DWS Investments Hong Kong Limited 德意志投資香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Ang, Wee Theng BAH620 Rep 2012-10-19 2013-01-19
2 Athikhomkulchai, Nithiphong ALI347 Rep 2004-11-18 2007-07-27
3 Baker, Samuel Cranage M AOA383 Rep 2006-10-04 2008-12-15
4 Bang, Michele Mi-Kyung 53 F ATI600 Rep 2011-03-07 2011-10-24
RO 2011-10-24 2013-10-28
5 Barbour, William Lance M AOY333 Rep 2007-05-28 2012-09-26
6 Boyden, Anne Cecile F BGT630 Rep 2015-12-30 2017-11-03
7 Brown, Alison Rosemary F AQR075 Rep 2008-03-17 2009-04-07
8 Bruckmann, Dirk BEH976 Rep 2014-10-14 2016-05-10
9 Byrne, Robert Michael (SFC:AKT402) M AKT402 RO 2004-09-01 2009-08-29
10 Cao, Jingmu 曹靖牧 AYW195 Rep 2017-03-31 2018-11-07
11 Carboy, Michael Edsall 康博文 M AXI003 Rep 2011-05-25 2012-09-20
12 Chan, Chi Pang (SFC:AQI127) 陳志鵬 AQI127 Rep 2008-01-21 2008-07-03
13 Chan, Danny Tsz Fung 陳梓楓 ARX078 Rep 2008-11-24 2010-06-01
14 Chan, Jenny Ka Yun 陳嘉茵 F AHX334 Rep 2004-04-21 2006-04-22
15 Chan, On Ki AZV531 Rep 2017-07-26 2018-10-10
16 Chan, Yuk Bing 陳玉冰 ANQ024 Rep 2013-10-23 2017-04-13
17 Chang, Lin Lin 張玲菱 APK366 Rep 2007-08-15 2010-06-01
18 Chen, Chia Ling (SFC:ADV930) 陳佳鈴 47 F ADV930 Rep 2006-02-27 2009-05-04
RO 2009-05-04 2009-08-01
19 Chen, Craig Hong Chu 陳宏初 M AFS560 Rep 2007-07-10 2009-09-01
20 Chen, Lihui (SFC:ATD691) 陳麗惠 ATD691 Rep 2009-06-15 2019-05-10
21 Chen, Yida (SFC:ANC155) 陳怡達 ANC155 Rep 2006-02-22 2009-06-02
22 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2011-09-16 2012-09-20
23 Cheng, Sharon Tim Sheung 鄭方添嫦 F AAE793 Rep 2004-07-12
RO 2004-07-12 2005-12-01
24 Cheng, Veronica Tze Ying 鄭芷盈 F ANH013 Rep 2010-08-23 2013-08-03
25 Cherng, Yi-Hua 程憶華 ALI138 Rep 2004-11-23 2005-03-09
26 Chin, Wei 金緯 APL909 Rep 2007-10-18 2010-06-01
27 Chinappi, Brian David (SFC:AKT398) M AKT398 RO 2004-09-01 2010-03-13
28 Cho, Mark Wen Wai 曹文偉 42 M AQQ328 Rep 2008-03-17 2013-10-11
29 Chong, Freddy Goman Yu Ting 莊雨亭 BGV068 Rep 2016-01-13 2016-09-12
RO 2016-09-12 2018-03-23
30 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2017-03-31 2019-03-20
31 Chow, Hang Chi 周幸志 BJQ175 Rep 2017-05-31 2020-07-31
32 Chow, Kin Yee 周健怡 AEY924 Rep 2007-08-21 2008-04-02
33 Chow, Wing To 周穎淘 AWP278 Rep 2017-03-01 2019-06-21
34 Choy, Peng Wah 蔡秉華 60 M ADI230 RO 2005-08-16
Rep 2005-08-16 2005-10-05
35 Chu, Lei Mei 朱莉薇 AWJ929 Rep 2010-12-02 2013-01-09
36 Colditz, Sven Rupert BHF241 Rep 2016-03-29 2016-06-28
37 Coplestone, John Clayton M ALP565 Rep 2006-06-26 2006-09-07
RO 2006-09-07 2007-02-26
38 Crawford, Andrew Gilbert M AOY334 Rep 2007-05-28 2008-11-15
