CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Agarwal, Manoj (SFC:AQU259)			Rep	2012-07-03	2012-08-27
				RO	2012-08-27	2013-06-13
2	Agarwal, Monika Prabhudayal			Rep	2012-07-03	2017-05-08
3	Appleby, Richard Ian		M	Rep	2013-05-09	2016-11-01
4	Au, Tin Wai 區天偉			Rep	2012-07-03	2012-11-16
5	Barrett, James Richard		M	Rep	2012-07-03	2013-11-29
6	Bayley, Luke		M	Rep	2012-07-03	2019-07-05
7	Bracken, Michael William Robert		M	RO	2012-07-03	2015-02-26
8	Bradley, Aiden Parnell			Rep	2012-11-14	2012-11-28
9	Cao, Qi (SFC:ANH530) 操琦			Rep	2013-05-28	2015-02-26
10	Carlton, Nicholas Edward		M	Rep	2012-07-03	2015-02-26
11	Chak, Alan Kwok Fai 翟國輝		M	Rep	2004-04-21	2006-08-12
12	Chan, Chung Leung (SFC:AEF867) 陳仲良			Rep	2008-08-25	2009-03-06
13	Chan, Derek Kai Lek 陳紀律		M	Rep	2004-05-14	2004-07-26
14	Chan, Katherine Ching Yu 陳菁瑜		F	Rep	2012-07-03	2014-09-01
15	Chan, Shuk Mei (SFC:AVA545) 陳淑鎂			Rep	2010-04-15	2012-09-13
16	Chan, Sik Tin 陳昔典			Rep		2004-05-03
17	Chang, Chee Bun 鄭子斌			Rep	2009-02-04	2009-02-28
18	Chau, Ho Man 周昊雯			Rep	2011-10-03	2012-06-18
19	Cheam, Tze Shen			Rep	2010-08-10	2014-02-28
20	Chen, Xiaoliang (SFC:BBE819) 陳晓亮			Rep	2013-04-26	2014-05-14
21	Cheng, Bo Wan 鄭寶雲			Rep	2008-08-11	2009-03-06
22	Cheng, Chi Wah (SFC:ABM629) 鄭志華			Rep	2009-10-08	2012-06-18
23	Cheng, Gao 程杲			Rep	2010-11-22	2011-06-30
24	Cheng, Heidi Mun Wah 鄭敏華	52	F	RO	2006-06-15	2013-06-25
25	Cheung, Desmond Clinton 張漢樑		M	Rep	2012-07-03	2013-02-28
26	Cheung, Kai Yin (SFC:AFT243) 張啟賢			Rep	2010-03-15	2020-11-30
27	Cheung, Samantha Suet Ting 張雪婷	30	F	Rep	2007-06-04	2008-04-01
28	Ching, Claudia Wai Han 程惠嫻		F	Rep	2007-10-09	2010-04-28
29	Cho, Larry Yui Kwan 曹銳焜		M	Rep	2012-06-15	2014-04-24
30	Cho, Sollo			Rep	2012-07-03	2013-04-12
31	Choi, Eun Jung			Rep	2012-09-27	2013-01-31
32	Choi, Wing Kam 蔡詠琴			Rep	2003-10-15	2004-08-12
33	Chong, Lucius Jesudason			Rep	2013-05-02	2013-08-01
34	Chong, Yuen Man Alice 莊婉文			Rep	2004-01-14	2010-11-03
35	Chow, King Ho 周景豪			Rep	2004-12-29	2007-11-02
36	Chow, Yiu Keung 周耀強			Rep	2012-07-03	2017-09-26
37	Chowdhury, Azad Nasrullah			Rep	2012-07-03	2013-08-30
38	Chu, Alan Wai Lun 朱偉倫		M	Rep	2003-10-27	2004-06-07
39	Chu, Herman Hok Man 朱學敏		M	Rep		2005-09-13
40	Chu, Wai Ho 朱威澔			Rep	2012-07-03	2012-09-28
