Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Adewale, Amanda Patricia F BBO925 Rep 2013-08-09 2013-08-14
2 Au, Pui Ting 歐佩婷 ANA191 Rep 2007-01-11 2010-11-10
3 Barnett, Beatriz Suarez AMA992 Rep 2005-06-06 2006-05-27
4 Bateman, Joshua Dunham M AYS697 Rep 2012-01-06 2012-09-03
5 Bole, Robert Mark M AOU780 Rep 2007-04-20 2007-05-21
6 Buchanan, Michael Carlton M BBY229 Rep 2013-10-18 2013-10-25
7 Camp, Tristan Hector M BDL303 Rep 2014-05-22 2014-05-26
Rep 2014-11-17 2014-11-21
8 Chan, Chun Man (SFC:AGJ907) 陳俊文 AGJ907 Rep 2006-02-07 2006-07-27
RO 2006-07-27 2007-02-27
Rep 2007-02-27 2007-03-01
9 Chan, Joyce Yin Kar 陳彥嘉 F ACI692 Rep 2003-04-28 2003-12-08
10 Chan, Karen Ka Ning 陳嘉寧 F AKW953 Rep 2004-07-05 2011-07-06
11 Chan, Lai Sze (SFC:ACO201) 陳麗絲 ACO201 Rep 2004-12-15
RO 2004-12-15 2013-03-31
RO 2013-09-17 2014-07-31
12 Chan, Mei Shan (SFC:ANC021) 陳美珊 ANC021 Rep 2006-02-22 2014-04-10
RO 2014-04-10 2014-07-31
13 Chan, Nga Yan (SFC:AJA082) 陳雅茵 AJA082 Rep 2003-06-10 2004-04-20
14 Chan, Pui Har 陳佩霞 APP681 Rep 2007-09-10 2017-08-25
15 Chan, Siu Chi 陳少芝 ADF951 Rep 2004-05-21
16 Chan, Winnie (SFC:AFD453) 陳韻妮 F AFD453 Rep 2005-04-19 2012-10-12
RO 2012-10-12 2014-04-30
17 Chen, Chia-Hao 陳家豪 ALG052 Rep 2005-12-01 2009-03-15
18 Choon, Yew Khee 秦耀奇 44 M AFR464 Rep 2004-10-27
RO 2004-10-27 2006-07-15
19 Chow, Chui Ping 周翠萍 APP525 Rep 2007-09-10 2009-11-17
20 Chow, Chun Leung (SFC:APP682) 周振亮 APP682 Rep 2007-09-10 2014-07-31
21 Chow, Irene Man Ling 周雯玲 44 F ACP609 RO 2003-05-01
22 Chow, Shun Yip 周順業 AXJ789 Rep 2011-06-07 2013-01-28
23 Choy, Elina Elaine Yee Ling 蔡懿翎 F AMX707 Rep 2008-07-17 2010-08-20
24 Chu, Victor Wai Tak 褚偉德 M ARK830 Rep 2008-08-05 2013-11-29
25 Chua, Peng Chong APQ161 Rep 2007-09-21 2007-09-28
26 Chui, Halina Suk Yee 徐淑儀 AJO197 Rep 2013-12-16 2016-11-03
27 Day, Benjamin Clifford M AQO302 Rep 2008-02-27 2008-12-05
28 De Mello, Rajeev Donald M ATI148 Rep 2009-08-13 2011-06-03
29 Fan, Ana Wai Man 樊惠文 ACQ100 Rep 2006-09-25 2007-07-31
30 Fan, Charrissa Wing Sze 范穎詩 AOA842 Rep 2010-03-15 2013-06-13
31 Fetter, Theodore Walker BAO930 Rep 2013-01-09 2013-01-11
32 Folz Ii, John Petsel M AOU779 Rep 2007-04-20 2007-05-21
33 Fong, Man Yu 方聞宇 AJB738 Rep 2003-07-28 2003-09-08
34 Fung, Si Yu 馮思宇 AOQ744 Rep 2008-03-11 2009-09-19
35 Gay, Mary Christine F AOR816 Rep 2007-03-26 2007-03-31
Rep 2007-09-28 2007-10-04
Rep 2008-03-04 2008-03-11
Rep 2010-03-22 2010-03-24
36 Guha Roy, Tathagata M ALN138 Rep 2004-11-30 2005-01-24