39 Currat, Marc Alexandre M BIL836 Rep 2016-11-01 2022-03-24
40 Debruyne, Lieven M O 李定邦 M ACS819 Rep 2004-10-14 2004-12-21
RO 2004-12-21 2005-02-02
41 Denoiseux, Vincent Yves Elisabeth Marie F BLF676 Rep 2017-10-16 2017-10-18
42 Didelot, Nicolas Mathieu M BHO975 Rep 2016-06-06 2016-06-08
Rep 2016-09-23 2016-09-27
Rep 2017-03-30 2017-03-31
Rep 2017-07-31 2017-08-01
43 Dyus, Hugh Gordon M ABM824 Rep 2005-07-08 2005-10-21
44 Ebrahim, Ayaz Hatim M AAJ072 Rep 2006-08-01 2006-10-24
RO 2006-10-24 2007-05-01
45 Ekins, Daniel William M ART880 Rep 2008-10-30 2010-07-21
RO 2010-07-21 2017-01-01
46 Fedorov, Boris M ARR935 Rep 2008-10-13 2008-11-20
47 Fogle, Mark Bradley 58 M ARP364 Rep 2008-09-18 2010-04-01
48 Galgay, Peter Patrick M ARE585 Rep 2008-06-10 2016-01-26
49 Gay, Benny M BJP468 Rep 2017-06-05 2020-08-14
50 Gibbs, Robert John Stuart M BJV533 Rep 2017-07-03 2017-07-07
Rep 2017-09-01 2020-01-06
51 Goodman, Paul Jonathan 古德曼 M AGU672 Rep 2005-08-08 2007-06-01
52 Gotety, Venkata Narasimha Apparaya Kishore ATT094 Rep 2009-09-16 2010-06-01
53 Guagnini, Francesca F BGA729 Rep 2015-08-19 2015-08-20
54 Gui, Cheng Lin 桂成林 AMH349 Rep 2006-09-13 2007-04-16
Rep 2007-05-28 2008-06-14
55 Ha, Chuen 夏川 AQH987 Rep 2008-01-21 2008-08-30
56 Hall, Jeremy George M ATD521 Rep 2009-06-15 2011-11-10
57 Hanbury, Peter Noel Sampson 50 M AFZ309 RO 2004-01-14 2005-04-13
Rep 2006-12-05 2009-09-12
58 Harris, Stephen Paul (1953) 64 M AGO825 RO 2005-06-10 2014-06-10
59 Ho, Andy 何肇聰 F BAH333 RO 2016-03-18 2021-09-29
60 Homeming, Allan M ABV773 Rep 2005-06-30 2005-10-21
61 Hu, Hiiga 許仕佳 BET277 Rep 2015-08-06 2016-01-22
RO 2016-01-22 2019-03-29
62 Huang, Chao Ying (SFC:BCL629) 黃釗盈 BCL629 Rep 2015-05-04 2022-12-01
63 Huber, Nicolas Alexander M ARA110 Rep 2008-05-13 2008-12-01
64 Hui, Yau Chuen 許友泉 BHF747 Rep 2016-03-30 2024-08-15
65 Hui, Yik Sin 許亦先 ANY202 Rep 2014-07-17 2017-01-14
66 Hung, Tak Yi Cicy 孔德怡 ADE889 Rep 2015-01-29 2015-07-11
67 Huong, Cheong Fai 范昌輝 ALU603 Rep 2008-08-07 2010-06-01
68 Jaffray, Scott John M ARH186 Rep 2008-07-08 2009-08-26
Rep 2009-09-08 2010-03-31
69 Jap, Wing Lai 葉永麗 AGE009 Rep 2015-11-02
70 Jiang, Yiqian 蔣一茜 AEJ056 Rep 2009-09-01
71 Jones, Richard Iwan (SFC:AGA305) M AGA305 Rep 2006-02-14 2007-10-25
RO 2007-10-25 2009-09-15
72 Juschke, Felix M BHR619 Rep 2016-06-24 2016-07-08
Rep 2016-11-22 2016-11-25
73 Kalogirou, Paul Robert M ANQ257 Rep 2016-02-29 2019-04-12
74 Kankipati, Ravi Thimma Raju 49 M BEV954 RO 2015-03-13 2016-04-22
75 Karas, Bernhard ASW620 Rep 2016-12-21 2019-04-30
76 Kavanagh, Louise Margaret F APJ851 Rep 2007-08-20 2009-09-19
