HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Acar, Capan | AJO226 | Rep | 2007-12-05 | 2009-11-03 | ||
| 2 | Allauzen, Renaud Charles Joseph | M | ASD123 | Rep | 2008-12-05 | 2016-08-24 | |
| 3 | Au Yeung, Tat H 歐陽達顯 | AFZ713 | RO | 2004-01-15 | |||
| 4 | Barton, Richard Jeremy | M | ACF860 | Rep | 2005-12-20 | 2008-07-18 | |
| 5 | Barton, Stuart John | M | APH304 | Rep | 2007-07-19 | 2008-01-07 | |
| 6 | Birlenbach, Michael Dieter | M | APK741 | Rep | 2007-08-15 | 2011-03-25 | |
| 7 | Bormann, Frank | M | AOP021 | Rep | 2007-02-21 | 2007-06-27 | |
| RO | 2007-06-27 | 2010-10-26 | |||||
| 8 | Bucher, Michael Bernhard | M | AVB883 | Rep | 2010-04-26 | 2012-05-10 | |
| 9 | Busta, James Michael | M | AWC450 | Rep | 2010-10-15 | 2010-12-30 | |
| RO | 2010-12-30 | 2014-08-21 | |||||
| 10 | Cai, Yu (SFC:AUW213) 蔡玉 | AUW213 | Rep | 2010-03-10 | 2010-04-08 | ||
| 11 | Cazaubiel, Paul Charles Roger | M | AUK294 | Rep | 2009-12-30 | 2012-04-30 | |
| 12 | Chaboureau, Stephane Alain Dominique | M | ASW645 | Rep | 2009-04-30 | 2016-06-14 | |
| 13 | Chan, Cedric Cham Pong 陳湛邦 | M | ANF221 | Rep | 2010-06-10 | 2015-09-19 | |
| 14 | Chan, Chun Ning (SFC:AQM626) 陳振寧 | AQM626 | Rep | 2008-02-18 | 2012-05-02 | ||
| 15 | Chan, Hang Ting 陳杏婷 | ARG755 | Rep | 2008-06-30 | 2009-04-27 | ||
| 16 | Chan, Hon Wah (SFC:ABN589) 陳漢華 | ABN589 | Rep | 2008-04-18 | |||
| 17 | Chan, Kee Chee Keith 陳其志 | M | AGJ388 | Rep | 2009-09-28 | 2014-06-04 | |
| 18 | Chan, Mark Kar Yue 陳嘉裕 | M | ABB625 | Rep | 2005-10-27 | ||
| 19 | Chan, Otto Chun Shing 陳鎮成 | 48 | M | AAF999 | RO | 2006-09-07 | |
| 20 | Chan, Rene Hoi Yan 陳海茵 | ANG332 | Rep | 2006-03-29 | 2007-08-06 | ||
| 21 | Chan, Tsz Fung (SFC:AQM624) 陳梓豐 | M | AQM624 | Rep | 2008-02-18 | 2008-11-18 | |
| 22 | Chan, Victor Kam Yiu 陳敢耀 | M | AQN415 | Rep | 2008-02-20 | 2011-05-23 | |
| 23 | Chaneb, Khalid | AFM356 | Rep | 2006-07-19 | 2007-04-21 | ||
| 24 | Chang, Yung Ching 張永經 | AFF918 | RO | 2007-08-15 | 2008-09-20 | ||
| 25 | Chen, Michael Moon Fee | M | ADC178 | Rep | 2008-10-02 | 2017-04-25 | |
| 26 | Cheng, Ivan Kwok Lueng 鄭國良 | M | AGZ747 | Rep | 2005-12-20 | 2009-06-03 | |
| 27 | Cheung, Herbert Hoi Yip 張凱業 | M | AUT506 | Rep | 2010-02-24 | 2012-10-13 | |
| 28 | Cheung, Hoi Yee Sue Ann 張凱怡 | AWH828 | Rep | 2010-11-15 | 2012-06-05 | ||