RO 2005-01-24 2005-08-01
37 Ha, Ka Yan 夏嘉欣 ANK949 Rep 2013-11-21 2014-01-03
38 Hagstrom, Robert George Jr M ATI149 Rep 2009-07-14 2009-07-18
39 Hamrock, Henry Patrick M AOH362 Rep 2007-04-16 2019-05-01
40 Hebner, Kevin John M ALN300 Rep 2004-12-06 2005-07-31
41 Hench, William Anthony M AWF128 Rep 2010-11-17 2010-11-20
Rep 2011-09-05 2011-09-09
Rep 2013-04-09 2013-04-11
Rep 2014-04-07 2014-04-11
42 Henchman, Jason Christopher D. M AMS676 RO 2006-01-09 2010-01-16
43 Ho, Edwina Mei Ling 何美玲 F AEK540 Rep 2005-01-18 2006-03-01
44 Ho, Grammie Ting Fung 何霆鋒 AQI017 Rep 2011-08-12 2011-11-23
Rep 2011-12-02 2013-01-01
45 Ho, Jennifer Ka Suen 何嘉璇 F APP510 Rep 2007-09-10 2012-07-25
46 Ho, Judy May Wai 何美蕙 F AUM594 Rep 2010-01-12 2013-09-26
47 Ho, Samantha Shuk Yee 何淑懿 50 F AAA935 Rep 2013-04-29 2013-05-23
RO 2013-05-23 2013-11-29
48 Ho, Sui Wah 何瑞華 APH366 Rep 2012-02-28 2013-05-31
49 Huang, Li (SFC:BDE796) 黃理 BDE796 Rep 2014-04-25 2019-07-11
50 Hui, Hoi Pan 許海濱 AIQ973 Rep 2006-04-29 2010-04-13
RO 2010-04-13 2010-06-26
51 Hunter, Philip James M AXG586 Rep 2011-05-11 2013-03-18
52 Ip, Hung Kei 葉鴻基 ARO056 Rep 2013-05-13 2016-03-14
53 Iwahara, Kohei ANH718 Rep 2006-04-24 2008-12-05
54 Johnson, Terence Andrew M AOR819 Rep 2007-03-16 2008-01-31
55 Lai, Pik Kwan 黎璧君 AAW009 Rep 2008-02-19 2011-05-20
56 Lai, Wai Fong (SFC:ANT271) 賴慧芳 F ANT271 Rep 2006-09-14 2006-10-14
57 Lam, Josephine (SFC:AGY066) 林詠琪 F AGY066 Rep 2004-07-30 2013-03-28
58 Lam, Linda Lam 林霖 F AGP663 Rep 2006-07-01
59 Lau, Tsz Lung (SFC:AGJ950) 劉子龍 AGJ950 Rep 2005-12-21
60 Lee, Chiinhao Alex 李君浩 ALS480 Rep 2005-02-17 2009-03-12
61 Lee, Chun Sing (SFC:ALY891) 李振聲 ALY891 Rep 2008-06-03 2008-09-08
RO 2008-09-08 2011-08-16
62 Lee, Clement Jia Yi M BDU057 Rep 2014-08-14 2015-02-06
63 Lee, Patrick Kai Ho 李啟豪 M AJL012 Rep 2004-02-02 2007-03-01
64 Lee, Sai Yin 李世賢 AFN905 Rep 2006-08-02 2006-09-23
RO 2006-09-23 2007-09-08
65 Lee, Yin Tak 李賢德 AFU886 Rep 2003-10-15 2005-12-01
66 Leung, Eugene See Charm 梁思湛 M ACC557 Rep 2004-12-23 2006-08-22
RO 2006-08-22 2013-05-31
67 Lian, Chia Liang AYW916 Rep 2012-02-13 2012-02-17
Rep 2012-12-03 2012-12-05
Rep 2013-02-27 2013-03-05
Rep 2013-04-09 2013-04-11
Rep 2014-02-14 2014-02-18
Rep 2014-04-07 2014-04-11
68 Lim, Lennie Hong Heng APR699 Rep 2007-09-24 2008-02-22
RO 2008-02-22 2020-03-16
69 Lim, Siao Tung 林曉彤 AND633 Rep 2006-04-20 2007-09-08
70 Lo, Sulia Huen Huen 盧暄萱 ACM544 RO 2004-04-11
