Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2008-11-04 | 2011-09-10 | |
| 2 | Bhisitkul, John Bunkrit | M | Rep | 2007-07-09 | 2012-02-16 | |
| 3 | Blanchard, Dominique Jean Rene | Rep | 2010-04-28 | 2012-12-20 | ||
| 4 | Bradbury, Colin David | M | Rep | 2010-07-13 | 2012-02-16 | |
| 5 | Chadwick, Mark David (SFC:ADT508) | M | Rep | 2010-05-17 | 2011-09-10 | |
| 6 | Chan, Andrew Shingfun 陳盛勳 | M | Rep | 2009-08-24 | 2011-06-27 | |
| 7 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | Rep | 2010-03-17 | 2014-10-01 | ||
| 8 | Chan, Pui Ching (SFC:ASH951) 陳珮晶 | Rep | 2010-06-28 | 2012-02-16 | ||
| 9 | Chan, Roy Chu Heng 曾祖興 | M | Rep | 2010-07-15 | 2012-06-21 | |
| 10 | Chan, Sau Han 陳秀嫻 | Rep | 2010-01-13 | 2014-09-27 | ||
| 11 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 12 | Chan, Sui On (SFC:AOY504) 陳瑞安 | Rep | 2008-10-28 | 2011-05-21 | ||
| 13 | Chan, Tsz Kwan (SFC:APF801) 陳芷筠 | Rep | 2009-08-03 | 2010-10-28 | ||
| 14 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | Rep | 2008-03-14 | 2014-12-03 | ||
| 15 | Chang, Chiung-Wen 張瓊文 | Rep | 2009-11-03 | 2011-06-03 | ||
| 16 | Chang, Jack Chun-Chieh 張俊傑 | M | Rep | 2010-03-29 | 2012-03-31 | |
| 17 | Cheah, Yew Wee | Rep | 2006-10-26 | 2012-02-20 | ||
| 18 | Cheng, Bik Hoi 鄭碧海 | Rep | 2009-08-24 | 2010-08-04 | ||
| 19 | Chiu, Steven Pat Ngao 趙不傲 | M | RO | 2010-04-27 | 2011-09-13 | |
| 20 | Chng, Eric Chee Beng 莊志明 | M | Rep | 2008-09-08 | 2011-06-01 | |
| 21 | Choy, Yin Nga 蔡燕雅 | Rep | 2010-01-21 | 2012-08-29 | ||
| 22 | Chu, Chun-Ju 朱俊如 | Rep | 2009-04-28 | 2011-05-06 | ||
| 23 | Chu, Peter Ka Kit 朱家傑 | M | Rep | 2009-08-24 | 2012-02-16 | |
| 24 | Cowperthwaite, Adam Aaron | M | Rep | 2010-02-09 | 2011-09-03 | |
| 25 | Dai, Chao 戴超 | Rep | 2010-05-03 | 2010-09-21 | ||
| 26 | Dai, Wei (SFC:AOR609) 戴維 | Rep | 2010-05-31 | 2013-07-09 | ||
| 27 | Du, Chao (SFC:AUM373) 杜超 | Rep | 2010-01-12 | 2011-07-07 | ||
| 28 | Fang, Hei 方曦 | Rep | 2004-03-05 | 2013-11-01 | ||
| 29 | Fukano, Shojiro 深野正二朗 | Rep | 2007-11-06 | 2011-10-15 | ||
| 30 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 31 | Fung, David Hao Chuen 馮浩存 | M | Rep | 2010-04-29 | 2011-09-02 | |
| 32 | Ge, Xing 戈星 | Rep | 2007-12-24 | 2012-09-05 | ||
| 33 | Georgieva, Anna Nedyalkova | F | Rep | 2010-04-29 | 2011-08-16 | |
| 34 | Goto, Hiroyuki 合戶宏之 | Rep | 2009-04-21 | 2015-10-13 | ||
