CSI Corporate Finance (HK) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au-Yong, Samuel Shong 歐陽淞 | 51 | M | ACH857 | RO | 2003-07-07 | |
| 2 | Bao, Qiyi 鮑奇一 | BBR299 | Rep | 2013-08-02 | 2014-07-21 | ||
| 3 | Bazzoni, Federico | M | ADP682 | Rep | 2013-05-08 | 2016-01-01 | |
| 4 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2012-05-18 | 2013-02-01 | |
| 5 | Cai, Yulong (SFC:AXT416) 蔡宇龍 | AXT416 | Rep | 2011-08-02 | 2016-01-01 | ||
| 6 | Cesaro, Andrea (SFC:ARL099) | F | ARL099 | Rep | 2014-01-03 | 2014-10-06 | |
| 7 | Chan, Chi Hung (SFC:AMY772) 陳志雄 | AMY772 | Rep | 2007-09-27 | 2012-03-15 | ||
| 8 | Chan, Dickson Chi Chuen 陳志銓 | 40 | M | AGF194 | Rep | 2011-10-11 | 2016-01-01 |
| 9 | Chan, Douglas Tak Kee 陳德基 | M | AMB242 | Rep | 2009-05-22 | 2011-06-27 | |
| 10 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | RO | 2009-06-18 | 2016-01-01 | |
| 11 | Chan, Janice Wing Yee 陳穎怡 | F | APV159 | Rep | 2007-10-16 | 2010-08-08 | |
| 12 | Chan, Leo Chi Fung 陳志峰 | 37 | M | ALS787 | Rep | 2011-12-09 | 2015-05-01 |
| 13 | Chau, Beverly Wai Man (SFC:AWE779) 鄒慧敏 | F | AWE779 | Rep | 2010-10-29 | 2012-10-20 | |
| 14 | Chen, Chen (SFC:AUZ701) 陳晨 | AUZ701 | Rep | 2010-04-23 | 2015-05-28 | ||
| 15 | Chen, Chi-Chen 陳紀正 | BEC946 | Rep | 2014-09-10 | 2016-02-03 | ||
| 16 | Chen, Karen Ka Woon 陳嘉媛 | F | AEL756 | Rep | 2003-11-06 | ||
| 17 | Chen, Michael I-Chun 陳懿群 | M | ALQ824 | Rep | 2013-08-09 | 2014-04-07 | |
| 18 | Cheung, Na 張娜 | BDE788 | Rep | 2014-03-28 | 2015-03-16 | ||
| 19 | Chiang, Bun 蔣斌 | 47 | M | AIN853 | Rep | 2003-12-03 | |
| 20 | Chiu, Thomas Sui Keung 趙瑞強 | 49 | M | ADZ607 | RO | 2007-08-01 | 2009-04-01 |
| 21 | Choi, Yuk Kit (SFC:AHV026) 蔡育杰 | AHV026 | Rep | 2003-12-31 | |||
| 22 | Chow, Terence Mun Chung 周敏中 | M | AHY906 | RO | 2009-03-12 | 2009-07-14 | |
| 23 | Choy, Shu Kwan 蔡澍鈞 | ABF760 | RO | 2004-07-30 | |||
| 24 | Chu, Fong Kwan 朱方群 | ACA839 | Rep | 2004-07-30 | |||
| 25 | Chuang, Hao-Yuan 莊晧淵 | AVA663 | Rep | 2010-04-19 | 2013-08-19 | ||
| 26 | Fang, Peter 方宗鼎 | M | AUD627 | Rep | 2009-11-12 | 2010-05-21 | |
| 27 | Francisco, Christopher 方宇傑 | 32 | M | ANV070 | Rep | 2007-12-28 | 2014-02-09 |
| 28 | Fu, Fuxing 傅福行 | BDL384 | Rep | 2014-05-15 | 2015-02-13 | ||
