FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chak, Kam Piu 翟錦標 | ABI227 | Rep | 2014-08-01 | |||
| 2 | Chan, Bernard Hon Wai 陳漢偉 | M | AAE407 | Rep | |||
| 3 | Chan, Choi Hung (SFC:APO018) 陳彩虹 | APO018 | Rep | 2009-09-03 | 2018-07-07 | ||
| 4 | Chan, Christina Simin 陳關思敏 | F | AQS336 | Rep | 2015-07-16 | 2016-01-03 | |
| 5 | Chan, Hok Sing 陳學誠 | ACS382 | Rep | 2015-05-20 | 2017-05-19 | ||
| 6 | Chan, King Fung 陳景鋒 | BFE579 | Rep | 2015-05-04 | 2015-09-15 | ||
| 7 | Chan, Man Yan (SFC:ALQ598) 陳文恩 | ALQ598 | Rep | 2011-11-23 | 2013-04-24 | ||
| 8 | Chan, Pang 陳鵬 | ABS421 | Rep | 2005-12-20 | |||
| 9 | Chan, Simon Chi Ming 陳志明 | M | AEJ403 | Rep | 2004-11-01 | 2011-03-31 | |
| 10 | Chan, Sophia Sok Yin 陳淑妍 | F | ABE984 | Rep | 2003-11-18 | 2003-11-19 | |
| 11 | Chan, Wang Fai (SFC:AFI965) 陳宏輝 | 44 | M | AFI965 | Rep | 2004-09-03 | |
| RO | 2004-09-03 | 2009-05-29 | |||||
| 12 | Chan, Yat Lam (SFC:AOW942) 陳日霖 | AOW942 | Rep | 2014-05-19 | 2015-06-14 | ||
| 13 | Chan, Yuen Yee (SFC:AEM854) 陳婉兒 | AEM854 | Rep | 2003-05-26 | 2020-10-29 | ||
| 14 | Chang, Chun Chung 張振宗 | AND527 | Rep | 2006-02-28 | 2006-09-19 | ||
| 15 | Che, Hongyu 車宏宇 | APS903 | Rep | 2007-10-05 | |||
| 16 | Chen, Chao (SFC:AQD781) 陳超 | AQD781 | Rep | 2007-12-17 | 2008-08-14 | ||
| 17 | Chen, Peili 陳培莉 | AMG931 | Rep | 2005-07-26 | |||
| 18 | Chen, Qing (SFC:AHJ872) 陳青 | AHJ872 | Rep | 2005-07-29 | |||
| 19 | Cheng, Judy Yuen Yi 鄭宛儀 | F | AIR787 | Rep | 2005-07-06 | ||
| 20 | Cheng, Lit Fai 鄭烈輝 | ACK224 | Rep | 2011-06-10 | |||
| 21 | Cheuk, Hoi Ki 卓凱淇 | BJQ675 | Rep | 2017-06-26 | |||
| 22 | Cheuk, Yeung Shing 卓楊成 | BFY673 | Rep | 2015-08-05 | 2017-07-04 | ||
| 23 | Cheung, Chik Fai 張藉輝 | AAB513 | Rep | 2022-06-24 | |||
| 24 | Cheung, Yik Man 張益民 | AWZ174 | Rep | 2013-03-18 | 2018-10-31 | ||
| 25 | Ching, Ah Chye (SFC:AAG308) 莊益才 | AAG308 | RO | 2019-05-08 | |||
| 26 | Chiu, Siu Ngan 趙少雁 | APV456 | Rep | 2010-04-23 | 2010-12-06 | ||
| 27 | Chong, Ching Ping 莊清萍 | BFS368 | Rep | 2015-07-20 | 2022-10-28 | ||
| 28 | Chu, Chun Shing 朱俊胜 | BGD147 | Rep | 2017-04-19 | 2021-10-04 | ||
| 29 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2003-05-26 | 2005-09-30 | ||
