UBS SECURITIES ASIA LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
Role From Until
1 Abhishek, Agarwal M Rep 2014-09-02 2023-01-31
2 Agarwal, Anand (SFC:ASL813) Rep 2021-06-23
3 Aguirre, Ramon Jose Escalona Rep 2016-05-05
4 Alafate, Abulaiti 阿拉法特 Rep 2021-10-15 2023-12-04
5 Alterman, Valeriia Rep 2018-06-26
6 Ansari, Patrick Mehran M Rep 2015-07-24
7 Audi, Elias M Rep 2013-11-18
8 Barbara, Romain M Rep 2020-07-27
9 Baweja, Bhanu Rep 2013-02-04
10 Berget, Lydie Marie F Rep 2021-05-24 2023-03-31
11 Bhumiratana, Master Sanu Rep 2006-10-24
12 Bian, Sijia 卞思佳 Rep 2019-11-01
13 Bordat-Maldonado Parra, Adrien Paul Augustin M Rep 2013-04-18 2022-07-31
14 Briggs, James Thomas Edward M Rep 2013-10-24 2022-07-27
15 Bush, Timothy David (SFC:ANG617) M Rep 2015-06-04
16 Cade, Natalie Margaret F Rep 2019-11-21
17 Cai, Zhibin (SFC:AYC190) 蔡志斌 Rep 2011-10-03
18 Campos Diaz, Adrian Giancarlo M Rep 2020-01-10
19 Cappellini, Matteo Rep 2020-05-19
20 Carroll, Shane (SFC:BEA790) M Rep 2018-04-24
21 Cerbourg, Sebastien M Rep 2022-03-31
22 Chalmers, Tony Marian Rep 2017-07-06
23 Chan, Bonnie See Wa 陳思華 F Rep 2018-08-24
24 Chan, Chi Lap (SFC:ATD881) 陳志立 Rep 2011-01-11
25 Chan, Chin Kiu 陳展翹 Rep 2020-09-24
26 Chan, Raymond Yiu Yue 陳耀宇 M RO 2017-12-19
27 Chan, Ronald Ho Yin 陳浩賢 M Rep 2021-10-21
28 Chang, Jack Chun-Chieh 張俊傑 M Rep 2019-01-21
29 Chang, Lei (SFC:BFI262) 暢磊 Rep 2015-06-02
30 Chang, Show Shin Rep 2020-07-10
31 Chaudry, Ahmad Sadiq (SFC:BFK341) Rep 2021-10-06
32 Cheah, Corey Zhi Ming M Rep 2022-03-04
33 Chee, Daryl Tak-Fung 徐德丰 M Rep 2019-10-15
34 Chen, Lijuan (SFC:AVL498) 陳利娟 Rep 2011-10-04
35 Chen, Wen-Chin (SFC:AVD899) 陳玟瑾 Rep 2018-05-24
36 Chen, Xin (SFC:AXS722) 陳欣 Rep 2011-07-29
37 Chen, Ying Chih (SFC:BIB859) 陳盈志 Rep 2020-11-23
38 Chen, Yuan (SFC:ARA235) 陳縓 Rep 2022-02-08
39 Cheng, Kai-Wen 鄭凱文 Rep 2021-01-13
40 Cheuk, So Wah 卓素華 Rep 2008-05-23
41 Cheung, Edward (SFC:BOP546) 張子謙 M Rep 2019-07-18
42 Cheung, Hiu Yau 張曉柔 Rep 2021-11-02 2022-07-15
43 Chhaochharia, Gautam RO 2021-01-25 2024-04-08
44 Choi, Sheung Ngai 蔡尚毅 Rep 2015-05-05
45 Choi, Wai Man (SFC:AMG898) 蔡慧敏 Rep 2005-07-20
46 Choudhury, Avijit (SFC:AVT529) M Rep 2010-09-06 2022-07-12
47 Chu, Kelvin Hiu Wai 朱曉暐 M Rep 2008-08-20 2023-08-11
