Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anand (SFC:ANX687) | ANX687 | Rep | 2012-02-13 | 2014-11-14 | ||
| 2 | Agarwal, Vishal Kumar | M | AYY895 | Rep | 2012-02-13 | 2014-03-07 | |
| 3 | Alexander, Michael Lewis | M | AGR372 | Rep | 2010-10-15 | 2011-01-13 | |
| RO | 2011-01-13 | 2018-06-15 | |||||
| 4 | Alford, Terrence Miguel | M | ADX525 | Rep | 2012-04-10 | 2014-07-15 | |
| 5 | Azuma, Yoshihiro | M | APL620 | Rep | 2011-10-31 | 2022-07-04 | |
| 6 | Bajaj, Kunal Rajan | AUW986 | Rep | 2011-08-17 | 2015-09-18 | ||
| 7 | Bajikar, Sundeep Madan | AYB109 | Rep | 2011-09-20 | 2015-10-15 | ||
| 8 | Barrette, Jeffrey Michael | M | ARO749 | Rep | 2011-03-17 | 2016-03-25 | |
| 9 | Barroso, Raul Francisco | ALF573 | Rep | 2011-05-25 | 2012-08-14 | ||
| 10 | Bolon, Jonathan Quinn | M | ARH276 | Rep | 2010-11-17 | 2012-08-28 | |
| 11 | Bond, Phillip Matthew | M | AWZ057 | Rep | 2011-03-14 | 2011-09-30 | |
| 12 | Browning, John Leonard | M | AQF043 | Rep | 2012-10-10 | 2015-03-12 | |
| 13 | Bu, Haidong 卜海東 | AVI091 | Rep | 2011-06-01 | 2014-01-31 | ||
| 14 | Burke, James Thompson | M | AWZ262 | Rep | 2011-03-14 | 2020-03-14 | |
| 15 | Chan, Chung Shing 陳仲成 | AAZ019 | Rep | 2012-10-10 | 2015-05-15 | ||
| 16 | Chan, Kenneth Kwok Ho 陳國豪 | M | ADT909 | Rep | 2011-08-04 | 2023-06-30 | |
| 17 | Chan, Yat Sing (SFC:ANI726) 陳日昇 | ANI726 | Rep | 2012-11-27 | 2013-05-10 | ||
| 18 | Chataway, James Jonathan | M | AUJ209 | RO | 2010-01-05 | 2010-03-12 | |
| 19 | Chee, Swee Wei 植思輝 | AXS218 | Rep | 2011-07-28 | 2016-10-28 | ||
| 20 | Chellappa, Govindarajan | AUX265 | Rep | 2011-08-22 | 2017-07-31 | ||
| 21 | Chen, Bo Gwang | AYN952 | Rep | 2011-11-29 | 2011-12-22 | ||
| 22 | Chen, Geng (SFC:AOY114) 陳耿 | AOY114 | Rep | 2011-01-27 | 2012-06-08 | ||
| 23 | Chen, Hsin-shu Branden 陳信旭 | AUK172 | Rep | 2011-03-11 | 2012-07-23 | ||
| 24 | Chen, Lijia (SFC:AWW323) 陳麗嘉 | AWW323 | Rep | 2011-02-23 | 2012-08-03 | ||
| 25 | Cheng, Andre An-Chun (SFC:BAN243) | M | BAN243 | Rep | 2012-11-27 | 2015-03-03 | |
| 26 | Cheng, Edwin Siu Lung 鄭玿璘 | M | AYZ892 | Rep | 2012-02-14 | 2012-09-11 | |
| 27 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2011-08-01 | 2012-08-14 | ||
| 28 | Cheung, Ka Chung 張家聰 | ARC087 | Rep | 2012-10-10 | 2015-05-29 | ||
| 29 | Cheung, Miu Chun 張妙珍 | AZL261 | Rep | 2012-05-15 | 2013-05-27 | ||