| 30 | Chung, Chi Ming (SFC:AAY647) 鍾志明 | AAY647 | Rep | 2007-10-31 | 2016-06-17 | ||
| 31 | Chung, Ho Yin (SFC:BGP507) 鍾浩然 | BGP507 | Rep | 2015-12-17 | 2019-09-04 | ||
| 32 | Fan, Mei Mei 范微微 | BKL563 | Rep | 2017-09-04 | 2021-02-28 | ||
| 33 | Fang, Ming (SFC:AFP131) 方明 | AFP131 | Rep | 2008-06-16 | |||
| 34 | Fok, Benny Chi Hung 霍智鴻 | M | ACA636 | Rep | 2004-05-19 | 2021-04-28 | |
| 35 | Fung, Kwan Hay 馮錕禧 | ADS316 | Rep | 2013-07-17 | |||
| 36 | Fung, Kwok Lun (SFC:BNG807) 馮國倫 | BNG807 | Rep | 2018-07-26 | 2018-11-03 | ||
| 37 | Gao, Mei (SFC:AFS775) 高梅 | AFS775 | Rep | 2014-03-04 | |||
| 38 | Gong, Rui (SFC:ARW539) 龔睿 | ARW539 | Rep | 2008-12-09 | 2010-01-08 | ||
| 39 | Gu, Sen Sen 古森森 | BBD157 | Rep | 2016-07-05 | |||
| 40 | Guan, Yuqiang 管宇強 | ARR785 | Rep | 2008-10-10 | 2010-03-19 | ||
| 41 | Ho, Chip Hang 何接恆 | ABH036 | Rep | ||||
| 42 | Ho, Grammie Ting Fung 何霆鋒 | AQI017 | Rep | 2010-12-23 | 2011-07-12 | ||
| 43 | Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 | M | ARO147 | Rep | 2018-12-03 | 2024-05-17 | |
| 44 | Ho, Kelvin Chi Yin 何自然 | M | AAO487 | Rep | 2005-07-20 | ||
| 45 | Ho, Kenneth Kar Loong 何家隆 | M | ANA703 | Rep | 2011-02-07 | 2018-07-31 | |
| 46 | Ho, Michael Yui Kin 何銳堅 | M | ABQ517 | Rep | 2003-04-18 | ||
| 47 | Ho, Wan Kam (SFC:ABM452) 何韻琴 | ABM452 | Rep | 2012-03-19 | 2012-04-27 | ||
| 48 | Ho, Yui 何銳 | ATI748 | Rep | 2010-05-06 | 2011-08-19 | ||
| 49 | Hon, Virginia Yi Kuen 韓儀娟 | F | AWO228 | Rep | 2013-09-09 | ||
| 50 | Hou, Jie (SFC:BCS549) 侯捷 | BCS549 | Rep | 2018-06-20 | 2022-01-05 | ||
| 51 | Hu, Yi Ming (SFC:AEU261) 胡一鳴 | AEU261 | Rep | 2004-10-18 | 2005-05-23 | ||
| 52 | Huang, Jiajie (SFC:BGG191) 黃佳杰 | BGG191 | Rep | 2015-10-14 | 2016-06-03 | ||
| 53 | Hui, Sam Tou Wah 許道華 | ACD314 | Rep | 2008-10-23 | 2012-03-30 | ||
| 54 | Hui, Yee Mei 許綺媚 | AQW076 | Rep | 2008-12-17 | 2014-10-15 | ||
| 55 | Jiang, Xiaotian 姜晓天 | ANG607 | Rep | 2006-05-18 | 2016-07-18 | ||
| RO | 2016-07-18 | 2022-02-01 | |||||
| 56 | Jim, Chu Sing 詹柱星 | ATD286 | Rep | 2010-04-12 | 2016-10-06 | ||
| 57 | Jin, Hui (SFC:AJZ230) 金暉 | AJZ230 | Rep | 2006-07-04 | |||