48 Chu, Michael Man Ho 朱文浩 M Rep 2016-08-24
49 Chung, Kong Lung 鍾港龍 Rep 2022-02-08
50 Combalot, Laurent Benoit Georges M RO 2009-05-06
51 Crump, Thomas Donovan (SFC:BSD834) M Rep 2022-01-25
52 Davis, Christopher Edward M Rep 2011-04-26
53 De Garidel-Thoron, Thomas Henri Sylvie Marie M RO 2021-01-18
54 Deng, Bo (SFC:BDV249) 鄧博 Rep 2014-07-24
55 Deng, Weishen 鄧維慎 Rep 2019-05-07
56 Ding, Yueli 丁月麗 Rep 2020-02-05
57 Donan, Keith M Rep 2011-05-19 2023-01-13
58 Du, Wanzheng 杜婉錚 Rep 2021-08-17
59 Ersoy, Alan Metin M RO 2018-09-21
60 Falipou, Fabien Jean Roger M RO 2021-12-03
61 Fan, Mingxi 范明曦 Rep 2008-10-06 2023-12-18
62 Fang, Dongming 房東明 RO 2011-08-31
63 Fang, Shuai 房帥 Rep 2020-05-28
64 Fang, Xinyu 方昕宇 Rep 2020-09-30
65 Farhat, Sarah F Rep 2020-04-09
66 Farthing, Jon Kristofer M Rep 2017-10-30
67 Fekete, Georgia Kate F Rep 2020-02-05 2023-06-15
68 Ferreira Da Costa, Jacinto Alberto M Rep 2018-09-14 2024-04-08
69 Gan, Jian Bo Rep 2018-05-31 2023-10-13
70 Gangal, Shrinivas Ravindra M RO 2021-12-14
71 Gaudois, Nicolas Junel M Rep 2010-01-13
72 Goh, Nicole Sue Yi F Rep 2010-11-08
73 Gong, Min (SFC:ATX842) 鞏旻 Rep 2017-07-19
74 Goyal, Vishal (SFC:AUU965) M Rep 2010-03-04
75 Groux, Florian Rene Alexis 38 M Rep 2021-02-03 2024-06-17
76 Guenancia, Paul Pierre Josias M Rep 2020-08-13
77 Guez, Ilane Yonathan Pierre M Rep 2015-08-03 2023-05-09
78 Gunturu, Advait Dattatreya Rep 2022-02-11
79 Guo, Boyi 郭博藝 Rep 2018-11-14
80 Guo, Yifan (SFC:BNG244) 郭一凡 Rep 2018-09-28
81 Gupta, Tanvee Rep 2017-06-06
82 Gusak, Victor Vladislav M Rep 2019-08-20
83 Han, Chunxiao 韓春晓 Rep 2021-05-04
84 Han, Jennifer Koun F Rep 2018-03-23
85 Han, Sixu 韓思旭 Rep 2020-08-03 2022-09-16
86 Han, Siyu (SFC:BOP777) 韓思雨 Rep 2022-02-24
87 He, Xingtong 何星峒 Rep 2022-05-10
88 Hiramatsu, Takekazu Rep 2022-02-08
89 Hirata, Shingo Rep 2019-09-13
90 Hizon, Karen Louise Hilado F Rep 2014-07-24
91 Ho, Chak Pan 何澤彬 Rep 2020-07-16
92 Ho, Cheuk Wing 何卓榮 Rep 2019-08-07
93 Holroyd, Alistair Hugo M Rep 2013-02-25
94 Hon, William Wai Lin 韓偉濂 M Rep 2022-06-10
95 Hong, Timothy Kai-Chun 康家俊 M Rep 2018-10-08
96 Horth, Damien John Magellan M RO 2011-07-27 2022-11-30
97 Hsu, Yu Yun 許予昀 Rep 2021-07-21
98 Hu, Xinyu (SFC:BOW506) 胡欣雨 Rep 2021-08-26
99 Huang, Haoya (SFC:BNL472) 黃皓雅 Rep 2018-08-24 2023-07-13