| 30 | Chiang, Venant (SFC:AIB743) 蔣永甯 | AIB743 | Rep | 2012-05-11 | 2016-06-02 | ||
| 31 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2010-12-14 | 2022-06-10 | |
| 32 | Chong, Louis Siu Kei 莊紹基 | M | AUQ039 | Rep | 2010-01-27 | 2011-04-20 | |
| 33 | Chua, Lee Leng | AHI518 | Rep | 2011-11-10 | 2013-12-06 | ||
| 34 | Clayton, Andrew Crimmins 藍向明 | M | ATS621 | RO | 2010-01-04 | 2013-03-18 | |
| 35 | Collett, Michael James (SFC:AUB134) | M | AUB134 | Rep | 2011-01-13 | 2015-11-11 | |
| 36 | Crapanzano, Domenico (SFC:AZM754) | AZM754 | Rep | 2012-05-17 | 2013-05-29 | ||
| 37 | Dai, Qiang (SFC:AVQ949) 戴強 | AVQ949 | Rep | 2011-12-12 | 2012-12-28 | ||
| RO | 2012-12-28 | 2015-03-27 | |||||
| 38 | Darby, Sean | M | AFD144 | Rep | 2011-09-12 | 2011-12-08 | |
| RO | 2011-12-08 | 2023-03-23 | |||||
| 39 | Ding, Yiming (SFC:AXG896) 丁一鳴 | AXG896 | Rep | 2011-05-12 | 2014-02-28 | ||
| 40 | Du, Yang (SFC:AYY897) 杜洋 | AYY897 | Rep | 2012-02-13 | 2012-04-10 | ||
| 41 | Dulieu, Billy Ronald | M | AWM143 | Rep | 2012-10-10 | 2015-05-29 | |
| 42 | Dwyer, Brendan Patrick | M | AWZ263 | Rep | 2011-03-14 | 2020-10-30 | |
| 43 | Elphick, Henry Richard Francis (1970-09) | 42 | M | ATS624 | RO | 2010-01-04 | 2012-04-02 |
| 44 | Eme, Philippe Jean | M | AEX901 | Rep | 2012-02-27 | 2015-08-14 | |
| 45 | Eng, Shu Ling Amanda | F | AVW617 | Rep | 2011-09-20 | 2012-08-27 | |
| 46 | Erpici, Luca | AZQ373 | Rep | 2012-06-08 | |||
| 47 | Fan, Clara Sung Ka 樊崇嘉 | F | AQG580 | Rep | 2012-07-03 | 2015-06-11 | |
| 48 | Faure, Emmanuel Dominique Martial G. | M | AFC367 | Rep | 2012-03-09 | 2012-06-14 | |
| RO | 2012-06-14 | 2015-08-31 | |||||
| 49 | Feng, Dandan 馮丹丹 | ALO316 | Rep | 2010-11-05 | 2011-09-02 | ||
| 50 | Fok, Siu Pong (SFC:AME216) 霍少邦 | AME216 | Rep | 2012-10-10 | 2015-05-15 | ||
| 51 | Fong, Joseph J 方仲彬 | M | AUQ951 | Rep | 2011-07-07 | 2016-11-03 | |
| 52 | Fu, Liang (SFC:AVO628) 傅亮 | AVO628 | Rep | 2012-10-10 | 2015-05-29 | ||
| 53 | Fung, Janet 馮靜 | F | ANX236 | Rep | 2010-12-23 | 2015-04-15 | |
| 54 | Fyfe, William James | M | AFW138 | Rep | 2012-03-06 | 2012-06-08 | |
| RO | 2012-06-08 | 2015-08-31 | |||||
| 55 | Goff, Steven James (SFC:AWY935) | M | AWY935 | Rep | 2011-03-10 | 2011-10-14 | |
| 56 | Gong, Yueyue 龔悅悅 | 33 | M | AVK929 | Rep | 2010-12-30 | 2013-04-17 |
