2 | Ang, Eric Tai Yue 洪大裕 | M | ADJ380 | Rep | 2007-08-29 | 2008-12-12 | |
| 3 | Aoyagi, Atsuyoshi | AGW121 | Rep | 2004-07-10 | |||
| 4 | Asano, Shin 淺野真 | ANS096 | Rep | 2006-08-01 | 2010-02-19 | ||
| 5 | Asazuma, Yayoi 朝妻彌生 | AGL544 | Rep | 2005-08-30 | |||
| 6 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2007-08-21 | 2008-10-15 | |
| 7 | Bogossian, Alan Harry Gregoire Abel | M | ANG562 | Rep | 2007-11-23 | 2008-12-10 | |
| 8 | Chan, Agatha Wing Yee 陳詠怡 | AHT087 | Rep | 2003-05-06 | 2004-08-16 | ||
| 9 | Chan, Chun Wing (SFC:AML975) 陳雋穎 | AML975 | Rep | 2007-04-04 | 2007-07-14 | ||
| 10 | Chan, Gary Ming Lee 陳明理 | M | AFI730 | Rep | 2004-11-29 | ||
| 11 | Chan, Julia May Yee 陳美儀 | F | AOJ142 | Rep | 2007-08-13 | 2009-03-28 | |
| 12 | Chen, Chi Wan 陳志宏 | ANJ553 | Rep | 2006-05-15 | 2006-11-16 | ||
| 13 | Cheung, San Tat 張新達 | AFD549 | Rep | 2010-02-19 | |||
| 14 | Chiong, Sai Lung 張世龍 | AHM814 | Rep | 2006-04-28 | |||
| 15 | Chiu, Siu Sang 趙小珊 | AET486 | Rep | 2006-05-25 | 2010-02-19 | ||
| 16 | Chow, Yin Fun (SFC:ACY231) 周燕芬 | ACY231 | Rep | 2004-06-25 | 2006-05-30 | ||
| 17 | Chugh, Reshma Manohar | AFU982 | Rep | 2003-05-24 | |||
| 18 | Chung, Man Sun 鍾文燊 | AAI552 | Rep | 2008-12-10 | |||
| 19 | Dobashi, Shinobu 土橋忍 | AKI539 | Rep | 2004-04-13 | 2006-09-21 | ||
| 20 | Dolan, Paul Tiernan | M | APK727 | Rep | 2007-08-13 | 2010-02-19 | |
| 21 | Floyd, Michael (SFC:APK722) | M | APK722 | Rep | 2007-08-29 | 2010-02-19 | |
| 22 | Fujita, Minoru | AQE932 | Rep | 2007-12-27 | 2010-02-19 | ||
| 23 | Gilbert, Laurent Luc | AKI922 | Rep | 2004-06-25 | 2005-06-02 | ||
| 24 | Go, Yoshinori 鄉喜順 | M | ADG400 | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | |||||
| 25 | Hao, Xin (SFC:AMH819) 郝昕 | AMH819 | Rep | 2005-08-10 | 2010-02-19 | ||
| 26 | Hara, Hitoshi | AMV311 | Rep | 2005-12-28 | 2010-02-19 | ||
| 27 | Hatanaka, Koji | AHN473 | Rep | 2005-03-03 | |||
| 28 | He, Qian (SFC:APV226) 何倩 | APV226 | Rep | 2007-10-15 | 2009-06-20 | ||
| 29 | Hillen, Florian Maarten | ANR683 | Rep | 2006-07-24 | 2008-09-03 | ||
| 30 | Hirasawa, Satoshi | 42 | M | ADV752 | Rep | 2004-06-05 | |
| 31 | Ho, Daniel King Wah 何景華 | M | AFY753 | Rep | 2004-07-06 | ||
| 32 | Ho, Harrison Lok Sang 何樂生 | M | AAF434 | Rep | 2010-02-19 | ||
| 33 | Ho, Jeffrey Chun Yu 何震宇 | M | AKO626 | Rep | 2004-05-04 | 2004-06-17 | |
| 34 | Honda, Tsukasa | AQE935 | Rep | 2007-12-27 | 2010-02-19 | ||
| 35 | Horiuchi, Go | ANQ831 | Rep | 2006-07-18 | 2008-05-01 | ||