41	Cohas, Francois Jean Claude		M	RO	2012-07-03	2015-02-26
42	Cox, Carrie Bigelow		F	Rep	2011-03-28	2013-01-14
43	Dai, Yuanyuan 代媛媛			Rep	2012-07-03	2013-04-02
44	Daly, Brendan James		M	Rep		2012-06-18
45	Doshi, Nishi Jyotindra			Rep	2012-07-03	2016-01-29
46	Downard, Andrew		M	Rep	2012-07-03	2013-10-03
47	Dyer, Ashley George (SFC:ACO919)		M	RO	2012-07-03	2019-06-25
48	Eng, Cheng Hua 翁振華			Rep	2007-12-17	2010-03-27
49	Fan, Haishuo 范海爍			Rep	2013-03-01	2013-10-04
50	Farrell, Stephen Robert		M	Rep	2012-07-03	2016-04-08
51	Fong, Chi Yung 方志勇			Rep		2006-09-08
52	Freyre-Sanders, Andrew David Nuno D.S.		M	Rep	2012-07-03	2014-03-24
53	Fu, Shanshan 符珊珊			Rep	2012-07-03	2015-04-10
54	Fu, Yan Keung 符恩強			Rep	2011-09-20	2011-12-05
55	Fung, Yat Wa 馮日華			Rep	2004-04-17	2004-08-16
56	Gathani, Viral (SFC:AFA300)			Rep	2012-07-03	2016-01-16
57	Geoum, In Sun Bernard		M	Rep	2012-10-09	2013-05-07
58	Gittus, Richard Alan		M	Rep	2013-03-04	2014-03-17
59	Gong, Tiancheng 龔天成			Rep	2012-07-03	2014-06-25
60	Hansen, Clara Louise Genevieve		F	Rep	2012-07-23	2013-04-12
61	Henry, Andrew Richard		M	Rep	2012-07-03	2015-02-26
62	Hilton, Peter Roland		M	RO	2012-07-03	2012-09-28
63	Ho, Boby Yiu Keung 何耀強		M	RO		2012-08-31
64	Holiday, Edward Richard		M	Rep	2009-05-29	2009-06-08
65	Hu, Jizhong 胡繼中			Rep	2011-02-07	2015-03-02
66	Huang, Zhiyun (SFC:APJ943) 黃志芸			Rep	2012-07-03	2013-04-03
67	Hwang, Kyung Jae			Rep	2012-10-25	2013-01-31
68	Irvine, Peter Stuart		M	RO	2012-07-03	2013-11-11
69	Jaisingh, Rahul (SFC:ASS592)			Rep	2012-07-03	2013-12-27
70	Jiang, Jiang (SFC:AYB885)			Rep	2013-04-12	2014-05-26
71	Jing, Yun 井芸			Rep	2012-07-03	2014-06-04
72	Johnson, Nicholas A		M	Rep	2012-07-03	2013-09-13
73	Kalcic, Trevor Peter		M	Rep	2012-07-03	2015-12-01
74	Karwal, Vijay Paul		M	Rep	2012-07-03	2015-10-15
75	Kellock, Mark William		M	Rep	2013-04-29	2016-01-16
76	Keoy, Soo Lik		M	RO	2010-12-01	2014-06-03
77	Khong, Germaine Kit Wei		F	Rep	2008-05-21	2008-12-29
78	Kim, Hyungjin			Rep	2012-10-18	2013-01-31
79	Kirkby, Matthew (SFC:ADY177)		M	Rep	2012-07-03	2012-07-23
				RO	2012-07-23	2015-05-01
80	Ko, Aaron Tze Hin 高子軒		M	Rep	2010-05-03	2013-05-31
81	Kong, Shing Hon 江承翰			Rep	2007-08-01	2010-06-01
82	Kwan, Chun Fung 關鎮鋒			Rep	2011-06-07	2012-06-18