Rep 2009-11-16 2010-06-01
77 Keogh, Paul Thomas 49 M AOR368 Rep 2009-09-22 2012-09-14
78 Keung, Chun Hong Xavier 姜俊匡 BJH105 Rep 2017-03-31 2018-05-10
79 Khor, Yuan Jun 許淵鈞 BIJ770 Rep 2016-10-19 2018-09-28
80 Kim, Jeong Yeon BGK390 Rep 2015-10-22 2016-07-05
RO 2016-07-05 2017-04-20
Rep 2017-04-20 2018-01-16
81 Kim, Sharon (SFC:ALI349) F ALI349 Rep 2004-11-05 2007-04-30
82 Kim, So Yeon AMM348 Rep 2017-03-31 2019-10-23
83 Kissner, Denise Petra F BAT758 Rep 2013-01-25 2017-12-06
84 Koh, Hui-Jian AVM932 Rep 2010-07-27 2011-02-01
85 Kooij, Reijer Jan BBQ185 Rep 2013-07-26 2014-12-01
Rep 2016-06-13 2016-06-16
86 Kwan, Boon Yee 關本怡 ARP129 Rep 2008-09-11 2009-02-01
87 Kwan, Chi Tak (SFC:AHC006) 關志德 AHC006 Rep 2016-01-07 2016-04-20
RO 2016-04-20
88 Kwan, Ka Po (SFC:AED278) 關嘉寶 AED278 Rep 2007-07-30 2010-07-01
89 Kwan, Osvaldo Chit Man 關捷文 M BAI043 Rep 2015-12-08 2023-06-13
90 Lam, Lap Fai 林立輝 APJ190 Rep 2007-08-06 2009-06-17
91 Lam, Sammy Cheung Ching 林祥青 APJ849 Rep 2007-08-14 2010-04-10
92 Lam, Sonia Yuen Man 林婉雯 F AHE452 Rep 2005-03-09
93 Lam, Terence Chung Han 林忠漢 M AGT968 Rep 2004-10-27 2005-04-13
94 Lam, Veronica Ronnie Wing Yee 林穎兒 AFN278 Rep 2004-06-29
95 Lan, Ying (SFC:BEU871) 蘭瀅 BEU871 Rep 2015-11-12 2023-03-10
96 Lau, Wai Bun 劉慧斌 AWH043 Rep 2016-02-29 2023-08-31
97 Lau, Wing Sin 劉永善 AEW987 Rep 2013-05-16 2015-05-23
98 Laughlin, Morgan Aird AKT392 RO 2004-09-01 2006-08-16
99 Law, Vanessa (SFC:BIY620) 羅嘉麗 F BIY620 Rep 2017-01-20 2018-09-07
100 Lee, Giselle Chi Sau 李之秀 ACA198 RO 2004-02-20
101 Lee, On Yi 李安兒 BIX820 Rep 2017-01-24 2017-05-26
102 Lee, Pui Fan 李佩芬 AFT003 Rep 2004-12-14
103 Lee, Terence Chun Yin 李俊彥 M ACW847 Rep 2006-04-21 2009-04-04
104 Lei, Lei (SFC:BHG930) 雷蕾 BHG930 Rep 2016-04-08 2019-08-01
105 Leung, Wai Lim (SFC:AED091) 梁緯濂 AED091 Rep 2010-01-06
RO 2010-01-06 2012-08-15
106 Levinson, Philip Henry Lewis M APZ463 Rep 2008-03-17 2009-04-07
107 Li, Benjamin Man Fai 李民煇 33 M AQT293 Rep 2008-03-31 2009-05-09
108 Li, Gary Yuen Fung 李炫鋒 M BEC909 Rep 2017-03-31
109 Lim, Hean Eng 林千詠 ARL658 Rep 2008-08-07 2010-06-01
110 Lim, Serene AUW836 Rep 2010-03-17 2011-01-22
111 Lin, Chang-Chung 林長忠 ANC156 Rep 2006-02-27 2008-12-01
112 Lin, Charles Xiaodong 林曉東 34 M AQU519 Rep 2008-04-09 2009-04-04
113 Liu, Alan Chi Lun 廖志崙 M ABX785 Rep 2016-07-13 2016-08-27
114 Liu, Patrick Song M ANQ638 Rep 2013-05-02 2015-02-28
115 Liu, Xingpeng 劉星鵬 AQI526 Rep 2008-02-04 2008-09-10
116 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2008-05-26 2009-06-02