| 36 | Ichimura, Toru 市村亨 | AIG945 | Rep | 2005-01-25 | |||
| RO | 2005-01-25 | 2006-07-24 | |||||
| 37 | Inukai, Masao 犬養昌生 | ALO559 | Rep | 2004-12-29 | 2010-02-19 | ||
| 38 | Kajitani, Yasuhide 梶谷泰秀 | APF536 | Rep | 2007-07-18 | 2009-09-01 | ||
| 39 | Kato, Katsuhito 加藤勝仁 | AMF766 | Rep | 2005-07-20 | 2010-02-19 | ||
| 40 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2004-11-15 | 2010-02-19 | ||
| 41 | Kawahara, Michiko | AGO010 | Rep | 2007-08-21 | 2010-02-19 | ||
| 42 | Kawamata, Yasubumi | ACN791 | Rep | 2007-12-10 | 2009-07-17 | ||
| 43 | Keith, John Perry | M | AFR251 | Rep | 2004-11-24 | ||
| 44 | Kiang, Agnes Sik Fei 姜錫翡 | F | ABW119 | Rep | 2004-09-21 | 2005-04-20 | |
| 45 | Kikuchi, Satoshi (SFC:AHM444) | AHM444 | Rep | 2006-07-31 | |||
| 46 | Kim, Jin Gon | API073 | Rep | 2007-08-06 | 2007-08-06 | ||
| 47 | Kim, Seung Whan | ADL515 | Rep | 2003-06-24 | |||
| 48 | Kobayashi, Hisako | AGA952 | Rep | 2010-02-19 | |||
| 49 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2004-04-14 | 2008-09-03 | |
| 50 | Lai, Joey Wing Sze 黎詠詩 | AFX335 | Rep | 2008-04-26 | |||
| 51 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2007-11-05 | 2009-04-30 | |
| 52 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-02-19 | ||
| 53 | Lam, Kwong Yu (SFC:AFD849) 林光宇 | AFD849 | Rep | 2006-08-11 | 2007-08-11 | ||
| 54 | Lau, Chi Leung (SFC:APH032) 劉志良 | APH032 | Rep | 2007-09-10 | 2009-01-31 | ||
| 55 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2006-07-08 | 2010-02-19 | |
| 56 | Lau, Yau Fong 劉幽芳 | AEY478 | Rep | 2004-01-30 | 2010-02-19 | ||
| 57 | Lee, David (SFC:ADR496) | M | ADR496 | Rep | 2004-08-01 | ||
| 58 | Lee, Kai Pong 李啟邦 | ADW528 | Rep | 2010-02-19 | |||
| 59 | Lee, Siu Keung (SFC:AFG628) 李兆強 | AFG628 | Rep | 2007-08-06 | 2007-09-11 | ||
| 60 | Leung, Shui Yee 梁瑞儀 | AFN181 | Rep | 2005-07-20 | 2008-04-24 | ||
| 61 | Li, Elsa So Nga 李素雅 | AFE039 | Rep | 2004-02-06 | |||
| 62 | Li, Ming (SFC:AMW601) 李明 | AMW601 | Rep | 2006-06-01 | 2008-08-08 | ||
| 63 | Lin, Mason | ADI140 | Rep | 2004-11-29 | |||
| 64 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-02-19 | |||
| 65 | Louie, Wai Tat 呂煒達 | AML272 | Rep | 2007-02-13 | 2008-09-03 | ||
| 66 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2009-04-30 | ||
| 67 | Lui, Kin Wai 呂健威 | ANM045 | Rep | 2006-06-01 | 2007-05-28 | ||
| 68 | Lynch, Brendan Jared | M | AQC410 | Rep | 2007-12-04 | 2008-05-14 | |
| 69 | Matsuba, Naoki | AHM443 | Rep | 2004-07-29 | |||
| 70 | Matsuno, Kenji 松野健司 | ADP942 | Rep | 2004-07-20 | 2009-06-08 | ||
