HSBC SECURITIES (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Alexander, Andrew Bernard 安力德 | M | ABM861 | Rep | 2005-02-01 | 2005-02-16 | |
2 | Au Yeung, Tat H 歐陽達顯 | AFZ713 | RO | 2004-01-15 | |||
3 | Au-Young, Ping 歐陽平 | ABI868 | Rep | 2005-11-14 | |||
4 | Au, Alex Wai Chi 區偉志 | M | ACO434 | Rep | 2004-01-15 | ||
5 | Barker, Ariane Marie | AFO526 | Rep | 2005-05-13 | 2007-07-01 | ||
6 | Barton, Richard Jeremy | M | ACF860 | Rep | 2005-06-22 | 2005-11-14 | |
7 | Beattie, Russell William | M | ALI346 | Rep | 2004-10-14 | 2005-11-14 | |
8 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2003-05-23 | 2004-01-15 | |
9 | Borzi, Anna Marie | F | AGF179 | Rep | 2003-10-27 | ||
10 | Bradley, Martin (SFC:ACC190) | M | ACC190 | Rep | 2005-10-27 | ||
11 | Chan, Alan Yuk Lun 陳玉倫 | M | ACQ051 | Rep | 2003-12-05 | ||
12 | Chan, Andrew Ding Bong 陳定邦 | M | AGL865 | Rep | 2005-06-03 | ||
13 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2005-06-13 | 2005-11-12 | |
14 | Chan, Ben Wei Beng 陳偉敏 | M | ABX133 | Rep | 2003-08-14 | 2004-05-24 | |
15 | Chan, Dominic Koon Shing 陳冠成 | M | AKY943 | Rep | 2004-07-27 | 2004-10-18 | |
16 | Chan, Kerry Mo Yu 陳慕瑜 | ADU088 | Rep | 2005-07-26 | 2005-11-14 | ||
17 | Chan, Mark Kar Yue 陳嘉裕 | M | ABB625 | Rep | 2005-10-27 | ||
18 | Chan, Otto Chun Shing 陳鎮成 | 44 | M | AAF999 | RO | 2006-09-07 | |
19 | Chan, Rene Hoi Yan 陳海茵 | ANG332 | Rep | 2006-03-29 | 2007-08-06 | ||
20 | Chan, Yiu Fai (SFC:AEG477) 陳耀輝 | AEG477 | Rep | 2005-11-12 | |||
21 | Chang, Chao-Kung 張肇恭 | AJD920 | Rep | 2003-11-11 | 2005-11-14 | ||
22 | Chang, Po-Chi (SFC:AJD292) 張博淇 | AJD292 | Rep | 2003-10-06 | 2004-05-24 | ||
23 | Chappel, Christopher Lee | M | ALI728 | Rep | 2005-04-15 | 2005-06-17 | |
24 | Chen, Hsiao Ying (SFC:ALS410) 陳曉瑩 | ALS410 | Rep | 2005-02-16 | 2005-09-01 | ||
25 | Chen, Lawrence Yung 鄭勇 | M | AHP543 | Rep | 2004-09-03 | ||
26 | Cheng, Hon Fai 鄭漢輝 | ADL038 | Rep | 2005-11-14 | |||
27 | Cheng, Vivinne 鄭慧玄 | ACA475 | Rep | 2005-05-03 | 2005-11-14 | ||
28 | Cheng, Yee Pun 鄭宜斌 | 31 | M | ALG538 | Rep | 2004-09-27 | 2005-11-12 |
29 | Cheung, Lai Ping (SFC:ABF741) 張麗萍 | ABF741 | RO | 2004-01-01 | |||
30 | Cheung, Yat Ming (1968) 張一鳴 | 38 | M | AEG753 | Rep | 2005-05-04 | |
31 | Chiang, Venant (SFC:AIB743) 蔣永甯 | AIB743 | Rep | 2005-10-25 | 2005-11-12 | ||
32 | Chik, Leon Hak Kan 植克勤 | ADT573 | Rep | 2005-05-23 | 2005-11-12 | ||
33 | Chin, Victoria Vui Luen 陳維倫 | F | AED574 | Rep | 2005-08-25 | 2005-11-14 | |