| 29 | Cheung, Lap Pong 張立邦 | ARU855 | Rep | 2008-11-03 | 2018-08-07 | ||
| 30 | Cheung, Wai Leung (SFC:AUW129) 張維亮 | AUW129 | Rep | 2010-03-09 | 2011-10-03 | ||
| 31 | Choi, Stephen Joon | M | AJH431 | Rep | 2007-07-27 | 2008-11-18 | |
| 32 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2010-04-12 | 2012-03-28 | ||
| 33 | Chung, Alden Kam Wah 鍾金華 | M | ABH271 | Rep | 2004-01-28 | ||
| 34 | Chung, Tony Ming Lok 鍾明烙 | M | AAF326 | RO | 2003-09-03 | ||
| Rep | 2003-09-03 | 2004-04-30 | |||||
| 35 | Clarke, Andrew Kenneth (SFC:ADT180) | M | ADT180 | Rep | 2010-06-30 | 2012-06-05 | |
| 36 | Crispin, James Anthony | M | ANU647 | Rep | 2006-08-18 | 2009-02-16 | |
| RO | 2009-02-16 | 2010-04-29 | |||||
| 37 | Degney, Lauren Kimberly | F | AQS567 | Rep | 2010-06-08 | 2012-03-27 | |
| 38 | Delloye, Renaud Nicolas Yves | M | ATW568 | Rep | 2009-09-30 | 2010-04-19 | |
| RO | 2010-04-19 | 2017-08-15 | |||||
| 39 | Dunham, Christopher Mark | M | ANU648 | Rep | 2006-08-18 | 2007-05-08 | |
| RO | 2007-05-08 | 2009-02-18 | |||||
| 40 | Ellison, Alexander Hugh | M | AEH938 | RO | 2007-12-20 | 2009-06-12 | |
| 41 | Emerson, Kathleen Ann | F | AEH820 | Rep | 2009-09-21 | 2013-05-31 | |
| 42 | Ezziane, Nadjib | AWJ626 | Rep | 2010-11-25 | 2014-02-21 | ||
| 43 | Finkbeiner, Kurt Ernst (SFC:AMW602) | M | AMW602 | RO | 2007-09-05 | 2007-09-08 | |
| 44 | Foley, Cathal Brendan | M | APB451 | Rep | 2007-06-08 | 2010-03-16 | |
| 45 | Fong, Yuk Yin 方玉燕 | ASW654 | Rep | 2009-04-30 | 2011-02-07 | ||
| 46 | Fu, Ka Chun (SFC:AWJ844) 符嘉駿 | AWJ844 | Rep | 2010-11-25 | 2015-07-27 | ||
| 47 | Fung, Frederick Ling Kong 馮寧江 | M | ARW743 | Rep | 2010-09-27 | 2013-10-01 | |
| 48 | Gallagher, Richard William Leslie | M | AOH529 | Rep | 2010-12-15 | 2021-04-14 | |
| 49 | Gautier De Charnace, Arthur Bernard Jean Marie | M | AUJ425 | Rep | 2009-12-21 | 2012-09-28 | |
| 50 | Guglietta, Joel Stephan | AHD235 | Rep | 2007-07-19 | 2008-07-24 | ||
| 51 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2009-10-29 | 2010-03-19 | |
| 52 | Hancock, Jonathan Stiles | M | ACJ318 | RO | 2009-01-31 | ||
| 53 | Heng, Franklin Ching Kuen 幸正權 | 45 | M | ACY056 | RO | 2006-04-14 | |
| 54 | Ho, Chia-Long 何佳龍 | ARA661 | Rep | 2008-05-16 | 2015-01-06 | ||
| 55 | Ho, Hoi Tung 何凱棟 | 33 | M | AHE146 | Rep | 2007-11-28 | 2010-08-26 |