| 58 | Kan, Hin Chung 簡顯聰 | BHW829 | Rep | 2018-02-05 | 2022-03-08 | ||
| 59 | Kang, Yu (SFC:BBX757) 康瑜 | BBX757 | Rep | 2014-12-24 | |||
| 60 | Kong, Rong (SFC:APN528) 孔蓉 | APN528 | Rep | 2007-08-30 | 2007-12-17 | ||
| 61 | Kwan, Ka Fai 關家輝 | AAV299 | Rep | 2016-08-03 | |||
| 62 | Kwan, Kam Hung 關錦雄 | AGL963 | Rep | 2004-03-16 | 2004-06-24 | ||
| 63 | Lam, Chun Bun (SFC:BHL101) 林晉彬 | BHL101 | Rep | 2017-08-09 | 2019-06-07 | ||
| 64 | Lam, Ka Hang (SFC:APL883) 林嘉恒 | APL883 | Rep | 2007-09-25 | 2010-10-11 | ||
| 65 | Lam, Lun Tun 林龍敦 | ANG763 | Rep | 2008-11-25 | 2012-02-04 | ||
| 66 | Lam, Paul Chi Yung 林智勇 | M | AFT913 | Rep | 2014-07-18 | ||
| 67 | Lam, Siu Wing Cynthia 林兆泳 | ARF359 | Rep | 2008-06-18 | 2023-06-30 | ||
| 68 | Lam, Sung Wai 林崇偉 | BGO451 | Rep | 2016-11-10 | 2018-04-20 | ||
| 69 | Lam, Timothy Lok Tin 林樂天 | M | ANY093 | Rep | 2006-09-12 | 2007-11-30 | |
| 70 | Lau, Chi Keung (SFC:AJZ235) 劉志強 | AJZ235 | Rep | 2005-10-26 | |||
| 71 | Lau, Kwai Ying (SFC:AEA860) 劉桂英 | AEA860 | Rep | 2003-06-10 | 2003-07-11 | ||
| 72 | Lee, Carol Lok Man 李樂雯 | F | AQD485 | Rep | 2010-04-26 | 2012-04-27 | |
| 73 | Lee, Chak Fai 李澤輝 | BFU996 | Rep | 2015-07-16 | 2018-03-16 | ||
| 74 | Lee, Chong Shan 李創山 | ABV689 | Rep | 2003-05-26 | 2005-09-30 | ||
| 75 | Lee, Chun Hung (SFC:BFZ355) 李振鴻 | BFZ355 | Rep | 2018-11-13 | 2020-04-03 | ||
| 76 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2005-04-07 | ||
| 77 | Lee, Kwun Hei 李冠禧 | ANL027 | Rep | 2006-05-26 | 2007-05-31 | ||
| 78 | Lee, Tai Tong 李棣棠 | ADZ578 | Rep | 2011-02-06 | |||
| 79 | Lee, Ying Kei 李英琪 | AER770 | Rep | 2006-01-27 | |||
| 80 | Leung, Chi Hung (SFC:AFT573) 梁志鴻 | AFT573 | Rep | 2009-03-19 | 2018-06-20 | ||
| RO | 2018-06-20 | ||||||
| 81 | Leung, Chi Shun 梁志信 | AOY469 | Rep | 2007-09-10 | |||
| 82 | Leung, Rosanna 梁凱琳 | AOG339 | Rep | 2006-12-04 | 2008-01-31 | ||
| 83 | Leung, Stanley Chi Yuen 梁志源 | M | AAE324 | Rep | 2003-05-26 | ||
| 84 | Leung, Wai Yip (SFC:AAE338) 梁偉業 | AAE338 | Rep | 2022-07-29 | |||
| 85 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2016-10-17 | 2018-06-19 | ||
| 86 | Li, Chun (SFC:AQT080) 李俊 | AQT080 | Rep | 2014-05-05 | |||