| 57 | Griffiths, Oliver Charles | M | AWZ055 | Rep | 2011-03-15 | 2018-08-03 | |
| 58 | Guan, Wenjie 管文捷 | ASK369 | Rep | 2011-11-02 | 2015-12-17 | ||
| 59 | Guo, Qiang (SFC:AYW017) 郭強 | AYW017 | Rep | 2012-01-20 | 2014-06-19 | ||
| 60 | Guo, Yuantao 郭圓濤 | 39 | F | AFW884 | Rep | 2011-04-20 | 2017-07-12 |
| 61 | Hainsby, Raymond Michael | M | AWZ264 | Rep | 2011-03-14 | 2015-08-14 | |
| 62 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2010-11-18 | 2015-11-27 | |
| 63 | Hao, Rui (SFC:AYJ242) 郝瑞 | AYJ242 | Rep | 2011-11-17 | 2013-04-12 | ||
| 64 | Ho, Sai Ho (SFC:AOH660) 何世豪 | AOH660 | Rep | 2012-10-10 | 2013-05-20 | ||
| 65 | Howsley, Jonathan Charles (SFC:AZF710) | M | AZF710 | Rep | 2012-03-29 | 2018-09-14 | |
| 66 | Hsieh, Meng-Han 謝孟翰 | AXG899 | Rep | 2011-05-12 | 2024-05-31 | ||
| 67 | Huang, Wan (SFC:AMO369) 黃婉 | AMO369 | Rep | 2011-11-28 | 2012-08-07 | ||
| RO | 2012-08-07 | 2015-07-24 | |||||
| 68 | Huang, Xian Jia 黃賢嘉 | AQH654 | Rep | 2011-05-03 | 2013-03-08 | ||
| 69 | Hui, Chi Keung (SFC:ALZ728) 許志強 | ALZ728 | Rep | 2012-06-27 | 2016-08-22 | ||
| 70 | Hui, Daniel Ka Chung 許家聰 | M | AUP690 | Rep | 2012-10-10 | 2015-06-01 | |
| 71 | Hutton, Jason Alec | 43 | M | ASK838 | Rep | 2012-03-06 | 2014-04-04 |
| 72 | Ip, Yau Lung 葉游龍 | AKI626 | Rep | 2011-03-17 | 2019-03-26 | ||
| 73 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2011-10-28 | 2021-08-18 | |
| 74 | Ju, Yansu Christie 居燕蘇 | ALI339 | Rep | 2010-11-10 | 2011-09-15 | ||
| RO | 2011-09-15 | 2015-09-29 | |||||
| 75 | Kim, Dosung 金度性 | AZV602 | Rep | 2012-07-16 | 2014-06-27 | ||
| 76 | Krake, Paul Edward | M | ADT713 | Rep | 2011-02-02 | 2011-09-21 | |
| 77 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | AFS532 | Rep | 2012-01-11 | 2014-06-09 | ||
| 78 | Lau, Yuen Hung 劉婉鴻 | ADC124 | Rep | 2011-06-17 | 2018-07-19 | ||
| 79 | Lay, Joao Fernando | AST881 | Rep | 2011-03-21 | 2018-08-01 | ||
| 80 | Lea, Robert Michael | M | ATL432 | Rep | 2011-07-07 | 2012-08-14 | |
| 81 | Lee, Dennis Pui Yan 李沛欣 | M | AOS008 | Rep | 2010-05-24 | 2013-04-11 | |
| 82 | Lee, Gary (SFC:AUP537) 李嘉瑜 | M | AUP537 | Rep | 2012-04-10 | 2013-05-30 | |
| 83 | Lee, Wai Lun (SFC:AXY825) 李偉倫 | AXY825 | Rep | 2011-08-26 | 2011-10-20 | ||
| 84 | Leung, Johnson Man 梁民 | M | AUI268 | Rep | 2011-03-14 | 2015-12-16 | |
| 85 | Leung, Kin Man (SFC:ARR823) 梁建雯 | ARR823 | Rep | 2012-10-10 | 2015-07-31 | ||