| RO | 2010-08-26 | 2015-06-06 | |||||
| 56 | Hung, Gary Lok Ming 熊洛銘 | M | ADY288 | Rep | 2008-01-18 | 2011-01-25 | |
| 57 | Jaffer, Nooreshan Shamsuddin | APJ487 | Rep | 2007-08-06 | 2011-08-16 | ||
| 58 | Khor, Natalie Pei Kee 許佩琪 | F | AVB986 | Rep | 2010-04-27 | 2013-08-20 | |
| 59 | Kim, Tae Youl 金兌律 | AMV056 | Rep | 2010-06-02 | |||
| 60 | Ko, Desmond Chin Hung 高展雄 | M | APH990 | Rep | 2007-07-26 | 2014-02-20 | |
| 61 | Ku, Wai Kei 古偉基 | AVO953 | Rep | 2010-08-04 | 2012-09-06 | ||
| 62 | Lagarde, Arnaud Ludovic | M | AQM256 | Rep | 2008-02-11 | 2008-11-18 | |
| 63 | Lai, Gordon Yat Hung 黎一鴻 | M | AQS197 | Rep | 2008-03-19 | 2009-06-03 | |
| 64 | Lam, Jacky Hoi Kin 林凱健 | AWO901 | Rep | 2010-12-31 | 2011-09-21 | ||
| 65 | Lam, Milton Chi Siu 林子紹 | AGW054 | Rep | 2010-06-02 | |||
| 66 | Lam, Sum Sum 林森森 | AFY780 | Rep | 2005-06-30 | |||
| 67 | Lau, Che Wah 劉志華 | AAB300 | Rep | 2005-09-27 | 2007-09-29 | ||
| 68 | Lau, Chun Hou 劉俊厚 | AAE282 | Rep | 2009-07-11 | |||
| 69 | Lau, Peter Yim Lam 劉炎霖 | M | ABE725 | Rep | 2004-10-14 | ||
| 70 | Lau, Shek Wing 劉錫榮 | AAC254 | Rep | 2004-12-09 | |||
| 71 | Lau, Wing Shan 劉詠珊 | AFE210 | Rep | 2006-05-26 | 2010-06-08 | ||
| 72 | Lau, Wing Sze (SFC:ARG767) 劉詠詩 | ARG767 | Rep | 2008-06-30 | 2013-10-01 | ||
| 73 | Law, Nicholas Kwan Chak 羅君澤 | M | ACI771 | Rep | 2010-08-31 | 2021-04-09 | |
| 74 | Lee, Andrew Yeng 李英揚 | M | AEI016 | Rep | 2010-08-17 | 2012-07-17 | |
| 75 | Lee, Angela Mei Lan 李美蘭 | F | ADB609 | Rep | 2007-05-25 | 2014-03-05 | |
| 76 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | ADJ622 | Rep | 2003-07-10 | |||
| 77 | Lee, Louis Pang 李鵬 | M | APO909 | Rep | 2007-09-11 | 2009-08-22 | |
| 78 | Lee, Man Kit (SFC:APM126) 李文傑 | APM126 | Rep | 2009-09-07 | 2010-06-18 | ||
| 79 | Lee, Tung Ming 李通明 | ARR924 | Rep | 2008-10-15 | 2012-04-24 | ||
| 80 | Leleu, Stephane Clement Daniel | M | AMU224 | Rep | 2005-12-09 | 2006-02-15 | |
| RO | 2006-02-15 | 2006-08-01 | |||||
| 81 | Leung, Chor Ming 梁礎銘 | AEA299 | Rep | 2009-10-12 | 2011-03-29 | ||
| 82 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | AAF592 | Rep | ||||
| 83 | Leung, Ping Fai (SFC:ARG750) 梁炳輝 | ARG750 | Rep | 2008-07-02 | 2011-04-27 | ||
| 84 | Leung, Wai Man (SFC:AGO399) 梁偉民 | AGO399 | Rep | 2005-03-24 | 2018-12-11 | ||