34 | Choi, Carmen Wai Ching 蔡慧貞 | F | AMK228 | Rep | 2005-08-29 | 2005-11-12 | |
35 | Choi, Yoon Hee | AJG887 | Rep | 2003-11-25 | 2004-01-15 | ||
36 | Chua, Lee Leng | AHI518 | Rep | 2005-06-20 | 2005-11-14 | ||
37 | Chua, Siong Kheng 蔡尚慶 | AHH618 | Rep | 2004-07-26 | |||
38 | Chung, Alden Kam Wah 鍾金華 | M | ABH271 | Rep | 2004-01-28 | ||
39 | Chung, Tony Ming Lok 鍾明烙 | M | AAF326 | Rep | 2003-09-11 | 2005-10-05 | |
40 | Cooney, Michael James (SFC:AJD244) | M | AJD244 | Rep | 2004-09-07 | 2005-11-14 | |
41 | Damania, Anish Dinesh | AKY574 | Rep | 2004-07-22 | 2005-06-17 | ||
42 | Dickinson, Alexander Edward | M | ADS488 | Rep | 2005-11-14 | ||
43 | Doshi, Mihir Vinod | M | AKY575 | Rep | 2004-07-22 | 2005-11-14 | |
44 | Dujari, Vipul | ALC175 | Rep | 2004-08-16 | 2004-11-16 | ||
Rep | 2004-11-25 | 2005-02-25 | |||||
45 | Dunivant, Todd Glenn | M | ALW914 | Rep | 2005-04-26 | 2005-11-12 | |
46 | Dunn, Adrian Richard Howard | M | AJD150 | Rep | 2003-08-13 | 2004-06-10 | |
47 | Evans, Garry Owen | M | AJD756 | RO | 2003-11-05 | 2005-11-12 | |
48 | Fang, Jeffrey Sai Tai 方世泰 | M | AMF434 | Rep | 2005-07-12 | 2005-11-12 | |
49 | Foster, Scott Mather | M | ALV237 | Rep | 2005-03-23 | 2005-11-12 | |
50 | Fung, Hon Nam 馮漢南 | AFR093 | Rep | 2005-03-24 | 2005-11-12 | ||
51 | Gambrill, David Boys | M | ACF213 | Rep | 2003-08-01 | 2004-06-16 | |
52 | Garrick, Jonathan | M | AGM460 | Rep | 2004-12-08 | 2005-11-14 | |
53 | Ginde, Vidyadhar Vasant | AKV345 | Rep | 2004-07-08 | 2005-11-12 | ||
54 | Goh, Daryl Shao Loong 吳少龍 | M | AFM357 | Rep | 2005-08-10 | ||
55 | Guglietta, Joel Stephan | AHD235 | Rep | 2005-03-10 | 2005-10-19 | ||
56 | Gupta, Pramod | AGE214 | Rep | 2005-03-29 | 2005-11-12 | ||
57 | Hall, Martin David | M | AJO216 | Rep | 2004-03-17 | 2004-11-10 | |
58 | Hancock, Jonathan Stiles | M | ACJ318 | RO | 2009-01-31 | ||
59 | Hanson-Lawson, Michael John | M | AEW093 | Rep | 2003-11-10 | 2004-05-24 | |
60 | Haskins, Andrew Robin Alexander | 38 | M | ALY617 | Rep | 2005-05-04 | 2005-11-12 |
61 | Hayashi, Douglas Tetsuya | M | AMA938 | Rep | 2005-05-31 | 2005-11-12 | |
62 | Heng, Franklin Ching Kuen 幸正權 | 41 | M | ACY056 | RO | 2006-04-14 | |
63 | Heung, Chun Wai 香鎮偉 | ADZ579 | Rep | 2003-05-20 | 2003-10-29 | ||
64 | Ho, Kenneth Kai Chung 何啟忠 | 41 | M | ACM918 | Rep | 2004-11-03 | 2005-11-12 |
65 | Hong, Chien Han 洪千涵 | ALY616 | Rep | 2005-04-28 | 2005-11-12 | ||
