CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2022 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bao, Sachuer 包蕯出尔 |
|
|
BSX515 |
Rep |
2022-08-31 |
|
| 2 |
Cai, Jingxing 蔡景行 |
|
|
AZW297 |
RO |
2021-09-20 |
|
| 3 |
Cai, Shixin 蔡時欣 |
|
|
BMH732 |
Rep |
2018-08-02 |
2025-02-05 |
| 4 |
Chan, Vanessa Sze Wai 陳思慧 |
|
F |
BRO776 |
Rep |
2021-08-18 |
2024-10-25 |
| 5 |
Chan, Yik Chun (SFC:BRH063) 陳易駿 |
|
|
BRH063 |
Rep |
2021-06-07 |
|
| 6 |
Chen, Hu (SFC:BMA461) 陳滸 |
|
|
BMA461 |
Rep |
2020-07-31 |
|
| 7 |
Chen, Ruiqin 陳睿欽 |
|
|
BRA100 |
Rep |
2021-04-01 |
2023-02-17 |
| 8 |
Cheng, Chin Hang 鄭展亨 |
|
|
BDM028 |
Rep |
2021-06-02 |
|
| 9 |
Cheung, Chun Chun Vivian 張俊珍 |
|
|
BLL579 |
Rep |
2021-04-20 |
|
| 10 |
Cheung, Na 張娜 |
|
|
BDE788 |
Rep |
2019-05-30 |
|
| 11 |
Cheung, Yat Wah 張日華 |
|
|
ANW454 |
Rep |
2020-05-13 |
2023-05-19 |
| 12 |
Chun, Tsz Lik 鍾子歷 |
|
|
BRW753 |
Rep |
2021-11-17 |
2023-07-14 |
| 13 |
Chung, Ka Kei (SFC:AYA305) 鍾家琦 |
|
|
AYA305 |
Rep |
2021-11-17 |
|
| 14 |
Collard, Jeremy David |
|
M |
AJC639 |
Rep |
2019-05-09 |
|
| 15 |
Du, Zhirui 杜知睿 |
|
|
BRQ666 |
Rep |
2021-09-02 |
|
| 16 |
Fan, Alan Ping Lun 范秉倫 |
|
M |
BJK467 |
Rep |
2017-11-21 |
|
| 17 |
Feng, Shiran (SFC:ARJ059) 馮詩然 |
|
|
ARJ059 |
Rep |
2020-12-21 |
|
| 18 |
Fu, Hsin Chang 傅信彰 |
|
|
AUJ844 |
RO |
2021-02-18 |
|
| 19 |
Fu, Kang 傅康 |
|
|
BOW571 |
Rep |
2019-10-02 |
|
| 20 |
Gomez, Bienvenido Antonio Monponbanua |
|
M |
BOR296 |
Rep |
2019-08-08 |
2024-08-30 |
| 21 |
Gui, Yijie 桂軼杰 |
|
|
BRH484 |
Rep |
2021-06-11 |
|
| 22 |
Guo, Dandan (SFC:BGC838) 郭丹丹 |
|
|
BGC838 |
Rep |
2021-07-28 |
|
| 23 |
He, Jialin 賀家琳 |
|
|
ASL683 |
RO |
2021-01-21 |
|
| 24 |
Ho, Tina Yi Mei 何伊薇 |
|
F |
BSE655 |
Rep |
2022-02-11 |
|
| 25 |
Hou, Yueyang 侯越洋 |
|
|
BAT984 |
RO |
2020-09-24 |
|
| 26 |
Hwang, Kyo Jun 黃教埈 |
|
|
BSX435 |
Rep |
2022-08-31 |
|
| 27 |
Jaeger, Christian John |
|
M |
APD422 |
Rep |
2019-03-28 |
2025-06-06 |
| 28 |
Jia, Mengyao 賈夢瑤 |
|
|
BOZ732 |
Rep |
2019-10-28 |
|
| 29 |
Jiang, Yakang 蔣亞康 |
|
|
AWY537 |
Rep |
2017-06-26 |
|
| 30 |
Kanevsky, Eugene |
|
M |
ASY848 |
RO |
2022-02-15 |
|
| 31 |
Kay, Chong-san 郭忠山 |
|
|
AXG649 |
Rep |
2017-06-26 |
|
| 32 |
Kwong, Ho Fai 鄺浩輝 |
|
|
BMW742 |
Rep |
2021-09-09 |
|
| 33 |
Lai, Kin Pui 黎建培 |
|
|
BMS565 |
Rep |
2021-05-25 |
2023-11-07 |
| 34 |
Lau, Cheong (SFC:BFA120) 劉暢 |
|
|
BFA120 |
Rep |
2018-06-04 |
2024-02-08 |
| 35 |
