UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aberer, Helmuth | BDF828 | Rep | 2014-04-10 | 2015-09-11 | ||
| 2 | Bradshaw, John (SFC:AHC328) | M | AHC328 | RO | 2012-09-12 | ||
| 3 | Buehlmann, Rene | 43 | BCD075 | RO | 2014-08-11 | 2019-03-21 | |
| 4 | Chan, Chee Seng (SFC:AJO200) | AJO200 | Rep | 2004-03-17 | |||
| 5 | Chan, Elsie Oi Sze 陳愛詩 | F | AJG217 | RO | 2012-09-12 | 2015-07-18 | |
| 6 | Chan, Irene Wing Yin 陳詠妍 | F | AXG756 | Rep | 2014-09-08 | 2017-10-04 | |
| 7 | Chen, Lu (SFC:BEH822) 陳璐 | BEH822 | Rep | 2014-10-15 | 2016-08-20 | ||
| 8 | Chen, Michael Hao 陳豪 | M | AZX279 | Rep | 2014-01-16 | 2019-02-09 | |
| 9 | Chen, Zhanglong (SFC:AXY966) 陳章龍 | AXY966 | Rep | 2011-09-06 | 2021-02-26 | ||
| 10 | Chenaux-Repond, Lorenz Michael | M | AES431 | Rep | 2006-06-16 | 2016-02-16 | |
| 11 | Cheng, King Hong 鄭競康 | ATD295 | Rep | 2010-08-27 | 2023-05-31 | ||
| 12 | Cheung, Catherine Ka Man 張嘉敏 | F | AMN773 | Rep | 2012-07-03 | 2015-08-08 | |
| 13 | Chon, Lai Yi 鍾麗儀 | ABS032 | Rep | 2014-03-18 | 2018-03-05 | ||
| 14 | Chow, Tit Tsang | AFG846 | Rep | 2008-04-23 | 2019-06-07 | ||
| 15 | Chuang, Yung-Chi 莊詠淇 | BDO973 | Rep | 2014-06-19 | 2016-10-22 | ||
| 16 | Dilkes, Ross Peter | M | ASH948 | Rep | 2009-01-19 | 2022-01-20 | |
| 17 | Hanzl, David | M | BEE583 | Rep | 2014-09-26 | 2019-06-30 | |
| 18 | Ho, David Patrick 何嘉豪 | M | AXM023 | Rep | 2011-06-27 | 2022-11-22 | |
| 19 | Huang, Hai (SFC:ARB638) 黃海 | ARB638 | Rep | 2008-05-26 | 2015-07-28 | ||
| 20 | Hui, Sai Fung 許世鋒 | BDL757 | Rep | 2014-05-23 | 2018-06-30 | ||
| 21 | Kang, Tae Jong 姜太鐘 | BCB448 | Rep | 2013-10-16 | 2016-11-26 | ||
| 22 | Kim, Calvin | M | BEG037 | Rep | 2014-10-06 | ||
| 23 | Kim, Seung-Bom | AOI831 | Rep | 2012-03-19 | 2017-03-14 | ||
| 24 | Kondo, Keiko 近藤敬子 | AXX240 | RO | 2014-03-05 | 2017-09-30 | ||
| 25 | Kwok, Felix Man Chun 郭文駿 | M | AWS974 | Rep | 2011-01-31 | 2015-04-18 | |
| 26 | Lai, Chin Wai 賴展懷 | ARP476 | Rep | 2014-10-06 | 2016-07-30 | ||
| 27 | Lam, Von Villy Mendoza 林威利 | BAL419 | Rep | 2012-11-13 | 2015-02-25 | ||
| 28 | Lecher, Stefan Alexander | M | BBS630 | RO | 2014-03-05 | 2016-08-15 | |
| 29 | Lee, Jason Kwan Ho 李君豪 | M | AWW455 | Rep | 2012-03-19 | 2019-01-29 | |
| 30 | Lee, Paul Hung Bun 李鴻斌 | M | AYC194 | Rep | 2011-09-30 | 2015-06-27 | |