| 86 | Leung, Yuen Ha (SFC:ACI635) 梁婉霞 | ACI635 | Rep | 2011-03-10 | 2013-05-29 | ||
| 87 | Li, Chenkan 李辰侃 | AWI078 | Rep | 2012-12-10 | 2015-07-31 | ||
| 88 | Li, Rong (SFC:ARM918) 李嶸 | ARM918 | Rep | 2010-11-05 | 2014-01-31 | ||
| 89 | Liao, Shifan 廖世凡 | AWO654 | Rep | 2010-12-30 | 2015-12-17 | ||
| 90 | Liu, Bingnan 劉冰楠 | AYJ282 | Rep | 2011-11-01 | 2013-05-10 | ||
| 91 | Liu, Boyong 劉博雍 | AWO657 | Rep | 2010-12-30 | 2015-10-16 | ||
| 92 | Liu, Qian (SFC:ATS617) 劉謙 | ATS617 | RO | 2010-01-04 | 2010-10-14 | ||
| 93 | Liu, Sherry Xiaoyu 劉肖俞 | F | AHA564 | Rep | 2012-10-29 | 2014-03-20 | |
| 94 | Lo, Michelle Chi Lok 盧子樂 | F | ARU443 | Rep | 2012-07-09 | 2012-07-23 | |
| 95 | Lord, Phillip Wilson | M | AJG087 | Rep | 2010-11-18 | 2012-09-28 | |
| 96 | Lu, Hongliang (SFC:AWO608) 呂洪良 | AWO608 | Rep | 2010-12-30 | 2015-06-12 | ||
| 97 | Lu, Xiaohao (SFC:AZF711) 呂皛皓 | AZF711 | Rep | 2012-03-29 | 2014-09-12 | ||
| 98 | Lui, Connie Ngan 呂雁 | F | AOO869 | Rep | 2010-12-20 | 2011-01-24 | |
| 99 | Luo, Yixin 羅藝鑫 | AWJ276 | Rep | 2011-05-26 | 2012-08-14 | ||
| 100 | Malhotra, Ashwan Kumar | M | AEE311 | RO | 2012-10-11 | 2015-08-31 | |
| 101 | Maly, Sylvain Francois Gilbert | M | AVR359 | Rep | 2012-10-10 | 2015-08-14 | |
| 102 | Masumizu, Hitoshi | AXF810 | Rep | 2011-05-03 | 2015-03-02 | ||
| 103 | Meng, Cynthia Jinhong 孟晉紅 | 43 | F | ANU548 | Rep | 2011-01-31 | 2016-06-01 |
| 104 | Misek, Peter (SFC:AYB106) | M | AYB106 | Rep | 2011-09-20 | 2014-07-15 | |
| 105 | Muir, James Thomas | M | APP015 | Rep | 2011-03-31 | 2015-09-29 | |
| 106 | Nagae, Joseph Kurian (SFC:AVZ283) | M | AVZ283 | Rep | 2010-10-07 | 2011-12-16 | |
| 107 | Newberry, Mark | M | AWY936 | Rep | 2011-03-10 | 2016-11-30 | |
| 108 | Nichols, Stephen James (SFC:ACJ658) | M | ACJ658 | Rep | 2011-02-02 | 2012-07-23 | |
| RO | 2012-07-23 | 2015-12-16 | |||||
| 109 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2012-05-02 | 2016-11-03 | ||
| 110 | Ning, Qing 寧清清 | F | AZS063 | Rep | 2012-06-22 | 2013-07-18 | |
| 111 | Noke, Freddy | ANA934 | Rep | 2012-11-16 | 2018-08-08 | ||
| 112 | O'Mara, Conor John | M | AOV704 | Rep | 2011-06-29 | ||
| 113 | Okuno, Hiroshi | M | AJF365 | Rep | 2011-08-26 | 2020-12-02 | |
| 114 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2012-07-16 | 2024-09-30 | ||
