SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Ka Kit (SFC:ATS061) 陳嘉傑 | ATS061 | Rep | 2009-09-11 | 2012-07-27 | ||
| 2 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 3 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 4 | Chui, Man Nga 崔雯雅 | ASX258 | Rep | 2009-05-06 | 2012-01-02 | ||
| 5 | Lam, Dennis Che Chung 林志聰 | M | ALG475 | RO | 2008-12-18 | 2012-08-09 | |
| 6 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2008-01-23 | 2018-09-04 | |
| 7 | Li, Hon Wai Anthony 李漢威 | AUV625 | Rep | 2010-06-17 | 2013-09-26 | ||
| 8 | Lok, Sam Wan Wai 駱穩威 | M | AAK140 | Rep | 2011-08-16 | 2011-12-15 | |
| 9 | Ng, Sing Hing 伍承興 | ALN731 | Rep | 2010-01-18 | 2018-06-01 | ||
| 10 | Nip, Yiu Chuen 聶耀泉 | ABY425 | RO | 2011-08-01 | 2021-01-25 | ||
| 11 | Pao, Lik 鮑力 | AEY552 | RO | 2009-03-18 | 2016-03-21 | ||
| 12 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2011-12-30 |
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