83	Kwan, Ida Siu Hung 關小紅			Rep	2011-02-22	2012-10-12
84	Kwan, Lok Sing 關樂聲			Rep	2006-10-16	2006-10-25
85	Kwan, Wai Shing 關偉成			Rep	2006-12-15	2010-09-20
86	Kwok, Emily Ka Yi 郭嘉儀		F	Rep	2007-08-06	2011-05-11
87	Kwok, Kam Wai (SFC:AHF789) 郭錦威			Rep	2004-08-16
88	Kwong, Henry Yuk Ho 鄺鋈豪		M	Rep	2005-03-16	2006-05-27
89	Kwong, Hoi Yan 鄺愷欣		M	Rep	2004-04-01	2006-03-20
90	Lai, Bertram 賴穆煦		M	Rep	2004-09-28	2010-03-10
				RO	2010-03-10
91	Lai, Chun Chiu 賴俊超			Rep	2010-11-01	2013-05-14
92	Lai, Pei Chung 黎沛沖			Rep	2012-12-04	2017-01-04
93	Lam, Cedric Yee Ip 林怡曄		M	Rep	2012-07-03	2015-04-30
94	Lam, Cynthia (SFC:ADH439) 林鳳婷		F	Rep		2005-06-22
95	Lam, Mabel (SFC:AHP359) 林美寶		F	Rep	2005-02-17	2011-02-08
				RO	2011-02-08	2013-04-03
96	Lam, Man Ting (SFC:AXT103) 林文婷			Rep	2011-08-02	2013-04-05
97	Lam, On Tai (SFC:AEC838) 林安泰	41	M	Rep	2004-09-23	2004-11-30
98	Lam, Roger Lap Yen 林立仁		M	Rep	2012-07-03	2017-10-20
99	Lam, Yuen 林苑			Rep	2012-07-03	2012-10-22
100	Lau, Alex Chi Wah 劉志華	50	M	RO	2004-03-01	2013-06-25
101	Lau, Wing Shan 劉詠珊			Rep	2011-01-26	2012-07-27
102	Lawrence, Andrew John (SFC:AEC577)		M	Rep	2013-04-29	2015-02-26
103	Lee, Cecilia Yoon Kyoung		F	Rep	2007-06-05	2015-02-27
104	Lee, Chrystal Kit Sung 李潔生			Rep	2005-12-09	2008-01-31
105	Lee, Emily (SFC:APL964) 李潁桐		F	Rep	2010-05-31	2010-08-09
106	Lee, Ho Wan 李灝澐			Rep	2005-10-12	2010-05-17
107	Lee, Hong Lum Carrie Dorothy 李康琳			Rep	2007-07-11	2010-04-02
108	Lee, Wai Kit (SFC:AJG299) 李偉傑			Rep	2007-11-21	2010-02-06
109	Lee, Yoo Kang 李有剛			Rep	2008-06-06	2008-12-05
110	Lei, For 利科	35	M	Rep	2011-04-06	2011-11-02
				RO	2011-11-02	2016-10-01
111	Leung, Cliff Siu Chung 梁少聰			Rep	2010-11-22	2012-06-18
112	Leung, Derek An Loy 梁晏來		M	Rep	2008-08-12	2008-10-03
				RO	2008-10-03	2009-03-06
113	Leung, Michelle Wing Cheung 梁穎璋		F	Rep	2008-04-21	2010-07-31
114	Leung, Wai Ying (SFC:ASC836) 梁慧盈			Rep	2010-10-14	2013-05-07
115	Li, James Kwok Tai 李國泰	45	M	Rep	2012-07-03	2014-06-09
116	Li, Kai Yu 李啟宇			Rep	2004-10-05	2017-02-07
117	Li, Li (SFC:AMF794) 李莉			Rep	2008-02-26	2012-10-26
118	Li, Sandy Pak Lin 李白蓮			Rep	2012-07-06	2014-04-28
119	Li, Xue (SFC:AMA928) 李雪			Rep	2011-04-29	2013-12-16
120	Li, Yichuan 李一川			Rep	2012-07-30	2013-03-11
121	Lim, Ning 林宁			Rep	2012-07-06	2012-10-05