| 35 | Goto, Motomasa 後藤元誠 | Rep | 2007-10-25 | 2011-07-17 | ||
| 36 | Han, William Wei-Lee | M | Rep | 2010-07-02 | 2012-02-07 | |
| 37 | Hannan, David James | M | Rep | 2010-03-29 | 2011-09-03 | |
| 38 | Hau, Chun Kei 侯鎮基 | Rep | 2007-11-08 | 2011-09-14 | ||
| 39 | Hishida, Wataru 菱田涉 | Rep | 2010-03-15 | 2011-04-16 | ||
| 40 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 41 | Ho, Ka Wai (SFC:AKV099) 何家維 | 43 | M | Rep | 2010-07-29 | 2012-02-16 |
| 42 | Ho, Wai Kei 何偉基 | Rep | 2009-08-24 | 2013-09-25 | ||
| 43 | Hoepffner, Edouard Yves Maurice Pierre | M | Rep | 2010-04-12 | 2011-09-03 | |
| 44 | Horiai, Koji 堀合晃嗣 | Rep | 2010-04-28 | 2012-01-07 | ||
| 45 | Horita, Tomotake | Rep | 2007-11-06 | 2012-04-06 | ||
| 46 | Hsu, She-Hung Danny | Rep | 2009-11-06 | 2011-03-01 | ||
| 47 | Hui, Ole Hiu Tung 許曉東 | Rep | 2010-05-25 | 2011-08-05 | ||
| 48 | Hung, Leon Lum 洪霖 | M | Rep | 2004-03-30 | 2010-08-16 | |
| 49 | Igarashi, Minori | Rep | 2005-12-29 | 2015-01-31 | ||
| 50 | Irvine, Craig Wycliffe 歐陽貴 | M | RO | 2009-10-20 | 2011-01-29 | |
| 51 | Itasaka, Yusaku | Rep | 2007-07-19 | 2012-04-14 | ||
| 52 | Ito, Kanako | Rep | 2008-08-26 | 2012-02-16 | ||
| 53 | Jim, Ka Shun 詹嘉淳 | 29 | M | Rep | 2008-12-18 | 2011-01-14 |
| 54 | Johnson, Christopher Lind | M | Rep | 2010-02-11 | 2012-02-14 | |
| 55 | Kakehashi, Sayaka | Rep | 2010-03-03 | 2011-04-01 | ||
| 56 | Kam, Wai Lun 甘偉倫 | Rep | 2009-08-24 | 2012-02-16 | ||
| 57 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | Rep | 2009-08-24 | 2022-02-11 | ||
| 58 | Kanamura, Akihiko | RO | 2010-06-28 | 2011-03-27 | ||
| 59 | Kang, Kyong Pil 康景弼 | RO | 2007-10-05 | 2013-06-28 | ||
| 60 | Kato, Takashi (SFC:AUD160) | M | Rep | 2009-11-09 | 2017-11-15 | |
| 61 | Kiang, Grace Li Chin 姜麗菁 | F | Rep | 2008-07-22 | 2010-10-22 | |
| 62 | Kim, Hae Ryong | Rep | 2006-03-22 | 2016-02-16 | ||
| 63 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | Rep | 2009-03-13 | 2011-08-01 | ||
| 64 | Kobayashi, Sachiko 小林幸子 | Rep | 2016-08-04 | |||
| 65 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 66 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | Rep | 2008-08-13 | 2011-05-01 | ||
| 67 | Kwan, Christine Shumann 關詩敏 | F | Rep | 2009-06-22 | 2012-02-16 | |
| 68 | Kwan, Joyce Po Kuen 關寶娟 | F | Rep | 2007-03-02 | 2010-10-03 | |
