GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | RO | 2005-04-28 | 2007-02-24 | |
| 2 | Aggarwala, Saurabh | AVD967 | Rep | 2012-08-30 | 2016-10-10 | ||
| 3 | Agne, Mark Edward (SFC:ANP670) | M | ANP670 | Rep | 2006-06-30 | 2006-09-26 | |
| RO | 2006-09-26 | 2016-05-21 | |||||
| 4 | Ahmad, Syed Hyder | ADU329 | RO | 2006-08-01 | |||
| 5 | Alireza, Yusuf Abdulla Yusuf Akbar | 42 | M | ARG448 | RO | 2011-05-25 | 2011-12-08 |
| 6 | Alogoskoufis, Spyros | ASO432 | Rep | 2012-04-30 | 2014-03-21 | ||
| 7 | Bae, Christopher Thomas | 36 | M | AQI792 | Rep | 2008-01-24 | 2009-04-29 |
| RO | 2009-04-29 | 2009-07-17 | |||||
| 8 | Ben-Shachar, Sa-Ar David | M | AQI397 | Rep | 2008-01-22 | 2016-10-10 | |
| 9 | Besson, Guillaume Gerard Marie | M | ALI003 | Rep | 2010-08-10 | 2011-02-23 | |
| RO | 2011-02-23 | 2016-03-02 | |||||
| 10 | Bollinger, Stefan Rolf | AVO601 | RO | 2011-12-06 | 2013-10-16 | ||
| 11 | Brunello, Jonathan Paul | M | ARG186 | RO | 2012-05-07 | 2012-07-04 | |
| 12 | Byun, Hyungsoo 邊亨洙 | AYA541 | Rep | 2012-10-10 | 2014-04-26 | ||
| 13 | Carr, Michael John (SFC:AGC458) | M | AGC458 | RO | 2003-06-16 | ||
| 14 | Chan, Beonna Mei Chun 陳美珍 | AAF948 | Rep | 2011-10-11 | |||
| 15 | Chan, Kelvin Chi Kong 陳志江 | M | AHS841 | Rep | 2011-02-25 | 2014-04-18 | |
| 16 | Chan, Pui Ping 陳沛萍 | ACW670 | Rep | 2016-10-10 | |||
| 17 | Chau, Chun 周聰 | ACS103 | Rep | 2016-10-10 | |||
| 18 | Cheeseman, Robert Ross | M | ANY227 | Rep | 2006-09-19 | 2012-03-16 | |
| 19 | Chen, Charles Yuan Liang 陳仁樑 | M | AEZ084 | Rep | 2008-05-02 | ||
| 20 | Chen, Henry Lin 陳林正 | 42 | M | AFG008 | RO | 2007-07-04 | 2008-08-23 |
| 21 | Chen, Zhihu 陳志湖 | BAH710 | Rep | 2012-10-12 | 2015-04-28 | ||
| 22 | Cheung, Suk Mun 張淑敏 | AIG228 | Rep | 2011-08-02 | 2014-05-31 | ||
| 23 | Chia, Wei Chen 謝偉政 | M | ALZ911 | Rep | 2005-11-16 | 2007-01-29 | |
| 24 | Chiu, Ping 趙平 | AEW882 | Rep | 2007-01-13 | |||
| 25 | Chow, Isabella Man Fung 周文鳳 | F | AFU155 | Rep | 2004-12-29 | ||
| 26 | Chowdhary, Pranav | ATF072 | Rep | 2012-10-16 | 2014-03-08 | ||
| 27 | Chu, Wayne Wing Kar 朱永嘉 | M | AHO643 | Rep | 2012-04-27 | 2013-03-12 | |
| 28 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2004-06-19 | |||
| 29 | Chung, Wilson James Ka Lun 鍾家綸 | M | AXG767 | Rep | 2012-04-27 | 2016-05-05 | |
| 30 | Churchouse, Jean-Paul Antony | M | AFI697 | Rep | 2012-04-27 | 2014-05-08 | |
| 31 | Dalmasse, Canute Howard | M | AND837 | RO | 2012-07-05 | 2016-10-10 | |
| 32 | Deats, Warren Edmund | M | AWD931 | Rep | 2010-10-29 | 2012-02-25 | |
| 33 | Dommenge, Kevin Michael | M | APF352 | Rep | 2012-04-27 | 2015-11-25 | |
