BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Ahmadi, Alexandre Mostafa		M	AXM287	Rep	2011-09-14	2022-05-31
2	Arnaudo, Xavier Laurent Georges		M	AWS980	Rep	2011-09-14	2014-10-31
3	Audry, William Henri Adrien		M	ATG717	Rep	2011-10-19	2013-06-13
4	Avigo, Enzo Thomas			BAH993	Rep	2012-10-15	2013-08-02
5	Azzouz, Hecham (SFC:AVS590)			AVS590	Rep	2011-09-14	2019-01-30
6	Balme, Clement Philippe Jean		M	AXB347	Rep	2012-08-30	2017-11-30
7	Barry, Matthieu Francois Marie		M	AOL436	Rep	2011-09-14	2017-06-15
8	Baumeister, Andrea Carla		F	AWQ257	Rep	2011-09-14	2018-06-30
9	Benbacha, Ahmed Hakim			BCG118	Rep	2013-11-11	2014-03-14
10	Besson, Florent			AUI988	Rep	2012-10-22	2014-07-21
11	Biette, Benjamin Gerard Philippe		M	ATO827	Rep	2011-09-14	2016-05-10
12	Bilsby, Kevin Andrew	52	M	ACU927	Rep	2013-07-11	2014-05-05
13	Bloud, Valery Laurent Gregory		M	ALH710	Rep	2011-09-14	2019-07-26
14	Boubee, Pascal Frederic		M	ATS148	Rep	2011-09-14	2015-08-21
15	Bourhis, Damien Pierre Olivier		M	BAI360	Rep	2013-02-07	2015-08-21
16	Braesch, Lucas Mathis Felix		M	AYU385	Rep	2012-01-13	2019-07-09
17	Buriot, Yves Bruno Auguste		M	ATD948	Rep	2011-09-14	2019-10-04
18	Butcher, Arthur Douglas		M	BEB774	Rep	2014-08-27	2019-07-01
19	Butterworth, Gregory John		M	ANJ643	Rep	2011-09-15	2015-08-10
20	Carney, Stephen Joseph		M	AVM220	Rep	2011-09-14	2014-05-12
21	Cathelin, Sebastien Philippe Roger		M	AYS876	Rep	2012-01-03	2012-04-02
22	Chamich, Youssef			AYV280	Rep	2014-08-27	2018-06-12
23	Chan, Chun Hin (SFC:BCO771) 陳晉軒			BCO771	Rep	2013-12-23	2014-06-20
24	Chan, Hing Hung (SFC:AWJ215) 陳慶鴻			AWJ215	Rep	2011-09-14	2014-04-10
25	Chan, Kai Man (SFC:AMW365) 陳啟文			AMW365	Rep	2014-11-04	2020-09-30
26	Chang, Chia-Shan 張嘉珊			AOB716	Rep	2011-11-30	2017-02-01
27	Charbonneau, Kevin Jacques Albert		M	BEL472	Rep	2014-11-05	2016-09-19
28	Chen, Charles Chi Pang 陳子鵬		M	AFN279	Rep	2011-10-06	2023-05-31
29	Chen, Ken An 陳安		M	ANX752	Rep	2014-06-13	2016-07-11
30	Chen, Shuai (SFC:BEM645) 陳帥			BEM645	Rep	2014-11-18	2017-10-27
31	Chen, Wei Li (SFC:AKU887) 陳偉力			AKU887	Rep	2011-09-14	2015-05-08
32	Chen, Ziyu (SFC:AQM097) 陳子妤			AQM097	Rep	2011-09-15	2012-07-23
33	Cheng, Stanley Hsing-i		M	AUE093	Rep	2011-09-14	2012-05-18
34	Cheung, Anthony Chun Yue 張振宇	32	M	AMC946	Rep	2014-02-21	2015-08-21
35	Cheung, Chi Wai (SFC:AVH249) 張志偉			AVH249	Rep	2011-09-14	2015-06-01
36	Cheung, Homond 張豪文			AWK002	Rep	2011-09-14	2012-07-20
37	Cheung, Lik Tung Carrie 張力彤			BAD678	Rep	2013-08-22	2020-09-21
38	Cheung, Martin Sek Yuen 張錫源		M	APH639	Rep	2013-09-05	2018-04-23
39	Chiu, Antony Wei Long 焦偉龍		M	AXC275	Rep	2011-09-14	2013-07-26
40	Chiu, Krystal Yu Pui 趙汝珮		F	ALN581	Rep	2011-09-14	2013-10-17
41	Choi, Thomson Yik Hin 蔡亦軒			AQE831	Rep	2011-09-14	2018-07-24
42	Chou, Wilson Pak Lam 周柏霖		M	AVS588	Rep	2011-09-14	2013-05-16