122	Lim, Ronald Hock Jin	51	M	Rep	2012-07-03	2013-11-29
123	Liu, Jiang (SFC:ATB520) 劉江			Rep	2010-08-20	2012-06-18
124	Lo, Hiu Lam 盧曉琳			Rep	2007-09-03	2012-11-09
125	Lo, Kit Ming 盧潔明			Rep	2006-08-28	2010-12-18
126	Loke, Meng Chong 陸明宗			Rep		2005-06-22
127	Loong, Pauline Pui Ling 龍沛玲		F	Rep	2007-05-17	2012-10-12
128	Lu, Shurui 呂姝睿			Rep	2012-07-03	2014-01-17
129	Lu, Yi (SFC:AWI935) 陸毅			Rep	2012-07-03	2019-07-05
130	Luk, Wai Yip 陸偉業			Rep	2011-06-27	2013-07-04
131	Mak, Ka Ki 麥嘉麒		M	Rep	2010-11-01	2011-09-02
132	Man, Yim King 文艷琼			Rep	2012-07-03	2013-08-30
133	Marschall, Christof Juergen			Rep	2012-07-03	2015-11-10
134	Martens, Samuel James		M	Rep	2012-09-27	2013-01-31
135	McCafferty, James Stephen		M	Rep	2012-11-19	2013-01-17
				RO	2013-01-17	2014-09-08
136	McNamara, Mary Elizabeth		F	Rep	2012-07-03	2013-12-11
137	Mei, Xue (SFC:AWY288) 梅雪			Rep	2012-07-03	2015-09-12
138	Meng, Xin (SFC:ALA924) 孟昕			Rep	2004-07-30	2005-11-16
139	Mo, Matthew Wai Hong 毛偉康		M	Rep	2003-04-14	2005-07-11
140	Mohd Inon, Norziana Binti			Rep	2012-12-19	2013-03-27
141	Mok, Sze Wai 莫施煒			Rep	2012-07-03	2014-12-30
142	Moss, Adam Alexander Guy		M	Rep	2012-07-03	2016-01-16
143	Myron, Jason Louis		M	Rep	2012-07-03	2018-05-31
144	Netterfield, Michael Phillip		M	Rep	2012-07-03	2012-10-22
				RO	2012-10-22	2013-12-31
145	Ng, Julian Eng Lee		M	Rep	2005-07-25	2007-07-07
146	Ng, Lee Fang			Rep	2009-11-27	2014-01-07
147	Ng, Michael Chiu Ho 伍超豪		M	Rep	2010-12-03	2011-04-01
				RO	2011-04-01	2017-06-27
148	Ng, Sai Leung (SFC:AFM666) 吳世良	41	M	Rep	2006-06-01	2010-03-09
				RO	2010-03-09	2010-08-29
149	Ng, Yee Shiong			Rep	2011-07-25	2013-03-26
150	Nowakowski, Marcin Andrzej			Rep	2012-07-03	2017-10-20
151	Orchard, Andrew John (SFC:AVG755)		M	Rep	2012-07-03	2014-12-05
152	Ormerod, Graham Stuart 鄂瑞漢		M	Rep		2004-02-05
153	Pan, Danmeng 潘丹蒙			Rep	2012-01-03	2012-12-28
154	Pan, Ivy Lok Ping 潘樂平		F	Rep	2004-03-30	2004-12-07
155	Panikkar, Kesava Rajat (SFC:AVQ218)			Rep	2012-07-03	2013-02-07
156	Park, Stacey			Rep	2013-03-06	2016-01-16
157	Pi, Xiaoduo 皮小多			Rep	2012-07-03	2014-03-14
158	Poon, Po Lan 潘寶蘭			Rep	2005-09-20	2005-10-27
159	Prompers, Michiel Joep			Rep	2012-07-03	2015-06-27
160	Qu, Simon Tao 曲濤	50	M	RO	2012-07-03	2015-04-22
