GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cai, Xiaoye 蔡曉曄 | AXT532 | Rep | 2013-10-11 | 2015-07-04 | ||
| 2 | Cao, Zhu 曹柱 | BCI497 | Rep | 2013-12-10 | 2023-04-10 | ||
| 3 | Chan, Hing (SFC:AVO463) 陳慶 | AVO463 | Rep | 2013-01-09 | 2015-08-25 | ||
| 4 | Chan, Ivan Man Sum 陳文深 | 41 | M | AGS453 | Rep | 2003-12-30 | |
| 5 | Chan, Ka Wah (SFC:ACT175) 陳家驊 | ACT175 | Rep | 2004-02-25 | |||
| 6 | Chan, Kin Mui 陳建梅 | AHY123 | Rep | 2003-12-30 | |||
| 7 | Chan, Kwok Chu 陳國柱 | ACV735 | Rep | 2004-04-28 | |||
| 8 | Chan, Lam Wai (SFC:BEC590) 陳藍慧 | BEC590 | Rep | 2014-09-03 | 2016-05-01 | ||
| 9 | Chan, Loi Tak 陳來得 | AFG864 | Rep | 2003-12-30 | |||
| 10 | Chan, Siu Wai (SFC:AUB313) 陳少威 | AUB313 | Rep | 2014-01-22 | 2015-08-03 | ||
| 11 | Chan, Wai Tung (SFC:ABH394) 陳偉東 | ABH394 | Rep | 2003-12-30 | |||
| 12 | Chau, Po Shan 周寶山 | ACL187 | Rep | 2003-12-30 | |||
| 13 | Chen, Chia-hui (SFC:ASU227) 陳佳慧 | ASU227 | Rep | 2013-03-11 | 2016-06-02 | ||
| 14 | Chen, Chuan Fei 陳璿妃 | BAB986 | Rep | 2012-08-23 | 2012-12-18 | ||
| 15 | Chen, Hao (SFC:ATB830) 陳灝 | ATB830 | Rep | 2009-08-12 | 2011-08-12 | ||
| 16 | Chen, Huanyu 陳歡瑜 | AUA982 | Rep | 2009-11-26 | 2015-07-08 | ||
| 17 | Chen, Rong (SFC:APC895) 陳榕 | APC895 | Rep | 2007-06-25 | 2008-07-02 | ||
| 18 | Chen, Tao (SFC:AZY872) 陳韜 | AZY872 | Rep | 2012-07-27 | 2017-02-03 | ||
| 19 | Chen, Yi yin (SFC:AXB314) 陳怡吟 | AXB314 | Rep | 2012-07-10 | 2020-07-15 | ||
| 20 | Chen, Yue (SFC:AOD435) 陳悅 | AOD435 | Rep | 2006-11-17 | 2007-09-05 | ||
| 21 | Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 | ARP177 | Rep | 2008-09-11 | 2012-05-10 | ||
| 22 | Cheung, Ben Hung 張鴻 | 46 | M | ABP330 | Rep | 2004-04-15 | |
| 23 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2004-03-30 | ||
| 24 | Cheung, Hei Choi 張喜財 | AGR038 | Rep | 2004-02-12 | |||
| 25 | Chiang, Peter Sze Kit 蔣詩傑 | M | ACP251 | Rep | 2003-12-30 | ||
| 26 | Ching, Pak To 程栢濤 | AJE763 | Rep | 2013-12-27 | 2015-03-02 | ||
| 27 | Chiu, Hsih Chien 丘世健 | ANF213 | Rep | 2012-06-29 | 2012-10-04 | ||
| RO | 2012-10-04 | 2014-07-01 | |||||
| 28 | Chu, Yin Man (SFC:ABS053) 朱賢文 | ABS053 | Rep | 2004-02-10 | |||
| 29 | Chui, Wai Fong 徐惠芳 | AUQ988 | Rep | 2012-11-01 | 2022-08-14 | ||
| 30 | Cui, Xueying 崔雪鶯 | BAR201 | Rep | 2013-01-08 | 2013-09-30 | ||
| 31 | Dai, Bo (SFC:AZG279) 代波 | AZG279 | Rep | 2012-04-13 | 2016-08-11 | ||
