Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Akbas, Ismail Ersef | M | Rep | 2011-09-01 | 2016-01-01 | |
| 2 | Akuzawa, Tetsuo | RO | 2013-07-03 | 2015-07-17 | ||
| 3 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2013-08-19 | ||
| 4 | Barker, Asako | Rep | 2013-07-04 | 2015-06-27 | ||
| 5 | Belkheir, Karim | Rep | 2011-11-14 | 2016-01-01 | ||
| 6 | Benmoussa, Hamza (SFC:AVR979) | Rep | 2010-08-16 | 2015-03-19 | ||
| 7 | Chan, Adrian Kin Chung 陳建中 | M | Rep | 2014-01-06 | 2023-03-21 | |
| 8 | Chan, Chun Chung (SFC:AEQ936) 陳振聰 | Rep | 2010-11-20 | 2015-01-12 | ||
| 9 | Chan, Flora Wing Shuen 陳穎璇 | F | Rep | 2011-12-13 | 2015-10-01 | |
| 10 | Chan, Julia Wai Nga 陳慧雅 | F | Rep | 2010-11-20 | 2016-01-01 | |
| 11 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | RO | 2013-05-23 | 2015-01-12 | ||
| 12 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | Rep | 2010-03-17 | 2014-10-01 | ||
| 13 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 14 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | Rep | 2008-03-14 | 2014-12-03 | ||
| 15 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | Rep | 2014-01-07 | 2022-09-14 | ||
| 16 | Cheah, Yew Wee | RO | 2012-02-20 | 2015-10-16 | ||
| 17 | Chen, Chaoying (SFC:AZO311) 陳超穎 | Rep | 2012-05-25 | 2015-04-01 | ||
| 18 | Cheng, Man Chi (SFC:AGC897) 鄭敏芝 | Rep | 2010-11-20 | 2015-01-12 | ||
| 19 | Cheng, Shiang-Ling 鄭湘齡 | Rep | 2013-12-16 | 2015-03-11 | ||
| 20 | Cheung, Siu Kiu 張小喬 | Rep | 2010-11-20 | 2015-03-09 | ||
| 21 | Cheung, Wang (SFC:AMF506) 張弘 | Rep | 2013-12-31 | 2018-06-22 | ||
| 22 | Chien, Ming-Hui 簡民恵 | Rep | 2011-06-08 | 2015-11-14 | ||
| 23 | Choi, Hyung Wook 崔亨旭 | Rep | 2010-10-15 | |||
| 24 | Chow, Chi Yee Gee 周芝伊 | Rep | 2014-05-20 | 2017-03-30 | ||
| 25 | Chu, Peter Pa-en | M | RO | 2013-09-25 | 2019-07-08 | |
| 26 | Chui, Tak Kei 徐德基 | Rep | 2014-08-11 | 2016-06-09 | ||
| 27 | Chung, Philip Ching Kei 鍾正祺 | M | Rep | 2010-11-20 | 2016-01-01 | |
| 28 | Cudia, Celso S. 邱明傑 | Rep | 2014-09-01 | 2024-03-01 | ||
| 29 | Dalziell, Rohan John | M | Rep | 2013-10-10 | 2017-04-29 | |
| 30 | Douglas, Andrew Francis Ramsay (SFC:AVC105) 鄧安平 | M | Rep | 2011-04-11 | 2014-10-21 | |
| 31 | Duan, Hong (SFC:ADE819) 段宏 | Rep | 2013-11-21 | 2016-05-03 | ||
| 32 | Escudier, Romain Jean David (SFC:AZB452) | M | Rep | 2012-02-21 | 2015-10-17 | |
| 33 | Fujiwara, Sari | Rep | 2013-05-27 | 2015-07-04 | ||
| 34 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 35 | Gao, Xiangyu 高驤宇 | Rep | 2014-07-30 | 2016-09-22 | ||
| 36 | Goto, Hiroyuki 合戶宏之 | Rep | 2009-04-21 | 2015-10-13 | ||
| 37 | Grose, George Francis | M | Rep | 2010-11-10 | ||
