CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Agarwal, Manoj (SFC:AQU259)			Rep	2012-07-03	2012-08-27
				RO	2012-08-27	2013-06-13
				Rep	2013-06-13	2015-03-03
2	Agarwal, Monika Prabhudayal			Rep	2012-07-03	2017-05-08
3	Appleby, Richard Ian		M	Rep	2013-05-09	2016-11-01
4	Au, Tin Wai 區天偉			Rep	2012-07-03	2012-11-16
5	Barrett, James Richard		M	Rep	2012-07-03	2013-11-29
6	Bayley, Luke		M	Rep	2012-07-03	2019-07-05
7	Bracken, Michael William Robert		M	RO	2012-07-03	2015-02-26
8	Bradley, Aiden Parnell			Rep	2012-11-14	2012-11-28
9	Cao, Qi (SFC:ANH530) 操琦			Rep	2013-05-28	2015-02-26
10	Carlton, Nicholas Edward		M	Rep	2012-07-03	2015-02-26
11	Chak, Alan Kwok Fai 翟國輝		M	Rep	2004-04-21	2006-08-12
12	Chan, Chin Kiu 陳展翹			Rep	2013-06-07	2015-02-26
13	Chan, Chung Leung (SFC:AEF867) 陳仲良			Rep	2008-08-25	2009-03-06
14	Chan, Derek Kai Lek 陳紀律		M	Rep	2004-05-14	2004-07-26
15	Chan, Katherine Ching Yu 陳菁瑜		F	Rep	2012-07-03	2014-09-01
16	Chan, Shuk Mei (SFC:AVA545) 陳淑鎂			Rep	2010-04-15	2012-09-13
17	Chan, Sik Tin 陳昔典			Rep		2004-05-03
18	Chang, Chee Bun 鄭子斌			Rep	2009-02-04	2009-02-28
19	Chau, Ho Man 周昊雯			Rep	2011-10-03	2012-06-18
20	Cheam, Tze Shen			Rep	2010-08-10	2014-02-28
21	Chen, Chengze			Rep	2013-07-24	2014-08-19
22	Chen, Xiaoliang (SFC:BBE819) 陳晓亮			Rep	2013-04-26	2014-05-14
23	Cheng, Bo Wan 鄭寶雲			Rep	2008-08-11	2009-03-06
24	Cheng, Chi Wah (SFC:ABM629) 鄭志華			Rep	2009-10-08	2012-06-18
25	Cheng, Gao 程杲			Rep	2010-11-22	2011-06-30
26	Cheng, Heidi Mun Wah 鄭敏華	52	F	RO	2006-06-15	2013-06-25
27	Cheung, Desmond Clinton 張漢樑		M	Rep	2012-07-03	2013-02-28
28	Cheung, Kai Yin (SFC:AFT243) 張啟賢			Rep	2010-03-15	2020-11-30
29	Cheung, Samantha Suet Ting 張雪婷	30	F	Rep	2007-06-04	2008-04-01
30	Ching, Claudia Wai Han 程惠嫻		F	Rep	2007-10-09	2010-04-28
31	Cho, Larry Yui Kwan 曹銳焜		M	Rep	2012-06-15	2014-04-24
32	Cho, Sollo			Rep	2012-07-03	2013-04-12
33	Choi, Eun Jung			Rep	2012-09-27	2013-01-31
34	Choi, Wing Kam 蔡詠琴			Rep	2003-10-15	2004-08-12
35	Chong, Lucius Jesudason			Rep	2013-05-02	2013-08-01
36	Chong, Yuen Man Alice 莊婉文			Rep	2004-01-14	2010-11-03
37	Chow, King Ho 周景豪			Rep	2004-12-29	2007-11-02
38	Chow, Yiu Keung 周耀強			Rep	2012-07-03	2017-09-26
39	Chowdhury, Azad Nasrullah			Rep	2012-07-03	2013-08-30
40	Chu, Alan Wai Lun 朱偉倫		M	Rep	2003-10-27	2004-06-07
41	Chu, Herman Hok Man 朱學敏		M	Rep		2005-09-13
42	Chu, Wai Ho 朱威澔			Rep	2012-07-03	2012-09-28
43	Cohas, Francois Jean Claude		M	RO	2012-07-03	2015-02-26