Lau, Joanne Yan-Wah 劉恩華 |
|
F |
AZI786 |
Rep |
2022-02-21 |
|
| 36 |
Law, Clara Yue Ying 羅妤盈 |
|
F |
BRF161 |
Rep |
2021-05-13 |
2023-05-03 |
| 37 |
Law, Hoi Chun 羅海俊 |
|
|
BSJ147 |
Rep |
2022-04-29 |
|
| 38 |
Lee, Bong Tae 李鳳泰 |
|
|
AQP646 |
Rep |
2018-11-15 |
|
| 39 |
Lee, Kin Man (SFC:BLK431) 李建民 |
|
|
BLK431 |
Rep |
2017-11-01 |
|
| 40 |
Lee, Kotis Cheuk Hin 李綽軒 |
|
|
BST707 |
Rep |
2022-07-25 |
|
| 41 |
Lee, Rob Lok Fung 李洛鋒 |
|
|
BRF001 |
Rep |
2021-05-14 |
|
| 42 |
Leung, Fung Man 梁鳳敏 |
|
|
ASP987 |
Rep |
2021-10-11 |
2024-06-28 |
| 43 |
Levine, Robert Peter |
|
M |
AGL783 |
RO |
2022-02-09 |
2025-02-14 |
| 44 |
Li, Kai Yuen 李佳原 |
|
|
BNY185 |
Rep |
2022-06-28 |
|
| 45 |
Li, Li (SFC:BJI670) 李理 |
|
|
BJI670 |
Rep |
2017-06-26 |
|
| 46 |
Li, Shang Xian 李尚賢 |
|
|
BRH304 |
Rep |
2022-05-19 |
|
| 47 |
Li, Yen Cheng 黎彥成 |
|
|
BKU850 |
Rep |
2017-09-04 |
2024-07-05 |
| 48 |
Li, Zehuan (SFC:BQO834) 李澤環 |
|
|
BQO834 |
Rep |
2021-08-02 |
2025-04-30 |
| 49 |
Liang, Jingwen (SFC:BJX362) 梁靜文 |
|
|
BJX362 |
Rep |
2020-11-23 |
|
| 50 |
Liang, Xinyi (SFC:BSM424) 梁欣仪 |
|
|
BSM424 |
Rep |
2022-05-26 |
|
| 51 |
Liao, John Chih-Chang |
|
M |
BRK842 |
Rep |
2021-07-19 |
2023-04-28 |
| 52 |
Liao, Yuezhi 廖悦芝 |
|
|
BPV950 |
Rep |
2020-07-06 |
|
| 53 |
Lin, David Ping 林平 |
|
M |
AOT744 |
Rep |
2017-06-26 |
|
| 54 |
Liu, Ruiyuan 劉睿渊 |
|
|
BDG870 |
Rep |
2021-12-14 |
|
| 55 |
Luk, Kwun Hei 陸冠希 |
|
|
BQQ345 |
Rep |
2021-01-12 |
|
| 56 |
Meng, Chen (SFC:BMB955) |
|
|
BMB955 |
Rep |
2019-11-07 |
2023-07-19 |
| 57 |
Miao, Yiqiao 苗奕喬 |
|
|
BLZ394 |
Rep |
2018-01-15 |
|
| 58 |
Ng, Ming Hui Sancia 黃明慧 |
|
|
BGS699 |
Rep |
2019-07-10 |
|
| 59 |
Ng, Pauline Pui-Han 吳佩嫻 |
|
F |
BKQ278 |
Rep |
2019-07-18 |
|
| 60 |
Park, Sejun 朴世濬 |
|
|
BOJ261 |
Rep |
2022-05-12 |
|
| 61 |
Qin, Qian (SFC:ANR972) 秦黔 |
|
|
ANR972 |
RO |
2018-01-05 |
|
| 62 |
Ratti, Upwan (SFC:BDY281) |
|
|
BDY281 |
Rep |
2019-05-30 |
|
| 63 |
Roy Ghatak, Dhiman |
|
|
BDJ566 |
Rep |
2017-06-26 |
|
| 64 |
Shan, Bingchen 單昺辰 |
|
|
BRQ719 |
Rep |
2021-09-02 |
2023-07-31 |
| 65 |
Shen, Yiding 沈一丁 |
|
|
BQC196 |
Rep |
2020-09-04 |
|
| 66 |
Shi, Liang (SFC:BPG328) 施亮 |
|
|
BPG328 |
RO |
2020-07-15 |
2024-10-13 |
| 67 |
Smith, Adam Alexander (SFC:ANT189) |
|
M |
ANT189 |
Rep |
2019-05-30 |
|
| 68 |
Song, Jung Hun 宋政訓 |
|
|
BRL112 |
Rep |
2021-07-20 |
|
| 69 |
Sun, Qianya 孫千雅 |
|
|
BNH306 |
Rep |
2021-04-08 |
|
| 70 |