66 | Hunt, Christopher Lawrence | M | AIQ686 | RO | 2003-08-07 | ||
67 | Hylan, Adam James | M | AMB666 | Rep | 2005-08-04 | 2005-11-12 | |
68 | Hyland, Peter John | M | AGB754 | Rep | 2004-01-19 | ||
69 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | ABK611 | Rep | 2004-04-28 | |||
70 | Jajal, Kartik Chimanlal | AFU801 | Rep | 2004-03-29 | |||
71 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2003-09-11 | ||
RO | 2003-09-11 | 2004-10-25 | |||||
72 | Jhaveri, Anish Puspasen | AKT426 | Rep | 2004-06-16 | 2005-11-14 | ||
73 | Johnson, Christopher Lind | M | AGA971 | Rep | 2003-07-10 | ||
74 | Kam, Franklin Pak Wah 金百華 | M | AAD811 | Rep | 2005-04-07 | ||
75 | Kam, Tyran 金泰倫 | AMG982 | Rep | 2005-07-25 | 2005-11-12 | ||
76 | Kan, Alan (SFC:AIR601) 簡兆倫 | M | AIR601 | Rep | 2003-07-10 | ||
77 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2005-04-19 | 2005-11-14 | ||
78 | Kim, Peter Sin | M | AFF924 | Rep | 2005-07-07 | ||
79 | Ko, David Young | M | AJD797 | Rep | 2003-09-10 | 2004-01-08 | |
80 | Kopp, Russell Jerome | AFA833 | Rep | 2004-10-14 | 2005-11-12 | ||
81 | Kwan, Wing Lok 關榮樂 | ADT427 | Rep | 2004-01-09 | |||
82 | Kwok, Chau Wan 郭秋雲 | ABF872 | Rep | 2004-04-02 | |||
83 | Kwong, Sylvia Wan Man 鄺韻文 | F | AGE907 | Rep | 2003-08-21 | ||
84 | Lam, Sum Sum 林森森 | AFY780 | Rep | 2005-06-30 | |||
85 | Lau, Che Wah 劉志華 | AAB300 | Rep | 2005-09-27 | 2005-11-14 | ||
86 | Lau, Chun Hou 劉俊厚 | AAE282 | Rep | 2005-11-14 | |||
87 | Lau, Hwa Jen 劉華仁 | AJC307 | Rep | 2003-07-28 | 2003-10-17 | ||
88 | Lau, Mimmi Siu Mei 劉少薇 | ADE401 | Rep | 2003-06-04 | |||
89 | Lau, Peter Yim Lam 劉炎霖 | M | ABE725 | Rep | 2003-09-11 | 2004-10-14 | |
90 | Lau, Shek Wing 劉錫榮 | AAC254 | Rep | 2003-09-11 | 2004-12-09 | ||
91 | Lee Shyu, Mei-Lan 徐美蘭 | AMJ459 | Rep | 2005-08-19 | 2005-11-14 | ||
92 | Lee, Ho Cheung (SFC:ADP881) 李浩章 | ADP881 | Rep | 2005-05-10 | 2005-11-12 | ||
93 | Lee, Jeong Ja | AJG885 | Rep | 2003-11-25 | 2004-03-09 | ||
94 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | ADJ622 | Rep | 2003-07-10 | |||
95 | Lee, Ricky Tsz On 李子安 | M | AGA341 | Rep | 2003-04-29 | ||
96 | Lee, Sandra Wai Ying 李慧英 | F | AGE483 | Rep | 2005-11-14 | ||
97 | Lee, Seung Hyun | AMA939 | Rep | 2005-06-01 | 2005-11-12 | ||
98 | Lee, Soon Huat | AJD740 | Rep | 2003-09-10 | 2004-01-15 | ||
99 | Lee, Wang Kwong 李泓廣 | AFS914 | Rep | 2004-01-15 | |||
100 | Letts, Darren Arthur Bohrsmann | M | AGC952 | Rep | 2004-03-12 | ||