| 34 | Evans, John Michael (1957-08-16) | 55 | M | ALL687 | Rep | 2004-11-29 | 2005-02-01 |
| RO | 2005-02-01 | 2008-04-10 | |||||
| 35 | Falipou, Fabien Jean Roger | M | AZY951 | Rep | 2012-08-06 | 2016-10-10 | |
| 36 | Fan, Kai (SFC:BAA250) 樊鍇 | BAA250 | Rep | 2012-08-09 | 2015-06-06 | ||
| 37 | Feng, Yahui 馮雅慧 | BAA252 | Rep | 2012-08-09 | 2014-06-28 | ||
| 38 | Flamand, Philippe Francois | M | AUS996 | Rep | 2010-02-25 | 2012-05-01 | |
| 39 | Freshwater, Timothy George 范華達 | 68 | M | ADV670 | RO | 2011-08-26 | |
| 40 | Frommer, Maya Elizabeth | F | AYS877 | Rep | 2012-04-27 | 2016-10-10 | |
| 41 | Ghatalia, Rajiv Arvind | ADJ584 | RO | 2003-07-16 | 2005-06-22 | ||
| 42 | Gnodde, Richard John | 52 | M | AFM829 | RO | 2005-01-07 | |
| 43 | Goodman, Jamie Macnaught Rodber | M | APD423 | Rep | 2012-04-27 | 2016-10-10 | |
| 44 | Grunberger, Bo Fredrik | APW450 | Rep | 2012-04-27 | 2016-10-10 | ||
| 45 | Halterlein, Dylan Stephen | M | AVX418 | Rep | 2012-03-05 | 2013-01-01 | |
| 46 | Hirokane, Scott Yukiji | M | AZH207 | Rep | 2012-04-17 | 2016-03-16 | |
| 47 | Hu, Kelvin V | M | AZZ279 | Rep | 2012-08-06 | 2015-01-29 | |
| 48 | Hutchins, Jeff Daniel | M | ASY640 | Rep | 2012-03-21 | 2013-03-30 | |
| 49 | Ip, Vincent Yuk Kwan 葉鈺崑 | M | AHQ950 | Rep | 2012-04-27 | 2014-02-15 | |
| 50 | Ip, Wai Lam 葉偉林 | ANP650 | Rep | 2008-04-30 | 2010-06-26 | ||
| 51 | Joly, Jean Denis | AMN692 | Rep | 2005-10-03 | 2012-02-06 | ||
| RO | 2012-02-06 | 2016-05-04 | |||||
| 52 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2008-03-04 | ||
| 53 | Karnani, Vijay | AEO835 | Rep | 2006-06-01 | |||
| 54 | Kedia, Prashant | AHA894 | Rep | 2007-03-24 | |||
| 55 | Kekke, Shuya 結解秀哉 | ATI096 | RO | 2012-09-13 | 2013-03-29 | ||
| 56 | Kemp, Michael Kenneth | M | AMR616 | Rep | 2005-11-07 | 2008-12-11 | |
| 57 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | RO | 2007-02-23 | 2008-09-22 | ||
| 58 | Kim, David Doopyo | M | APR027 | Rep | 2007-09-19 | 2012-04-26 | |
| 59 | Kim, Jason Lee | M | AQM091 | Rep | 2012-04-27 | 2013-08-10 | |
| 60 | Kim, Jeffrey Il Jung | M | ATQ943 | Rep | 2009-09-03 | 2012-02-15 | |
| 61 | Ko, Cheuk Yan 高卓仁 | AVA622 | Rep | 2011-07-18 | 2016-10-10 | ||
| 62 | Kok, Ka Keung 郭家強 | AHF204 | Rep | 2010-04-08 | 2016-03-19 | ||
| 63 | Kong, Luhua 孔露華 | AOL209 | Rep | 2007-09-12 | 2011-10-19 | ||
| 64 | Koto, Hisanori 古東久典 | ANS125 | Rep | 2006-08-04 | 2012-02-17 | ||
| 65 | Krautheim, Erica Shao-Ning | F | AWG056 | Rep | 2012-05-08 | 2014-03-18 | |
| 66 | Kumar, Ajay (SFC:ARN358) | ARN358 | Rep | 2012-05-25 | 2016-10-10 | ||
| 67 | Kuo, Cheung 郭強 | ACZ555 | Rep | 2003-04-26 | 2007-07-10 | ||
