DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | Rep | 2003-04-09 | 2009-10-22 | ||
| 2 | Albrecht, Frank Oliver | M | Rep | 2004-07-28 | ||
| 3 | Alexander, Michael Lewis | M | Rep | 2004-11-16 | ||
| 4 | Alexander, Sean Philip 白影子 | M | Rep | 2006-02-28 | ||
| 5 | Ang, Bee Leng | Rep | 2008-06-05 | |||
| 6 | Aono, Kikuko 青野希久子 | Rep | 2003-12-09 | 2004-07-21 | ||
| 7 | Apabhai, Mohammed Zuned | M | Rep | 2006-06-26 | ||
| 8 | Arculli, Kim Melanie | F | Rep | 2004-03-05 | 2005-05-25 | |
| 9 | Arrowsmith, Natalie Jane | F | Rep | 2003-07-15 | ||
| Rep | 2003-08-14 | 2004-05-31 | ||||
| 10 | Bacher, Ryan Rudolf | M | Rep | 2003-12-18 | 2009-06-23 | |
| 11 | Bertrand, Caroline | F | Rep | 2005-03-04 | ||
| 12 | Bhammer, Vishal Mahendra Kumar | M | Rep | 2003-08-06 | 2005-05-25 | |
| 13 | Burrows, Nathan Wesley | M | Rep | 2004-03-19 | 2007-04-06 | |
| 14 | Chak, Alan Wing Kai 翟永基 | M | Rep | 2004-01-08 | ||
| RO | 2004-01-08 | 2004-04-23 | ||||
| 15 | Chan, Danny Yuet Hang 陳悅恆 | Rep | 2004-01-15 | 2011-05-14 | ||
| 16 | Chan, Edmund Wing Hong 陳永康 | M | Rep | 2003-09-11 | 2011-06-30 | |
| 17 | Chan, Wai Ling (SFC:ABS687) 陳慧玲 | Rep | 2003-05-05 | 2008-05-03 | ||
| 18 | Chandler, Benjamin Victor Michael | M | Rep | 2003-08-18 | 2011-03-30 | |
| 19 | Chang, Haeyoon Aileen 張鏸允 | Rep | 2003-12-15 | 2005-05-03 | ||
| 20 | Chang, Hui Na 張惠娜 | Rep | 2006-04-13 | |||
| 21 | Chaplow, Richard Simon | M | Rep | 2004-03-19 | ||
| 22 | Chau, Kenneth Yiu Man 周耀文 | M | Rep | 2005-08-30 | ||
| 23 | Cheng, Maggie Hang Lam 鄭杏琳 | F | Rep | 2003-07-15 | 2003-10-07 | |
| 24 | Cheng, Miu Ling 鄭妙玲 | Rep | 2003-10-29 | |||
| 25 | Cheung, Lee Na 張莉娜 | Rep | 2003-05-05 | 2004-05-10 | ||
| 26 | Cheung, Wendy Ho Ting 張皓婷 | F | Rep | 2004-02-17 | 2006-03-17 | |
| 27 | Chiang, Ming Zuei 江明叡 | Rep | 2006-03-06 | |||
| 28 | Chong, Chyi Yiing | Rep | 2006-04-05 | |||
| 29 | Chu, Peter | M | Rep | 2004-04-07 | ||
| 30 | Chue, Chee Tang | Rep | 2009-01-01 | |||
| 31 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
| 32 | Chung, Ji Young | Rep | 2011-10-07 | |||
| 33 | Chuy Kon, Alejandro Jose | M | Rep | 2007-04-14 | ||
| 34 | Constantopoulos, Agamemnon | Rep | 2003-11-04 | 2005-07-07 | ||
| 35 | Conway, Richard Wing | M | Rep | 2003-11-04 | 2005-10-01 | |
| 36 | Craig-Wood, Christopher John | M | Rep | 2004-02-12 | 2004-04-12 | |
| 37 | Crosbie-Walsh, Gordon Michael | M | Rep | 2006-07-31 | ||