44	Cox, Carrie Bigelow		F	Rep	2011-03-28	2013-01-14
45	Dai, Yuanyuan 代媛媛			Rep	2012-07-03	2013-04-02
46	Daly, Brendan James		M	Rep		2012-06-18
47	Dong, Yunfei 董云飞			Rep	2013-08-05	2014-11-28
48	Doshi, Nishi Jyotindra			Rep	2012-07-03	2016-01-29
49	Downard, Andrew		M	Rep	2012-07-03	2013-10-03
50	Dyer, Ashley George (SFC:ACO919)		M	RO	2012-07-03	2019-06-25
51	Eng, Cheng Hua 翁振華			Rep	2007-12-17	2010-03-27
52	Fan, Haishuo 范海爍			Rep	2013-03-01	2013-10-04
53	Farrell, Stephen Robert		M	Rep	2012-07-03	2016-04-08
54	Fong, Chi Yung 方志勇			Rep		2006-09-08
55	Freyre-Sanders, Andrew David Nuno D.S.		M	Rep	2012-07-03	2014-03-24
56	Fu, Shanshan 符珊珊			Rep	2012-07-03	2015-04-10
57	Fu, Yan Keung 符恩強			Rep	2011-09-20	2011-12-05
58	Fung, Yat Wa 馮日華			Rep	2004-04-17	2004-08-16
59	Gathani, Viral (SFC:AFA300)			Rep	2012-07-03	2016-01-16
60	Geoum, In Sun Bernard		M	Rep	2012-10-09	2013-05-07
61	Gittus, Richard Alan		M	Rep	2013-03-04	2014-03-17
62	Gong, Tiancheng 龔天成			Rep	2012-07-03	2014-06-25
63	Hansen, Clara Louise Genevieve		F	Rep	2012-07-23	2013-04-12
64	Henry, Andrew Richard		M	Rep	2012-07-03	2015-02-26
65	Hilton, Peter Roland		M	RO	2012-07-03	2012-09-28
66	Ho, Boby Yiu Keung 何耀強		M	RO		2012-08-31
67	Holiday, Edward Richard		M	Rep	2009-05-29	2009-06-08
68	Hu, Jizhong 胡繼中			Rep	2011-02-07	2015-03-02
69	Huang, Haofeng (SFC:BBK464) 黃浩丰			Rep	2013-06-17	2013-08-30
70	Huang, Wei (SFC:BBK158) 黃威			Rep	2013-06-07	2014-10-31
71	Huang, Zhiyun (SFC:APJ943) 黃志芸			Rep	2012-07-03	2013-04-03
72	Hwang, Kyung Jae			Rep	2012-10-25	2013-01-31
73	Irvine, Peter Stuart		M	RO	2012-07-03	2013-11-11
74	Jaisingh, Rahul (SFC:ASS592)			Rep	2012-07-03	2013-12-27
75	Jiang, Jiang (SFC:AYB885)			Rep	2013-04-12	2014-05-26
76	Jing, Yun 井芸			Rep	2012-07-03	2014-06-04
77	Johnson, Nicholas A		M	Rep	2012-07-03	2013-09-13
78	Kalcic, Trevor Peter		M	Rep	2012-07-03	2015-12-01
79	Karwal, Vijay Paul		M	Rep	2012-07-03	2015-10-15
80	Kellock, Mark William		M	Rep	2013-04-29	2016-01-16
81	Keoy, Soo Lik		M	RO	2010-12-01	2014-06-03
82	Khong, Germaine Kit Wei		F	Rep	2008-05-21	2008-12-29
83	Kim, Hyungjin			Rep	2012-10-18	2013-01-31
84	Kirkby, Matthew (SFC:ADY177)		M	Rep	2012-07-03	2012-07-23
				RO	2012-07-23	2015-05-01
85	Ko, Aaron Tze Hin 高子軒		M	Rep	2010-05-03	2013-05-31
86	Koay, Chie Min 郭洁敏			Rep	2013-06-24	2015-01-14
87	Kong, Shing Hon 江承翰			Rep	2007-08-01	2010-06-01
88	Kwan, Chun Fung 關鎮鋒			Rep	2011-06-07	2012-06-18