| 85 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | AGO097 | Rep | 2005-08-04 | 2007-07-01 | ||
| 86 | Li, Pui Yan (SFC:AVZ605) 李珮欣 | AVZ605 | Rep | 2010-10-05 | 2011-05-31 | ||
| 87 | Li, Zeyu (SFC:AVR560) 李澤宇 | AVR560 | Rep | 2010-08-17 | 2016-05-04 | ||
| 88 | Lin, Danny Chi Long 林志朗 | ADD804 | Rep | 2010-02-08 | 2016-01-30 | ||
| 89 | Ling, Vivian 林蔚然 | ACR957 | Rep | 2008-09-04 | 2012-04-12 | ||
| 90 | Linsenmaier, Xavier Claude Auguste Robert | M | APZ442 | Rep | 2007-11-12 | 2008-04-16 | |
| 91 | Lo, Timothy Tin Ming 盧天明 | M | ANQ206 | Rep | 2010-09-27 | 2013-09-19 | |
| 92 | Lui, Moses Yu Mo 雷裕武 | M | AGL154 | Rep | 2006-05-24 | 2007-06-09 | |
| 93 | Luu, Ngoc Hung 劉玉雄 | ARH584 | Rep | 2008-07-08 | 2014-07-29 | ||
| 94 | Ma, Diana Ka Lai 馬嘉麗 | F | AHN555 | Rep | 2005-10-27 | ||
| 95 | Martin, Alexandre Joseph Gaston | M | ARW206 | Rep | 2008-11-19 | 2018-12-21 | |
| 96 | Mason, Edward James (SFC:AIR197) | M | AIR197 | Rep | 2009-04-30 | 2010-06-30 | |
| 97 | McGee, Alan Craig | M | AMJ457 | Rep | 2006-04-21 | 2007-04-10 | |
| 98 | Mills, Robert George | M | ASW674 | Rep | 2009-04-30 | 2011-05-20 | |
| 99 | Mok, Leon Leung Hung 莫量鴻 | AOM521 | Rep | 2010-03-09 | 2013-03-06 | ||
| 100 | Mrosek, Martin Andreas | M | AQR389 | Rep | 2008-03-17 | 2020-03-30 | |
| 101 | Mun, Jongchul | AUG126 | Rep | 2009-11-27 | 2015-06-06 | ||
| 102 | Ng, Chi Fai (SFC:APK565) 吳志輝 | APK565 | Rep | 2007-08-15 | |||
| 103 | Ng, Chi Hung (SFC:APM137) 吳志雄 | APM137 | Rep | 2007-08-27 | 2012-01-08 | ||
| 104 | Ng, Ka Lai (SFC:AQH952) 伍嘉麗 | AQH952 | Rep | 2008-01-21 | 2012-08-21 | ||
| 105 | Ng, Sze Man (SFC:AOT397) 吳詩敏 | AOT397 | Rep | 2007-03-30 | 2007-06-23 | ||
| 106 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2009-05-04 | 2012-04-03 | |
| 107 | Pablo, Gerardo Gonzalez 巴布羅 | M | AFZ873 | Rep | 2010-08-05 | 2010-11-11 | |
| RO | 2010-11-11 | 2022-12-06 | |||||
| 108 | Palmetto, Erik Thomas | M | AND634 | Rep | 2010-11-03 | 2023-04-17 | |
| 109 | Patel, Rakesh (SFC:ALI605) | M | ALI605 | RO | 2006-05-16 | 2019-07-31 | |
| 110 | Pedrono, Benoit Vincent Gerard | M | APY405 | Rep | 2010-07-20 | 2016-04-06 | |
| 111 | Sau, Miu Cheung 壽妙祥 | AVV612 | Rep | 2010-09-03 | 2013-10-01 | ||
| 112 | Saunders, Jefferson | ASL881 | RO | 2009-03-31 | 2016-01-30 | ||
| 113 | Scott, David Paul Mcleod | M | ADX363 | RO | 2007-08-31 | 2008-09-20 | |