| 69 | Lai, Chi Man (SFC:APQ351) 賴志文 | Rep | 2009-08-24 | 2022-09-08 | ||
| 70 | Lai, Ringo Leong Hang 黎亮恆 | M | Rep | 2003-04-10 | 2012-07-20 | |
| 71 | Lam, Ching Lok Gary 林清樂 | Rep | 2010-07-29 | 2014-05-02 | ||
| 72 | Lam, Hok Hoi 林學海 | Rep | 2010-07-12 | 2014-07-05 | ||
| 73 | Lapakulchai, Vacharachai 林銘輝 | Rep | 2003-10-29 | 2016-06-23 | ||
| 74 | Latzer, Alexander | M | Rep | 2009-08-24 | 2012-08-29 | |
| 75 | Lau, Kelvin Wai Kin 劉偉健 | M | Rep | 2009-08-24 | ||
| 76 | Law, Joe Hin Pong 羅顯邦 | Rep | 2006-08-10 | 2011-03-21 | ||
| 77 | Law, Ka Po 羅嘉寶 | Rep | 2007-09-27 | 2013-05-25 | ||
| 78 | Lee, Hon Nam 李翰南 | RO | 2006-08-24 | 2012-02-16 | ||
| 79 | Lee, Kee Siong 李淦祥 | Rep | 2009-08-24 | 2024-03-28 | ||
| 80 | Lee, Kyung Min (SFC:AVH974) | Rep | 2010-06-09 | 2011-08-01 | ||
| 81 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | Rep | 2006-09-25 | 2011-09-20 | ||
| 82 | Lee, Yuk Man (SFC:AQQ629) 李育文 | Rep | 2010-06-07 | 2012-02-16 | ||
| 83 | Leung, See Ho 梁思濠 | Rep | 2010-04-23 | 2011-09-02 | ||
| 84 | Leung, Wai Chee (SFC:ATO785) 梁偉志 | Rep | 2009-08-20 | 2011-09-10 | ||
| 85 | Li, Benson Chun Yu 李振宇 | M | Rep | 2008-01-31 | 2011-03-21 | |
| 86 | Li, Ester Joyse Sau Han 李秀嫻 | F | Rep | 2010-04-20 | 2013-06-25 | |
| 87 | Li, Hao (SFC:AQL242) 李豪 | Rep | 2008-02-05 | 2011-08-25 | ||
| 88 | Li, Yanjie (SFC:AUS278) 李嚴潔 | Rep | 2010-02-12 | 2010-11-01 | ||
| 89 | Lim, Swee Tin Lisa 林瑞珍 | RO | 2008-05-05 | 2010-10-20 | ||
| 90 | Lin, Scott Chen-Chun 林正釗 | M | Rep | 2010-07-06 | 2012-02-17 | |
| 91 | Lin, Yu-Ting (SFC:AUA690) 林育廷 | Rep | 2009-10-23 | 2013-03-05 | ||
| 92 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 93 | Liu, Leah 劉栩昕 | 26 | F | Rep | 2010-06-22 | 2012-03-17 |
| 94 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | RO | 2007-03-09 | 2016-09-29 | ||
| 95 | Lo, Loretta Shuk Yan 羅淑茵 | F | Rep | 2005-08-05 | 2011-06-28 | |
| 96 | Lo, Ming Hung 盧銘雄 | Rep | 2009-08-24 | 2011-09-22 | ||
| 97 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-07-02 | 2022-12-21 | |
| 98 | Lo, Shih-Hung 羅仕泓 | Rep | 2010-07-26 | 2012-05-05 | ||
| 99 | Lo, Wendy Sze Man 盧詩敏 | F | Rep | 2007-10-10 | 2011-09-07 | |
| 100 | Loke, Wai Ming 陸偉明 | 38 | M | RO | 2010-03-11 | 2011-11-08 |
| 101 | Ma, Hon Kin 馬漢堅 | Rep | 2009-08-24 | 2011-06-11 | ||
| 102 | Mans, William Gerard | M | Rep | 2010-05-03 | 2010-10-04 | |