117 Lu, Maggie (SFC:BCN441) 路曼蕓 F BCN441 Rep 2013-12-19 2017-10-06
118 Lu, Priscilla Marilyn 陸美珩 F BHN998 Rep 2016-05-27 2016-09-20
RO 2016-09-20 2019-03-31
119 Lui, Kevin Kei Tung 呂紀東 M BAO165 Rep 2016-07-18 2018-02-14
120 Mane, Keeran Jagannath AQE839 Rep 2008-01-21 2008-12-01
121 Mansour, Asieh AOR997 Rep 2007-03-27 2011-07-11
122 Meinhold, Stefan Carsten BAU494 Rep 2013-02-01 2013-07-01
Rep 2015-01-26 2017-04-11
123 Meyer, Matthias (SFC:BJI236) BJI236 Rep 2017-03-28 2017-03-29
124 Michalik, Thorsten AJK533 Rep 2015-08-19 2015-08-20
Rep 2016-03-14 2016-03-17
Rep 2016-09-13 2016-09-15
Rep 2016-10-14 2016-10-19
125 Mohd, Murshidah Binte ATD518 Rep 2009-06-15 2013-04-29
126 Mok, Jeanne 莫靜芬 ACE638 Rep 2008-04-02 2008-12-05
127 Montanari, Marco M ATI145 Rep 2017-03-31 2017-07-13
RO 2017-07-13 2021-09-30
128 Muller, Horst Holger ARR932 Rep 2008-10-09 2009-04-17
129 Murphy, Joanne Katrina F AJA078 Rep 2005-08-16 2006-09-30
130 Ng, Ho Yin (SFC:BFD366) 吳浩然 BFD366 Rep 2015-03-23 2017-05-26
131 Ng, Sheung Wing 吳雙榮 AXF006 Rep 2013-05-03
132 Oberbannscheidt, Ralf AOK991 Rep 2007-01-18 2010-07-01
133 Pang, Lilian Wui Lie AGJ561 Rep 2006-03-01
134 Pang, Philip (SFC:ALI343) 彭偉傑 M ALI343 Rep 2004-11-06 2005-05-06
Rep 2008-03-12 2009-10-31
135 Peter, Edouard Fernen AGO822 RO 2005-06-09 2009-04-01
136 Potstada, Henning BKE626 Rep 2017-07-31 2017-08-01
137 Rade, Guillaume Roland M BKI755 Rep 2017-09-01 2018-02-12
138 Repkow, Stephan Jacques Rene M ARD165 Rep 2008-05-27 2009-04-07
139 Resovac, Denis M BJG376 Rep 2017-03-13 2017-03-28
Rep 2017-04-10 2020-03-31
140 Robinson, Christopher Theo M APR552 Rep 2007-10-03 2012-04-01
Rep 2012-09-12 2022-06-16
141 Roeloffs, Kurt William Jr 56 M AOR428 Rep 2008-10-21 2013-01-01
142 Schiraldi, Dario AWD233 Rep 2015-08-19 2015-08-20
143 Schoeppl-Jost, Elke F AQJ086 Rep 2014-01-15 2014-04-17
RO 2014-04-17
144 Sheehy, John Desmond M ARX029 Rep 2008-11-26 2009-04-07
145 Shum, Catherine Pui Kwan 岑佩君 F AKL739 Rep 2006-03-28 2008-03-03
146 Smaller, Daniel Scott M AHF355 Rep 2005-06-10 2005-08-08
Rep 2005-08-24 2006-04-29
147 So, Tak Young 蘇德揚 47 M AMB464 Rep 2008-05-21 2011-10-29
148 Steinbrecher, Mike M BEC051 Rep 2014-09-01 2016-09-05
149 Su, Eryck Yi Shyung 蘇毅雄 ALI353 Rep 2004-11-05 2010-06-01
150 Sum, Hoi Kei 沈鎧圻 BFI234 Rep 2015-04-23 2023-02-08
151 Sun, Xinyi 孫欣怡 BKA529 Rep 2017-09-21 2020-04-29
152 Sung, Siu Chung 宋紹聰 BAE505 Rep 2017-10-10 2018-03-29
153 Tam, Alan Tsz Yeung 譚梓洋 39 M ALI351 Rep 2004-11-17 2007-03-05
154 Tam, Alan Wan Lun 譚蘊綸 M ALQ689 Rep 2007-08-27 2007-10-02
155 Tam, Ernie Chung Ying 譚仲英 M ADV123 Rep 2005-09-27 2008-03-10