| 29 | Gao, Daguang 高大光 | BCF482 | Rep | 2013-10-31 | 2015-03-01 | ||
| 30 | He, Tian (SFC:BBR112) 賀添 | BBR112 | Rep | 2013-08-01 | 2016-01-01 | ||
| 31 | He, Xiaoyun (SFC:AIJ848) 何云 | AIJ848 | Rep | 2004-07-30 | |||
| 32 | Ho, Maggie Man Kei 何敏琪 | F | AGO080 | Rep | 2003-05-06 | ||
| 33 | Hon, Hau Ngai 韓巧藝 | ANN416 | Rep | 2007-09-27 | 2013-10-31 | ||
| 34 | Hong, Yancheng (SFC:AVS886) 洪研程 | AVS886 | Rep | 2011-01-13 | 2013-07-01 | ||
| 35 | Hui, Yau Wing 許有榮 | M | AGH231 | Rep | 2003-05-16 | ||
| 36 | Iu, Yam San 余蔭燊 | AIN691 | Rep | 2004-07-30 | |||
| 37 | Jiang, Yakang 蔣亞康 | AWY537 | Rep | 2011-03-10 | 2013-08-01 | ||
| 38 | Kang, Na (SFC:AVA488) 亢娜 | AVA488 | Rep | 2010-04-23 | 2010-06-01 | ||
| 39 | Kim, Wee Kwang 金偉光 | BEF650 | Rep | 2014-09-25 | 2016-01-01 | ||
| 40 | Kwok, Yan Ming 郭恩明 | APC521 | Rep | 2007-09-27 | 2010-07-25 | ||
| 41 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2009-09-28 | 2009-11-12 | |
| RO | 2009-11-12 | 2010-05-01 | |||||
| 42 | Lai, Patrick Pak Hung 黎柏鴻 | M | AQU258 | Rep | 2010-03-15 | 2014-02-09 | |
| 43 | Lee, Raymond Yuman 李裕民 | 59 | M | ACF125 | Rep | 2009-02-25 | 2009-03-11 |
| RO | 2009-03-11 | 2017-05-01 | |||||
| 44 | Lee, Wai Keung (SFC:AFK372) 李偉強 | AFK372 | Rep | 2009-09-15 | 2011-12-01 | ||
| 45 | Leung, Hon Ki 梁漢旗 | AGN288 | Rep | 2012-07-04 | 2012-09-21 | ||
| RO | 2012-09-21 | 2016-01-01 | |||||
| 46 | Li, Dominic Song Ching 李崇正 | M | AAC878 | Rep | 2007-09-27 | 2008-05-01 | |
| 47 | Li, Guangchao 李廣超 | APC725 | Rep | 2007-09-27 | 2009-03-01 | ||
| 48 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2013-07-22 | 2013-10-31 | ||
| 49 | Li, Hongxing (1975) 李紅星 | 41 | M | AWA019 | Rep | 2010-10-07 | 2016-01-01 |
| 50 | Li, Jia Wei 李佳蔚 | BFC751 | Rep | 2015-03-23 | 2015-08-07 | ||
| 51 | Li, Ya (SFC:AUZ702) 李雅 | AUZ702 | Rep | 2010-04-23 | 2015-01-01 | ||
| 52 | Lin, David Bingjun 林秉俊 | M | AEM703 | Rep | 2004-06-07 | ||
| RO | 2004-06-07 | 2004-07-30 | |||||
| 53 | Lin, Tingting (SFC:AXI337) 林婷婷 | AXI337 | Rep | 2011-06-01 | 2014-11-01 | ||
| 54 | Lin, Yu (SFC:AWI926) 林宇 | AWI926 | Rep | 2010-11-19 | 2012-11-13 | ||
| 55 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2011-03-29 | 2016-01-13 | ||
