SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Chi Keung (SFC:ATL552) 陳志強 | ATL552 | Rep | 2015-05-26 | 2017-08-07 | ||
| 2 | Chan, Christopher Wai Yin 陳偉賢 | BFA543 | Rep | 2015-03-26 | 2015-05-15 | ||
| 3 | Chan, Ka Pui (SFC:ACY328) 陳嘉珮 | ACY328 | Rep | 2004-02-16 | |||
| 4 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2004-08-17 | |||
| RO | 2010-02-23 | 2016-04-30 | |||||
| 5 | Chan, Tat Wai (SFC:AFS989) 陳達威 | AFS989 | Rep | 2003-09-23 | |||
| 6 | Chan, Wei Kwun 陳維鈞 | AFE988 | Rep | 2004-08-30 | |||
| 7 | Chan, Yu Ming (SFC:ASQ013) 陳汝銘 | ASQ013 | Rep | 2012-05-18 | 2021-12-10 | ||
| 8 | Cheung, Ning (SFC:AZH260) 張寧 | AZH260 | Rep | 2012-05-24 | 2014-10-31 | ||
| 9 | Cheung, Yin Ling (SFC:AYZ253) 張賢寧 | AYZ253 | Rep | 2014-11-07 | 2015-08-21 | ||
| 10 | Chin, Chi Kui 錢智駒 | APQ984 | Rep | 2010-05-05 | 2011-07-01 | ||
| 11 | Ching, Yung Fai 程容輝 | ACJ516 | Rep | 2015-02-16 | 2015-12-31 | ||
| 12 | Choi, Sau Wai 蔡秀慧 | AEJ237 | Rep | 2004-03-03 | |||
| 13 | Chong, Ching 莊正 | APW809 | Rep | 2013-12-12 | 2020-01-18 | ||
| 14 | Chow, Shiu Lun 周兆麟 | ABF183 | Rep | 2016-08-29 | 2017-06-13 | ||
| 15 | Chui, Man Nga 崔雯雅 | ASX258 | Rep | 2015-08-21 | 2015-12-30 | ||
| RO | 2015-12-30 | 2016-05-15 | |||||
| 16 | Chun, Ting 秦婷 | BBA876 | Rep | 2015-04-21 | 2017-02-26 | ||
| 17 | Chung, Ho Yee (SFC:BHH748) 鍾可兒 | BHH748 | Rep | 2016-04-22 | 2017-11-26 | ||
| 18 | Chung, Raymond (SFC:AXO145) 鍾振漢 | M | AXO145 | Rep | 2012-06-29 | 2014-05-10 | |
| 19 | Cui, Ran 崔然 | BBA364 | Rep | 2013-04-16 | 2018-04-08 | ||
| 20 | Fung, Sze Yu 馮時裕 | APB732 | Rep | 2011-01-26 | 2020-09-03 | ||
| 21 | Ho, Nim Man 何念民 | BCY228 | Rep | 2014-03-11 | 2019-09-17 | ||
| 22 | Ho, Tat Choi 何達材 | AYI893 | Rep | 2011-11-01 | 2012-06-02 | ||
| 23 | Hong, Qi (SFC:BHB951) 洪騏 | BHB951 | Rep | 2016-03-01 | 2016-05-12 | ||
| 24 | Kung, Wai Ting 龔偉廷 | AOQ511 | Rep | 2016-07-26 | 2016-09-29 | ||
| RO | 2016-09-29 | 2019-03-14 | |||||
| 25 | Kwan, Kin Kei (SFC:ACU638) 關建基 | ACU638 | Rep | 2011-01-17 | 2015-12-31 | ||
| 26 | Kwan, Pui Hung 關沛雄 | ANF145 | Rep | 2011-03-16 | 2011-06-21 | ||
| 27 | Kwok, Bing Wah 郭冰樺 | AOL080 | Rep | 2011-05-25 | 2012-10-22 | ||
| 28 | Kwok, Tsz Chung 郭子聰 | AUK433 | Rep | 2010-06-23 | 2011-02-17 | ||
| 29 | Kwok, Yat Sing 郭日昇 | ARR940 | Rep | 2016-08-31 | 2018-12-31 | ||