43	Chu, Henry Cheuk Hin 朱卓軒		M	AUC315	Rep	2011-09-14	2015-12-03
44	Claeyman, Lucas Philippe		M	BCS551	Rep	2014-01-14	2015-11-13
45	Colon, Sylvain Xavier		M	AVW304	Rep	2011-09-14	2023-04-06
46	Cook, Lee Robert John (SFC:BAB041)		M	BAB041	RO	2012-08-29	2016-06-03
47	Critchley, Audrius Plioplys			BEJ655	Rep	2014-10-27	2014-10-31
48	Derville, Guillaume Colin		M	AMW646	Rep	2011-09-14	2019-04-30
49	Desmarest, Vincent Benjamin Thierry		M	ARM867	Rep	2011-09-14	2018-01-16
50	Dhillon, Inquilab Singh			AQM704	Rep	2014-10-30	2015-03-25
51	Du, Yunfan 杜云帆			AVS847	Rep	2013-06-28	2019-09-12
52	Dufour, Benjamin (SFC:AXB350)		M	AXB350	Rep	2011-09-15	2018-02-28
53	Dujardin, Guillaume Nicolas		M	AUJ687	Rep	2011-09-14	2022-06-02
54	Duminy, Guilhem			AZI936	Rep	2012-04-23	2014-03-03
55	Durantez, Marc		M	AWP887	Rep	2011-09-14	2022-05-26
56	Eom, Ui Lim			AXN892	Rep	2011-09-15
57	Fichant, Pierre Olivier		M	BBD846	Rep	2013-04-17	2015-04-01
58	Frahi, Karim			ATO829	Rep	2011-09-14
59	Fu, Franklin 傅一軒		M	AJI671	Rep	2011-09-15	2013-05-31
60	Fu, Si Hui 符絲慧			AVO634	Rep	2011-09-14	2014-05-21
61	Gao, Feng (SFC:BCW547) 高楓			BCW547	Rep	2014-02-10	2017-07-25
62	Ge, Wenyang (SFC:BDV287) 葛文揚			BDV287	Rep	2014-07-23	2015-01-09
63	Geary, Dean		M	ANQ272	Rep	2014-11-19	2017-08-05
64	Geffroy, Eric Laurent Raymond		M	ART533	Rep	2014-09-19	2022-08-04
65	Gerard, Victor Elie		M	BBN899	Rep	2013-07-10	2018-04-10
66	Goldberg, Brian Howard		M	AMI212	Rep	2014-07-28	2015-03-10
67	Graton, Adrien		M	BAK767	Rep	2012-11-06	2024-05-27
68	Grey, Kathleen Maree			ATL480	Rep	2011-09-14	2011-11-21
69	Grivel, Shino Anne (SFC:ATI110)		F	ATI110	Rep	2011-09-15	2012-01-31
70	Guerville, Jerome Christian		M	AVM345	Rep	2011-09-15	2018-02-28
71	Hage, Julien Gerald 希子然			AVV903	Rep	2011-09-15	2015-06-01
72	Hester, Thomas Eitel		M	AEZ079	Rep	2012-02-28	2012-10-16
73	Ho, Sai Man (SFC:AFE069) 何世文			AFE069	Rep	2011-09-15	2011-11-18
74	Ho, Teresa Nien Tsu		F	BDO610	Rep	2014-09-11	2016-05-31
75	Huang, Ye (SFC:BEA468) 黃燁			BEA468	Rep	2014-08-18	2021-05-11
76	Hwang Ys, Jonathan		M	AGF429	Rep	2011-09-15	2011-11-21
77	Inoue, Yuichiro 井上雄一郎			AWX808	Rep	2011-09-15	2021-06-30
78	Jessner, Gregory		M	ATR236	Rep	2011-09-15	2016-07-19
79	Jung, Christopher Lam 曾俊文		M	ADX061	Rep	2014-06-04	2016-11-25
80	Kido, Tadashi 城戶証			ASZ388	Rep	2011-09-15	2011-11-18
81	Kim, Bum Soo			AHZ633	Rep	2014-06-11	2017-03-03
82	Kondo, Ken		M	AUY917	Rep	2011-10-26	2020-07-09
83	Kondo, Kensei 近藤乾征			AWY938	Rep	2011-09-15	2013-09-02
84	Kuang, Michelle Xia 匡霞		F	AML239	Rep	2011-09-15	2012-07-31
85	Lam, Pung 林芃			ADW634	Rep	2013-06-03	2015-08-07
86	Lam, Wai Leung (SFC:AFS532) 林偉亮			AFS532	Rep	2014-09-17	2022-07-07
87	Lam, Wai Sing 林慧星			AWT165	Rep	2011-09-15	2016-11-02
88	Lau, Cheuk Ki (SFC:AXZ248) 劉卓奇			AXZ248	Rep	2011-09-23	2012-07-19