| 56 | Liu, Jian (SFC:ACQ449) 劉健 | 62 | M | ACQ449 | Rep | 2004-04-15 | |
| RO | 2004-04-15 | 2004-07-30 | |||||
| RO | 2007-08-01 | 2009-04-09 | |||||
| 57 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2011-04-11 | 2016-01-01 | |
| 58 | Liu, Manly Man Lai 廖文禮 | ADI698 | Rep | 2003-12-17 | |||
| RO | 2003-12-17 | 2004-07-05 | |||||
| 59 | Liu, Mengzhang 劉蒙璋 | AYT167 | Rep | 2012-01-06 | 2014-05-29 | ||
| 60 | Liu, Yinan (SFC:AYC674) 劉逸南 | AYC674 | Rep | 2011-09-20 | 2013-07-06 | ||
| 61 | Liu, Ying (SFC:ATO768) 劉莹 | ATO768 | Rep | 2009-08-20 | 2010-05-08 | ||
| 62 | Lo, Siu Kit (SFC:AOA396) 羅肇傑 | AOA396 | Rep | 2010-10-29 | 2011-01-31 | ||
| 63 | Lok, Chun Sing 樂震聲 | AOA392 | Rep | 2010-07-06 | 2011-08-18 | ||
| Rep | 2012-05-17 | 2014-09-19 | |||||
| 64 | Lu, Huan (SFC:AIC202) 陸歡 | AIC202 | Rep | 2004-06-28 | |||
| 65 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2013-08-29 | 2014-08-18 | ||
| 66 | Lu, Zhuo (SFC:AVC087) 呂卓 | 33 | F | AVC087 | Rep | 2010-04-22 | 2014-04-12 |
| 67 | Luo, Xiaoran 羅笑然 | BEA831 | Rep | 2014-08-19 | 2016-01-01 | ||
| 68 | Luo, Yijue 羅一珏 | AVJ511 | Rep | 2010-06-23 | 2014-02-09 | ||
| 69 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2007-09-27 | 2013-10-31 | ||
| 70 | Ma, Chi Hung (SFC:AFR290) 馬志洪 | AFR290 | Rep | 2004-07-30 | |||
| 71 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2003-11-28 | 2004-07-30 | ||
| RO | 2007-10-16 | 2014-10-17 | |||||
| 72 | Man, Yim King 文艷琼 | AYM806 | Rep | 2013-09-24 | 2014-11-15 | ||
| 73 | Mao, Biyu 茅碧玉 | AVV177 | Rep | 2010-08-31 | 2014-06-26 | ||
| 74 | Mao, Jiangqiang 毛江強 | AXI260 | Rep | 2011-06-01 | 2011-11-01 | ||
| 75 | Mihalca, Matei Petru 馬德義 | 47 | M | AFD833 | Rep | 2004-07-30 | |
| 76 | Mo, Weishu 莫唯書 | BBK476 | Rep | 2013-06-11 | 2016-01-01 | ||
| 77 | Nie, Shuoliang 聶碩良 | AWX068 | Rep | 2011-03-03 | 2013-06-15 | ||
| 78 | Pang, Kwan 彭堃 | AWN156 | Rep | 2010-12-20 | 2013-10-31 | ||
| 79 | Poon, Ying Heung Charlotte 潘凝香 | F | AVS728 | Rep | 2011-08-08 | 2016-01-01 | |
| 80 | Qiao, Yufei 喬雨菲 | 28 | F | BBT857 | Rep | 2013-08-26 | 2014-07-21 |
| 81 | Qu, Wei (SFC:AWQ291) 瞿煒 | AWQ291 | Rep | 2011-01-13 | 2013-04-11 | ||
| 82 | Ren, Mengqi 任孟琦 | BBR070 | Rep | 2013-08-01 | 2016-01-01 | ||
