LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Alexander, Charles Alan Heathcote 47 M ALI373 Rep 2004-10-12 2004-12-21
3 Andrew, Simon Malcolm M AKS596 Rep 2004-05-24 2006-02-22
4 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
5 Au, Tin Wai 區天偉 AJF371 Rep 2004-05-15 2006-07-06
6 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
7 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
8 Bihani, Sundeep AKW600 Rep 2004-06-24 2008-03-31
9 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
10 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
11 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
12 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
13 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
14 Chen, Junyu (1965) 陳軍余 39 M AKL748 Rep 2004-04-26 2007-06-19
15 Chen, Scott M AIC497 Rep 2008-09-29
16 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
17 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2006-04-20
18 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
19 Chu, Ian Chi Ho 朱智豪 M AEU609 Rep 2004-06-25 2005-06-02
20 Chu, Wai Ping (SFC:ALI396) 朱惠萍 ALI396 Rep 2004-10-20 2005-05-06
21 Chua, Yu Min AHN068 Rep 2005-08-12
22 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
23 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
24 Co, Liza Yap AGA423 Rep 2005-04-20
25 Corry, Nicolas Daniel M AKP276 Rep 2004-05-17 2006-02-02
26 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
27 Dian, Wei 賃薇 AKU262 Rep 2004-06-11 2005-01-21
28 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
29 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
30 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
31 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2004-09-13 2006-02-07
32 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
33 Gao, Hui (SFC:AKP556) 高暉 AKP556 Rep 2004-05-18 2008-03-18
34 Ge, Ning (SFC:ALC812) 葛宁 ALC812 Rep 2004-08-20 2007-11-28
35 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
36 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
37 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
38 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
39 Hindle, Leon Miller M AIN992 Rep 2008-09-29
40 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
41 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
42 Hsi, Han Pin 許翰斌 ALH715 Rep 2004-09-27 2007-03-01
43 Hui, Kei Man 許紀文 AFD213 Rep 2004-09-17 2007-05-01
44 Hussain, Yasmin (SFC:ALF303) ALF303 Rep 2004-09-06 2008-09-29
45 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
46 Kaye, Patrick Jon M ALG236 Rep 2004-09-22 2008-09-29
47 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
48 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2004-05-14 2007-02-15
49 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
50 Lam, Jimmy Chun Kwok 林振國 M AEY314 Rep 2004-10-19 2005-01-17
51 Lance, Robert Waldo M AEL830 RO 2003-06-03 2006-02-24
52 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
53 Lau, Kenneth (SFC:AFI835) 劉皓之 29 M AFI835 Rep 2006-02-15
54 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
55 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
56 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
57 Lee, Jae Young (SFC:AKP354) 李在英 AKP354 Rep 2004-05-17 2005-01-01
58 Lee, Myung Won 李明遠 AHK970 Rep 2004-07-20 2007-07-04
59 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-08-20 2008-09-23
60 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
61 Leung, Jenkin Ching Kei 梁正己 40 M AFF887 RO 2004-10-13 2005-07-28
62 Li, Yvonne Yee Yean 李宜然 F AFR270 Rep 2004-06-16 2008-03-11
63 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
64 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
65 Liu, Hong (SFC:AKV057) 劉洪 AKV057 Rep 2004-06-16 2005-05-20
66 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
67 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
68 Ma, Yue (SFC:ALB800) 馬越 ALB800 Rep 2004-08-09 2006-07-15
69 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
70 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
71 Mar, Johnson M ADR669 RO 2008-09-29
72 McCaughey, James Duncan M ALI505 Rep 2004-10-18 2005-04-07
73 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
74 McKeever, Stephen James M AFH236 Rep 2006-02-07
75 Milliken, Peter James M AEO766 Rep 2008-02-01
76 Myong, Chun Hyong AEN827 Rep 2005-02-02
77 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
78 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
79 O'Connor, Brian Michael M ABG705 RO 2005-06-03
80 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
81 Paine, David L M ADH929 Rep 2008-09-29
82 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
83 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
84 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2004-03-15 2005-05-05
85 Perrett, Adam Nicholas 龐立德 M AKP035 Rep 2004-05-14 2005-01-10
86 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-05-03 2008-09-29
87 Sheng, Wei-Ting 盛薇庭 AJL418 Rep 2004-04-19 2005-10-05
88 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
89 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
90 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
91 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
92 Tan, Bok Chuan 陳木泉 ALF923 Rep 2004-09-16 2006-06-06
93 Tang, Wai Yan (SFC:ADN093) 鄧惠因 ADN093 Rep 2004-07-20 2005-05-20
94 Tay, Teck How 鄭德豪 AKV062 Rep 2004-06-15 2008-09-29
95 Thai, Thanh Hung 蔡成雄 35 M ALB240 Rep 2004-08-04 2008-07-01
96 Throsby, Timothy James Osborne 38 M ACT590 Rep 2005-07-12
97 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
98 Tsang, Ka Kin (SFC:ALD602) 曾家健 ALD602 Rep 2004-08-26 2007-08-06
99 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
100 Uahwatanasakul, Kalaya 余舜茵 ALI359 Rep 2004-10-12 2008-09-13
101 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
102 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
103 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
104 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
105 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
106 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
107 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
108 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
109 Wright, Symon Robert M ACG024 Rep 2006-03-20
110 Wu, Frances 胡穎文 F AFW032 Rep 2004-07-28 2008-09-29
111 Wu, Yat Wai 胡一威 37 M ACW474 RO 2004-05-18 2005-05-20
112 Xu, Ping (SFC:ALI016) 徐萍 ALI016 Rep 2004-10-05 2008-09-29
113 Yang, Zhizhong (SFC:ACO050) 楊志中 ACO050 Rep 2004-09-15 2005-10-05
114 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
115 Yu, Choi Yan 余彩欣 AKP037 Rep 2004-05-13 2005-06-22
116 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10

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