| 71 | Miyachi, Tsukasa | ADT249 | Rep | 2004-12-29 | |||
| 72 | Mori, Gordon Wayne | M | ACF715 | Rep | 2003-07-26 | ||
| 73 | Nagai, Rei | ALO330 | Rep | 2004-12-23 | 2008-12-16 | ||
| 74 | Nakagawa, Masahiro (SFC:AHM813) 中川雅博 | AHM813 | Rep | 2004-05-01 | |||
| 75 | Nakata, Yuji 中田裕二 | AGW554 | Rep | 2004-07-03 | |||
| Rep | 2007-05-09 | 2007-10-15 | |||||
| RO | 2007-10-15 | 2008-04-28 | |||||
| 76 | Namba, Reiko 南波怜子 | AMH213 | Rep | 2005-08-01 | 2008-01-23 | ||
| 77 | Ng, Kenneth Tak Ming 吳德明 | M | AAF583 | Rep | 2008-12-04 | ||
| 78 | Ng, Sze Man (SFC:AMN571) 吳施敏 | AMN571 | Rep | 2007-05-15 | 2009-12-19 | ||
| 79 | Ng, Wai Man (SFC:AAU344) 吳偉文 | AAU344 | Rep | 2008-12-12 | |||
| 80 | Nishikawa, Hiroyuki 西川博之 | AED144 | Rep | 2004-12-02 | |||
| 81 | Nishioka, Katsuhiro 西岡克裕 | AIU719 | Rep | 2003-05-21 | 2006-01-14 | ||
| 82 | Nomura, Kan | AIU759 | Rep | 2003-05-13 | 2004-01-10 | ||
| Rep | 2004-03-11 | 2004-04-15 | |||||
| Rep | 2007-01-08 | 2009-07-20 | |||||
| 83 | O'Boyle, Gerald Keith | M | AEI662 | Rep | 2005-12-07 | 2007-08-04 | |
| 84 | O'Neile, James Finlay | M | ALV097 | Rep | 2005-03-21 | 2010-02-19 | |
| 85 | Ono, Naoki 大野直樹 | AKI405 | Rep | 2004-04-02 | 2006-07-24 | ||
| 86 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2004-06-03 | 2007-07-28 | ||
| 87 | Ozeki, Masanori | APH922 | Rep | 2007-07-30 | 2010-02-19 | ||
| 88 | Park, Ansik | APL004 | Rep | 2007-08-23 | 2007-08-23 | ||
| 89 | Poon, Catherine Tin Lai 潘天麗 | F | ADV934 | Rep | 2009-04-30 | ||
| 90 | Poon, Peter Chi Kin 潘子健 | M | AFP931 | Rep | 2010-02-19 | ||
| 91 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | AEE926 | Rep | 2010-02-19 | |||
| 92 | Poon, Tik Ki 潘迪琪 | APU796 | Rep | 2007-10-10 | 2009-09-12 | ||
| 93 | Riley, Shawn David | M | AMR319 | Rep | 2005-11-04 | 2007-08-30 | |
| 94 | Robson, John Mcgowan | M | AED494 | Rep | 2005-04-14 | 2006-10-28 | |
| 95 | Sano, Nobuhiro 佐野 伸広 | ADQ334 | Rep | 2007-08-24 | 2010-02-19 | ||
| 96 | Sano, Yoichiro | M | AHD385 | Rep | 2010-02-19 | ||
| 97 | Sawada, Hana | AGK925 | Rep | 2008-12-10 | |||
| 98 | Sekine, Hironori | AOV158 | Rep | 2007-04-20 | 2008-12-06 | ||
| 99 | Sekita, Hirosumi 関田洋純 | AMF003 | Rep | 2005-07-06 | 2008-12-13 | ||
| 100 | Shimada, Takehiro | AAK803 | Rep | 2004-11-12 | |||
| 101 | So, Raymond Bing Kei 蘇秉基 | M | ADX208 | Rep | 2003-10-18 | 2004-04-18 | |
| Rep | 2004-04-27 | 2006-05-11 | |||||
| 102 | Sun, Cheuk Wa 孫卓華 | AFM321 | Rep | 2004-05-05 | |||