100 Hui, Jimmy Siu Yin 許兆賢 M Rep 2016-08-08
101 Hunt, Christopher James Andrews M RO 2011-07-27
102 Innerdale, David James M RO 2011-06-23 2023-07-14
103 Jiang, Chun (SFC:BNU101) 江純 Rep 2020-07-27 2023-03-31
104 Jiang, Wenyang 姜文扬 Rep 2022-05-26
105 Joseph Pulpel, Savio M Rep 2011-05-03
106 Jung, Jae Young Rep 2020-08-03
107 Kan, Ching-Jen 甘清仁 Rep 2019-01-16 2022-10-07
108 Kanthan, Aparna Rep 2021-08-20
109 Karofsky, Robert B M Rep 2018-06-21
110 Killa, Navin M Rep 2016-08-11
111 Kim, Minkyu (SFC:BEO107) 金旻奎 Rep 2019-01-10 2024-04-12
112 Kim, Young Chae Rep 2018-07-10
113 Kudalkar, Samarth Rep 2015-05-08
114 Kumar, Manhar Rep 2017-07-20 2022-10-17
115 Kwan, Sing Yuen 關承遠 Rep
116 Lai, Kenneth Wing 黎穎平 M Rep 2022-02-08
117 Lai, Rongye 賴榮曄 Rep 2013-08-12
118 Lam, Chun Hung (SFC:ATL665) 林鎮鴻 Rep 2018-11-19
119 Lam, Jarvis Chun Hang 林俊亨 Rep 2020-10-16
120 Lam, Jenny Yan Wah 林欣樺 F Rep 2008-07-04
121 Lam, Ka Lai (SFC:AUT719) 林嘉麗 Rep 2010-03-01
122 Lao, Yiwen 勞逸文 Rep 2021-08-26
123 Lau, Hynn Mann Mandy 劉軒文 Rep 2018-06-01
124 Le Binh, Khoi Rep 2020-07-02 2023-07-18
125 Lee, Andrew Yeng 李英揚 M Rep 2022-01-25 2022-10-06
126 Lee, Jaison Rep 2010-05-12 2022-09-02
127 Lee, Jina (SFC:AUT717) 李真我 Rep 2020-06-22
128 Lee, King Hang (SFC:AXV267) 李璟恆 Rep 2016-08-16
129 Lee, Taewoo Rep 2016-04-18 2023-07-28
130 Lee, Vivian Yee Man F Rep 2011-09-21
131 Lee, Yan Kak Brian 李恩格 Rep 2021-05-07 2023-03-13
132 Leung, Chin Ka 梁展嘉 Rep 2014-07-08
133 Leung, Luxthew Yee Ming 梁以銘 Rep 2021-07-26
134 Li, Bojie 李博杰 Rep 2021-08-24
135 Li, Christopher Ho-Shing M Rep 2017-02-16
136 Li, Gengyu (SFC:BSJ021) 李賡煜 Rep 2022-04-22
137 Li, Jiadai 李佳黛 Rep 2021-10-21 2022-11-04
138 Li, Jing (SFC:AOV618) 李菁 RO 2018-08-14
139 Li, Liangde 李亮德 Rep 2020-07-15 2024-05-21
140 Li, Lin (SFC:BBG804) 李林 Rep 2013-06-03
141 Li, Ming (SFC:BRX032) 李名 Rep 2021-11-19
142 Li, Siying (SFC:BHU352) 李思瑩 Rep 2018-08-06 2022-11-11
143 Li, Tsz Wai 李梓維 Rep 2021-03-23
144 Liang, Mengyao 梁梦瑶 Rep 2021-07-08
145 Lim, Khoon Hian Michael M Rep 2009-09-28
146 Lim, Pek Kueen Rep 2014-05-26 2023-12-13
147 Lin, Eric Pui Kwan 連沛堃 M Rep 2010-08-04 2024-07-12
148 Liu, Jerry Yuan M Rep 2017-08-01 2023-10-22
149 Liu, Kai Wa 廖啟華 Rep 2011-06-17
150 Liu, Liying (SFC:BSA138) 劉李莹 Rep 2021-12-23 2023-11-30