| 31 | Lee, Won Jong | AFU204 | Rep | 2012-10-12 | 2015-06-26 | ||
| 32 | Leung, Ka Wai (SFC:AOK606) 梁家瑋 | AOK606 | Rep | 2012-08-27 | 2016-04-01 | ||
| 33 | Leung, Po Chun 梁寶珍 | AEY251 | Rep | 2014-06-23 | 2018-09-04 | ||
| 34 | Li, Charles Sai Yiu 李世耀 | M | AFN641 | Rep | 2010-02-08 | 2016-02-16 | |
| 35 | Ling, Xinyuan 凌新源 | AUM712 | RO | 2010-07-16 | 2016-06-15 | ||
| 36 | McConnell, Simon Peter Watson | M | BEI664 | Rep | 2014-10-20 | 2015-07-16 | |
| 37 | Ming, Albert 明耀文 | M | AMU061 | RO | 2014-03-05 | 2016-08-16 | |
| 38 | Perrott, Ashley James | M | ASC939 | Rep | 2009-01-02 | 2018-05-21 | |
| 39 | Purtschert, Markus Anton | M | BDJ456 | Rep | 2014-05-07 | 2015-10-02 | |
| 40 | Raebsamen, Urs | AVN544 | Rep | 2010-07-27 | 2021-07-23 | ||
| 41 | Saxvik, Eric Bradley | M | ACR775 | RO | 2013-09-05 | 2017-01-12 | |
| 42 | Shao, Peiyi 邵佩藝 | BCR033 | Rep | 2014-01-10 | 2014-12-12 | ||
| 43 | Shi, Bin 施斌 | AMX414 | RO | 2010-08-11 | |||
| 44 | Shiu, Ephrem 邵藹苓 | M | AUZ171 | RO | 2014-02-17 | 2023-04-06 | |
| 45 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 46 | Sun, Derrick 孫裕文 | M | APY600 | Rep | 2013-07-08 | 2018-06-16 | |
| 47 | Tang, Yue Han | AVS022 | Rep | 2014-08-05 | 2022-11-21 | ||
| 48 | Tung, Yat Shing 董日成 | AFO409 | Rep | 2007-08-03 | 2016-11-17 | ||
| 49 | Ueno, Akiko 八木晶子 | F | BBR219 | Rep | 2013-08-08 | 2021-06-23 | |
| 50 | Wang, Hsiao Chun 王曉群 | BDA365 | Rep | 2014-03-06 | 2015-07-21 | ||
| 51 | Wang, Yifen David 王軼奮 | BDL759 | Rep | 2014-05-29 | 2015-09-01 | ||
| 52 | Wong, Wai Ho (SFC:ALL183) 黃煒豪 | ALL183 | Rep | 2012-05-30 | 2015-03-28 | ||
| 53 | Woodland, Emily Jane | F | AJE851 | Rep | 2012-03-19 | 2017-08-08 | |
| 54 | Yeung, Chung Kit 楊忠杰 | AST684 | Rep | 2013-09-24 | 2023-10-20 | ||
| 55 | Yip, Sammy Ka Tak 葉家德 | AGO831 | Rep | 2013-09-03 | 2015-06-24 | ||
| 56 | Yiu, Wai Ho (SFC:APR883) 姚偉浩 | APR883 | Rep | 2014-10-29 | 2020-06-04 | ||
| 57 | Yu, Thomas Ka Ming 余家明 | M | AQI247 | Rep | 2008-01-22 | 2018-12-21 | |
| 58 | Yu, Yik Ki 余奕淇 | ARH744 | Rep | 2008-07-14 | 2017-12-08 | ||
| 59 | Yu, Zhan 于湛 | AON846 | Rep | 2014-09-11 | 2019-01-19 | ||
| 60 | Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 | AXZ887 | Rep | 2013-07-18 | |||
| 61 | Zhang, Yu (SFC:AVI265) 張宇 | 37 | M | AVI265 | Rep | 2011-09-01 | 2019-08-28 |
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