| 38 | Cubells, Simon James | M | Rep | 2003-09-02 | 2008-12-05 | |
| 39 | Daibo, Atsuko | Rep | 2003-09-16 | 2005-10-01 | ||
| 40 | Davidge-Pitts, Mark Nicholas | M | Rep | 2004-02-09 | 2007-08-01 | |
| 41 | Dawes, Charlotte Victoria Sohpie | F | Rep | 2003-05-20 | 2003-08-19 | |
| 42 | Duggan, Luke Benjamin (SFC:AJH215) | M | Rep | 2003-12-09 | 2004-08-20 | |
| 43 | Edwards, Shane Grant | M | Rep | 2003-11-14 | 2005-08-30 | |
| 44 | Emerson, Nathan Devereux | M | Rep | 2003-06-01 | ||
| 45 | Erro, Davide Gaetano | 34 | M | Rep | 2003-12-09 | 2005-04-25 |
| 46 | Fan, Jacqueline Sik Ling 范惜玲 | F | Rep | 2005-04-11 | ||
| 47 | Fan, Mingxi 范明曦 | Rep | 2003-07-29 | 2008-07-12 | ||
| 48 | Fennell, Nicholas Peter (SFC:ADA865) | M | RO | 2003-06-12 | ||
| 49 | Ford, Melvyn Guy | M | Rep | 2003-11-18 | ||
| 50 | Fung, Peter Yuk Kuen 馮旭乾 | M | Rep | 2003-04-25 | ||
| Rep | 2003-06-02 | 2010-06-07 | ||||
| 51 | Goco, Allan Gilbert Lim | M | Rep | 2003-04-16 | 2008-12-01 | |
| 52 | Goodwin, Hannah Victoria | 39 | F | Rep | 2005-03-29 | |
| 53 | Han, William Wei-Lee | M | Rep | 2003-10-15 | ||
| 54 | Harris, Stephen Paul (1953) | 51 | M | RO | 2005-08-12 | |
| 55 | Heng, Kia Mui 王加媚 | Rep | 2003-07-31 | 2008-06-02 | ||
| 56 | Hil, Jeffery Chi Yung 許志勇 | M | RO | 2011-10-18 | ||
| 57 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
| 58 | Hoepffner, Edouard Yves Maurice Pierre | M | Rep | 2004-02-24 | 2006-02-28 | |
| 59 | Honegger, Ricardo | RO | 2006-01-01 | |||
| 60 | Hoong, Yik Luen 洪逸倫 | Rep | 2003-04-17 | |||
| Rep | 2003-05-29 | 2009-01-01 | ||||
| 61 | Hui, Ho Kuen 許浩權 | Rep | 2007-05-19 | |||
| 62 | Hurewitz, Joel Allan | M | Rep | 2004-03-19 | 2006-03-22 | |
| 63 | Izawa, Yukio | Rep | 2003-09-02 | 2004-05-31 | ||
| 64 | Jaycock, Ian Richard | M | Rep | 2004-01-08 | ||
| 65 | Jeong, Joseph Chu | M | Rep | 2003-10-31 | 2005-09-30 | |
| 66 | Kapur, Kanak Kamal 卡普尓金心 | Rep | 2006-12-28 | |||
| 67 | Kennedy, Frank (SFC:AJD477) | M | Rep | 2003-08-25 | 2006-04-10 | |
| 68 | Khanna, Punit | Rep | 2008-12-12 | |||
| 69 | Kim, Yong Chan 金容賛 | Rep | 2004-07-28 | |||
| 70 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
| 71 | Kong, Rita Yan Yee 江欣兒 | Rep | 2011-03-05 | |||
| 72 | Koo, Kevin Hung Yuan 顧弘源 | 36 | M | Rep | 2005-04-27 | |
| 73 | Kwok, Dickie Tak Kei 郭德祺 | Rep | 2004-07-28 | |||