| 114 | Semin, Herve Pierre Alexandre | M | AQQ331 | Rep | 2008-03-11 | 2022-10-26 | |
| 115 | Shek, Simon Ming Hon 石明翰 | M | AFS192 | Rep | 2007-07-10 | ||
| 116 | Shum, Tommy Chung Lai 沈仲禮 | M | ANT372 | Rep | 2007-07-10 | 2019-07-15 | |
| 117 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2007-01-29 | 2009-06-03 | |
| 118 | Sim, Mong Kwang 沈茂琼 | ADJ827 | Rep | 2006-12-12 | 2011-09-28 | ||
| 119 | Spensley, Oliver Giles | M | ASW652 | Rep | 2009-04-30 | 2010-07-05 | |
| 120 | Swarbrick, Andrew Jeremy | M | AFF234 | Rep | 2009-12-14 | 2017-08-26 | |
| 121 | Taesch, Frederic Marcel Georges Marie | M | AML240 | Rep | 2005-09-08 | 2007-04-28 | |
| 122 | Tang, Lok Him 鄧樂謙 | AQM625 | Rep | 2008-02-18 | 2013-10-01 | ||
| 123 | Tsai, Alex I-Chung 蔡易忠 | ARA025 | Rep | 2008-05-07 | 2008-11-18 | ||
| 124 | Tuan, Shunde Noel 段順德 | AUW209 | Rep | 2010-03-09 | 2011-10-07 | ||
| 125 | Wallace, Lee Peter | M | ADM554 | Rep | 2005-07-20 | 2006-05-16 | |
| RO | 2006-05-16 | 2008-11-18 | |||||
| 126 | Wan, Cheuk Yin 尹卓賢 | ARR928 | Rep | 2008-10-10 | 2016-06-01 | ||
| 127 | Warhurst, Paul Simon | M | APN838 | Rep | 2010-03-08 | 2013-06-15 | |
| 128 | Welch, David John Jr | M | ASW658 | Rep | 2009-04-30 | 2010-08-06 | |
| 129 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2005-08-04 | 2007-04-21 | |
| 130 | Wong, May Yan Mei 王恩美 | F | AUZ637 | Rep | 2010-04-15 | 2011-04-18 | |
| 131 | Wong, Michael Sheh Chung 王錫聰 | M | AFY781 | Rep | 2006-06-20 | ||
| 132 | Wong, Siu Leung 黃紹良 | ANK932 | Rep | 2006-05-24 | 2009-03-28 | ||
| 133 | Wu, Julie Hiu Yu 胡曉瑜 | F | AVT141 | Rep | 2010-08-23 | 2010-12-20 | |
| 134 | Wu, Yihe 吳軼鶴 | APZ445 | Rep | 2007-11-12 | 2021-06-19 | ||
| 135 | Yam, Wing Nam 任詠枬 | AQA231 | Rep | 2010-07-16 | 2011-09-03 | ||
| 136 | Yeung, Chun Hei 楊俊希 | AOO273 | Rep | 2008-03-05 | 2012-01-13 | ||
| 137 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2007-09-05 | 2009-10-16 | ||
| 138 | Yu, Anthony Sai Yin 余世賢 | M | ACM394 | Rep | 2007-08-11 | ||
| 139 | Zhang, Justin Yisha | M | APR486 | Rep | 2007-09-24 | 2008-09-26 | |
| 140 | Zhou, Sheng (SFC:APL667) 周晟 | APL667 | Rep | 2007-08-22 | 2014-04-26 | ||
| 141 | Zuo, Jie (SFC:AKP468) 左杰 | AKP468 | Rep | 2008-05-21 | 2008-07-30 | ||
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