| RO | 2007-07-10 | 2011-02-01 | |||||
| Rep | 2011-02-01 | 2011-03-19 | |||||
| 68 | Kwan, Wendy Yok Bing 關玉冰 | F | AEH770 | Rep | 2011-10-04 | 2012-09-11 | |
| 69 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-08-22 | |||
| 70 | Lam, Calvin Chi-him 林子謙 | M | ARJ016 | Rep | 2012-04-27 | 2016-10-10 | |
| 71 | Lam, Milton Chi Siu 林子紹 | AGW054 | Rep | 2004-05-14 | 2009-01-17 | ||
| 72 | Lam, Raymond (SFC:AZR331) 林禮文 | M | AZR331 | Rep | 2012-06-19 | 2016-10-10 | |
| 73 | Lau, Adrian Yan Ho 劉恩豪 | M | AZR002 | Rep | 2012-06-18 | 2015-05-21 | |
| 74 | Lau, Jason Wing Yiu 劉永耀 | M | APU510 | Rep | 2007-10-10 | 2008-08-16 | |
| 75 | Lau, Lambert Ming Yeung 劉名揚 | 33 | M | AGP157 | Rep | 2015-10-19 | |
| 76 | Lau, Valerie Wai Chee 劉蕙芝 | AUX419 | Rep | 2012-04-27 | 2013-03-26 | ||
| 77 | Lau, Vincent Ying Kwong 劉迎光 | M | AAA905 | Rep | 2008-12-30 | ||
| 78 | Lee, Allen Po 李尚紘 | M | ARJ841 | Rep | 2012-04-27 | 2012-07-21 | |
| 79 | Lee, Cheril Chung Chi 李頌慈 | AEF121 | Rep | 2005-10-13 | 2008-11-07 | ||
| 80 | Leung, Simon Chung Man 梁頌文 | M | AJL621 | Rep | 2011-03-25 | 2014-02-19 | |
| 81 | Leung, Stephanie Wing Ying 梁穎瑩 | F | ANG578 | Rep | 2012-05-02 | 2013-03-01 | |
| 82 | Leven, Hans Johan | M | AGR742 | RO | 2007-12-14 | 2009-07-01 | |
| 83 | Lim, Boon Keong | ACY706 | Rep | 2003-07-01 | |||
| 84 | Lin, Danny Chi Long 林志朗 | ADD804 | Rep | 2007-05-21 | 2008-12-11 | ||
| 85 | Liu, Gary Huan Chieh 劉煥傑 | M | ADW756 | Rep | 2004-04-06 | ||
| 86 | Liu, Hao-Cheng 劉浩正 | ADA141 | Rep | 2004-10-12 | |||
| 87 | Lu, Peili 陸培麗 | AOO566 | Rep | 2007-02-16 | 2011-03-26 | ||
| 88 | Lui, Jervis Chun Wai 呂俊為 | AHY083 | Rep | 2003-10-09 | |||
| 89 | Mabardy, Michael Paul | M | AFQ687 | Rep | 2006-01-07 | ||
| 90 | Macdonald, Peter Bremner (SFC:AMM281) | M | AMM281 | RO | 2007-01-25 | 2007-04-18 | |
| 91 | Machin, Mark Gordon Adam | M | ACT421 | RO | 2006-09-11 | 2011-08-26 | |
| 92 | Mak, William Wai Hang 麥偉恒 | M | AUZ473 | Rep | 2010-04-12 | 2016-10-10 | |
| 93 | Maliah, Raghav | AFR865 | RO | 2011-06-01 | 2011-08-26 | ||
| 94 | Marsh, Nicholas James (SFC:ANH720) | M | ANH720 | Rep | 2012-04-27 | 2013-04-06 | |
| 95 | Martin, Joseph John (SFC:AJE474) | M | AJE474 | Rep | 2012-04-27 | 2012-07-01 | |
| 96 | McCarthy, Brendan Michael (SFC:AQQ106) | M | AQQ106 | Rep | 2009-06-25 | 2013-01-10 | |
| 97 | McFarland, Christina Ma 馬智萍 | F | ADU896 | RO | 2012-07-03 | 2016-10-10 | |
| 98 | McQuade, Ryan F | M | AVS364 | Rep | 2012-04-27 | 2016-10-10 | |
| 99 | McTamaney, Robert Anthony III | M | AON377 | Rep | 2007-02-09 | 2007-10-29 | |
| RO | 2007-10-29 | 2011-07-01 | |||||