| 74 | Lally, Harprit Singh | Rep | 2005-10-01 | |||
| 75 | Lau, Alexander Yen Hou 劉恩浩 | M | Rep | 2006-06-05 | ||
| 76 | Lau, Karen Ga Yun 劉家欣 | F | Rep | 2007-03-12 | ||
| 77 | Law, Ernest Kwan Hon 羅君瀚 | M | Rep | 2004-08-16 | ||
| 78 | Lee, Chun Wang (SFC:ADJ624) 李俊宏 | Rep | 2003-04-30 | 2004-07-28 | ||
| 79 | Lee, Frank I-J | M | Rep | 2004-02-10 | 2007-11-15 | |
| 80 | Lee, Ming Keung 李明強 | Rep | 2003-12-09 | 2005-05-03 | ||
| 81 | Lee, Youn Wen | Rep | 2018-11-11 | |||
| 82 | Lepinay, Laurent Henri Francois | M | Rep | 2003-08-12 | 2006-03-01 | |
| 83 | Li, Annette Ka Pui 李嘉珮 | F | Rep | 2004-02-01 | ||
| 84 | Li, Ester Joyse Sau Han 李秀嫻 | F | Rep | 2006-07-10 | ||
| 85 | Li, Nelson Siu Sing 李紹成 | M | Rep | 2009-06-13 | ||
| 86 | Li, Sandy Pak Lin 李白蓮 | Rep | 2006-07-10 | |||
| 87 | Liedtke, Boris Nikolaj | M | Rep | 2005-03-04 | ||
| 88 | Lim, Catherine Ai Nar 林愛娜 | F | Rep | 2003-07-27 | ||
| 89 | Liu, Sum Ching 廖心澄 | Rep | 2005-01-07 | |||
| 90 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-03-11 | ||
| 91 | Lu, Gloria Yi 陸奕 | 34 | F | Rep | 2003-06-03 | 2007-08-01 |
| 92 | Lui, Gregory Sieu Weng | M | Rep | 2009-03-12 | ||
| 93 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-11-14 | 2004-06-24 | ||
| 94 | MacCarthy, Denis | Rep | 2003-06-09 | 2004-01-08 | ||
| RO | 2004-01-08 | 2009-12-11 | ||||
| 95 | McCafferty, Gregory Dominic | M | Rep | 2003-10-24 | 2006-11-22 | |
| 96 | Michalik, Thorsten | Rep | 2004-01-26 | 2006-03-01 | ||
| 97 | Miller, Daniel Owen 但米勒 | M | RO | 2009-02-28 | ||
| 98 | Min, Brett Jae | M | Rep | 2003-09-19 | 2005-10-10 | |
| 99 | Narain, Ravi | Rep | 2010-03-24 | |||
| 100 | Neo, Chye Lian | Rep | 2006-12-31 | |||
| 101 | Ng, Ka Hing (SFC:ACU882) 伍家興 | Rep | 2005-05-10 | |||
| 102 | Nichols, David (SFC:AGJ649) | M | Rep | 2006-08-11 | ||
| 103 | Nolan, Brian Patrick | M | RO | 2003-06-01 | ||
| 104 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-05-26 | ||
| 105 | Oyson, Michaelangelo De Los Reyes | Rep | 2003-10-24 | 2010-11-11 | ||
| 106 | Pachl, Franz Michael | M | Rep | 2003-06-25 | ||
| 107 | Peter, Edouard Fernen | RO | 2005-08-12 | |||
| 108 | Preller, Raoul Gustav | M | Rep | 2004-02-09 | 2006-08-16 | |
| 109 | Primhak, Warren Lee | 40 | M | RO | 2006-12-31 | |
| 110 | Quarmby, Thomas Edward | M | Rep | 2004-02-09 | 2004-09-10 | |
| 111 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
