Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2025 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Hui Ying 鮑慧穎 | AQH585 | Rep | 2011-11-11 | 2015-06-13 | ||
| 2 | Bloomfield, David John (SFC:BAU224) | M | BAU224 | Rep | 2013-01-21 | 2013-10-23 | |
| 3 | Boon, Yan Taw 溫演道 | AXQ380 | Rep | 2013-11-05 | 2022-09-29 | ||
| RO | 2022-09-29 | ||||||
| 4 | Chan, Christy Wai Nga 陳慧雅 | F | AQG586 | Rep | 2013-09-11 | 2020-05-11 | |
| 5 | Chan, Kwan Ho (SFC:APN775) 陳鈞浩 | APN775 | Rep | 2014-06-12 | 2022-12-16 | ||
| 6 | Chan, Pui Kwan (SFC:ALF667) 陳佩君 | ALF667 | Rep | 2014-06-23 | |||
| 7 | Chan, Sai Yiu 陳世耀 | BEM926 | Rep | 2020-02-12 | 2022-02-27 | ||
| 8 | Chen, Kent Chih Yang 陳志陽 | M | ACZ366 | Rep | 2015-06-15 | ||
| 9 | Cheng, Ka Kin (SFC:BTQ508) 鄭家健 | BTQ508 | Rep | 2025-06-30 | |||
| 10 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | AEQ438 | Rep | 2014-06-16 | 2020-12-04 | ||
| RO | 2020-12-04 | ||||||
| 11 | Cheung, Cheuk Fung 張卓峰 | BIE626 | Rep | 2024-12-27 | |||
| 12 | Cheung, Chun Ho (SFC:ATW460) 張振豪 | ATW460 | Rep | 2024-08-20 | |||
| 13 | Chiu, Ching Yuan (SFC:BEG006) 邱敬媛 | BEG006 | Rep | 2016-08-18 | 2017-10-31 | ||
| 14 | Chiu, Emily Hiu Lam 招曉霖 | F | BOE627 | Rep | 2022-03-23 | ||
| 15 | Chiu, Man Yung 趙文用 | AUV119 | Rep | 2017-06-06 | 2018-12-13 | ||
| 16 | Cho, Jeff Long Yin 曹朗賢 | M | BBP894 | Rep | 2016-10-12 | ||
| 17 | Chong, Sue Ching 張素菁 | F | AQN999 | Rep | 2008-04-23 | 2014-07-01 | |
| 18 | Chow, Kwun Chung (SFC:BBS238) 周冠仲 | BBS238 | Rep | 2021-06-09 | |||
| 19 | Chow, Tak Yen 周得賢 | ASE465 | Rep | 2008-12-23 | 2011-08-12 | ||
| 20 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | AMX707 | Rep | 2014-02-04 | 2017-02-01 | |
| 21 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 48 | M | AMM043 | Rep | 2008-12-18 | 2009-02-02 |
| 22 | Du, Yanyi 杜延奕 | AGB123 | Rep | 2012-09-24 | 2017-04-28 | ||
| 23 | Dutray, Benjamin Guillaume Marie | M | AND843 | Rep | 2008-04-23 | 2008-06-16 | |
| 24 | Dyer, Michael John (SFC:ANH060) | M | ANH060 | Rep | 2015-05-13 | 2019-04-28 | |
| 25 | Edwards, Antony James (1967) | 58 | M | AAW726 | Rep | 2009-10-13 | 2009-12-01 |
| RO | 2009-12-01 | 2011-05-30 | |||||
| 26 | Feng, Yilin 馮伊琳 | BDH472 | Rep | 2021-02-01 | |||