| 87 | Li, Eliot Chi Keung 李智強 | 41 | M | BBF102 | Rep | 2013-05-29 | 2015-05-19 |
| Rep | 2017-01-11 | 2021-08-19 | |||||
| 88 | Li, Hang (SFC:AWK314) 李航 | AWK314 | Rep | 2012-10-22 | |||
| 89 | Li, Jun (SFC:AMU443) 李俊 | AMU443 | Rep | 2006-02-27 | 2009-11-30 | ||
| 90 | Li, Kim Ho 李劍豪 | ATT901 | Rep | 2009-10-16 | 2009-10-27 | ||
| 91 | Li, Kwok Hung (SFC:AAB213) 李國雄 | AAB213 | RO | 2010-06-30 | |||
| 92 | Li, Shun (SFC:ASE581) 利順 | ASE581 | Rep | 2009-01-05 | |||
| 93 | Li, Weihao (SFC:ARF368) 李偉浩 | ARF368 | Rep | 2008-06-24 | |||
| 94 | Liang, Lantian 梁藍田 | ARL768 | Rep | 2008-08-26 | 2009-10-27 | ||
| 95 | Lin, Fong Ki 林芳奇 | BJH331 | Rep | 2018-05-21 | 2021-10-22 | ||
| 96 | Lin, Ying (SFC:BNC967) 林穎 | BNC967 | Rep | 2018-08-27 | |||
| 97 | Liu, Chung Him 廖仲謙 | BHY106 | Rep | 2016-09-26 | |||
| 98 | Liu, Jie (SFC:ARN021) 劉洁 | ARN021 | Rep | 2009-01-13 | 2011-04-01 | ||
| 99 | Liu, Xinhong (SFC:AQJ507) 劉新紅 | AQJ507 | Rep | 2008-03-11 | |||
| 100 | Lo, Ho Tak (SFC:AVR437) 盧浩德 | AVR437 | Rep | 2011-09-27 | 2011-10-31 | ||
| 101 | Lo, Ho Yin (SFC:AQF063) 盧浩然 | AQF063 | Rep | 2011-01-21 | 2019-04-15 | ||
| 102 | Lo, Sammy Kwok Loong 羅國龍 | 54 | M | AAH920 | Rep | 2003-04-26 | 2009-11-13 |
| RO | 2009-11-13 | 2022-10-21 | |||||
| 103 | Lui, Yuet Tin 呂悅天 | BMZ401 | Rep | 2018-07-19 | |||
| 104 | Ma, Ming Chun 馬銘俊 | APD158 | Rep | 2010-01-11 | 2013-06-30 | ||
| 105 | Mak, Man Lee 麥敏莉 | AUC508 | Rep | 2018-06-19 | 2021-02-28 | ||
| 106 | Mak, Tin Yan 麥天恩 | BEA499 | Rep | 2018-07-19 | 2021-01-10 | ||
| 107 | Mo, Man Yi 巫敏怡 | BCZ767 | Rep | 2016-04-18 | 2018-04-28 | ||
| 108 | Ngai, Hoi Chun 魏開俊 | AIH608 | Rep | 2017-08-07 | 2017-12-08 | ||
| 109 | Ngan, Chiu Chun (SFC:BAE640) 顏招駿 | BAE640 | Rep | 2015-08-20 | 2018-08-14 | ||
| 110 | Pan, Wen (SFC:AQJ818) 潘雯 | AQJ818 | Rep | 2008-03-12 | 2023-10-13 | ||
| 111 | Pang, Xinyi 龐昕怡 | BLQ513 | Rep | 2018-01-02 | 2018-06-01 | ||
| 112 | Pong, Nicholas Cheuk Pun 龐卓斌 | M | BAY306 | Rep | 2013-04-05 | 2015-09-30 | |
| 113 | Poon, Linda Chi Lam 潘芝琳 | F | AHG567 | Rep | 2003-07-07 | ||
| 114 | Qian, Mingjin (SFC:ACS194) 錢銘今 | ACS194 | Rep | 2008-06-18 | |||
| 115 | Qin, Haokai 秦浩楷 | BCS754 | Rep | 2016-06-13 | |||
