HSBC SECURITIES (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Dunham, Christopher Mark | M | ANU648 | RO | 2007-07-23 | 2009-02-18 | |
| 2 | Hancock, Jonathan Stiles | M | ACJ318 | RO | 2009-01-31 | ||
| 3 | Ko, Desmond Chin Hung 高展雄 | M | APH990 | Rep | 2007-07-26 | 2008-11-11 | |
| 4 | Lee, Louis Pang 李鵬 | M | APO909 | Rep | 2007-09-11 | 2008-11-11 | |
| 5 | Ng, Chi Hung (SFC:APM137) 吳志雄 | APM137 | Rep | 2007-08-27 | 2008-11-11 | ||
| 6 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2012-04-03 | ||
| 7 | Patel, Rakesh (SFC:ALI605) | M | ALI605 | RO | 2006-05-16 | 2018-08-31 | |
| 8 | Sim, Mong Kwang 沈茂琼 | ADJ827 | Rep | 2010-12-20 | |||
| 9 | Wallace, Lee Peter | M | ADM554 | RO | 2006-05-16 | 2008-11-18 |
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