| 27 | Fukuda, Hiroyuki | M | BWE614 | Rep | 2025-04-23 | 2025-04-25 | |
| 28 | Gan, Ying 干迎 | AXZ691 | Rep | 2011-10-19 | 2017-04-28 | ||
| 29 | Gao, Xinyu (SFC:AYW246) 高新宇 | AYW246 | Rep | 2012-02-03 | 2017-04-28 | ||
| 30 | Gunns, Christopher Michael Adrian | M | APC679 | Rep | 2010-02-17 | 2011-06-24 | |
| 31 | Haas, Ian Stewart | M | BNY870 | Rep | 2019-01-08 | 2019-01-11 | |
| 32 | Hao, Lei (SFC:ANX528) 郝雷 | ANX528 | Rep | 2008-12-18 | 2009-06-30 | ||
| 33 | Hao, Lydia Zhuotao 郝卓韜 | F | BKW504 | Rep | 2017-09-08 | 2021-03-10 | |
| 34 | Henchman, Jason Christopher D. | M | AMS676 | RO | 2010-05-31 | 2024-07-25 | |
| 35 | Ho, Dominic Pui Fung 何沛峰 | M | ARF686 | Rep | 2011-05-19 | 2011-07-11 | |
| 36 | Ho, Wing Na 何穎娜 | BKW460 | Rep | 2017-10-10 | |||
| 37 | Hoar, Nicholas John Francis | 58 | M | AXR713 | Rep | 2011-08-25 | 2011-11-25 |
| Rep | 2011-11-28 | 2012-03-21 | |||||
| RO | 2012-03-21 | 2022-07-29 | |||||
| 38 | Holzherr, Thomas Markus | M | AVS009 | Rep | 2012-06-01 | 2025-01-31 | |
| 39 | Hui, Alvin Joyue 許祖裕 | M | BUI011 | RO | 2024-06-21 | ||
| 40 | Hui, Yik Sin 許亦先 | ANY202 | Rep | 2017-02-03 | |||
| 41 | Hung, Cheuk Ting 洪綽廷 | BPM600 | Rep | 2020-04-02 | 2022-03-06 | ||
| Rep | 2022-06-15 | 2024-06-28 | |||||
| 42 | Ie, Kuen Ning Natalie 余堃寧 | BDH695 | Rep | 2019-05-16 | 2021-07-16 | ||
| 43 | Ingham, Fredrick Roy | M | APP053 | Rep | 2008-04-23 | 2012-03-23 | |
| 44 | Jiang, Bo (SFC:AWD081) 姜博 | AWD081 | Rep | 2012-05-07 | 2015-07-11 | ||
| 45 | Ke, Wei (SFC:BAR240) 柯伟 | BAR240 | Rep | 2013-01-09 | 2017-04-28 | ||
| 46 | Ke, Zicong 柯子聰 | BOK119 | Rep | 2021-06-09 | 2022-07-12 | ||
| 47 | Kim, Jeong Yoon 金楨倫 | BHJ637 | Rep | 2019-06-14 | 2021-05-20 | ||
| 48 | Ko, Himchan | BVZ189 | Rep | 2025-02-28 | 2025-03-03 | ||
| 49 | Kwan, Herbert Wing Fung | M | ANX520 | Rep | 2008-12-18 | 2009-03-10 | |
| 50 | Kwang, Mang Tak 鄺孟德 | ACN932 | Rep | 2014-07-10 | 2014-09-24 | ||
| RO | 2014-09-24 | 2025-01-03 | |||||
| 51 | Kwok, Roy Shun Keung 郭舜強 | M | AQI400 | Rep | 2008-04-23 | 2008-10-24 | |
| 52 | Lai, Andrew Kai-Jie 賴凱杰 | M | BKL102 | Rep | 2018-11-09 | ||
| 53 | Lam, Linda Lam 林霖 | F | AGP663 | Rep | 2015-03-06 | ||
| 54 | Lau, Vivian Wai Man 劉慧敏 | BRW598 | Rep | 2021-12-01 | |||