151 Liu, Ning (SFC:ASZ222) 劉寧 Rep 2009-05-25
152 Liu, Suyang 劉蘇阳 Rep 2020-05-07
153 Liu, Yaokun (SFC:BJI665) 劉耀坤 Rep 2019-07-26
154 Loo, Renee Oi Pui 盧皚姵 F Rep 2020-01-23
155 Lu, Jianan 陸佳男 Rep 2022-01-28
156 Lu, Kwai Ching 呂桂貞 Rep 2006-03-16
157 Luk, Karen Yuen San 陸潤珊 F Rep 2014-09-30
158 Luo, Ruohang 羅若航 Rep 2022-06-27 2024-06-06
159 Ma, Hsuan Chi 馬宣琪 Rep 2022-04-19 2023-07-18
160 Ma, Jingyu 马靓钰 Rep 2021-12-29 2023-03-30
161 Ma, Kenneth Kin Kei 馬建基 M Rep 2019-12-05
162 Macdonald, Alexia Grace 麥樂庭 Rep 2017-12-28
163 Macleod, Niall James M Rep 2008-06-05 2023-08-01
164 Manzone, Jaime Che Rep 2019-02-08
165 Martin, Troy Richard William M Rep 2019-09-30
166 Mashru, Namrata Sudhir Rep 2017-10-26 2022-07-22
167 McCasker, Grant David M Rep 2019-07-24 2024-05-22
168 McNulty, Peter Richard M RO 2021-11-30
169 Min, Hao 閔皓 Rep 2018-06-07
170 Mizuno, Hikaru Rep 2017-03-22 2024-03-25
171 Mo, Wanpin 莫菀嬪 Rep 2022-04-19 2023-11-15
172 Mohla, Abhishek Dushyant M RO 2019-11-28
173 Mok, Kwan Ho (SFC:AXS235) 莫君豪 Rep 2013-09-16
174 Nagarajan, Diviya Rep 2009-11-16
175 Ngai, Cho Lap 倪祖立 Rep 2018-11-07
176 Ong, Brigitte Yu Shan 王愉善 F Rep 2017-07-24
177 Or, Felix (SFC:ADH585) 柯柏年 M Rep 2020-09-24 2023-09-12
178 Pai, Chiao Yu 白喬雨 Rep 2021-08-20
179 Pan, Renyi 潘人怡 Rep 2018-03-20
180 Pang, Wing Yan (SFC:AQL248) 彭永欣 Rep 2012-09-17
181 Pantone, Nicola F Rep 2021-12-17 2023-10-20
182 Peng, Xiaolin 彭晓琳 Rep 2022-03-29
183 Peng, Yanyan 彭燕燕 Rep 2010-08-02
184 Perera, Errol Alistair Devindra M Rep 2020-09-01
185 Qian, Lin (SFC:BGX450) 錢琳 Rep 2016-01-27
186 Quesnot, Jean-Joseph Bernard Gaston M Rep 2017-08-07 2023-03-03
187 Ranjana Rep 2020-06-30
188 Rawat, Aakash M Rep 2008-10-03
189 Reilly, Nathan John M Rep 2018-03-12
190 Reperant, Vassili Benjamin Maurice Valentin M Rep 2020-01-10
191 Rodford, Mark Andrew (SFC:BQV688) M Rep 2021-03-18 2023-02-22
192 Schloegel, Fabrice Robert Marius Claude M Rep 2020-04-27 2023-08-30
193 Schmitz, Charline Florence F Rep 2020-07-27 2023-11-24
194 Schneidereit, Marc Daniel M Rep 2019-09-09
195 Shao, Jimmy Zhuang M Rep 2019-09-13
196 Shen, Blake C 沈欽揚 Rep 2021-02-23
197 Shen, Jiamin 沈嘉珉 Rep 2017-08-25 2023-11-30
198 Sheng, Yi 盛亦 Rep 2019-11-14 2024-06-06
199 Shi, Tianyi (SFC:BPV473) 施天怡 Rep 2020-07-10