| RO | 2018-12-31 | 2025-02-28 | |||||
| 30 | Lai, Ka Mun (SFC:AKN209) 黎嘉敏 | AKN209 | Rep | 2011-11-28 | 2012-06-29 | ||
| 31 | Lam, Raymond Wai Man (SFC:AWF018) 林偉文 | AWF018 | Rep | 2012-05-18 | 2014-12-31 | ||
| 32 | Lau, Danny Man Ming 劉旻明 | AFR219 | Rep | 2004-04-13 | |||
| 33 | Lau, Sze Ming 劉思明 | AHX958 | Rep | 2004-04-13 | |||
| 34 | Lau, Wai Man (SFC:ASE757) 劉偉文 | ASE757 | Rep | 2010-12-31 | 2011-03-18 | ||
| 35 | Law, Man Chiu (SFC:AQF556) 羅文超 | AQF556 | Rep | 2013-06-11 | 2013-12-31 | ||
| 36 | Leung, Patrick Yiu Kwong 梁耀光 | M | AAW120 | Rep | 2014-05-15 | 2016-12-30 | |
| 37 | Li, Hon Wai Anthony 李漢威 | AUV625 | Rep | 2010-04-27 | 2013-09-26 | ||
| 38 | Li, Ka Fai (SFC:AHQ396) 李家輝 | AHQ396 | Rep | 2004-04-13 | |||
| 39 | Li, Kit Lan (SFC:BAN027) 李潔蘭 | BAN027 | Rep | 2017-02-28 | 2017-08-01 | ||
| 40 | Li, Weila 李瑋拉 | AZC573 | Rep | 2013-05-16 | 2014-10-04 | ||
| 41 | Li, Zhengrong 李崢嶸 | BEC138 | Rep | 2015-02-26 | 2015-10-31 | ||
| 42 | Lin, Ben Peng 林芃 | 53 | M | ACP158 | RO | 2014-11-07 | 2017-04-09 |
| 43 | Liu, Oi Yee 廖靄兒 | AOR643 | Rep | 2015-05-26 | 2019-01-05 | ||
| 44 | Liu, Xiaoquan 劉曉全 | BGV483 | Rep | 2016-01-15 | 2017-08-20 | ||
| 45 | Lok, Sam Wan Wai 駱穩威 | M | AAK140 | Rep | 2011-08-16 | 2011-12-15 | |
| 46 | Luo, Man (SFC:BLL571) 羅曼 | BLL571 | Rep | 2017-11-09 | 2019-04-01 | ||
| 47 | Mak, Kwok Kei 麥國基 | 33 | M | AWH798 | Rep | 2018-07-10 | 2019-01-09 |
| 48 | Ng, Johnny Sze Yan 伍時欣 | M | AEV845 | Rep | 2004-04-13 | ||
| 49 | Ng, Kenneth Chun Tak 吳進德 | M | AOY069 | Rep | 2012-05-28 | 2017-11-01 | |
| 50 | Ng, Nixon Lak-Sun 吳力燊 | AZE680 | Rep | 2013-03-04 | 2014-05-17 | ||
| 51 | Ng, So Yi 吳素宜 | AYY618 | Rep | 2016-08-04 | 2017-08-23 | ||
| 52 | Ng, Wing Fai (SFC:AJD666) 吳永輝 | AJD666 | Rep | 2017-07-07 | 2017-11-22 | ||
| RO | 2017-11-22 | 2020-02-10 | |||||
| 53 | Ngai, Sing Lung 魏星龍 | AQY372 | Rep | 2014-12-23 | 2015-06-10 | ||
| 54 | Nip, Yiu Chuen 聶耀泉 | ABY425 | RO | 2010-02-23 | 2021-01-25 | ||
| 55 | Niu, Xiao 牛筱 | BFO764 | Rep | 2017-06-08 | 2020-12-28 | ||
| 56 | Pao, Lik 鮑力 | AEY552 | Rep | 2004-05-15 | |||
| RO | 2010-02-23 | 2016-03-21 | |||||
| 57 | Poon, Dixon Tit Chu 潘鐵柱 | M | AEI207 | Rep | 2004-08-30 | ||
| 58 | Shek, Eric Cheuk Fai 石卓輝 | M | AOU783 | Rep | 2013-02-01 | 2022-08-31 | |