161	Rhee, Jin Haing			Rep	2012-09-28	2013-01-31
162	Rhoades, Vivien Wing Man 歐陽穎雯		F	Rep	2012-07-03	2016-01-16
163	Scott, Andrew Geoffrey (SFC:BBE397)		M	Rep	2013-04-29	2013-07-28
164	Seah, Mitchell Yee Yong 謝于榮		M	Rep	2010-05-03	2013-06-27
165	Seymour, Steven James		M	Rep	2012-09-03	2013-01-08
				RO	2013-01-08	2015-06-13
166	Shah, Niraj Samip			Rep	2013-04-29	2013-07-28
167	Sharma, Rohit (SFC:BAW704)			Rep	2013-02-18	2015-12-01
168	Shek, Wing Man 石詠文			Rep	2010-09-06	2012-07-31
169	Shi, Feng (SFC:AWI080) 石峰			Rep	2012-07-09	2013-05-31
170	Shih, Aaron 施昌勤		M	Rep	2012-10-04	2014-02-12
171	Sia, Selina Lim 謝琳		F	Rep	2003-05-19	2004-07-08
172	Sim, Jeannette Ann Siok Hwee 沈淑慧		F	Rep	2012-07-03	2013-01-04
173	So, Jennifer Lai Shan 蘇勵姍		F	Rep	2007-07-03	2008-02-05
174	Sun, Yuan (SFC:ARR089) 孫園			Rep	2008-11-26	2010-04-01
175	Sun, Yubei 孫彧琲			Rep	2011-04-29	2013-04-23
176	Tai, Katherine Tsz Lan 戴梓蘭		F	Rep	2012-07-03	2013-04-02
177	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2003-05-14	2010-10-02
178	Tan, Jessica Margarida 陳曉彤		F	Rep	2012-07-03	2014-03-20
179	Tan, Teng Yee 陳廷意			Rep	2010-01-25	2012-06-07
180	Tang, John Him 鄧謙		M	Rep	2010-09-01	2011-06-30
181	Tang, Rebecca Pek Ying 鄧碧瑩		F	Rep	2007-09-03	2010-06-30
182	Tang, Yee Wah (SFC:ANJ699) 鄧綺華			Rep	2006-11-03	2008-02-01
				Rep	2008-02-19	2008-09-30
183	Tee, Sze Chiah			Rep	2010-05-17	2013-08-16
184	Tei, Chu Pink			Rep	2009-07-02	2014-01-17
185	Tien, Thaddeus Weiming		M	Rep	2012-07-03	2015-08-14
186	Ting, Michael P. 丁柏年		M	Rep	2011-06-01	2017-01-19
187	Todd, Jason Edmund		M	Rep	2013-02-04	2014-07-21
188	Tsai, Pei I 蔡珮漪			Rep	2012-07-03	2019-07-05
189	Tsang, Kwai Sang (SFC:AAE308) 曾貴生			Rep		2016-01-19
190	Tse, Kwok On 謝國安			Rep	2007-06-22	2011-01-26
191	Tse, Michelle Wing Lam 謝穎霖		F	Rep	2010-04-21	2015-02-26
192	Tseng, Maryann Tzu Wen 曾慈雯		F	Rep	2005-12-01	2006-06-24
193	Tseung, Kenneth Yuk Hei 蔣旭熙	48	M	Rep	2012-09-03	2013-01-24
				RO	2013-01-24	2017-02-08
194	Tso, Kevin Key Man 曹繼敏		M	Rep		2004-04-15
				Rep	2012-07-03	2019-10-17
195	Tso, Yam Fan 曹音凡			Rep	2012-07-03	2013-08-27
196	Tsuen, Gloria Kai 全佳		F	Rep	2011-06-01	2013-03-26
197	Tsui, Alvin Chun Ming 徐浚銘		M	Rep	2005-11-22	2008-01-16
				Rep	2010-07-05	2012-05-31