| 38 | Ha Thuc, Viet-Linh | Rep | 2011-07-04 | 2014-12-16 | ||
| 39 | Hetherington, John Charles 夏嶺東 | M | Rep | 2010-12-09 | 2017-09-13 | |
| 40 | Himoto, Tatsuya | RO | 2014-08-21 | 2016-04-20 | ||
| 41 | Hirasaki, Koji 平崎晃史 | Rep | 2012-04-26 | 2014-10-15 | ||
| 42 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 43 | Ho, Chun Keung (SFC:AWT602) 何振強 | Rep | 2011-02-07 | 2018-03-09 | ||
| 44 | Horiai, Koji 堀合晃嗣 | Rep | 2013-08-22 | 2015-04-11 | ||
| 45 | Igarashi, Minori | Rep | 2005-12-29 | 2015-01-31 | ||
| 46 | Inoue, Yoshihiro 井上義大 | Rep | 2011-05-04 | 2016-03-15 | ||
| 47 | Ip, Chit Yin 葉捷賢 | Rep | 2013-09-02 | |||
| 48 | Jean Jarry, Come Marie Ange | F | Rep | 2011-07-06 | 2015-03-19 | |
| 49 | Jenn, Marc Steven | M | Rep | 2010-11-20 | 2017-12-05 | |
| 50 | Kadmiri, Oussama | Rep | 2011-11-15 | 2015-11-07 | ||
| 51 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | Rep | 2009-08-24 | 2022-02-11 | ||
| 52 | Kato, Hiroaki | RO | 2012-12-28 | 2015-04-11 | ||
| 53 | Kato, Kenji | Rep | 2011-08-19 | 2015-10-10 | ||
| 54 | Kato, Takashi (SFC:AUD160) | M | Rep | 2009-11-09 | 2017-11-15 | |
| 55 | Khoo, Siew Kay | Rep | 2014-05-26 | 2015-10-31 | ||
| 56 | Kim, Hae Ryong | Rep | 2006-03-22 | 2016-02-16 | ||
| 57 | Kim, Warren Ho-Joong | M | Rep | 2010-09-24 | 2015-03-10 | |
| 58 | Kitagawa, Munekazu 北川宗和 | Rep | 2014-08-12 | 2018-08-13 | ||
| 59 | Kobayashi, Sachiko 小林幸子 | Rep | 2016-08-04 | |||
| 60 | Kong, Hon Ming 江漢明 | Rep | 2014-01-06 | 2016-05-06 | ||
| 61 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 62 | Kurashita, Noriko 倉下紀子 | F | Rep | 2014-07-07 | 2015-10-17 | |
| 63 | Kwok, Joyce Yik Man 郭奕妏 | F | Rep | 2010-08-31 | ||
| 64 | Lai, Chi Man (SFC:APQ351) 賴志文 | Rep | 2009-08-24 | 2022-09-08 | ||
| 65 | Lai, Chu Hang 黎曙衡 | Rep | 2014-01-21 | |||
| 66 | Lai, Kar Hei Carlton 黎家禧 | Rep | 2014-07-28 | |||
| 67 | Lam, Joyce Lok Yee 林樂怡 | F | Rep | 2010-11-20 | 2015-03-09 | |
| 68 | Lam, Paul Pok Lai 林博禮 | M | Rep | 2011-05-24 | 2014-11-01 | |
| 69 | Lapakulchai, Vacharachai 林銘輝 | Rep | 2003-10-29 | 2016-06-23 | ||
| 70 | Lau, Ka Ho (SFC:AXB862) 劉嘉豪 | Rep | 2014-09-22 | 2021-08-04 | ||
| 71 | Lau, Kelvin Wai Kin 劉偉健 | M | Rep | 2009-08-24 | ||
| 72 | Lee, Kee Siong 李淦祥 | Rep | 2009-08-24 | 2024-03-28 | ||
| 73 | Lee, Kin Chun (SFC:ARH236) 李健駿 | Rep | 2012-06-01 | 2015-12-23 | ||
| 74 | Lei, Bing (SFC:AXM402) 雷冰 | Rep | 2011-06-23 | 2015-04-29 | ||
| 75 | Leung, Candice Ka Ki 梁嘉琪 | Rep | 2013-11-12 | 2016-07-13 | ||
| 76 | Li, Xiaoting (SFC:AVS858) 李小婷 | 32 | F | Rep | 2011-02-23 | 2015-05-08 |
| 77 | Li, Xinyuan (SFC:BBY242) 李心圓 | Rep | 2014-06-12 | 2014-12-17 | ||
| 78 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | Rep | 2011-11-23 | 2018-05-26 | ||