71 Loh, Kenneth Anthony Tak Chi 陸德志 M AFS829 Rep 2003-11-28
72 Loke, Weng Keong 陸永強 AQF066 Rep 2013-07-02 2020-03-06
73 Lu, Carolyn Anne 陸舜華 F ADT848 Rep 2004-08-27
RO 2004-08-27 2006-05-01
74 Mak, Winnie Yuen Kwun 麥婉鈞 F ALK033 Rep 2007-10-29 2011-07-28
75 McAllister, Mark James (SFC:BEF243) M BEF243 Rep 2014-10-15 2014-10-17
76 Miller Iii, William Herbert M APS295 Rep 2007-10-02 2007-10-08
Rep 2010-03-22 2010-03-24
Rep 2011-10-21 2011-10-28
77 Mitchell, Christine Ka Yee 家宜 F AJJ143 Rep 2004-09-22 2005-10-22
78 Muh, Anthony Yi Tong 沐義棠 51 M ADW527 RO 2005-04-19
79 Newman, James Shields M AEF921 RO 2004-01-31
80 Peters, Samuel Merchant M AYE973 Rep 2011-10-21 2011-10-28
Rep 2012-07-06 2012-07-13
Rep 2013-04-19 2013-04-23
81 Poon, Joanna Ka Yee 潘嘉怡 F AGL868 Rep 2007-04-16 2008-06-28
82 Poon, To Sing 潘道成 AAJ268 Rep 2004-04-07
83 Ribas Lequerica, Nuria Maria BAC311 Rep 2012-09-12 2012-09-14
84 Sengelmann, Peter Sargent M AQQ526 Rep 2009-08-19 2012-02-03
85 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2011-10-21 2014-04-30
86 Soon, Yin Moi Desmond M ARH222 Rep 2014-04-07 2014-04-11
87 Swab, Robert E M ASU012 Rep 2009-04-20 2009-04-24
88 Tam Cheung, Viola Fung Yi 譚張鳳儀 ABH458 Rep 2008-08-26 2009-02-28
89 Tan, Hedy Su Ee AGL235 Rep 2007-04-16 2022-06-30
90 Tsang, Freeman Siu For 曾劭科 AHH541 Rep 2004-10-19 2006-06-24
Rep 2009-11-09 2010-03-29
RO 2010-03-29 2020-10-30
91 Tsang, Wai Ching 曾惠貞 AHO170 Rep 2010-11-23 2013-05-28
92 Tse, Monique Kit Ting 謝潔婷 AFF236 Rep 2006-11-07 2013-07-02
93 Virag, Ryan David M BBS872 Rep 2013-09-10 2013-09-13
94 Wong, Martina Kit Yee 黃潔怡 AJA081 Rep 2003-06-10 2004-03-05
Rep 2004-10-25 2006-08-17
95 Wong, Suet Ting 黃雪婷 AEG454 Rep 2013-11-14 2015-06-12
96 Wong, Susie Anne F AHI208 Rep 2004-05-14
97 Wu, Cecilia Ngai See 胡毅詩 F ALC058 Rep 2004-09-28 2005-07-01
98 Wu, Sze Man (SFC:AMP166) 胡詩敏 AMP166 Rep 2005-10-18 2006-12-09
99 Yan, Chi Kwan 顏志軍 39 M AGL147 Rep 2004-09-09
100 Yang, Dongni 楊冬旎 BAP110 Rep 2012-12-10 2017-11-17
101 Yeo, Thiam Hu AKI295 Rep 2004-04-02 2005-12-03
102 Yeung, arah Tsz Yau 楊子悠 F AEU794 Rep 2006-07-24 2006-09-30
103 Yian, Lethe Chui Wah 任翠華 ACT312 Rep 2005-02-04 2007-11-16
104 Yu, Tin Lai 余天麗 AER797 Rep 2007-09-21 2007-09-28
105 Yuen, Yee Leng ALQ882 Rep 2005-01-26 2014-07-31
106 Zelouf, Michael Barukh M ATD290 Rep 2009-06-23 2009-06-27
107 Zhou, Yijie (SFC:AXN139) 周漪婕 AXN139 Rep 2011-07-04 2015-09-25

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