101 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | AAF592 | Rep | 2003-09-11 | 2005-11-14 | ||
102 | Leung, Wai Man (SFC:AGO399) 梁偉民 | AGO399 | Rep | 2005-11-14 | |||
103 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | AGO097 | Rep | 2005-11-14 | |||
104 | Li, Raymond Man Fai 李文輝 | M | ADT897 | Rep | 2005-11-14 | ||
105 | Liao, Ming-Cheng 廖明正 | AJG884 | Rep | 2003-11-21 | 2004-01-15 | ||
106 | Ling, Anne Kin Shun 林建純 | F | ACX120 | Rep | 2004-04-23 | ||
107 | Loh, Andrew Der Ming 羅德銘 | M | AFC950 | Rep | 2004-12-06 | 2005-02-16 | |
108 | Lu, David Kwok Shing 魯國城 | M | ADF094 | Rep | 2003-04-05 | ||
109 | Lu, Hua (SFC:ALN582) 呂華 | ALN582 | Rep | 2004-12-08 | 2005-06-30 | ||
110 | Lu, Ying-Chang 呂穎彰 | AJD396 | Rep | 2003-08-20 | 2004-03-19 | ||
111 | Ma, Diana Ka Lai 馬嘉麗 | F | AHN555 | Rep | 2005-10-27 | ||
112 | Macalpin, Kenneth Allan Connolly | M | AAW833 | Rep | 2004-11-15 | 2005-07-19 | |
113 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | ADK738 | Rep | 2004-01-28 | ||
114 | Man, Peter Kum-Chung | M | AFD980 | Rep | 2006-04-01 | ||
115 | Markwick Smith, Jeremy Robin | M | ALN455 | Rep | 2004-12-06 | 2005-10-11 | |
116 | Marsden, Matthew Owen | M | AMA934 | Rep | 2005-05-30 | 2005-11-12 | |
117 | Masuda, Etsusuke | AJM779 | Rep | 2004-02-27 | 2005-01-04 | ||
Rep | 2005-03-10 | 2005-04-11 | |||||
Rep | 2005-10-24 | 2005-11-12 | |||||
118 | McDonald, Graeme Antony | M | ALA712 | Rep | 2004-08-24 | 2004-09-20 | |
119 | McGee, Alan Craig | M | AMJ457 | Rep | 2005-08-15 | 2005-11-14 | |
120 | Moss, James Thomas | M | AJC737 | Rep | 2003-08-01 | 2004-04-26 | |
121 | Moss, Stephen Colin | M | AFD726 | RO | 2004-02-12 | ||
122 | Myers, Stephen Grant | M | AGH563 | Rep | 2003-06-05 | ||
123 | Myers, Steven William | M | ACD746 | Rep | 2004-06-15 | 2004-09-20 | |
124 | Naseer, Jahanzeb | AFR296 | RO | 2005-09-30 | |||
125 | Ng, Agnes Wing Sum 吳詠芯 | F | AGK088 | Rep | 2003-12-04 | ||
126 | Ng, Kit Wei | AJD507 | Rep | 2003-08-26 | 2004-05-24 | ||
127 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | ADJ383 | Rep | 2004-05-24 | |||
128 | Ngai, Man Fai 倪文輝 | AEE761 | Rep | 2004-06-17 | 2005-11-14 | ||
129 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2012-04-03 | ||
130 | Offer, Richard George Michael | M | AEH723 | Rep | 2005-11-12 | ||
131 | Onillon, Julien Jean Maurice Francois | M | ALN583 | Rep | 2004-12-09 | 2005-06-30 | |
132 | Park, Nam Chol | ADQ002 | Rep | 2005-11-12 | |||