| 116 | Qiu, Hong (SFC:AGH952) 邱紅 | AGH952 | Rep | 2006-09-08 | |||
| RO | 2006-09-08 | ||||||
| 117 | Qiu, Shihui 邱詩惠 | BMC619 | Rep | 2018-02-20 | 2020-09-09 | ||
| 118 | Qiu, Yatong 邱亞彤 | BJC197 | Rep | 2017-03-21 | |||
| 119 | See, Alvin Hoi Yi 施海夷 | M | AAC345 | Rep | 2003-10-31 | ||
| 120 | Shen, Songling 沈松齡 | AQS585 | Rep | 2008-05-20 | |||
| 121 | Shum, Chin Hong 沈展康 | AVJ063 | Rep | 2010-07-19 | 2014-05-09 | ||
| Rep | 2015-06-01 | 2015-11-08 | |||||
| 122 | Siu, Jeffrey Siu Ham 蕭小涵 | M | BGG199 | Rep | 2015-10-14 | 2016-10-19 | |
| 123 | So, Chi Chiu (SFC:AOG783) 蘇志超 | AOG783 | Rep | 2008-06-20 | 2019-09-03 | ||
| 124 | Sun, Chujie 孫楚杰 | BMY170 | Rep | 2018-11-07 | 2020-11-23 | ||
| 125 | Sun, Yiqing (SFC:BBU727) 孫一晴 | BBU727 | Rep | 2013-09-26 | 2017-11-20 | ||
| 126 | Tam, Kelly Kai Yi 譚啟兒 | F | AVE810 | Rep | 2013-08-12 | 2017-05-11 | |
| 127 | Tang, Hon Sum 鄧漢森 | BJY466 | Rep | 2017-12-22 | 2018-06-19 | ||
| 128 | Tao, Shi (SFC:AGS762) 陶石 | AGS762 | Rep | 2003-11-03 | 2008-03-15 | ||
| 129 | Tse, Ming Pong 謝明邦 | BBD859 | Rep | 2017-03-24 | 2017-04-07 | ||
| 130 | Tsui, Kwong Fai 徐光輝 | AFS774 | Rep | 2005-03-04 | |||
| 131 | Wan, Chengshui 万成水 | ALH700 | Rep | 2005-07-30 | 2007-11-15 | ||
| 132 | Wang, Baocheng (SFC:AJZ269) 王宝成 | AJZ269 | Rep | 2007-08-13 | 2019-03-31 | ||
| 133 | Wang, Hongyin (SFC:BLP140) 汪宏音 | BLP140 | Rep | 2018-01-02 | 2018-09-28 | ||
| 134 | Wang, Jian (SFC:ALK743) 王健 | ALK743 | Rep | 2008-05-20 | |||
| 135 | Wang, Lu (SFC:AGW114) 王璐 | AGW114 | Rep | 2006-01-12 | |||
| 136 | Wang, Shifen 王師奮 | BFU175 | Rep | 2018-06-20 | 2021-06-07 | ||
| 137 | Wang, Yuan Yuan (SFC:ARH049) 王媛媛 | ARH049 | Rep | 2008-08-05 | |||
| 138 | Wen, Xiaolin 温晓林 | AQU517 | Rep | 2008-05-14 | 2014-12-22 | ||
| 139 | Wong, Che Lik 黃自力 | ABZ884 | Rep | 2004-06-29 | 2006-04-10 | ||
| 140 | Wong, Chi Ling (SFC:ACG593) 黃志凌 | ACG593 | Rep | 2003-05-26 | 2009-05-08 | ||
| 141 | Wong, Ching Tung 黃靖彤 | BKD196 | Rep | 2018-07-30 | 2018-08-14 | ||
| 142 | Wong, Howard Horg Wang 王學宏 | M | ADV962 | Rep | 2006-03-20 | ||
| 143 | Wong, Ka Hing (SFC:AIH624) 黃嘉馨 | AIH624 | Rep | 2005-01-26 | 2006-02-21 | ||