89	Kwan, Ida Siu Hung 關小紅			Rep	2011-02-22	2012-10-12
90	Kwan, Lok Sing 關樂聲			Rep	2006-10-16	2006-10-25
91	Kwan, Wai Shing 關偉成			Rep	2006-12-15	2010-09-20
92	Kwok, Emily Ka Yi 郭嘉儀		F	Rep	2007-08-06	2011-05-11
93	Kwok, Kam Wai (SFC:AHF789) 郭錦威			Rep	2004-08-16
94	Kwong, Henry Yuk Ho 鄺鋈豪		M	Rep	2005-03-16	2006-05-27
95	Kwong, Hoi Yan 鄺愷欣		M	Rep	2004-04-01	2006-03-20
96	Lai, Bertram 賴穆煦		M	Rep	2004-09-28	2010-03-10
				RO	2010-03-10
97	Lai, Chun Chiu 賴俊超			Rep	2010-11-01	2013-05-14
98	Lai, Pei Chung 黎沛沖			Rep	2012-12-04	2017-01-04
99	Lam, Cedric Yee Ip 林怡曄		M	Rep	2012-07-03	2015-04-30
100	Lam, Cynthia (SFC:ADH439) 林鳳婷		F	Rep		2005-06-22
101	Lam, Mabel (SFC:AHP359) 林美寶		F	Rep	2005-02-17	2011-02-08
				RO	2011-02-08	2013-04-03
102	Lam, Man Ting (SFC:AXT103) 林文婷			Rep	2011-08-02	2013-04-05
103	Lam, On Tai (SFC:AEC838) 林安泰	41	M	Rep	2004-09-23	2004-11-30
104	Lam, Roger Lap Yen 林立仁		M	Rep	2012-07-03	2017-10-20
105	Lam, Yuen 林苑			Rep	2012-07-03	2012-10-22
106	Lau, Alex Chi Wah 劉志華	50	M	RO	2004-03-01	2013-06-25
107	Lau, Wing Shan 劉詠珊			Rep	2011-01-26	2012-07-27
108	Lawrence, Andrew John (SFC:AEC577)		M	Rep	2013-04-29	2015-02-26
109	Lee, Cecilia Yoon Kyoung		F	Rep	2007-06-05	2015-02-27
110	Lee, Chrystal Kit Sung 李潔生			Rep	2005-12-09	2008-01-31
111	Lee, Emily (SFC:APL964) 李潁桐		F	Rep	2010-05-31	2010-08-09
112	Lee, Ho Wan 李灝澐			Rep	2005-10-12	2010-05-17
113	Lee, Hong Lum Carrie Dorothy 李康琳			Rep	2007-07-11	2010-04-02
114	Lee, Wai Kit (SFC:AJG299) 李偉傑			Rep	2007-11-21	2010-02-06
115	Lee, Yoo Kang 李有剛			Rep	2008-06-06	2008-12-05
116	Lei, For 利科	35	M	Rep	2011-04-06	2011-11-02
				RO	2011-11-02	2016-10-01
117	Leung, Cliff Siu Chung 梁少聰			Rep	2010-11-22	2012-06-18
118	Leung, Derek An Loy 梁晏來		M	Rep	2008-08-12	2008-10-03
				RO	2008-10-03	2009-03-06
119	Leung, Michelle Wing Cheung 梁穎璋		F	Rep	2008-04-21	2010-07-31
120	Leung, Wai Ying (SFC:ASC836) 梁慧盈			Rep	2010-10-14	2013-05-07
121	Li, James Kwok Tai 李國泰	45	M	Rep	2012-07-03	2014-06-09
122	Li, Kai Yu 李啟宇			Rep	2004-10-05	2017-02-07
123	Li, Li (SFC:AMF794) 李莉			Rep	2008-02-26	2012-10-26
124	Li, Nelson Siu Sing 李紹成		M	Rep	2013-06-03	2017-09-11
125	Li, Sandy Pak Lin 李白蓮			Rep	2012-07-06	2014-04-28
126	Li, Xue (SFC:AMA928) 李雪			Rep	2011-04-29	2013-12-16
127	Li, Yichuan 李一川			Rep	2012-07-30	2013-03-11
128	Lim, I Chen 林艾珍			Rep	2013-08-06	2019-04-09
129	Lim, Ning 林宁			Rep	2012-07-06	2012-10-05
130	Lim, Ronald Hock Jin	51	M	Rep	2012-07-03	2013-11-29