133 | Patel, Rakesh (SFC:ALI605) | M | ALI605 | Rep | 2004-11-15 | 2005-11-14 | |
RO | 2006-05-16 | 2018-08-31 | |||||
134 | Png, Hua Teng | AJE605 | Rep | 2003-10-07 | 2003-10-15 | ||
135 | Poon, Carolyn Yeuk Wan 潘若韻 | F | AHT395 | Rep | 2003-07-26 | 2005-11-12 | |
136 | Pow, Eddie Shiu Keung 鮑肇強 | M | AEU615 | Rep | 2003-10-30 | ||
137 | Raman, Dev | AKI714 | Rep | 2004-04-20 | 2004-06-17 | ||
138 | Ricks, Del John | M | AMC374 | Rep | 2005-06-13 | 2005-11-14 | |
139 | Robertson, Craig Anthony | M | AEP696 | Rep | 2005-11-14 | ||
140 | Rogers, Neil Colin (SFC:ALS349) | M | ALS349 | Rep | 2005-02-14 | 2005-06-24 | |
141 | Russell, John (SFC:AJL223) | M | AJL223 | Rep | 2004-02-11 | 2005-11-12 | |
142 | Sadler, Simon Peter | 37 | M | AFJ906 | Rep | 2004-07-07 | 2005-05-03 |
143 | Sandhu, Tejinderjit Singh | AJD599 | Rep | 2003-09-02 | 2005-11-12 | ||
144 | Satapathy, Sanjaya Kumar | M | AML911 | Rep | 2005-09-20 | 2005-11-12 | |
145 | Saxena, Manish Jagdish | AMF540 | Rep | 2005-07-12 | 2005-11-12 | ||
146 | Shanbhag, Abhay Mukund | AKT429 | Rep | 2004-06-16 | 2005-11-12 | ||
147 | Shanbhag, Anand Ramchandra | AKV346 | Rep | 2004-06-26 | 2005-11-12 | ||
148 | Shum, Fei Fei 沈菲菲 | 27 | F | ALR570 | Rep | 2005-02-02 | 2005-11-14 |
149 | Sim, Mong Kwang 沈茂琼 | ADJ827 | Rep | 2010-12-20 | |||
150 | Siu, Chi Ming (SFC:AFZ476) 蕭智明 | AFZ476 | Rep | 2005-11-12 | |||
151 | Smith, Jennifer Tai 戴令名 | F | AEI589 | Rep | 2003-04-02 | ||
152 | So, Nelson Shing Hing 蘇盛興 | M | ACH779 | Rep | 2004-05-24 | ||
153 | Solomon, Jesse Michael | M | AML158 | Rep | 2005-09-01 | 2005-11-14 | |
154 | Solway, Paul Simon Herbert | M | AFU460 | Rep | 2003-07-10 | ||
155 | Sugiura, Seiji | ALN453 | Rep | 2004-12-06 | 2005-11-12 | ||
156 | Sutherland, Matthew Sebastian | M | AGZ498 | Rep | 2004-01-15 | ||
157 | Sutton, Ben (SFC:AKU233) | M | AKU233 | Rep | 2004-06-15 | 2005-06-22 | |
158 | Taesch, Frederic Marcel Georges Marie | M | AML240 | Rep | 2005-09-08 | 2005-11-24 | |
159 | Takano, Kimihide | AML890 | Rep | 2005-09-20 | 2005-11-12 | ||
160 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2005-05-31 | 2005-11-12 | ||
161 | Tang, Chi Kit (SFC:ALC474) 鄧智傑 | ALC474 | Rep | 2004-09-01 | 2005-06-30 | ||
162 | Tantivorawong, Korawilai | AJD243 | Rep | 2003-10-22 | 2004-04-02 | ||
163 | Tayama, Minoru | AAY275 | Rep | 2005-03-23 | 2005-09-05 | ||
164 | Thareja, Anupam | AKI713 | Rep | 2004-04-21 | 2005-10-25 | ||