| 103 | Mar, Johnson | M | Rep | 2008-11-11 | 2012-08-30 | |
| 104 | McLaughlin, Gregory John 歌雷歌 | M | Rep | 2010-02-24 | 2012-07-31 | |
| 105 | Miu, Hon Kit 繆漢傑 | 43 | M | Rep | 2008-03-04 | 2012-10-30 |
| 106 | Miyabe, Nagahisa | RO | 2009-10-20 | 2014-05-10 | ||
| 107 | Miyamoto, Tsutomu | Rep | 2009-12-18 | 2012-04-21 | ||
| 108 | Mizoguchi, Hironori | Rep | 2009-04-01 | 2022-10-01 | ||
| 109 | Mizukoshi, Kazuyoshi | RO | 2009-01-07 | 2011-10-14 | ||
| 110 | Narain, Ravi | Rep | 2010-07-22 | 2017-02-23 | ||
| 111 | Ng, John Wah 伍華安 | M | Rep | 2007-10-10 | 2011-08-01 | |
| 112 | Ng, Wai Kee (SFC:APC928) 吳偉基 | Rep | 2010-06-07 | 2012-02-16 | ||
| 113 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | Rep | 2010-07-26 | 2016-09-13 | |
| 114 | Ngan, Andrew Lit Chong 顏烈創 | M | Rep | 2008-03-04 | 2011-06-01 | |
| 115 | Nomura, Hiroyuki | RO | 2008-06-13 | 2011-04-16 | ||
| 116 | Ohira, Yuko | Rep | 2014-06-07 | |||
| 117 | Oka, Taikan | Rep | 2008-10-30 | 2010-10-21 | ||
| 118 | Ong, Cilicia Cheng Choo 王清珠 | Rep | 2009-11-10 | 2011-09-16 | ||
| 119 | Ono, Jumpei | Rep | 2009-11-06 | 2011-10-08 | ||
| 120 | Osawa, Miyuki | Rep | 2007-06-18 | 2021-07-31 | ||
| 121 | Otsuka, Sumio | RO | 2010-06-22 | 2014-03-26 | ||
| 122 | Pak, Hiu Ching 白曉青 | RO | 2009-06-08 | 2011-01-10 | ||
| 123 | Petit-Pasquier, Julien | Rep | 2010-07-30 | 2011-09-03 | ||
| 124 | Pienaar, Ross Daniel | M | Rep | 2009-02-02 | 2014-08-06 | |
| 125 | Pritchard, Perry | M | Rep | 2010-02-08 | 2011-06-10 | |
| 126 | Qian, Zewei 錢澤偉 | 35 | M | Rep | 2008-06-18 | 2014-08-30 |
| 127 | Saito, Shoichi 齋藤彰一 | RO | 2009-06-08 | 2012-07-18 | ||
| 128 | Sakamoto, Yusuke | Rep | 2010-03-03 | 2012-03-06 | ||
| 129 | Sarkis, David | M | RO | 2010-04-21 | 2012-03-22 | |
| 130 | Sarmah, Pranab Kumar | M | Rep | 2009-08-24 | 2013-09-25 | |
| 131 | Sasaki, Shinichi 佐佐木伸一 | Rep | 2008-07-21 | 2011-04-24 | ||
| 132 | Sasao, Mari | Rep | 2009-05-07 | 2013-06-01 | ||
| 133 | Sato, Shinji | Rep | 2010-05-07 | 2011-10-08 | ||
| 134 | Shen, Janet Wei Ling 沈慧玲 | F | Rep | 2010-07-30 | 2015-09-29 | |
| 135 | Shinoda, Yumi | Rep | 2009-11-06 | 2011-10-08 | ||
| 136 | Shoji, Reika | Rep | 2010-06-23 | 2012-06-23 | ||
| 137 | Suyama, Takuro 巢山拓郎 | Rep | 2008-10-30 | 2012-04-03 | ||
| 138 | Suzuki, Yohei 鈴木洋平 | Rep | 2010-06-02 | 2011-06-01 | ||
| 139 | Tabata, Shinichi | Rep | 2010-03-03 | 2015-04-25 | ||