200 Shi, Zejun 施澤鈞 Rep 2021-06-28
201 Singh, Taranvir (SFC:BSP592) 星泰宏 Rep 2022-06-30 2023-07-31
202 Siu, Vivian Wing Man 蕭詠雯 Rep 2018-05-17
203 Slaoui, Mohammed Saad M RO 2020-03-11
204 So, Kin Wan 蘇健雲 Rep 2021-11-25 2022-07-15
205 So, Wan Yi 蘇韻怡 Rep 2018-11-05 2024-06-06
206 Solomon, Alexandra Kumin F Rep 2017-11-09 2022-12-15
207 Son, Yong Suk Rep 2006-01-18
208 Song, Chaoran 宋超然 Rep 2014-05-19
209 Sou, Ming Chun Alan 蘇銘俊 M Rep 2022-02-16
210 Stempien, Jan Pawel M Rep 2020-11-03 2022-10-03
211 Suen, Kin Dick 孫堅迪 Rep 2010-07-13
212 Sui, Voon Keat Kenneth 許文杰 Rep 2007-07-16
213 Sung, Brian M Rep 2021-10-28
214 Sung, Yoon Kyu RO 2020-09-07 2024-03-27
215 Takahashi, Kohei (SFC:BCP991) Rep 2014-01-03
216 Takahashi, Taichi 高橋太一 RO 2017-08-21
217 Tam, Denise Wan Rou 譚菀柔 F Rep 2020-07-22
218 Tan, You Khai Rep 2017-02-20 2024-01-26
219 Tang, Shan (SFC:BLH582) 唐山 Rep 2017-10-23 2023-08-03
220 Tang, Wing Lun (SFC:BKU866) 鄧詠倫 Rep 2021-11-02
221 Tanja, Joshua Arief M Rep 2006-11-20
222 Teather, Edward Kenneth M Rep 2009-08-25 2022-09-30
223 Thambi, Shamu Sihabuddin Rep 2022-01-12
224 Tharenou, George M Rep 2011-06-27
225 Timms, John Willard M Rep 2011-03-07
226 Tong, Chaplin Chak Pan 湯澤斌 Rep 2007-11-23
227 Tong, Tze Kong 唐梓剛 Rep 2015-11-25
228 Tsai, Hsueh-Ping 蔡雪屏 Rep 2009-09-14
229 Tse, Fiona Yuen Tung 謝宛彤 F Rep 2021-03-01
230 Tse, Kenyon King-yung 謝敬勇 Rep 2005-07-12
231 Tse, Sui Sum Sammie 謝瑞森 Rep 2022-02-08
232 Vanderpump, William James M Rep 2019-01-16
233 Veyret, Pierre M Rep 2018-09-17
234 Viswanath, Ramesh M Rep 2013-07-02 2024-01-25
235 Wai, Jian Rong Rep 2021-08-03 2023-11-15
236 Walters, Andrew James (SFC:AOT505) M Rep 2018-05-08 2023-04-13
237 Wan, Xing (SFC:AXQ294) 万星 Rep 2011-08-03
238 Wang, Beili (SFC:BQO996) 王蓓麗 Rep 2021-01-18
239 Wang, Feili 王斐麗 Rep 2017-12-05
240 Wang, Jack Kuan Chung 王冠中 M Rep 2018-06-06
241 Wang, James Zong Hao 王宗豪 M Rep 2018-09-27
242 Wang, Jinghua (SFC:BRE344) 王婧華 Rep 2021-05-12
243 Wang, Jiyingmei 王紀瑛梅 Rep 2022-01-06 2022-11-11
244 Wang, Ni (SFC:BSH217) 王妮 Rep 2022-03-29 2023-06-23
245 Wang, Ran (SFC:BPQ519) 王冉 Rep 2020-05-13
246 Wang, Tao (SFC:ARE531) 汪濤 F Rep 2008-06-13
247 Wang, William (SFC:BSF536) 黃耀輝 M Rep 2022-03-04
248 Wang, Xinyi (SFC:BJR273) 王心怡 Rep 2021-11-16