| 83 | Shen, Yue (SFC:APK242) 沈越 | APK242 | Rep | 2009-05-14 | 2016-01-01 | ||
| 84 | Shi, Jinjing 史晉京 | ADV731 | Rep | 2009-09-17 | 2009-10-12 | ||
| RO | 2009-10-12 | 2010-06-07 | |||||
| 85 | Shi, Yupeng 施宇鵬 | BDX511 | Rep | 2015-01-14 | 2016-01-01 | ||
| 86 | Siu, Ching Yee 邵靜儀 | AIY652 | Rep | 2007-09-27 | 2009-04-06 | ||
| 87 | Siu, Hiu Wang 蕭曉泓 | AVJ282 | Rep | 2014-09-11 | 2016-01-01 | ||
| 88 | Siu, Ivan Hau Yep 邵厚業 | M | ALW235 | Rep | 2010-05-24 | 2010-08-11 | |
| 89 | Siu, Pui Sun 蕭培燊 | APR500 | Rep | 2011-05-09 | 2011-10-26 | ||
| 90 | Sun, Yi (SFC:AOA787) 孫毅 | 45 | M | AOA787 | RO | 2007-08-01 | 2008-05-01 |
| 91 | Tan, Swee Koon 陳瑞坤 | APC066 | Rep | 2007-09-27 | 2008-05-14 | ||
| 92 | Tang, Donald Wei 唐偉 | 53 | M | ABT650 | Rep | 2009-03-26 | 2009-08-10 |
| 93 | Tang, Zhongzhi 唐中植 | BFH774 | Rep | 2015-04-27 | 2016-01-01 | ||
| 94 | Tian, Yuan (SFC:BBH078) 田园 | BBH078 | Rep | 2013-05-15 | 2015-06-30 | ||
| 95 | Wang, Changhong 王長虹 | ACN975 | Rep | 2011-07-04 | 2011-07-21 | ||
| RO | 2011-07-21 | 2014-06-30 | |||||
| 96 | Wang, Jian (SFC:AQD161) 王健 | AQD161 | Rep | 2007-12-11 | 2015-07-17 | ||
| 97 | Wang, Jing Chen (1972) 王京晨 | 44 | M | AEH824 | Rep | 2004-07-30 | |
| 98 | Wang, Rui (SFC:BEA117) 王銳 | BEA117 | Rep | 2014-08-13 | 2015-07-23 | ||
| 99 | Wang, Winston Jian (SFC:ARD250) 王鍵 | 45 | M | ARD250 | Rep | 2008-05-27 | 2011-07-27 |
| 100 | Wang, Xiao (SFC:ARI071) 王瀟 | ARI071 | Rep | 2008-07-11 | 2016-01-01 | ||
| 101 | Wang, Xuzhou 王旭州 | BBT850 | Rep | 2013-08-26 | 2015-12-01 | ||
| 102 | Wang, Yihua (SFC:AVK616) 王奕華 | AVK616 | Rep | 2010-06-25 | 2012-08-01 | ||
| 103 | Wang, Yihui (SFC:AVE151) 王一滙 | AVE151 | Rep | 2010-05-13 | 2013-04-11 | ||
| 104 | Wang, Yinqiu 王吟秋 | ANJ772 | Rep | 2007-09-27 | 2007-10-29 | ||
| 105 | Wei, Xuyue 魏旭玥 | AUD628 | Rep | 2009-11-12 | 2012-08-01 | ||
| 106 | Wen, Wen (SFC:ALC212) 温雯 | ALC212 | Rep | 2007-09-27 | 2010-06-07 | ||
| 107 | Wong, Freda Shin Yee 黃倩而 | 46 | F | AFV839 | RO | 2007-08-17 | 2015-06-01 |
| 108 | Xin, Eric Yuesheng 信躍升 | 46 | M | AIB281 | Rep | 2004-07-30 | |
| 109 | Xu, Pengzi 許蓬子 | AXT110 | Rep | 2011-08-01 | 2017-05-01 | ||
| 110 | Xu, Ping (SFC:ARQ788) 徐娉 | ARQ788 | Rep | 2011-12-13 | 2016-01-01 | ||