89	Lee, Jae Chel			ALI391	Rep	2012-09-21	2012-12-14
90	Lethielleux, Aymeric Nicolas David		M	ATQ947	Rep	2011-10-19	2013-06-13
91	Leung, Hong Kan 梁康勤			AZM887	Rep	2014-06-27	2018-04-30
92	Leung, Hugo Pak Hon 梁柏瀚	46	M	ABX165	RO	2013-05-14
93	Leung, Richard Tak Wah 梁德驊		M	AQR039	Rep	2014-02-14	2017-08-04
94	Li, Ming Kwok 李銘國			ADS635	Rep	2011-09-15	2016-04-29
95	Li, Raymond Man Fai 李文輝		M	ADT897	Rep	2012-06-11	2014-11-03
96	Lim, Nicolas Sambath		M	AWY276	Rep	2011-09-15	2012-07-19
97	Limouzi, Quentin Gregoire (SFC:ARW177)		M	ARW177	Rep	2011-09-15	2013-05-21
98	Littell, Christopher James		M	AGM210	Rep	2011-09-15	2016-06-15
99	Liu, Tianran (SFC:AZW087) 劉天然			AZW087	Rep	2012-07-12	2013-02-08
100	Liu, Wing Chun 廖榮俊			AYC986	Rep	2011-09-26
101	Lucido, Lorenzo Giuseppe		M	APZ506	Rep	2011-09-15	2013-03-14
102	Lui, Wai Ming (SFC:AEX466) 呂偉明			AEX466	Rep	2011-09-15	2015-09-30
103	Mailleux, Sebastien Andre Paul		M	ASQ093	Rep	2011-09-15	2017-08-29
104	Makhija, Tarun Ram			APK726	Rep	2013-08-01	2013-08-18
					Rep	2013-11-04	2013-11-15
					Rep	2014-04-04	2014-04-16
					Rep	2014-06-09	2016-07-29
105	Man, Henry (SFC:AMS055) 文子威		M	AMS055	Rep	2011-09-15	2013-04-15
106	Maupetit, Daniel Matthieu		M	BCB455	Rep	2013-10-17	2019-12-17
107	McQueen, Lee Michael		M	ACR744	Rep	2013-07-18	2014-05-02
108	Mercier, Simon Julien		M	AUG478	Rep	2011-09-15
109	Miller, Daniel Owen 但米勒		M	ACU447	Rep	2011-09-15	2013-09-23
110	Moldovan, Jonathan		M	ASZ094	Rep	2011-09-15	2013-07-31
111	Monard, Thomas Nicolas		M	AVJ019	Rep	2011-09-15	2021-01-08
112	Moulard-Skoczen, Virginie Clemence			AYI551	Rep	2011-10-31	2012-08-31
113	Mrejen, Chloe Anna Solange		F	AZC184	Rep	2012-02-28	2015-07-21
114	Musetti, Robert Cesare		M	AAZ177	Rep	2011-09-15	2015-04-01
115	Narain, Jayesh Suresh		M	AQX336	Rep	2011-09-15	2013-05-31
					Rep	2013-06-18	2017-11-16
116	Ng, Bernard Chee Leung 吳子樑		M	APV582	Rep	2011-09-15	2014-08-27
117	O'Sullivan, Denis Patrick (SFC:AJD522)		M	AJD522	Rep	2011-09-15	2014-06-10
118	Paris, Remi Guilhem		M	AZJ172	Rep	2012-04-23	2016-08-08
119	Park, Jung Im			AKO916	Rep	2011-09-15	2015-04-16
120	Patel, Ashish Gordhandas Vachhani			AZG517	Rep	2012-04-03	2015-08-18
121	Phillips, Alexander Cameron		M	BAL970	Rep	2012-11-16	2013-06-10
122	Rabot, Manouella Fanny		F	BBE975	Rep	2013-04-30	2021-12-01
123	Rageau, Patrice Frederic		M	AMK424	Rep	2011-09-15	2019-02-12
124	Rajgarhia, Abhishek			BEJ411	Rep	2014-10-23	2016-10-07
125	Ramsey, Michael Ryan		M	ALW391	Rep	2011-09-15	2016-09-30
126	Ren, Jizhao 任繼釗			AVK967	Rep	2011-09-15	2014-04-30
127	Ritz, Stephane Marcel Marie Bernard		M	AUS617	RO	2011-09-06
128	Robertson, Martin John (SFC:AFT805)		M	AFT805	RO	2011-09-06	2013-05-23
					Rep	2013-05-23	2014-05-30
129	Roy, Karine			AMJ983	Rep	2011-09-15	2014-04-17