| 100 | Mithran, Girish | AFU262 | Rep | 2003-11-07 | 2012-03-21 | ||
| 101 | Mok, Jonathan Chung Kiu 莫仲翹 | M | AHA655 | Rep | 2003-10-29 | 2005-08-11 | |
| 102 | Montgomery, James Adam | M | ARN056 | Rep | 2012-04-27 | 2014-02-13 | |
| 103 | Morse, Robert Edson | M | BAC379 | Rep | 2012-08-28 | 2014-02-01 | |
| 104 | Moser, Ronald J Jr | M | AOU908 | Rep | 2008-02-15 | 2016-06-01 | |
| 105 | Navin, Sean Patrick | M | APJ229 | Rep | 2012-04-27 | 2016-10-10 | |
| 106 | Ng, Soon Wei 伍順輝 | AEN030 | Rep | 2006-07-27 | 2009-01-22 | ||
| 107 | Ngai, Henry Chun Kit 倪俊傑 | M | AEF259 | Rep | 2003-09-29 | 2003-12-18 | |
| 108 | Okabe, Toru | AGG883 | Rep | 2012-07-28 | |||
| 109 | Paik, Sang Hyeon | AGN870 | Rep | 2005-02-01 | |||
| 110 | Paradise, James Richard | M | AHA220 | Rep | 2012-02-17 | 2012-07-13 | |
| RO | 2012-07-13 | 2016-10-10 | |||||
| 111 | Piplani, Dhruv | AOX012 | Rep | 2007-05-11 | 2009-05-27 | ||
| RO | 2009-05-27 | 2010-11-17 | |||||
| Rep | 2010-11-17 | 2011-12-12 | |||||
| RO | 2011-12-12 | 2013-06-22 | |||||
| 112 | Rajasingham, Arjuna | AVG783 | Rep | 2012-04-27 | 2013-03-29 | ||
| 113 | Reilly, Eugene T | M | ANH725 | RO | 2007-03-13 | 2009-12-21 | |
| 114 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2011-08-16 | 2016-10-10 | |
| 115 | Rennie, Andrew Kenneth | M | AYR079 | Rep | 2012-01-03 | 2012-03-27 | |
| RO | 2012-03-27 | 2016-10-10 | |||||
| 116 | Rhee, Howard Sang-Hoon | M | AGN744 | Rep | 2005-01-17 | ||
| 117 | Rude, Michael Gene | M | BAJ274 | Rep | 2012-11-02 | 2013-07-17 | |
| 118 | Ryan, David Michael (SFC:ADX838) | M | ADX838 | RO | 2006-09-29 | 2008-06-01 | |
| Rep | 2008-06-01 | 2012-05-14 | |||||
| 119 | Sabot, Florent Roland Christian | M | AWD111 | Rep | 2010-10-27 | 2010-11-10 | |
| 120 | Sago, Katsunori | ANR813 | Rep | 2006-07-24 | 2008-09-30 | ||
| 121 | Sahni, Akshay | M | AMC661 | Rep | 2009-07-15 | 2015-02-05 | |
| 122 | Sauvage, Benoit Marc-Antoine Yves | M | ANG869 | Rep | 2012-04-30 | 2014-02-06 | |
| 123 | Schrantz, Alexander (SFC:AFF166) | M | AFF166 | RO | 2006-09-11 | 2011-03-19 | |
| 124 | Seto, Elvis Kong Yiu 司徒光耀 | M | AML314 | Rep | 2005-10-25 | 2016-05-06 | |
| 125 | Shah, Kush Umeshchandra | AXL409 | Rep | 2012-04-27 | 2016-10-10 | ||
| 126 | Sham, Sharon Cylong 岑思朗 | F | AVV406 | Rep | 2012-04-27 | 2016-10-10 | |
| 127 | Shao, Ying (SFC:AZQ933) 邵穎 | AZQ933 | Rep | 2012-06-15 | 2014-12-12 | ||
| 128 | Shen, Benjamin Guanfuu | M | AVS738 | Rep | 2010-08-26 | 2012-07-07 | |
| 129 | Shu, Karman Hoi Ming 舒凱明 | AQB106 | Rep | 2007-11-29 | 2016-03-02 | ||
| 130 | Sivapathasundaram, Radeepan | ARF699 | Rep | 2008-06-20 | 2008-12-11 | ||