249 Wang, Yinghua (SFC:BGO809) 王穎華 Rep 2018-02-13
250 Wang, Yujue 王玉珏 Rep 2021-01-08
251 Wannenmacher, Tim M RO 2014-01-07
252 Wat, Janice Chung Yin 屈頌然 F Rep 2020-09-22 2022-07-05
253 Watanabe, Mariko Rep 2012-01-11
254 Wei, Jiarui 魏嘉瑞 Rep 2020-12-03
255 Wei, Pengyu 魏鵬宇 Rep 2021-01-18 2022-08-12
256 Williamson, Andrew Masters M Rep 2015-09-25
257 Winter, Paul John (SFC:AZV904) M Rep 2012-07-10
258 Wong, Eva See Wah 黃思華 F Rep 2010-02-12
259 Wong, Hoi Cheung (SFC:AYK745) 黃海祥 Rep 2022-03-08
260 Wong, Jee Chung 黃治璁 Rep 2017-01-09 2022-08-22
261 Wong, Lai Man (SFC:AFC401) 王麗雯 Rep 2015-08-28
262 Woo, Yik Yuen 胡翊遠 RO 2015-08-07
263 Wu, Eric Kwok Yan 伍國忻 M Rep 2021-08-03 2022-09-02
264 Wu, Han-Wen 吳翰文 Rep 2020-11-13
265 Wu, Ronald Ping Hei 胡炳熙 M Rep 2020-01-08
266 Wu, Yihe 吳軼鶴 Rep 2021-09-08
267 Xi, Yiru 席奕儒 Rep 2020-07-22
268 Xiao, Yang (SFC:AOR177) 肖陽 Rep 2014-02-10
269 Xin, Xing (SFC:BPV806) 辛星 Rep 2020-07-10 2024-06-28
270 Xu, Bin (SFC:ANZ630) 徐賓 Rep 2006-09-20
271 Xu, Huifang 徐惠芳 Rep 2013-02-08
272 Xu, Yiren (SFC:BPZ928) 徐伊人 Rep 2020-08-19
273 Yan, Hanjun 晏菡君 Rep 2021-10-04
274 Yan, Meizhi 顏湄之 Rep 2017-05-05
275 Yao, Chen (SFC:BOP084) 姚辰 Rep 2019-07-10
276 Yasui, Kenji 安井健二 Rep 2009-04-02
277 Yau, Vincent Wing Tsuen 邱穎臻 M Rep 2021-06-08 2023-04-13
278 Ye, Xiaoxiong (SFC:BHU991) 叶晓雄 Rep 2017-11-06
279 Yeung, Hei Chun 楊熙晉 Rep 2021-07-21
280 Yeung, Yat Wan Tammy 楊逸韻 F Rep 2021-07-28
281 Yeung, Yu Pang 楊裕鵬 Rep 2021-01-14
282 Yip, Tsz Chung (SFC:BCU474) 葉梓聰 Rep 2015-11-25 2022-09-19
283 Yoon, Jong Hyeon Rep 2019-09-13
284 Yu, Jia (SFC:BJQ980) 俞佳 Rep 2019-02-20
285 Yu, Siwei 余思維 Rep 2008-02-18 2023-10-27
286 Yu, Xiaoqian 于曉倩 Rep 2021-07-21
287 Yuen, Wai Ching (SFC:BQW094) 袁偉政 Rep 2021-03-19
288 Yule, Martin (SFC:AOU139) M RO 2016-04-27
289 Yun, Heekyu Rep 2011-07-21 2024-01-10
290 Zayco, Matthew Dionisio 高智忠 M Rep 2020-07-28
291 Zhang, Charles 張大兆 M Rep 2011-01-24
292 Zhang, Han (SFC:BOA571) 張涵 Rep 2019-01-15 2022-11-18
293 Zhang, Ning (SFC:BBM233) 張宁 Rep 2013-07-05
294 Zhang, Weiyi (SFC:BRP246) 張瑋伊 Rep 2021-08-13
295 Zhang, Ying (SFC:BJR686) 章穎 Rep 2018-06-01
296 Zhang, Yueyang (SFC:BQQ175) 張悅洋 Rep 2021-01-13
297 Zhao, Siyu (SFC:BHZ251) 赵思娱 Rep 2019-10-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top