| 140 | Tam, Shing Hei 譚成希 | Rep | 2007-08-13 | 2011-09-10 | ||
| 141 | Tam, Yuk Hang 譚玉衡 | Rep | 2010-07-30 | 2012-03-24 | ||
| 142 | Tanimitsu, Hideya | Rep | 2009-08-17 | 2010-10-28 | ||
| 143 | Tham, Mun Hon 譚文漢 | Rep | 2009-08-24 | 2011-09-16 | ||
| 144 | Tikhomiroff, Cyril | M | Rep | 2010-07-26 | 2012-12-22 | |
| 145 | Tominaga, Satoshi | Rep | 2008-10-24 | 2010-08-17 | ||
| 146 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | Rep | 2009-11-02 | |||
| 147 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-07-02 | 2024-03-28 | ||
| 148 | Tsuji, Tomonori | Rep | 2007-11-12 | 2011-04-21 | ||
| 149 | Unesaki, Akira 宇根崎彰 | Rep | 2010-04-28 | 2012-11-28 | ||
| 150 | Urata, Yoshio | RO | 2010-03-24 | 2012-03-31 | ||
| 151 | Van Gulik, Robert Ken | M | Rep | 2009-04-22 | 2010-12-24 | |
| 152 | Wan, Maurine 溫慕蓮 | F | Rep | 2009-08-24 | 2023-03-21 | |
| 153 | Wang, Jerry Gerui 王戈銳 | M | Rep | 2010-07-07 | 2012-06-20 | |
| 154 | Wang, Lumeng 王魯蒙 | Rep | 2009-05-07 | 2012-07-20 | ||
| 155 | Wang, Michael Tsu Tsong 王智聰 | M | Rep | 2008-09-17 | 2012-03-24 | |
| 156 | Wang, Yong (SFC:AOM636) 王勇 | Rep | 2009-08-24 | 2011-09-27 | ||
| 157 | Watanabe, Ai (SFC:APW953) | Rep | 2007-10-26 | 2010-08-06 | ||
| 158 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 159 | Wong, Ka Man (SFC:AEK749) 黃家文 | RO | 2010-03-10 | |||
| 160 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2006-02-16 | ||
| 161 | Woo, Kang Yeong 吳康勇 | Rep | 2010-04-22 | 2013-10-01 | ||
| 162 | Xia, Yibing (SFC:ANR774) 夏宜冰 | Rep | 2009-08-24 | 2010-10-15 | ||
| 163 | Xu, Qing (SFC:AUC278) 許清 | Rep | 2009-11-05 | 2011-07-03 | ||
| 164 | Yeu, Chiu Wah 姚昭華 | RO | 2006-12-01 | 2014-04-16 | ||
| 165 | Yeung, Beata Kit Sum 楊潔心 | Rep | 2004-09-02 | 2012-02-16 | ||
| 166 | Yeung, Kenneth Wing Kwong 楊永光 | M | Rep | 2007-03-26 | 2013-10-18 | |
| 167 | Ying, Hak Kai 應克佳 | Rep | 2003-06-06 | 2010-11-29 | ||
| 168 | Yokosuka, Takashi 橫須賀 | Rep | 2010-03-03 | 2012-04-06 | ||
| 169 | Zamora, Poch Edward Imperial | M | Rep | 2008-10-21 | 2011-02-12 | |
| 170 | Zee, Timothy Yuen Cheng | 44 | M | Rep | 2008-08-07 | 2011-11-10 |
| 171 | Zhang, Xiongfeng 張雄峰 | 42 | M | Rep | 2004-12-28 | 2010-11-09 |
| 172 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | Rep | 2009-09-22 | 2017-05-11 |
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