131	Liu, Jiang (SFC:ATB520) 劉江			Rep	2010-08-20	2012-06-18
132	Lo, Hiu Lam 盧曉琳			Rep	2007-09-03	2012-11-09
133	Lo, Kit Ming 盧潔明			Rep	2006-08-28	2010-12-18
134	Loke, Meng Chong 陸明宗			Rep		2005-06-22
135	Loong, Pauline Pui Ling 龍沛玲		F	Rep	2007-05-17	2012-10-12
136	Lu, Shurui 呂姝睿			Rep	2012-07-03	2014-01-17
137	Lu, Yi (SFC:AWI935) 陸毅			Rep	2012-07-03	2019-07-05
138	Luk, Wai Yip 陸偉業			Rep	2011-06-27	2013-07-04
139	Mak, Ka Ki 麥嘉麒		M	Rep	2010-11-01	2011-09-02
140	Man, Yim King 文艷琼			Rep	2012-07-03	2013-08-30
141	Marschall, Christof Juergen			Rep	2012-07-03	2015-11-10
142	Martens, Samuel James		M	Rep	2012-09-27	2013-01-31
143	McCafferty, James Stephen		M	Rep	2012-11-19	2013-01-17
				RO	2013-01-17	2014-09-08
144	McNamara, Mary Elizabeth		F	Rep	2012-07-03	2013-12-11
145	Mei, Xue (SFC:AWY288) 梅雪			Rep	2012-07-03	2015-09-12
146	Meng, Xin (SFC:ALA924) 孟昕			Rep	2004-07-30	2005-11-16
147	Mo, Matthew Wai Hong 毛偉康		M	Rep	2003-04-14	2005-07-11
148	Mohd Inon, Norziana Binti			Rep	2012-12-19	2013-03-27
149	Mok, Sze Wai 莫施煒			Rep	2012-07-03	2014-12-30
150	Moss, Adam Alexander Guy		M	Rep	2012-07-03	2016-01-16
151	Myron, Jason Louis		M	Rep	2012-07-03	2018-05-31
152	Netterfield, Michael Phillip		M	Rep	2012-07-03	2012-10-22
				RO	2012-10-22	2013-12-31
153	Ng, Julian Eng Lee		M	Rep	2005-07-25	2007-07-07
154	Ng, Lee Fang			Rep	2009-11-27	2014-01-07
155	Ng, Michael Chiu Ho 伍超豪		M	Rep	2010-12-03	2011-04-01
				RO	2011-04-01	2017-06-27
156	Ng, Sai Leung (SFC:AFM666) 吳世良	41	M	Rep	2006-06-01	2010-03-09
				RO	2010-03-09	2010-08-29
157	Ng, Yee Shiong			Rep	2011-07-25	2013-03-26
158	Nowakowski, Marcin Andrzej			Rep	2012-07-03	2017-10-20
159	Orchard, Andrew John (SFC:AVG755)		M	Rep	2012-07-03	2014-12-05
160	Ormerod, Graham Stuart 鄂瑞漢		M	Rep		2004-02-05
161	Pan, Danmeng 潘丹蒙			Rep	2012-01-03	2012-12-28
162	Pan, Ivy Lok Ping 潘樂平		F	Rep	2004-03-30	2004-12-07
163	Panikkar, Kesava Rajat (SFC:AVQ218)			Rep	2012-07-03	2013-02-07
164	Park, Stacey			Rep	2013-03-06	2016-01-16
165	Pi, Xiaoduo 皮小多			Rep	2012-07-03	2014-03-14
166	Poon, Po Lan 潘寶蘭			Rep	2005-09-20	2005-10-27
167	Prompers, Michiel Joep			Rep	2012-07-03	2015-06-27
168	Qu, Simon Tao 曲濤	50	M	RO	2012-07-03	2015-04-22
169	Ra, Hye Rin 羅慧璘			Rep	2013-07-04	2015-02-26
170	Rhee, Jin Haing			Rep	2012-09-28	2013-01-31
171	Rhoades, Vivien Wing Man 歐陽穎雯		F	Rep	2012-07-03	2016-01-16
172	Scott, Andrew Geoffrey (SFC:BBE397)		M	Rep	2013-04-29	2013-07-28