| 59 | Shung, Kwok Yin 宋國彥 | AFF211 | Rep | 2003-12-03 | |||
| 60 | Siu, William Wai Wai 蕭衛威 | M | AIL017 | Rep | 2012-02-03 | 2012-07-10 | |
| 61 | So, Ka Kee 蘇嘉琪 | AVB992 | Rep | 2012-09-21 | 2013-07-29 | ||
| 62 | Song, Jiaying (SFC:BBR202) 宋佳穎 | BBR202 | Rep | 2017-08-07 | 2020-01-05 | ||
| 63 | Sun, Hui (SFC:BFW664) 孫慧 | BFW664 | Rep | 2017-07-03 | 2021-10-31 | ||
| 64 | Suzuki, Chikako 鈴木仁子 | AVT660 | Rep | 2011-01-31 | 2011-10-11 | ||
| 65 | Sze, Ray Chun Wai 施俊威 | 38 | M | AKX617 | Rep | 2010-11-26 | 2011-08-23 |
| 66 | Takei, Akio (SFC:ACR988) | ACR988 | Rep | 2012-11-01 | 2015-06-30 | ||
| 67 | Tam, Ho Kei 譚浩基 | BBB716 | Rep | 2015-01-19 | 2016-02-02 | ||
| 68 | Tam, Ophelia Wing Yan 譚泳恩 | F | AOP079 | Rep | 2016-07-20 | 2017-06-01 | |
| 69 | Tang, Alan Wing Keung 鄧永強 | M | AFP531 | Rep | 2011-04-21 | 2012-04-21 | |
| 70 | Thong, Chung Mao 唐松茂 | AVB803 | Rep | 2010-12-21 | 2011-08-23 | ||
| 71 | Ting, Wai Ling 丁慧玲 | AFO602 | Rep | 2011-11-17 | 2015-03-31 | ||
| 72 | Tong, Johnson Shing 唐誠 | M | AOB604 | Rep | 2012-07-16 | 2020-09-03 | |
| 73 | Tsang, Long 曾朗 | ARQ674 | Rep | 2010-06-23 | 2012-09-17 | ||
| 74 | Wan, Mark Chuck Pui 溫灼培 | M | ACZ170 | Rep | 2004-02-26 | ||
| 75 | Wan, Sum Hei 尹心希 | AXI682 | Rep | 2011-05-27 | 2012-09-03 | ||
| 76 | Wong, Jackson Chi Yeung 黃志陽 | M | AHT199 | Rep | 2004-03-03 | ||
| 77 | Wong, Ka Man (SFC:AQQ507) 黃嘉文 | AQQ507 | Rep | 2010-09-20 | 2011-08-15 | ||
| 78 | Wong, Ming Wai (SFC:AQD870) 王名威 | AQD870 | Rep | 2010-12-15 | 2011-07-21 | ||
| 79 | Wu, Kaiying 伍愷穎 | BGX250 | Rep | 2016-02-19 | 2016-10-31 | ||
| 80 | Wu, Shangjin 武尚晋 | BKY371 | Rep | 2017-09-13 | 2019-08-11 | ||
| 81 | Wu, Yangbin 吳阳斌 | BID880 | Rep | 2016-09-12 | 2017-06-09 | ||
| 82 | Xu, Yiting (SFC:BGX248) 許怡婷 | BGX248 | Rep | 2016-02-19 | 2016-12-31 | ||
| 83 | Yeung, Cheuk Ki 楊卓奇 | BDO775 | Rep | 2016-09-21 | 2018-02-27 | ||
| 84 | Yeung, Flora Fung Yee 楊鳳儀 | F | ACE799 | Rep | 2013-09-02 | 2022-07-18 | |
| 85 | Yim, Kevin Ching Wai 嚴政緯 | M | AMY822 | Rep | 2010-11-17 | 2011-05-21 | |
| 86 | Yip, Lai Mei 葉麗薇 | AHI476 | Rep | 2004-04-13 | |||
| 87 | Yiu, Ka Wa 姚嘉華 | AWK590 | Rep | 2010-12-02 | 2011-07-16 | ||
| 88 | Yuen, Yiu Hei 阮堯熙 | BDD728 | Rep | 2015-08-05 | 2018-11-11 | ||
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