| 79 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 80 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | RO | 2007-03-09 | 2016-09-29 | ||
| 81 | Liu, Yuk Shan 廖鈺珊 | Rep | 2013-12-04 | 2018-04-04 | ||
| 82 | Liu, Zhanxiang 劉展翔 | Rep | 2014-09-29 | 2018-02-10 | ||
| 83 | Lo, Ilona Ching Man 羅靜敏 | F | Rep | 2011-06-20 | 2014-11-22 | |
| 84 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-07-02 | 2022-12-21 | |
| 85 | Ma, Jibo 馬繼博 | Rep | 2010-09-15 | 2016-04-26 | ||
| 86 | Makino, Akiko | F | Rep | 2014-01-06 | 2024-03-28 | |
| 87 | Marcon, Stephen James Neville | 48 | M | Rep | 2013-08-21 | 2017-02-23 |
| 88 | Matsumoto, Jeffrey Yuji | M | RO | 2013-07-04 | 2021-11-01 | |
| 89 | Miyauchi, Yuko | Rep | 2010-11-17 | 2015-04-11 | ||
| 90 | Mizoguchi, Hironori | Rep | 2009-04-01 | 2022-10-01 | ||
| 91 | Mizutani, Yohei | Rep | 2011-08-02 | 2014-10-28 | ||
| 92 | Mori, Masayuki 森正幸 | Rep | 2012-04-26 | 2017-05-11 | ||
| 93 | Mouri, Takuya | Rep | 2012-02-13 | 2014-10-24 | ||
| 94 | Narain, Ravi | Rep | 2010-07-22 | 2017-02-23 | ||
| 95 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | Rep | 2010-07-26 | 2016-09-13 | |
| 96 | Ng, Yin Ching 吳彥澄 | Rep | 2014-08-14 | 2015-07-09 | ||
| 97 | Niederberger, Michael Robert | M | Rep | 2011-04-07 | 2014-12-06 | |
| 98 | Oka, Hironori | RO | 2011-06-20 | |||
| 99 | Osawa, Miyuki | Rep | 2007-06-18 | 2021-07-31 | ||
| 100 | Ota, Akihiro 大田陽洋 | Rep | 2011-11-15 | 2016-06-11 | ||
| 101 | Parker, Henry Roger Jacques | 32 | M | Rep | 2013-07-22 | 2022-08-31 |
| 102 | Qi, Xiaoliang 齊晓亮 | Rep | 2012-10-09 | 2024-03-25 | ||
| 103 | Revert, Thibaut Edmond Robert | M | Rep | 2011-07-04 | 2016-01-01 | |
| 104 | Saito, Takayuki (SFC:AXG789) | Rep | 2011-05-12 | 2015-10-14 | ||
| 105 | Sambruck, Jamie Richard (SFC:BAL429) | M | Rep | 2012-11-12 | 2015-08-15 | |
| 106 | Sarkar, Mainak | Rep | 2011-01-18 | 2014-12-16 | ||
| 107 | Sasaki, Shinichi 佐佐木伸一 | Rep | 2014-04-24 | 2014-12-19 | ||
| 108 | Shen, Janet Wei Ling 沈慧玲 | F | Rep | 2010-07-30 | 2015-09-29 | |
| 109 | Shino, Kyohei | Rep | 2014-04-22 | 2016-03-31 | ||
| 110 | Shum, Charles Cheok I 沈卓爾 | M | Rep | 2012-06-07 | ||
| 111 | Simpson, Justin Vaughn | M | Rep | 2014-01-13 | 2017-09-14 | |
| 112 | Siu, Chi Wai (SFC:AWK579) 蕭志偉 | 33 | M | Rep | 2010-12-06 | 2014-11-28 |
| 113 | Soo, Jamie Wan Jung 蘇文駿 | M | Rep | 2013-11-25 | 2018-05-25 | |
| 114 | Souleyman, Jan | Rep | 2011-04-27 | 2016-02-04 | ||
| 115 | Suzuki, Noboru 鈴木昇 | Rep | 2014-05-15 | 2016-04-14 | ||
| 116 | Tabata, Shinichi | Rep | 2010-03-03 | 2015-04-25 | ||
| 117 | Takahashi, Tetsuaki | Rep | 2012-11-01 | 2016-01-01 | ||