| 55 | Lau, Wing Chung (SFC:ANG393) 劉穎聰 | ANG393 | Rep | 2008-04-23 | 2011-03-14 | ||
| 56 | Law, Ka Chun (SFC:BTH340) 羅嘉俊 | BTH340 | Rep | 2022-12-28 | |||
| 57 | Lee, Frank Kuo Wei 李国威 | M | BGI554 | Rep | 2015-10-12 | 2017-04-28 | |
| 58 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | AOP097 | Rep | 2008-04-23 | 2009-03-31 | |
| RO | 2009-03-31 | 2010-05-31 | |||||
| 59 | Leung, Zoe Sze Yan 梁司恩 | F | BHF734 | Rep | 2016-04-06 | 2022-05-19 | |
| 60 | Li, Cherry Sin King 李倩琼 | F | AOB713 | Rep | 2008-04-23 | 2008-07-08 | |
| 61 | Li, Jingyi (SFC:BGH363) 李婧怡 | BGH363 | Rep | 2020-05-18 | |||
| 62 | Li, Sixuan (SFC:ARJ826) 李斯璇 | ARJ826 | Rep | 2008-12-18 | 2009-05-26 | ||
| 63 | Lin, Michael Ben | M | BCQ148 | Rep | 2014-02-04 | 2015-03-13 | |
| 64 | Lin, Xiaohan 林晓晗 | BCH562 | Rep | 2017-01-05 | 2019-03-29 | ||
| 65 | Liu, Du 劉都 | AOR274 | Rep | 2013-09-11 | 2017-04-28 | ||
| 66 | Liu, Patrick Song | M | ANQ638 | Rep | 2017-05-23 | 2025-04-22 | |
| RO | 2025-04-22 | ||||||
| 67 | Liu, Xinzhu (SFC:BNR338) 劉馨竹 | BNR338 | Rep | 2022-12-28 | |||
| 68 | Lloyd, Jonathan Ceri | M | ADG111 | Rep | 2010-04-23 | 2010-06-04 | |
| 69 | Louie, Wai Ying 雷慧瑩 | ARI453 | Rep | 2008-07-21 | 2012-09-01 | ||
| 70 | Luk, Tsz Yan (SFC:BBW116) 陸梓欣 | BBW116 | Rep | 2013-09-11 | 2017-06-16 | ||
| 71 | Ma, Chrisie Wai Sze 馬慧詩 | ATW866 | Rep | 2009-09-30 | 2011-06-10 | ||
| 72 | Manning, Christopher Reid | M | APD925 | RO | 2008-03-13 | 2009-03-31 | |
| 73 | Mason, Luke Timothy John | M | BVQ137 | Rep | 2024-11-15 | 2024-11-22 | |
| 74 | McGrath, Danielle Marie (SFC:AYO990) | F | AYO990 | Rep | 2011-12-07 | 2016-06-09 | |
| 75 | Meng, Ning 孟寧 | BGE659 | Rep | 2023-02-28 | 2024-08-02 | ||
| 76 | Miao, Gang 苗剛 | BJL397 | Rep | 2017-04-28 | 2019-06-30 | ||
| 77 | Nackenson, Richard Sol | M | BBF303 | Rep | 2013-05-10 | 2013-06-10 | |
| 78 | Naqi, Zain (SFC:BVK666) | BVK666 | Rep | 2024-09-24 | 2024-09-29 | ||
| 79 | Neo, Hong Hong | BWA910 | Rep | 2025-04-29 | |||
| 80 | Ng, Gabriel Jun Peng 黃俊鵬 | M | AQN278 | Rep | 2019-01-10 | 2021-08-02 | |
| Rep | 2024-06-03 | 2024-06-07 | |||||
| 81 | Ng, Hoi Lam 吳凱琳 | APV909 | Rep | 2017-10-30 | 2021-05-20 | ||
| 82 | Ng, Hoi Yin (SFC:APZ135) 吳凱燕 | APZ135 | Rep | 2015-03-26 | |||