| 112 | Rodgers, Charles Beresford | M | Rep | 2004-02-14 | 2004-05-31 | |
| 113 | Sadler, Simon Peter | 35 | M | RO | 2004-05-10 | |
| 114 | Sanghi, Keshav Krishna | Rep | 2003-09-01 | |||
| 115 | Sarkis, David | M | Rep | 2004-03-05 | 2004-06-01 | |
| 116 | See, Buay Lan | Rep | 2004-01-27 | |||
| 117 | Shaw, Natalie Ann | F | Rep | 2003-06-25 | ||
| 118 | Shen, Lyon Li Ang 沈歷昂 | Rep | 2003-07-10 | |||
| 119 | Silveira, Ashley | Rep | 2003-09-01 | |||
| 120 | Sim, Sharon Anne Soo Yee | F | Rep | 2005-07-22 | ||
| 121 | Smaller, Daniel Scott | M | Rep | 2005-06-09 | ||
| 122 | Sohn, Seock Woo | Rep | 2003-07-09 | 2004-04-23 | ||
| 123 | Somera, Ved Kavi | Rep | 2004-02-25 | 2004-10-02 | ||
| 124 | Sue, Kenneth (SFC:AEL989) 蘇其暉 | M | Rep | 2006-03-28 | ||
| 125 | Suen, Ming Chit 孫明哲 | Rep | 2004-03-30 | 2010-08-14 | ||
| 126 | Summerfield, David Angus | M | Rep | 2003-06-26 | ||
| 127 | Szeto, Carissa Carol 司徒加樂 | F | Rep | 2003-05-14 | 2007-11-07 | |
| 128 | Tan, Geok Hua 陳玉華 | Rep | 2004-02-26 | 2004-03-31 | ||
| 129 | Tan, Guat Cheng Maureen | F | Rep | 2008-02-22 | ||
| 130 | Tan, Jushin Kenneth | M | Rep | 2005-01-07 | ||
| 131 | Tay, Mei Yuen | Rep | 2005-04-20 | |||
| 132 | Thacker, Sacha (SFC:AJH223) | Rep | 2003-12-09 | 2005-04-25 | ||
| 133 | Trivedi, Amit Mahendra | Rep | 2003-06-03 | 2003-09-08 | ||
| 134 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-03-11 | |||
| 135 | Tse, Benjamin Bun 謝彬 | M | Rep | 2006-12-29 | ||
| 136 | Tseng Kuo, Juan | Rep | 2004-02-09 | 2004-09-11 | ||
| 137 | Ueyama, Satoshi 植山敏 | M | Rep | 2003-12-09 | 2005-05-03 | |
| 138 | Whitfield, Charles Bernard Francis 查韋斐 | M | Rep | 2006-05-09 | ||
| 139 | Wijaya, Annie | F | Rep | 2006-04-24 | ||
| 140 | Wong, Ka Hong 黃家康 | Rep | 2004-09-24 | |||
| 141 | Wong, Kenneth Kin 黃健 | M | RO | 2004-06-12 | ||
| 142 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 143 | Woo, Lam Hay 胡林熙 | Rep | 2007-07-21 | |||
| 144 | Woo, Mei Wah 吳美華 | Rep | 2006-08-11 | |||
| 145 | Woods, Duncan Robert | M | Rep | 2003-12-09 | 2004-11-04 | |
| 146 | Wu, Isabella Ke 吳柯 | F | Rep | 2004-04-23 | ||
| 147 | Yau, Sheung Kam 邱湘琴 | Rep | 2004-09-14 | |||
| 148 | Yeoh, Wee Khee David 姚崇照 | M | Rep | 2007-05-09 | ||
| 149 | Yoon, Jerry Chan 尹燦 | M | Rep | 2004-04-01 | ||
| 150 | Yu, Bella Hoi Ying 余凱凝 | Rep | 2004-03-09 | 2004-05-31 |
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