| 32 | Dai, Zuxiang 戴祖祥 | AJE159 | Rep | 2003-11-26 | 2006-10-27 | ||
| 33 | Deng, Jingjing (SFC:AVS660) 鄧京晶 | AVS660 | Rep | 2010-09-09 | 2012-10-27 | ||
| 34 | Du, Yizhong 杜毅忠 | APD351 | Rep | 2007-06-25 | 2007-12-04 | ||
| 35 | Feng, Anna Hua | F | AVX426 | Rep | 2013-08-02 | 2014-05-01 | |
| 36 | Feng, Dandan 馮丹丹 | ALO316 | Rep | 2005-02-07 | 2010-11-04 | ||
| 37 | Gu, Qiaoyi 古喬藝 | AUZ363 | Rep | 2010-05-03 | 2016-08-31 | ||
| 38 | Guo, Yong (SFC:AXS906) 郭勇 | AXS906 | Rep | 2011-07-29 | 2024-05-10 | ||
| 39 | Huang, Pei Shan 黃佩珊 | BAB982 | Rep | 2012-08-23 | 2013-05-01 | ||
| 40 | Huang, Yanming (SFC:ANY447) 黃燕銘 | ANY447 | Rep | 2012-10-05 | 2025-04-22 | ||
| 41 | Hudson, Noah John | M | AVV666 | Rep | 2010-09-30 | 2016-08-15 | |
| 42 | Jiang, Lawrence | M | ACM894 | Rep | 2017-02-14 | ||
| 43 | Jiang, Xiaoyan (SFC:AVP036) 蔣小燕 | AVP036 | Rep | 2013-10-25 | 2019-09-04 | ||
| 44 | Jiang, Xuxiao 江旭曉 | ATI407 | Rep | 2009-09-02 | 2012-09-01 | ||
| 45 | Jin, Hui (SFC:BDD867) 金慧 | BDD867 | Rep | 2014-03-21 | 2016-02-22 | ||
| 46 | Ke, Yele 柯燁樂 | 33 | F | AQA806 | Rep | 2007-12-31 | 2010-10-06 |
| 47 | Kwan, Danny Tin Hung 關天鴻 | AEU793 | Rep | 2003-06-06 | |||
| 48 | Kwok, Keung (SFC:AED064) 郭強 | AED064 | Rep | 2003-12-30 | |||
| 49 | Kwok, Yat Sing 郭日昇 | ARR940 | Rep | 2010-10-22 | 2016-08-06 | ||
| 50 | Lai, Kai Hung 黎啟雄 | ABU524 | Rep | 2003-12-30 | |||
| 51 | Lai, Pak Kin 黎柏堅 | ATR485 | Rep | 2012-06-04 | 2018-08-16 | ||
| 52 | Lam, Chi Lun 林子麟 | ABN461 | Rep | 2003-12-30 | |||
| 53 | Lam, Chi Yuen (SFC:AEV066) 林志遠 | AEV066 | Rep | 2007-04-26 | |||
| 54 | Lam, Yuen Hei (SFC:AXF651) 林婉琋 | AXF651 | Rep | 2011-04-28 | 2014-07-24 | ||
| 55 | Lau, Alberto Chi Yuen 劉志遠 | M | ABF222 | Rep | 2003-12-30 | ||
| 56 | Lau, Carmela Yin Mei 劉燕薇 | F | ABM705 | Rep | 2004-01-30 | ||
| 57 | Lau, Hon (SFC:AGR037) 劉侃 | AGR037 | Rep | 2003-12-30 | |||
| 58 | Lau, Wai Kit (SFC:APR878) 劉唯杰 | APR878 | Rep | 2013-12-10 | |||
| 59 | Lau, Ying (SFC:AGB977) 劉營 | AGB977 | Rep | 2003-12-30 | |||
| 60 | Lee, Eric Ming Chuan 李明權 | 53 | M | ABI189 | RO | 2021-02-07 | |
| 61 | Lei, Qiang (SFC:AOI913) 雷強 | AOI913 | Rep | 2012-03-22 | 2016-08-15 | ||
| 62 | Leung, Chi On (SFC:ADA866) 梁志安 | ADA866 | Rep | 2003-12-30 | |||
| 63 | Leung, Kam Yiu 梁錦耀 | AAD911 | Rep | 2003-12-30 | |||