| 83 | Ngai, Siu Chung 倪兆宗 | BPY804 | Rep | 2021-12-01 | 2025-02-13 | ||
| 84 | Nova, Ria Therese | F | APR251 | Rep | 2008-04-23 | 2011-08-29 | |
| RO | 2011-08-29 | 2014-12-31 | |||||
| 85 | O'Halloran, Paul Desmond | M | ATI406 | Rep | 2009-07-13 | 2010-08-17 | |
| 86 | Okita, Bradley | M | APH490 | RO | 2008-03-13 | 2010-01-22 | |
| Rep | 2013-03-11 | 2017-04-28 | |||||
| 87 | Pan, Calliea | AWZ809 | Rep | 2011-03-21 | 2013-10-16 | ||
| 88 | Pan, Yi (SFC:BDR365) 潘禕 | BDR365 | Rep | 2017-11-13 | |||
| 89 | Pang, Maggie Man Yee 彭雯兒 | F | APZ425 | Rep | 2013-05-06 | ||
| 90 | Park, Soo Bin | BPM359 | Rep | 2023-08-24 | |||
| 91 | Park, Soo Jin | AUT784 | Rep | 2019-01-17 | 2022-11-30 | ||
| 92 | Periwal, Prashant | M | BOR331 | Rep | 2025-02-21 | 2025-04-15 | |
| 93 | Perkins, Tristram Coffin | M | BVZ285 | Rep | 2025-02-28 | 2025-03-03 | |
| 94 | Porat, Samuel Noah | M | BEV774 | Rep | 2015-01-19 | 2015-01-21 | |
| 95 | Ru, Patrick Cheng | M | BOO472 | Rep | 2019-07-08 | 2020-09-23 | |
| RO | 2020-09-23 | 2023-03-01 | |||||
| 96 | Sachdeva, Amit | BIB386 | Rep | 2016-08-24 | 2018-08-20 | ||
| 97 | Santilli, Filippo | AOI871 | Rep | 2008-04-23 | 2008-10-24 | ||
| 98 | Schrage, Rebecca Mak Karen | F | AUE422 | Rep | 2012-02-01 | 2015-02-28 | |
| 99 | Serocold, Mark Joseph Pearce | M | AWI427 | Rep | 2012-05-02 | 2016-04-05 | |
| 100 | Shi, Yi (SFC:BTP026) 史怡 | BTP026 | Rep | 2023-04-06 | 2024-08-02 | ||
| 101 | Siao, Pui Ling 蕭佩鈴 | BKD280 | Rep | 2025-07-15 | |||
| 102 | So, Chi Kay 蘇智琪 | BDM977 | Rep | 2014-06-05 | 2024-08-15 | ||
| 103 | Stonberg, David Stanley | M | BLB125 | Rep | 2017-10-04 | 2017-10-18 | |
| 104 | Tam, Kin Wo 譚健和 | AYZ048 | Rep | 2013-07-29 | 2019-03-19 | ||
| 105 | Tam, Yuk Yin 譚鈺燕 | BDW776 | Rep | 2014-08-05 | 2016-09-09 | ||
| 106 | Tan, Charlotte Claire Ser Ying 陳思穎 | F | BGX389 | Rep | 2016-01-26 | 2018-03-09 | |
| 107 | Tan, Hui Yi Rachel 陳慧儀 | F | BOU150 | Rep | 2021-07-12 | ||
| 108 | Tang, Annie Yue Wai 鄧宇蕙 | F | APL963 | Rep | 2015-02-18 | ||
| 109 | Tang, Ka Nam 鄧嘉南 | AFM342 | Rep | 2014-05-07 | 2018-11-02 | ||
| 110 | Tang, Lihui 湯禮輝 | AQI649 | Rep | 2008-04-23 | 2017-04-28 | ||
| 111 | Tong, Ka Lai 唐嘉麗 | ARR530 | Rep | 2019-02-22 | |||
| 112 | Tsang, Lok Ching 曾樂正 | BBJ687 | Rep | 2013-06-03 | |||