| 115 | Pham, Thanh Ha | AYY900 | Rep | 2012-02-10 | |||
| 116 | Pinto, Claudio Raimondo Armando | 47 | M | AZM756 | Rep | 2012-05-17 | 2013-05-29 |
| 117 | Poon, Ada Ho Yan 潘可欣 | F | AFQ511 | Rep | 2011-04-29 | ||
| 118 | Putterill, Adam Thomas James | M | ABG123 | Rep | 2011-02-01 | ||
| 119 | Qiu, Xiaowen 邱曉文 | AOT974 | Rep | 2011-10-31 | 2011-12-16 | ||
| RO | 2011-12-16 | ||||||
| 120 | Quadros, Lavina Saira | AYM833 | Rep | 2011-11-24 | |||
| 121 | Rider, Thomas Peter Baty | M | AZZ305 | Rep | 2012-08-06 | 2013-06-27 | |
| 122 | Rosenfeld, Seth Robert | M | AYZ307 | Rep | 2012-02-09 | 2019-02-11 | |
| 123 | Salman, Makarim Adel | ATD287 | Rep | 2011-08-16 | 2016-10-27 | ||
| 124 | Sanghvi, Chirag Pravinkant | AQS375 | Rep | 2011-10-17 | 2016-07-13 | ||
| 125 | Sasaki, Yoshiharu | AWZ982 | Rep | 2011-03-17 | 2011-10-14 | ||
| 126 | Sen, Arya | BAF500 | Rep | 2012-09-24 | 2020-05-18 | ||
| 127 | Shan, Shan (SFC:AYM834) 單珊 | AYM834 | Rep | 2011-11-21 | 2013-05-10 | ||
| 128 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2012-12-03 | 2015-07-06 | |
| 129 | Sheng, Wei-Ting 盛薇庭 | AJL418 | RO | 2010-01-04 | 2017-12-20 | ||
| 130 | Shi, Tiger Chenghu 石成虎 | 38 | M | AOG041 | Rep | 2012-12-24 | 2013-07-16 |
| 131 | Shute, Christopher Linford | M | ASS289 | Rep | 2010-11-02 | 2011-04-18 | |
| RO | 2011-04-18 | 2012-09-11 | |||||
| Rep | 2012-09-11 | 2013-01-29 | |||||
| 132 | Sun, Lijun (SFC:AWO659) 孫李軍 | AWO659 | Rep | 2010-12-30 | 2012-05-31 | ||
| 133 | Tai, Germaine Wai See 戴慧詩 | F | AMC821 | Rep | 2012-06-13 | 2012-12-31 | |
| 134 | Tam, Man Hong (SFC:AFY709) 譚文康 | 36 | M | AFY709 | Rep | 2011-12-12 | 2012-03-20 |
| RO | 2012-03-20 | 2015-07-17 | |||||
| 135 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2012-04-18 | 2014-12-31 | ||
| 136 | Tan, James Ye-Hui | M | AZY483 | Rep | 2012-08-15 | 2013-01-07 | |
| 137 | Tang, Congcong 唐聰聰 | ASE040 | Rep | 2011-06-20 | 2012-09-17 | ||
| 138 | Tse, Edmundo Matthew 謝永強 | AYE492 | Rep | 2011-10-06 | 2016-04-05 | ||
| 139 | Wakasugi, Masahiro | AXY740 | Rep | 2011-08-26 | 2013-06-17 | ||
| 140 | Walker, Richard (SFC:AWY708) | M | AWY708 | Rep | 2011-03-09 | 2023-11-20 | |
| 141 | Wang, Benjamin (SFC:AUP570) 王秉遠 | M | AUP570 | Rep | 2011-10-26 | 2014-03-05 | |
| 142 | Wang, Jin (SFC:AVY040) 王瑾 | AVY040 | Rep | 2012-05-21 | 2014-11-15 | ||