| 103 | Takeuchi, Tomonori | APG738 | Rep | 2007-07-31 | 2010-02-19 | ||
| 104 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-07-26 | 2010-02-19 | ||
| 105 | Tanaka, Yasuharu 田中康春 | AHT285 | Rep | 2005-07-26 | |||
| 106 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | AAF631 | Rep | 2010-02-19 | |||
| 107 | Tani, Kenichiro 谷健一郎 | ANZ614 | Rep | 2006-09-20 | 2009-09-19 | ||
| 108 | Teng, Jen-Chiang 鄧仁強 | ACO943 | Rep | 2004-11-23 | |||
| 109 | Teraguchi, Tomoyuki | AKX077 | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | |||||
| 110 | Tong, Yuk Sun 唐玉臣 | AAB845 | Rep | 2008-12-10 | |||
| 111 | Ushiyama, Masaharu 牛山政治 | M | ABA459 | Rep | 2003-09-10 | ||
| 112 | Wada, Koji 和田弘司 | AKX078 | Rep | 2004-07-05 | 2005-07-25 | ||
| 113 | Watanabe, Kunio | ANI941 | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | |||||
| 114 | Watson, James Robert (SFC:ADB915) | M | ADB915 | Rep | 2004-11-29 | ||
| 115 | Winspear, Richard Dean | M | ANE084 | Rep | 2007-08-13 | 2010-02-19 | |
| 116 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2009-05-14 | |||
| 117 | Wong, Frederick Wai Cheung 黃偉翔 | M | AAC897 | Rep | 2007-07-07 | ||
| 118 | Wong, Ka Hing (SFC:AIH624) 黃嘉馨 | AIH624 | Rep | 2006-03-01 | 2006-09-22 | ||
| 119 | Wong, Kylie Ka Lai 黃嘉麗 | AQC859 | Rep | 2007-12-06 | 2009-11-20 | ||
| 120 | Wong, Michael Chung Lim 黃仲廉 | M | ACA379 | Rep | 2010-02-19 | ||
| 121 | Wong, Ming Lai (SFC:AMH300) 王銘麗 | AMH300 | Rep | 2007-09-03 | 2008-11-01 | ||
| 122 | Wong, Peter Tat Ming 黃達明 | M | ABP198 | Rep | 2006-12-15 | ||
| 123 | Wong, William Koon Wei 黃觀威 | M | AOR555 | Rep | 2007-03-08 | 2008-12-10 | |
| 124 | Woo, Michael Hong Da 胡宏達 | M | AAF637 | Rep | 2010-02-19 | ||
| 125 | Woo, Wai Tong 胡偉堂 | ADZ983 | Rep | 2004-04-29 | |||
| 126 | Yajima, Akihiko 矢島明彥 | ANR662 | Rep | 2006-07-26 | 2008-07-30 | ||
| 127 | Yau, Yiu Pong 邱曉邦 | AMF433 | Rep | 2005-07-13 | 2005-08-09 | ||
| 128 | Yeung, Yuk Wah 楊毓華 | AKP792 | Rep | 2004-05-22 | 2010-02-19 | ||
| 129 | Yim, Leung Yuk 嚴良玉 | AGC978 | Rep | 2004-03-23 | 2006-05-13 | ||
| 130 | Yin, Raymond Lung 殷龍 | M | AAE887 | Rep | 2006-12-01 | 2008-11-01 | |
| 131 | Yoshizawa, Noriyasu | ACG722 | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 | |||||
| 132 | Yue, Kin Wan 茹健穩 | AAE881 | Rep | 2008-09-06 | |||
| 133 | Yung, Wai Sing (SFC:ANP500) 容渭星 | ANP500 | Rep | 2006-06-27 | 2007-04-27 | ||
| 134 | Zamora, Poch Edward Imperial | M | AGM381 | Rep | 2008-09-03 | ||
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