| 144 | Wong, Kee Fung 黃淦浩 | AQV817 | Rep | 2008-04-16 | 2020-04-30 | ||
| 145 | Wong, Kwok Cheung (SFC:ADS011) 王國章 | ADS011 | Rep | 2003-05-12 | 2006-01-27 | ||
| 146 | Wong, Peggy Bik Chi 王碧枝 | F | AQC725 | Rep | 2007-12-03 | 2010-09-05 | |
| Rep | 2012-07-12 | 2024-07-12 | |||||
| 147 | Wong, Suet Yi (SFC:AAB485) 黃雪儀 | AAB485 | Rep | 2006-01-23 | 2007-12-31 | ||
| 148 | Wong, Yan Suet 王恩雪 | ASF777 | Rep | 2015-08-20 | 2020-11-27 | ||
| 149 | Woo, Tsing Yiu 胡政堯 | AOH585 | Rep | 2008-09-11 | 2011-08-13 | ||
| 150 | Xu, Feina 許斐娜 | AQG753 | Rep | 2013-11-22 | 2015-11-08 | ||
| 151 | Yang, Jing (SFC:BEL949) 楊婧 | BEL949 | Rep | 2014-11-11 | 2015-01-02 | ||
| 152 | Yang, Shufen 楊淑芬 | AQC277 | Rep | 2008-01-18 | 2010-03-31 | ||
| 153 | Yau, Siu Ling 邱少玲 | AEB576 | Rep | 2004-07-07 | 2004-12-02 | ||
| 154 | Yeung, Rankine Wai Kin 楊偉堅 | 57 | M | ACC364 | RO | ||
| 155 | Yip, Chi Ho (SFC:APC509) 葉志豪 | APC509 | Rep | 2007-07-26 | 2010-10-11 | ||
| Rep | 2015-05-22 | 2018-04-25 | |||||
| RO | 2018-04-25 | ||||||
| 156 | Yip, Johnson Kin Ching 葉健清 | M | ACB705 | Rep | 2003-05-26 | 2005-09-30 | |
| 157 | Yip, Sheung Chi (SFC:AEI328) 葉尚志 | AEI328 | Rep | 2012-01-09 | |||
| RO | 2012-01-09 | 2025-04-26 | |||||
| 158 | Yu, Lam 余琳 | APB773 | Rep | 2009-09-28 | 2017-09-21 | ||
| Rep | 2017-12-01 | 2018-04-13 | |||||
| 159 | Yuan, Sheng (SFC:ASI048) 袁胜 | ASI048 | Rep | 2009-02-03 | 2009-12-16 | ||
| 160 | Yuen, Kin Wai (SFC:AEA365) 袁健偉 | AEA365 | Rep | 2008-07-31 | |||
| Rep | 2011-09-08 | 2017-10-13 | |||||
| 161 | Yung, Ki Fai 翁奇輝 | AFY548 | Rep | 2003-05-26 | 2012-06-04 | ||
| 162 | Zeng, Xiaowen 曾小文 | APF830 | Rep | 2007-07-10 | 2021-08-31 | ||
| 163 | Zhang, Aidi 張愛娣 | ANK409 | Rep | 2007-03-15 | 2010-05-03 | ||
| 164 | Zhang, Jinhui (SFC:AMU874) 張金暉 | AMU874 | Rep | 2006-09-15 | 2007-05-18 | ||
| 165 | Zhang, Yongjie (SFC:AHJ439) 張永捷 | AHJ439 | Rep | 2003-12-23 | 2004-05-06 | ||
| 166 | Zhang, Zhanwei (SFC:ART710) 張展為 | ART710 | Rep | 2008-12-05 | 2009-03-03 | ||
| 167 | Zhou, Yuanjun 周源俊 | BFF024 | Rep | 2015-04-23 | 2017-02-12 | ||
| 168 | Zou, Hui (SFC:BEO299) | BEO299 | Rep | 2014-12-10 | 2021-12-17 | ||
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