Sun, Runke 孫潤珂 |
|
|
BQI103 |
Rep |
2020-10-22 |
2022-09-29 |
| 71 |
Sun, Yung-Lun 孫雍倫 |
|
|
AYN343 |
Rep |
2021-10-18 |
|
| 72 |
Tam, Jude Ho Yin 譚顥賢 |
|
|
ALA228 |
Rep |
2020-07-10 |
|
| 73 |
Tang, Xinlu 唐新璐 |
|
|
BPK236 |
Rep |
2021-12-14 |
|
| 74 |
Tse, Chi Hang (SFC:BRV219) 謝智衡 |
|
|
BRV219 |
Rep |
2021-10-27 |
|
| 75 |
Tseng, Peter Wing Keung 曾永强 |
|
M |
BQQ349 |
Rep |
2021-01-12 |
|
| 76 |
Wan, Lu 萬璐 |
|
|
BMT254 |
Rep |
2021-02-18 |
|
| 77 |
Wang, Da Qing 王大慶 |
|
|
BAB056 |
RO |
2020-10-21 |
2024-03-28 |
| 78 |
Wang, Mengting (SFC:AWJ513) 王梦婷 |
|
|
AWJ513 |
Rep |
2019-07-05 |
|
| 79 |
Wang, Shuo (SFC:BHP870) 王爍 |
|
|
BHP870 |
Rep |
2021-06-30 |
|
| 80 |
Wong, Angus Chak Ki 黄泽祺 |
|
M |
BOB946 |
Rep |
2021-12-14 |
|
| 81 |
Wong, Hoi Ting (SFC:BQE975) 黃愷婷 |
|
|
BQE975 |
Rep |
2020-09-25 |
|
| 82 |
Wong, Tsz Ho (SFC:BSR670) 黃梓皓 |
|
|
BSR670 |
Rep |
2022-06-29 |
2024-10-25 |
| 83 |
Wu, Di (SFC:BPK499) 吴迪 |
|
|
BPK499 |
Rep |
2020-02-17 |
2023-11-24 |
| 84 |
Wu, Xinyi (SFC:BRH612) 鄔馨怡 |
|
|
BRH612 |
Rep |
2021-06-11 |
|
| 85 |
Xiao, Yingjie 肖颖杰 |
|
|
BRV613 |
Rep |
2021-11-04 |
|
| 86 |
Xu, Fanfei 許凡非 |
|
|
BPB455 |
Rep |
2019-11-01 |
2024-05-20 |
| 87 |
Xu, Jianqiang (1980) 許建強 |
42 |
M |
BAJ277 |
RO |
2018-01-29 |
|
| 88 |
Xu, Tianjie 許天杰 |
|
|
AYO003 |
Rep |
2021-05-18 |
|
| 89 |
Xu, Tianyang 徐天阳 |
|
|
BRI099 |
Rep |
2021-06-25 |
2023-03-31 |
| 90 |
Xu, Zhiyuan (SFC:BPO925) 徐智渊 |
|
|
BPO925 |
Rep |
2020-04-27 |
2025-03-13 |
| 91 |
Yang, Shyang Yeu 楊翔宇 |
|
|
BRG736 |
Rep |
2021-06-03 |
2024-07-02 |
| 92 |
Yang, Tian (SFC:BHA618) 楊天 |
|
|
BHA618 |
Rep |
2017-06-26 |
|
| 93 |
Yip, Henry Shun Fu 葉迅虎 |
|
M |
AEI069 |
RO |
2021-09-14 |
|
| 94 |
Yip, Wai Ho 葉偉豪 |
|
|
APF207 |
Rep |
2020-11-12 |
|
| 95 |
You, Hanqian 尤韓乾 |
|
|
BNO515 |
Rep |
2021-03-12 |
|
| 96 |
Yu, Yipeng 于毅鵬 |
|
|
BQB505 |
Rep |
2022-05-23 |
2024-08-02 |
| 97 |
Yung, Louis Chun Woon 翁進煥 |
|
M |
AON896 |
Rep |
2017-11-15 |
|
| 98 |
Zhang, Xiaojia 張小佳 |
|
|
BGO941 |
Rep |
2017-06-26 |
|
| 99 |
Zhang, Yunhua (SFC:BRT419) 張運華 |
|
|
BRT419 |
Rep |
2021-10-12 |
|
| 100 |
Zhao, Wenxiu 趙文秀 |
|
|
BBU280 |
Rep |
2019-12-04 |
2024-06-03 |
| 101 |
Zheng, Xiaofeng 鄭小峰 |
|
|
ALH862 |
Rep |
2017-06-26 |
|
| 102 |
Zhou, Xinchen 周欣辰 |
|
|
BKU697 |
Rep |
2021-10-06 |
|
| 103 |
Zhu, Yiqian (SFC:BRX125) 朱一谦 |
|
|
BRX125 |
Rep |
2022-04-11 |
|
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