| 143 | Wang, Kuan Jan 王冠然 | AXK690 | Rep | 2012-12-17 | 2013-02-21 | ||
| 144 | Wang, Qin (SFC:AWP856) 王勤 | AWP856 | Rep | 2012-10-11 | 2013-05-30 | ||
| 145 | Wang, Ren (SFC:AIB127) 汪韌 | 40 | M | AIB127 | Rep | 2011-12-19 | 2012-03-20 |
| RO | 2012-03-20 | 2015-12-17 | |||||
| 146 | Wang, Ruxian 王汝先 | AXG897 | Rep | 2011-05-12 | 2011-06-30 | ||
| 147 | Wei, Po 魏柏修 | AVH892 | Rep | 2012-06-08 | 2016-11-30 | ||
| 148 | Welch, David John Jr | M | ASW658 | Rep | 2010-11-16 | 2012-11-14 | |
| 149 | Williams, Grant David Vincent | M | AHU774 | Rep | 2010-11-25 | 2010-12-08 | |
| 150 | Wisbeck, Ana Cristina | AXC642 | Rep | 2011-04-01 | 2012-08-16 | ||
| 151 | Wong, James Chung Yin 黃頌賢 | M | ADT900 | Rep | 2012-10-10 | 2015-08-14 | |
| 152 | Wong, Mun Kong | AMX750 | Rep | 2012-11-09 | 2013-02-20 | ||
| 153 | Wu, Chenyao 吳陳堯 | AWW321 | Rep | 2011-02-23 | 2011-09-20 | ||
| 154 | Wu, Joseph Shi Li 武士立 | M | AJB764 | Rep | 2012-02-06 | 2017-11-29 | |
| 155 | Yamamoto, Sumiyo | BAC527 | Rep | 2012-08-27 | 2015-11-24 | ||
| 156 | Yang, Chung-chih 楊重志 | AVD352 | Rep | 2010-05-07 | 2011-02-16 | ||
| 157 | Yang, Nancy Wen 楊海雯 | F | AJC937 | Rep | 2011-07-19 | 2015-02-28 | |
| 158 | Yang, Rui (SFC:ALG051) 楊瑞 | M | ALG051 | Rep | 2012-08-08 | 2015-03-27 | |
| 159 | Yao, Yao (SFC:ALK994) 姚嶢 | ALK994 | Rep | 2010-11-05 | 2011-11-30 | ||
| 160 | Yeo, Zhi Aik | AVN113 | Rep | 2011-06-30 | 2016-10-31 | ||
| 161 | Yokoi, Naomi | F | ATI152 | Rep | 2011-08-29 | 2015-09-16 | |
| 162 | Young, James Kenneth Freeman Scott | M | ANG579 | Rep | 2011-01-13 | ||
| 163 | Yu, Lei (SFC:APF652) | APF652 | Rep | 2011-03-11 | 2016-03-21 | ||
| 164 | Yu, Nga Shan 俞雅珊 | APJ556 | Rep | 2012-11-05 | 2014-03-07 | ||
| 165 | Zhang, Fuyang 張扶陽 | AXP987 | Rep | 2012-05-28 | 2013-03-21 | ||
| 166 | Zhang, Yuanfu 張元夫 | BAC429 | Rep | 2012-09-03 | 2013-12-20 | ||
| 167 | Zheng, Yingying (SFC:AVK954) 鄭盈盈 | AVK954 | Rep | 2011-07-15 | 2012-08-14 | ||
| 168 | Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 | AZO877 | Rep | 2012-06-12 | 2016-02-01 | ||
| 169 | Zhou, Xiao (SFC:AYC139) 周曉 | AYC139 | Rep | 2012-09-26 | 2015-12-17 | ||
| 170 | Zhu, Dandan (SFC:AQO191) 朱丹丹 | AQO191 | Rep | 2011-07-05 | 2014-09-22 | ||
| 171 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2012-11-28 | 2013-06-28 | ||
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