| 64 | Leung, Wai Nang 梁偉能 | ADZ995 | Rep | 2003-12-30 | |||
| 65 | Li, Jamie Chiu 李超 | M | ACN575 | Rep | 2004-02-09 | ||
| 66 | Li, Wei (SFC:AVE819) 李偉 | AVE819 | Rep | 2010-06-09 | 2013-08-01 | ||
| 67 | Li, Wen (SFC:APD353) 李雯 | APD353 | Rep | 2007-06-25 | 2022-10-30 | ||
| 68 | Li, Zhun (SFC:AQM198) 李准 | AQM198 | Rep | 2008-02-05 | 2011-08-20 | ||
| 69 | Liang, Jianwen 梁劍文 | ATW865 | Rep | 2010-02-11 | 2011-07-09 | ||
| 70 | Liang, Zhili 梁志立 | BCN690 | Rep | 2013-12-16 | 2014-02-04 | ||
| 71 | Lin, Shijia 林世嘉 | AUQ938 | Rep | 2010-03-19 | 2011-08-08 | ||
| 72 | Ling, Peiyi 凌沛毅 | BEQ545 | Rep | 2014-12-10 | 2018-10-20 | ||
| 73 | Liu, Feifan 劉斐凡 | BDJ264 | Rep | 2014-04-30 | 2019-06-08 | ||
| 74 | Liu, Gu 劉谷 | AJE163 | Rep | 2003-11-19 | 2014-02-27 | ||
| RO | 2014-02-27 | 2022-12-14 | |||||
| 75 | Liu, Po Wen 劉博文 | ATL504 | Rep | 2012-06-04 | 2015-05-01 | ||
| 76 | Lo, Kai Pong (SFC:ATB616) 盧啟邦 | ATB616 | Rep | 2010-11-09 | 2011-01-15 | ||
| 77 | Lo, Sin Au 盧倩鷗 | AUR649 | Rep | 2014-11-04 | 2016-05-26 | ||
| 78 | Lou, Simon Wing Chung 羅永頌 | M | ABI724 | Rep | 2003-12-30 | ||
| 79 | Lui, Lok Sze 雷樂詩 | AYD006 | Rep | 2014-08-20 | 2016-12-15 | ||
| 80 | Luo, Jing (SFC:ANK801) 羅景 | ANK801 | Rep | 2006-06-01 | 2007-09-05 | ||
| 81 | Luo, Lei (SFC:AOJ150) 羅磊 | AOJ150 | Rep | 2007-01-02 | 2009-06-19 | ||
| 82 | Luo, Lei (SFC:AQF573) 羅磊 | AQF573 | Rep | 2008-01-02 | 2012-12-12 | ||
| 83 | Meng, Hao (SFC:AZW133) 孟昊 | AZW133 | Rep | 2012-07-11 | 2015-12-05 | ||
| 84 | Ng, Betty Shuet Lin 吳雪蓮 | F | AHR079 | Rep | 2005-06-23 | ||
| 85 | Ng, Fung On 吳鳳安 | AVR386 | Rep | 2010-09-09 | 2014-07-23 | ||
| 86 | Ng, Suet Man 吳雪雯 | AEK106 | Rep | 2003-12-30 | |||
| 87 | Pan, Ming (SFC:ADU474) 潘明 | M | ADU474 | RO | 2008-03-27 | 2011-04-01 | |
| 88 | Pan, Ying (SFC:BEQ552) 潘瑩 | BEQ552 | Rep | 2014-12-10 | 2017-04-29 | ||
| 89 | Peng, Gangxiang 彭港祥 | AOA661 | Rep | 2010-03-01 | 2013-12-25 | ||
| 90 | Peng, Yuman 彭羽曼 | BBQ199 | Rep | 2014-10-03 | 2016-02-02 | ||
| 91 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-09-26 | ||
| 92 | Shen, Bowen 沈博文 | M | AWY018 | Rep | 2011-03-04 | 2013-06-18 | |
| 93 | Shen, Yin (SFC:BDC626) 沈音 | BDC626 | Rep | 2014-03-20 | 2016-02-11 | ||
| 94 | Shen, Yue (SFC:AIH410) 沈悅 | AIH410 | Rep | 2003-12-30 | |||
| 95 | Sheng, Hua 盛驊 | AYG180 | Rep | 2011-10-14 | 2014-06-16 | ||