| 118 | Takemura, Isao | Rep | 2011-05-03 | 2015-10-13 | ||
| 119 | Tam, Aleck Lik Wai 譚力維 | Rep | 2011-05-16 | 2016-09-21 | ||
| 120 | Tan, King Aun 陳卿晏 | Rep | 2011-04-01 | 2019-10-05 | ||
| 121 | Tang, Junjie (SFC:BCJ625) 唐俊杰 | Rep | 2013-12-02 | 2016-06-01 | ||
| 122 | Tao, Ran (SFC:BCK715) 陶然 | Rep | 2014-03-03 | 2016-11-15 | ||
| 123 | Temlock, Lawrence Graham | M | Rep | 2013-09-05 | 2016-02-04 | |
| 124 | Terasawa, Satoshi | M | RO | 2013-01-07 | 2019-05-24 | |
| 125 | Ting, Fu Wah 丁富華 | Rep | 2010-11-20 | 2015-10-01 | ||
| 126 | Tsang, Andrew Chiu Yin 曾昭然 | M | Rep | 2014-09-29 | ||
| 127 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | Rep | 2009-11-02 | |||
| 128 | Tsang, Wing Chi (SFC:AOB547) 曾詠芝 | Rep | 2010-12-15 | 2014-10-01 | ||
| 129 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-07-02 | 2024-03-28 | ||
| 130 | Wan, Katie Chee Lai 溫子麗 | Rep | 2010-11-20 | 2015-07-01 | ||
| 131 | Wan, Maurine 溫慕蓮 | F | Rep | 2009-08-24 | 2023-03-21 | |
| 132 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 133 | Wong, Ivan Sze Yuen 王士元 | M | RO | 2013-08-02 | 2015-03-09 | |
| 134 | Wong, Ka Man (SFC:AEK749) 黃家文 | RO | 2010-03-10 | |||
| 135 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | Rep | 2010-11-20 | 2016-01-01 | |
| 136 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2006-02-16 | ||
| 137 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | RO | 2013-06-21 | 2016-01-01 | ||
| 138 | Woo, Lam Hay 胡林熙 | Rep | 2010-09-17 | 2022-11-16 | ||
| 139 | Wu, Di (SFC:AWT094) 吳頔 | Rep | 2011-01-31 | 2016-02-02 | ||
| 140 | Wu, Jennifer Hu Man 胡曉敏 | F | Rep | 2014-09-26 | 2017-06-10 | |
| 141 | Xiong, Li (SFC:BAI988) 熊力 | Rep | 2012-11-15 | |||
| 142 | Xu, Jiafu 徐嘉甫 | Rep | 2011-03-15 | 2018-06-01 | ||
| 143 | Xu, Zuowei 徐作為 | Rep | 2014-09-04 | 2016-06-18 | ||
| 144 | Xue, Fei (SFC:ASP680) 薛菲 | Rep | 2010-12-02 | |||
| 145 | Yan, Xiaoyi (SFC:BBH286) 嚴瀟奕 | Rep | 2013-05-20 | 2014-11-25 | ||
| 146 | Yeung, Anna Pui Fung 楊佩鳳 | F | Rep | 2013-06-03 | 2024-03-14 | |
| 147 | Yeung, Carrie 楊嘉怡 | F | Rep | 2013-08-29 | 2015-03-18 | |
| 148 | Yip, Abbie Man Yan 葉文炘 | Rep | 2010-11-29 | 2015-07-01 | ||
| 149 | Yiu, Ka Hing 姚嘉興 | Rep | 2011-01-14 | 2016-09-13 | ||
| 150 | Yiu, Sui Chong 姚穗莊 | Rep | 2011-03-01 | 2015-04-25 | ||
| 151 | Yuen, Ka Lai 阮嘉麗 | Rep | 2010-11-20 | 2015-12-01 | ||
| 152 | Yuen, William 袁家樂 | M | Rep | 2012-05-15 | 2015-08-06 | |
| 153 | Zhang, Senyan 張森焱 | Rep | 2010-12-28 | 2017-09-30 | ||
| 154 | Zhou, Bowen (SFC:AXI802) 周博雯 | M | Rep | 2011-05-30 | 2015-09-22 | |
| 155 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | Rep | 2009-09-22 | 2017-05-11 |
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