198	Turner, Alfred Martin		M	Rep	2012-07-03	2013-12-06
199	Wan, Man Wai 尹敏慧			Rep	2010-03-31	2012-11-30
200	Wang, Qian (SFC:AWI081) 王前			Rep	2012-07-03	2012-07-05
201	Warr, Alastair Charles		M	Rep	2012-07-06	2014-10-07
202	Wong Hung, Flavia Yuen Yee 黃洪琬貽	46	F	RO	2004-03-01	2008-07-31
203	Wong, Alan Craig 黃天倫		M	Rep		2004-03-05
204	Wong, Chris Chit 黃哲		M	Rep	2012-09-03	2013-08-29
205	Wong, Chris Tsz Hin 王梓軒			Rep	2012-07-03	2014-01-06
206	Wong, Edman Wai Kong 王偉剛			Rep	2010-05-10	2014-04-30
207	Wong, Janet Hoi Ching 黃凱靖		F	Rep	2012-07-03	2013-09-27
208	Wong, Kwok Wai (SFC:AOY613) 黃國威			Rep	2013-01-28	2014-09-01
209	Wong, Royee Chui Lin 黃翠蓮			Rep	2010-07-26	2012-11-02
210	Wong, Shuk Yin 王淑賢			Rep		2004-05-03
211	Wong, Timothy Chee Wai 黃志偉		M	RO		2010-05-31
212	Wong, Winnie Wing Yan (SFC:AGP722) 王詠欣		F	Rep	2012-07-03	2016-01-16
213	Wu, Haolin (SFC:BAE263) 吳昊林			Rep	2012-09-10	2013-09-16
214	Wu, Yuk Mui 胡玉梅			Rep	2010-09-27	2010-10-22
215	Wun, Duncan Wai Yee 溫偉儀	49	M	Rep	2004-07-16	2008-03-13
				RO	2008-03-13	2009-08-22
216	Xu, Min (SFC:AYH495) 徐敏			Rep	2012-07-03	2014-05-30
217	Yan, Phaik Yee			Rep	2011-05-03	2012-08-31
218	Yang, Lei (SFC:AMK234) 楊蕾			Rep	2012-07-03	2019-08-11
219	Yap, Raymond Kok Hoe		M	Rep	2008-06-23	2019-09-14
220	Yeoh, Eugene Kim Loong 楊金隆		M	Rep	2013-03-01	2013-08-30
221	Yip, Ho Yin (SFC:ASU230) 葉皓然			Rep	2010-09-20	2013-04-19
222	Yip, Kirk Ho Man 葉浩文		M	Rep	2008-02-25	2009-07-18
223	Yip, Sin Yu 葉倩如			Rep		2003-09-06
224	Yoo, Myung Hyun			Rep	2012-09-27	2013-01-31
225	You, Ching Yung 尤靖湧			Rep	2012-06-04	2015-02-26
226	Yu, Heather 余稀梵			Rep	2010-06-10	2010-12-18
227	Yu, Zhibo (SFC:AQQ367) 于智博			Rep	2012-07-06	2013-02-21
228	Yuan, Xiaoquan 袁小荃			Rep	2012-08-06	2013-04-02
229	Yuen, Josephine Ming Wai 袁明慧		F	Rep	2013-01-14	2017-05-09
230	Yuen, Robin 袁肇鋒			Rep	2009-10-02	2010-01-07
231	Yuen, Sze Wing Esther 袁詩穎			Rep	2005-11-22	2007-06-30
232	Zhang, He (SFC:AYJ687) 張賀			Rep	2012-07-03	2013-04-26
233	Zhang, Wei (SFC:ANJ695)			Rep	2006-05-15	2007-04-21
234	Zhao, Tian (SFC:ANR067) 趙恬			Rep	2012-07-03	2014-04-28
235	Zhao, Yu (SFC:AJD965) 趙瑜			Rep	2012-06-15	2012-07-18
				RO	2012-07-18	2014-10-31
236	Zhou, Qing Yuan 周清源			Rep	2012-09-03	2013-03-28

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