| 96 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2003-12-30 | |||
| 97 | Siu, Wing Sin 蕭詠善 | APK361 | Rep | 2014-10-13 | 2015-10-07 | ||
| 98 | Song, Ci 宋辭 | BCT672 | Rep | 2014-01-20 | 2014-03-13 | ||
| Rep | 2014-06-10 | 2015-06-30 | |||||
| 99 | Song, Ran (SFC:AXH307) 宋然 | AXH307 | Rep | 2011-05-16 | 2015-12-12 | ||
| 100 | Song, Tao (SFC:BCW524) 宋濤 | BCW524 | Rep | 2014-02-06 | 2021-05-11 | ||
| 101 | Sun, Fengqiang 孫鳳強 | AVS893 | Rep | 2010-09-20 | 2014-07-25 | ||
| 102 | Sun, Lingxiao 孫凌霄 | AXO391 | Rep | 2011-07-27 | 2012-12-01 | ||
| 103 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | AFT103 | Rep | 2003-12-30 | |||
| 104 | Tang, Siu Kei (SFC:AGR034) 鄧兆基 | AGR034 | Rep | 2003-12-30 | |||
| 105 | Tao, Hui (SFC:ANE418) 陶滙 | ANE418 | Rep | 2006-03-20 | 2007-11-02 | ||
| 106 | Tung, Corona Wing Fong 董詠芳 | ABN060 | Rep | 2003-12-30 | |||
| 107 | Tung, Shun 董淳 | 47 | F | AFU288 | Rep | 2003-12-30 | |
| 108 | Wai, Lai Man (SFC:AFU670) 衛麗雯 | AFU670 | Rep | 2003-12-30 | |||
| 109 | Wang, Fan (SFC:AXH201) 王凡 | AXH201 | Rep | 2014-05-13 | 2018-06-29 | ||
| 110 | Wang, Han (SFC:AQJ963) 王晗 | AQJ963 | Rep | 2008-01-30 | 2010-05-15 | ||
| 111 | Wang, Junhong (SFC:BBL215) 汪俊紅 | BBL215 | Rep | 2013-07-30 | 2024-07-19 | ||
| 112 | Wang, Nai (SFC:APF192) 王鼐 | APF192 | Rep | 2007-07-03 | 2010-06-15 | ||
| 113 | Wang, Qinglu 王慶魯 | AYI119 | Rep | 2012-11-05 | 2017-05-02 | ||
| 114 | Wang, Xinyuan (SFC:AQA458) 王昕媛 | AQA458 | Rep | 2009-05-07 | 2020-01-29 | ||
| 115 | Wang, Yifei (SFC:ATE786) 王翼飛 | ATE786 | Rep | 2010-08-09 | 2015-04-02 | ||
| 116 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | AGJ939 | Rep | 2003-12-30 | |||
| 117 | Wong, Ka Wai (SFC:AVH850) 黃家瑋 | AVH850 | Rep | 2010-06-25 | 2024-09-05 | ||
| 118 | Wong, Kit (SFC:AFV257) 黃杰 | AFV257 | Rep | 2003-12-30 | |||
| 119 | Wong, Ming Chi Ming 王志明 | 43 | M | AEU689 | Rep | 2003-12-30 | |
| 120 | Wong, Stella Hoi Ying 王海盈 | F | ADS273 | Rep | 2003-05-14 | ||
| 121 | Wong, Tin Lai 黃天禮 | AEJ312 | Rep | 2003-12-30 | |||
| 122 | Wong, Tung Ching 王冬青 | 43 | M | AGG343 | Rep | 2003-12-30 | |
| 123 | Wu, Xianfeng (SFC:AJE853) 吳險峰 | AJE853 | Rep | 2003-11-27 | 2007-04-18 | ||
| 124 | Wu, Yichao (SFC:AVI107) 吳逸超 | AVI107 | Rep | 2010-06-25 | 2017-01-01 | ||
| 125 | Wu, Ying Qi 吳影頎 | BEC710 | Rep | 2014-09-04 | 2015-01-08 | ||