165 | Timblick, Leland Marion Rhee | AFB429 | Rep | 2005-05-17 | 2005-11-14 | ||
166 | To, Christine Oi Yan 杜愛茵 | F | ADQ669 | Rep | 2004-01-15 | ||
167 | Tse, Darius Yung Che 謝用之 | M | AHC352 | Rep | 2004-10-25 | 2005-04-13 | |
168 | Tulk, Philip W | M | ADZ105 | Rep | 2004-01-15 | ||
169 | Turley, Francis Bernard | M | AIL649 | Rep | 2005-10-27 | ||
170 | Turnbull, Robert Edward | M | ADA657 | Rep | 2004-01-15 | ||
171 | Udjang, Charles | M | AMI595 | Rep | 2005-08-05 | 2005-09-07 | |
172 | Van Der Linde, Hendrik Jan Herald | ALZ931 | Rep | 2005-05-25 | 2005-11-12 | ||
173 | Vaudry, Robert Thomas (SFC:AGN906) | M | AGN906 | Rep | 2004-07-19 | 2004-08-12 | |
RO | 2004-08-12 | 2005-11-12 | |||||
174 | Villamin, Norman Jay | M | AEU226 | Rep | 2004-09-22 | 2005-11-12 | |
175 | Wallace, Lee Peter | M | ADM554 | Rep | 2005-07-20 | 2006-05-16 | |
RO | 2006-05-16 | 2008-11-18 | |||||
176 | Waterhouse, Julian Brian | M | ALB052 | Rep | 2004-08-19 | 2004-12-14 | |
177 | Webb, Mark Cameron Ross | M | AEJ064 | Rep | 2005-11-12 | ||
178 | Wee, Roland Kian Jin | M | AMH297 | Rep | 2005-07-26 | 2005-11-12 | |
179 | Wong, Edmond | M | ACD920 | Rep | 2005-08-10 | ||
180 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2005-11-14 | ||
181 | Wong, James Chung Yin 黃頌賢 | M | ADT900 | Rep | 2005-07-07 | ||
182 | Wong, Michael Sheh Chung 王錫聰 | M | AFY781 | Rep | 2003-12-16 | ||
Rep | 2005-04-12 | 2005-11-14 | |||||
183 | Wong, Patonia Steiner 黃凱琳 | AGG754 | Rep | 2003-10-27 | |||
184 | Wong, Poh Fah 黃保樺 | AHQ093 | Rep | 2004-12-23 | 2005-07-07 | ||
185 | Wong, Valerie Hak Wing 王克穎 | F | ALL103 | Rep | 2004-11-17 | 2005-11-12 | |
186 | Wong, Wing Wah (SFC:AEC773) 黃永華 | AEC773 | Rep | 2005-11-14 | |||
187 | Wong, Yan (SFC:AMG970) 王欣 | AMG970 | Rep | 2005-07-21 | 2005-11-14 | ||
188 | Woo, Art Zen 胡德賢 | AEP855 | Rep | 2003-10-24 | |||
189 | Yeoh, Simone Xenia | AJD739 | Rep | 2003-09-10 | 2004-01-15 | ||
190 | Yetman, Mark Stephen | M | ACT009 | Rep | 2005-01-03 | 2005-11-14 | |
191 | Yip, David Ting Keung 葉定強 | M | ADU278 | Rep | 2003-06-05 | ||
192 | Youn, Christian Un Sik 尹彥植 | M | ALV179 | Rep | 2005-05-25 | 2005-11-12 | |
193 | Yu, Anthony Sai Yin 余世賢 | M | ACM394 | Rep | 2003-12-09 | ||
Rep | 2005-04-12 | 2005-11-14 | |||||
194 | Yu, Hiu To 余曉濤 | AGM902 | Rep | 2003-11-22 | |||
195 | Zhong, Anna Hua | F | AJI712 | Rep | 2005-08-29 | 2005-11-12 |
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