| 113 | Tsao, Wing Sze 曹穎詩 | BUA247 | Rep | 2025-05-14 | |||
| 114 | Vishnevskaja, Elizabeth | F | APN586 | Rep | 2008-04-23 | 2009-03-10 | |
| 115 | Wang, Nan (SFC:ATY806) 王楠 | ATY806 | Rep | 2009-10-21 | 2014-04-01 | ||
| 116 | Watkins, Junjie 趙俊杰 | AQS396 | Rep | 2008-03-27 | 2015-09-06 | ||
| 117 | Weng, Youyi 翁有誼 | AVV680 | Rep | 2010-09-07 | 2017-04-28 | ||
| 118 | Williams, Douglas Brock | M | AQX957 | Rep | 2008-11-25 | 2017-07-14 | |
| 119 | Wong, Calvin Su-Chi 黃書棋 | M | BBU724 | Rep | 2014-10-22 | 2017-04-28 | |
| 120 | Wong, Camilla Kit Sum 黃潔琛 | F | AXD192 | Rep | 2011-04-12 | 2011-09-19 | |
| 121 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2012-02-28 | 2012-09-03 | |
| Rep | 2012-10-25 | 2015-07-01 | |||||
| 122 | Wong, Man Hei Katrina 黃敏希 | F | BOD930 | Rep | 2021-12-24 | ||
| 123 | Wu, Chih-Hong 吳志宏 | BVH799 | Rep | 2024-08-16 | |||
| 124 | Xiao, Di (SFC:BJL679) 肖笛 | BJL679 | Rep | 2017-04-28 | |||
| 125 | Xiao, Zongheng 肖宗恒 | BLS682 | Rep | 2020-01-15 | 2021-02-02 | ||
| 126 | Xu, Dan (SFC:BFB174) 徐丹 | BFB174 | Rep | 2024-10-02 | |||
| 127 | Yam, Douglas 任晉毅 | M | BSK252 | Rep | 2022-06-06 | ||
| 128 | Yao, Yulin (SFC:AQI648) 姚毓林 | AQI648 | Rep | 2008-04-23 | 2009-05-18 | ||
| RO | 2009-05-18 | 2017-04-20 | |||||
| Rep | 2017-04-20 | 2017-04-28 | |||||
| 129 | Yip, Alan Pak Kin 葉栢堅 | M | APP201 | Rep | 2019-07-16 | ||
| 130 | Yip, Christopher Chi Yan 葉志恩 | M | ALF219 | Rep | 2015-01-22 | 2016-05-01 | |
| 131 | Yu, Adrianne Jia Yan 余家延 | F | ARQ478 | Rep | 2011-07-25 | 2017-04-28 | |
| 132 | Yu, Bin (SFC:BJL677) 余斌 | BJL677 | Rep | 2017-04-28 | 2018-08-16 | ||
| RO | 2018-08-16 | 2019-06-30 | |||||
| 133 | Yuen, Wai Kin (SFC:AVM568) 阮惠健 | AVM568 | Rep | 2014-02-07 | |||
| 134 | Zhai, Baoying 翟寶瑩 | BEZ700 | Rep | 2018-05-07 | 2018-11-30 | ||
| 135 | Zhang, Yi (SFC:BJK737) 張艾 | BJK737 | Rep | 2017-04-28 | 2019-07-31 | ||
| 136 | Zhang, Yifan (SFC:BEA581) 张一帆 | BEA581 | Rep | 2014-08-20 | 2015-04-12 | ||
| 137 | Zhang, Yijia (SFC:BKM831) 張藝佳 | BKM831 | Rep | 2021-08-27 | |||
| 138 | Zheng, Yunfei 鄭云飛 | BRV379 | Rep | 2021-11-23 | 2025-04-04 | ||
| 139 | Zhu, Yunhan 朱韫晗 | BPU697 | Rep | 2020-06-30 | |||
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