| 126 | Xie, Jun (SFC:AOB779) 謝俊 | AOB779 | Rep | 2007-10-15 | 2017-11-23 | ||
| 127 | Xie, Lulu 解露露 | APL462 | Rep | 2007-08-23 | 2012-12-01 | ||
| 128 | Xu, Shihuan 徐世環 | AUA983 | Rep | 2009-11-26 | 2010-12-31 | ||
| 129 | Xu, Yiwei (SFC:BBQ357) 徐懿薇 | BBQ357 | Rep | 2013-07-29 | 2017-07-20 | ||
| 130 | Xu, Zhi Cheng 許智程 | AWU540 | Rep | 2011-02-14 | 2014-12-22 | ||
| 131 | Yang, Dong (SFC:APR493) 楊棟 | APR493 | Rep | 2007-09-27 | 2010-06-04 | ||
| 132 | Yao, Yao (SFC:ALK994) 姚嶢 | ALK994 | Rep | 2004-11-11 | 2010-08-07 | ||
| 133 | Ye, Lingyun 叶凌云 | AJK453 | Rep | 2004-03-13 | 2004-11-16 | ||
| 134 | Yeung, Henry Kai Ho 楊繼灝 | M | AEZ712 | Rep | 2003-04-25 | ||
| 135 | Yeung, Pui Yan 楊佩恩 | AVE023 | Rep | 2012-08-29 | 2014-07-01 | ||
| 136 | Yeung, Wai Cheung 楊偉祥 | AFW456 | Rep | 2009-03-26 | 2022-09-30 | ||
| 137 | Yim, Fung 閻峰 | 51 | M | AFP741 | RO | 2015-07-28 | |
| 138 | Yim, Man Yee 嚴敏儀 | AJE158 | Rep | 2003-11-19 | 2004-05-18 | ||
| Rep | 2004-08-31 | 2006-01-28 | |||||
| 139 | Yu, Lifeng (SFC:AYA736) 余立峰 | AYA736 | Rep | 2011-09-12 | 2016-05-07 | ||
| 140 | Yuen, Kin Yuk 阮健毓 | APL591 | Rep | 2013-05-03 | 2014-12-05 | ||
| 141 | Zhang, Jinhui (SFC:AMU874) 張金暉 | AMU874 | RO | 2013-08-02 | 2023-09-29 | ||
| 142 | Zhang, Lingyun (SFC:AJC735) 張凌云 | AJC735 | Rep | 2003-09-24 | 2004-07-07 | ||
| 143 | Zhang, Qiming (SFC:AMF576) 張启明 | AMF576 | Rep | 2005-07-20 | 2008-09-27 | ||
| 144 | Zhang, Sijun (SFC:AHK260) 張嗣君 | AHK260 | Rep | 2003-12-30 | |||
| 145 | Zhang, Wenxian (SFC:AJC736) 張文先 | AJC736 | Rep | 2003-09-24 | 2007-11-24 | ||
| 146 | Zhao, Rui (SFC:ATI408) 趙睿 | ATI408 | Rep | 2009-09-25 | 2017-08-12 | ||
| 147 | Zhao, Shuman 趙舒蔓 | BEN427 | Rep | 2014-11-24 | 2023-05-02 | ||
| 148 | Zhao, Xianghuai 趙湘怀 | AYT308 | Rep | 2013-03-01 | 2015-04-08 | ||
| 149 | Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 | AJD530 | Rep | 2003-11-24 | 2004-03-11 | ||
| 150 | Zheng, Dong (SFC:ALB404) 鄭棟 | ALB404 | Rep | 2004-09-23 | 2006-01-10 | ||
| 151 | Zhou, Yifan (SFC:BCM604) 周一帆 | BCM604 | Rep | 2013-12-10 | 2016-07-01 | ||
| 152 | Zhu, Junjie (SFC:BDO827) 朱俊杰 | BDO827 | Rep | 2014-06-16 | 2023-02-04 | ||
| 153 | Zhu, Qizhi (SFC:AHI943) 朱奇志 | AHI943 | Rep | 2003-04-25 | |||
| 154 | Zhuang, Jin (SFC:AZT481) 庄進 | AZT481 | Rep | 2012-06-26 | 2016-11-17 | ||
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