130	Salmon, Raphael Francis Rene		M	ARO864	Rep	2011-09-15	2013-03-25
131	Sapru, Rahul			ARR902	Rep	2013-11-07	2016-10-07
132	Saubestre, Paul Frederic Henri		M	AHD374	RO	2011-09-06	2012-03-22
					Rep	2012-03-22	2012-05-21
					RO	2012-05-21	2013-02-18
					Rep	2013-02-18	2022-05-26
133	Sekharan, Tina			APK592	Rep	2012-10-15	2016-04-29
134	Sekkai, Rachid		M	AOK965	Rep	2011-09-15	2021-11-26
135	Shin, Tae Shik			AVR833	Rep	2011-09-15	2011-10-14
136	Singh, Sanjay Kumar		M	BEN385	Rep	2014-11-24	2018-01-29
137	Sit, David Zhe Ming		M	ASF399	Rep	2011-09-15	2012-07-06
138	Sparrow, Richard Aelred		M	AFK790	Rep	2011-09-15	2013-09-16
139	Strauss, Paul		M	BAZ866	Rep	2013-03-18	2015-01-30
140	Suissa, Daniel		M	BAH960	Rep	2012-10-29	2012-11-02
					Rep	2013-07-08	2013-07-20
141	Ta, Francois		M	AQZ652	Rep	2011-09-15	2022-05-31
142	Tam, Josiah Chung Fai 譚仲暉		M	AIH357	Rep	2011-09-15	2019-05-08
143	Tan, Beng Kiat Adrian		M	AJC630	Rep	2014-11-14	2017-12-01
144	Tei, Miranda Mei Lun 戴美倫		F	ALV256	Rep	2011-09-15	2013-12-13
145	Thatcher, Mark Anthony (SFC:APG515) 戴卓爾		M	APG515	Rep	2012-10-01	2014-05-09
146	Thibault, Emmanuel Marie Philippe Daniel		M	ATW114	Rep	2011-09-15	2023-01-03
147	Tian, Xiaolei 田小磊			ARS482	Rep	2011-09-15	2021-11-15
148	Tong, Ho Man (SFC:AWX807) 唐皓文			AWX807	Rep	2011-09-15	2012-08-01
149	Tong, Robin Ying Kit 唐英傑			AVO633	Rep	2011-09-15	2012-05-31
150	Trachli, Mouhssine			AWA048	Rep	2011-09-15	2012-01-12
151	Trivedi, Anshul			ASK045	Rep	2011-09-15	2014-01-30
152	Tsuda, Yutaka			AXD501	Rep	2011-10-25	2013-05-31
153	Tsuei, Ko-Chin 崔可青			AVD909	Rep	2013-07-10	2019-07-04
154	Vandrot, Christophe Louis		M	AVH275	Rep	2011-09-15	2011-10-24
155	Varadan, Charanyan Santhana		F	BEI893	Rep	2014-10-17	2017-11-20
156	Vines, Gregory Joseph		M	AVQ203	Rep	2011-09-15	2012-10-12
157	Walker, Alicia			AWD560	Rep	2011-09-15	2012-11-09
158	Walters, Andrew James (SFC:AOT505)		M	AOT505	Rep	2011-09-15	2014-03-31
159	Wang, Chen (SFC:AXC439) 王晨			AXC439	Rep	2011-09-15	2013-11-14
160	Wang, Yingchu 王穎初			ARL276	Rep	2011-09-15	2023-03-30
161	Wong, Kwong Man (SFC:AHW146) 黃鄺文			AHW146	Rep	2011-09-15
162	Wong, Michael Hoi 王海		M	AHU910	Rep	2011-09-19	2012-06-06
163	Wong, Ming Shing 黃明勝			AAF460	Rep	2014-09-02	2016-04-29
164	Wong, Timothy Tin Wai 黃天維		M	AFS526	Rep	2011-09-15	2014-04-14
165	Wong, Weng Tong 黃榮東			ARI934	Rep	2011-09-15
166	Yau, Vincent Wing Tsuen 邱穎臻		M	AVV901	Rep	2011-09-15	2017-01-25
167	Yip, Abbie Ka Ying 葉家瑛			AOG202	Rep	2011-09-15	2015-07-21
168	Yip, Fung 葉豐			ALZ665	Rep	2011-09-15	2016-04-25
169	Yip, Pui Yee (SFC:AXM458) 葉佩怡			AXM458	Rep	2011-09-15	2014-08-15
170	Yoo, Hyek 俞赫			AWP700	Rep	2011-09-15	2014-09-05
171	Zhou, Gang (SFC:AWP701) 周剛			AWP701	Rep	2011-09-15	2013-10-01

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