156 Tam, Ken Wai Ming 譚偉明 M AFJ250 Rep 2014-03-24 2014-06-10
RO 2014-06-10 2015-08-08
157 Tan, Jia Qi Chloe F BLJ693 Rep 2017-11-06 2017-11-10
158 Tan, Juan Edward 陳德源 ANN256 Rep 2006-06-19 2013-04-03
159 Tan, Koon Seng ARH185 Rep 2008-07-08 2009-09-01
160 Tan, Sean Czoon 陳善尊 39 M ANF268 Rep 2008-04-23 2012-03-24
161 Tan, Sharon Mui Ling F AMK254 Rep 2016-03-02 2020-06-30
162 Tan, Siew Shen 陳修賢 ALJ824 Rep 2005-11-29 2009-12-15
RO 2009-12-15 2010-05-01
163 Tan, Yen Keng 陳衍磬 45 M AOA645 Rep 2006-12-04 2010-06-01
164 Tanaka, Jon Tamio ANU376 Rep 2006-08-16 2009-08-28
165 Taylor, Sean Patrick Paul M BGH025 Rep 2015-10-02 2016-02-12
RO 2016-02-12 2023-06-30
166 Teo, Su Wen Cheryl F BJS028 Rep 2017-06-14 2017-06-16
Rep 2017-11-06 2017-11-10
167 Teo, Yuan Zhi 張圓智 AYK656 Rep 2011-11-14 2015-07-08
168 Tham, Siok Kuan ANS047 Rep 2006-08-01 2018-02-23
169 Thassim, Niel (1973) 44 M AOG997 Rep 2008-03-19 2012-09-14
170 Tsai, Allen Pei-Jan M ALV361 Rep 2005-04-13 2007-03-28
171 Tsang, Sunny Kwong Sang 曾廣生 ALL490 Rep 2004-11-23 2006-04-29
172 Vanderkolk, Mark David M AYN677 Rep 2014-09-30 2018-04-05
173 Wane, Christopher John M BIR999 Rep 2016-12-08 2016-12-10
174 Wang, Faqiang 王發強 AXY799 Rep 2013-04-02 2014-07-17
175 Wang, Xin Long 王心瓏 AVM751 Rep 2015-05-18 2019-09-26
176 Wang, Yingqi (SFC:BGV050) 王英琦 BGV050 Rep 2016-01-13 2019-04-30
177 Warren, Christopher Churchman M BAR194 Rep 2013-01-07 2014-12-03
178 Weatherill, Lucas Scott M AMS328 Rep 2007-08-13 2010-09-01
179 Wee, Mei Ling Beatrice F ALP628 Rep 2006-12-06 2011-04-07
180 Widjaja, Ogar Reneldi BBD986 Rep 2017-08-11
181 Wong, Calvin Su-Chi 黃書棋 M BBU724 Rep 2013-09-05 2014-10-18
182 Wong, Darryl Robert 黃振威 AHX117 Rep 2003-06-12
183 Wong, Stephen Tsi Chuen 黃子全 50 M ADB527 Rep 2004-09-21 2005-03-23
184 Wong, Yau Pong 王有邦 ACZ528 Rep 2014-05-02 2014-08-26
RO 2014-08-26 2025-04-30
185 Wu, Henry Hon Hei 胡漢熙 M BJH273 Rep 2017-03-31 2023-03-31
186 Yan, Grace Weiying F ATQ907 Rep 2009-09-01 2013-12-10
187 Yang, Jie (SFC:ARS746) 楊杰 ARS746 Rep 2015-08-10 2016-04-23
188 Yeung, Mei Kit Yin 楊潔賢 AFG128 Rep 2003-04-16 2004-10-06
189 Yin, Junhua 尹俊驊 ATN431 Rep 2014-09-01 2016-01-01
190 Yip, Jennifer Wan Man 葉韻文 F AIZ025 Rep 2006-10-03 2009-04-04
191 Yung, Victor Hau Woon 翁厚垣 M ARN015 Rep 2008-08-15 2009-04-07
192 Yung, Wan Seen Stephanie 翁韻善 BGL306 Rep 2017-10-23 2018-08-31
193 Zhang, Liang (SFC:ARI942) 章良 ARI942 Rep 2008-07-23 2008-12-05
194 Zhu, Wendy Wenwen 朱雯雯 F AMF185 Rep 2005-07-07 2005-10-21

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