| 111 | Xu, Xu (SFC:AVL306) 許煦 | 31 | F | AVL306 | Rep | 2010-07-05 | 2015-05-01 |
| 112 | Yam, Jiman Chi Man 任志民 | AHV031 | Rep | 2003-12-31 | |||
| 113 | Yan, Danny Kai Chi 甄啟智 | AEL746 | Rep | 2004-07-30 | |||
| 114 | Yan, Jianlin (SFC:BAV567) 閆建霖 | 48 | M | BAV567 | Rep | 2013-02-04 | 2013-07-17 |
| RO | 2013-07-17 | 2015-09-30 | |||||
| 115 | Yan, Ligang 閆立罡 | AXI245 | Rep | 2011-06-01 | 2016-01-01 | ||
| 116 | Yang, Hai (SFC:AXI228) 楊海 | AXI228 | Rep | 2011-06-01 | 2015-05-01 | ||
| 117 | Yang, Kaixuan 楊凱璇 | BDH680 | Rep | 2014-12-23 | 2016-01-01 | ||
| 118 | Yang, Yang (SFC:AXI251) 楊洋 | AXI251 | Rep | 2011-06-01 | 2015-09-30 | ||
| 119 | Yang, Yi (SFC:BBR075) 楊逸 | BBR075 | Rep | 2013-08-01 | 2014-10-17 | ||
| 120 | Yee, Janet Pui Fonk 余笩昉 | F | AED786 | Rep | 2004-07-30 | ||
| RO | 2007-08-17 | 2016-01-01 | |||||
| 121 | Yeung, Eric Sau San 楊秀臣 | M | ADL089 | RO | 2004-07-30 | ||
| 122 | Yim, Kwok Man 嚴國文 | 48 | M | AFW086 | Rep | 2004-07-30 | |
| 123 | Yin, Ke (SFC:AII428) 殷可 | 53 | M | AII428 | RO | 2007-11-06 | 2018-08-31 |
| 124 | Yu, Ka Ho (SFC:ARD482) 余嘉豪 | 34 | M | ARD482 | Rep | 2008-06-10 | 2010-06-10 |
| 125 | Yu, Yang (SFC:AUZ703) 于楊 | AUZ703 | Rep | 2010-04-23 | 2016-01-01 | ||
| 126 | Zhang, Huan (SFC:BBR074) 張歡 | BBR074 | Rep | 2013-08-01 | 2014-07-21 | ||
| 127 | Zhang, Jerry Juying 張巨英 | 56 | M | AFA127 | RO | 2004-07-30 | |
| 128 | Zhang, Xiaodong (SFC:AFH079) 張晓東 | AFH079 | Rep | 2003-12-17 | |||
| RO | 2003-12-17 | 2004-07-17 | |||||
| 129 | Zhang, Xinyun (SFC:BDY320) 張欣韵 | BDY320 | Rep | 2014-08-08 | 2015-03-12 | ||
| 130 | Zhang, Xiujie 張秀杰 | AQE321 | Rep | 2008-01-02 | 2008-05-16 | ||
| 131 | Zhang, Yichen (HKID:P571XXX) 張懿宸 | 53 | M | ADH566 | RO | 2004-07-30 | |
| 132 | Zhao, Geoffrey Li 趙力 | M | AXP175 | Rep | 2011-07-06 | 2016-01-01 | |
| 133 | Zheng, Weifeng 鄭衛峰 | AQY078 | Rep | 2008-04-28 | 2008-07-30 | ||
| RO | 2008-07-30 | 2013-01-01 | |||||
| 134 | Zhou, Nan (SFC:AUC948) | AUC948 | Rep | 2009-11-10 | 2010-05-30 | ||
| 135 | Zhou, Zuyu 周祖禹 | BBR071 | Rep | 2013-08-01 | 2016-01-13 | ||
| 136 | Zhu, Qing (SFC:AUZ700) 祝青 | AUZ700 | Rep | 2010-04-23 | 2015-10-09 | ||
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