| 131 | Sloyer, Michael Jason | M | AZL752 | Rep | 2012-05-25 | 2016-10-10 | |
| 132 | So, Stephanie Par Lum 蘇柏琳 | F | BAC068 | Rep | 2012-08-30 | 2015-06-19 | |
| 133 | Song, Xinran (SFC:AYM560) 宋欣然 | AYM560 | Rep | 2012-04-27 | 2016-02-17 | ||
| 134 | Stubbs, Arthur James Kay | 47 | M | AGH355 | Rep | 2003-10-29 | 2004-02-20 |
| 135 | Suen, Ming Chit 孫明哲 | ADC059 | RO | 2011-12-16 | 2016-10-10 | ||
| 136 | Sze, Rick Wai Pang 施維鵬 | AGK899 | Rep | 2004-07-05 | 2011-05-04 | ||
| 137 | Tam, Jonathan Joy Man 譚載文 | M | ARN061 | Rep | 2012-04-27 | 2014-04-18 | |
| 138 | Tang, Nelson Chun Wai 鄧駿威 | 26 | M | ARN983 | Rep | 2008-08-26 | 2010-06-26 |
| 139 | Tang, Xiangyu 湯向宇 | AZI958 | Rep | 2012-04-27 | 2014-04-02 | ||
| 140 | Tang, Yue Han | AVS022 | Rep | 2010-09-03 | 2014-05-31 | ||
| 141 | Tom, Edward 譚子平 | M | ANF158 | Rep | 2007-03-30 | 2014-06-19 | |
| 142 | Torrible, David Geoffrey 大衛德利保 | M | ACC905 | RO | 2008-07-11 | 2012-02-06 | |
| Rep | 2012-02-06 | 2013-01-01 | |||||
| 143 | Towfigh, Frederick (SFC:ADD816) | M | ADD816 | RO | 2011-08-25 | 2016-10-10 | |
| 144 | Ueda, Eiji | AYZ602 | Rep | 2012-02-14 | 2012-07-13 | ||
| RO | 2012-07-13 | 2016-10-10 | |||||
| 145 | Voon, David Hian Fook 溫賢福 | 46 | M | ADT742 | RO | 2007-03-21 | |
| 146 | Waitze, Michael Irwin | M | AJH323 | Rep | 2003-12-04 | 2004-07-30 | |
| 147 | Wan, Yu Tsung 尹宇冲 | ANQ569 | Rep | 2006-07-11 | 2016-10-10 | ||
| 148 | Wang, Chuang (SFC:AYM559) 王闖 | AYM559 | Rep | 2012-04-27 | 2013-03-20 | ||
| 149 | Wang, Ernie | AMK118 | Rep | 2005-09-01 | 2008-03-18 | ||
| 150 | Wang, Jian (SFC:APB793) 王堅 | APB793 | Rep | 2007-06-11 | 2011-07-23 | ||
| 151 | Wat, Chi Ming 屈志銘 | ADU895 | Rep | 2003-08-21 | |||
| 152 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | AHX034 | Rep | 2003-07-12 | ||
| 153 | Wu, Hiu Fung 胡曉鋒 | AOV629 | Rep | 2012-04-30 | 2013-10-08 | ||
| 154 | Wu, Michael David Ping Lam 吳炳霖 | 30 | M | ASD087 | Rep | 2008-12-05 | 2013-10-25 |
| 155 | Yang, Fan (SFC:ARM895) 楊帆 | ARM895 | Rep | 2008-08-25 | 2010-06-26 | ||
| 156 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | ADU464 | Rep | 2016-06-29 | |||
| 157 | Yeung, Patrick Sze Chun 楊思進 | M | AOK992 | Rep | 2012-04-27 | 2016-10-10 | |
| 158 | Yeung, Vincent Shu Hang 楊書恆 | M | ANQ717 | Rep | 2012-04-30 | 2016-10-10 | |
| 159 | Zagury, Alan | M | ARN030 | Rep | 2008-08-12 | 2015-04-01 | |
| 160 | Zee, John 徐強生 | M | AAE260 | Rep | 2005-04-07 | ||
| 161 | Zhang, You (SFC:AMF141) 章友 | AMF141 | Rep | 2005-08-09 | 2015-01-29 | ||
| 162 | Zhao, Jinxiang 趙金祥 | AJA977 | Rep | 2009-10-20 | 2014-01-29 | ||
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