173	Seah, Mitchell Yee Yong 謝于榮		M	Rep	2010-05-03	2013-06-27
174	Seymour, Steven James		M	Rep	2012-09-03	2013-01-08
				RO	2013-01-08	2015-06-13
175	Shah, Niraj Samip			Rep	2013-04-29	2013-07-28
176	Sharma, Rohit (SFC:BAW704)			Rep	2013-02-18	2015-12-01
177	Shek, Cheuk Hang 石卓衡			Rep	2013-06-06	2015-12-17
178	Shek, Wing Man 石詠文			Rep	2010-09-06	2012-07-31
179	Shi, Feng (SFC:AWI080) 石峰			Rep	2012-07-09	2013-05-31
180	Shih, Aaron 施昌勤		M	Rep	2012-10-04	2014-02-12
181	Sia, Selina Lim 謝琳		F	Rep	2003-05-19	2004-07-08
182	Sim, Jeannette Ann Siok Hwee 沈淑慧		F	Rep	2012-07-03	2013-01-04
183	So, Jennifer Lai Shan 蘇勵姍		F	Rep	2007-07-03	2008-02-05
184	Sun, Yuan (SFC:ARR089) 孫園			Rep	2008-11-26	2010-04-01
185	Sun, Yubei 孫彧琲			Rep	2011-04-29	2013-04-23
186	Tai, Katherine Tsz Lan 戴梓蘭		F	Rep	2012-07-03	2013-04-02
187	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2003-05-14	2010-10-02
188	Tan, Jessica Margarida 陳曉彤		F	Rep	2012-07-03	2014-03-20
189	Tan, Teng Yee 陳廷意			Rep	2010-01-25	2012-06-07
190	Tang, John Him 鄧謙		M	Rep	2010-09-01	2011-06-30
191	Tang, Rebecca Pek Ying 鄧碧瑩		F	Rep	2007-09-03	2010-06-30
192	Tang, Yee Wah (SFC:ANJ699) 鄧綺華			Rep	2006-11-03	2008-02-01
				Rep	2008-02-19	2008-09-30
193	Tee, Sze Chiah			Rep	2010-05-17	2013-08-16
194	Tei, Chu Pink			Rep	2009-07-02	2014-01-17
195	Tien, Thaddeus Weiming		M	Rep	2012-07-03	2015-08-14
196	Ting, Michael P. 丁柏年		M	Rep	2011-06-01	2017-01-19
197	To, Shu Han Jonathan 杜樹恆			Rep	2013-08-12	2015-08-27
198	Todd, Jason Edmund		M	Rep	2013-02-04	2014-07-21
199	Tsai, Pei I 蔡珮漪			Rep	2012-07-03	2019-07-05
200	Tsang, Kwai Sang (SFC:AAE308) 曾貴生			Rep		2016-01-19
201	Tse, Kwok On 謝國安			Rep	2007-06-22	2011-01-26
202	Tse, Michelle Wing Lam 謝穎霖		F	Rep	2010-04-21	2015-02-26
203	Tseng, Maryann Tzu Wen 曾慈雯		F	Rep	2005-12-01	2006-06-24
204	Tseung, Kenneth Yuk Hei 蔣旭熙	48	M	Rep	2012-09-03	2013-01-24
				RO	2013-01-24	2017-02-08
205	Tso, Kevin Key Man 曹繼敏		M	Rep		2004-04-15
				Rep	2012-07-03	2019-10-17
206	Tso, Yam Fan 曹音凡			Rep	2012-07-03	2013-08-27
207	Tsuen, Gloria Kai 全佳		F	Rep	2011-06-01	2013-03-26
208	Tsui, Alvin Chun Ming 徐浚銘		M	Rep	2005-11-22	2008-01-16
				Rep	2010-07-05	2012-05-31
209	Turner, Alfred Martin		M	Rep	2012-07-03	2013-12-06
210	Wan, Man Wai 尹敏慧			Rep	2010-03-31	2012-11-30
211	Wang, Qian (SFC:AWI081) 王前			Rep	2012-07-03	2012-07-05
212	Warr, Alastair Charles		M	Rep	2012-07-06	2014-10-07
213	Wong Hung, Flavia Yuen Yee 黃洪琬貽	46	F	RO	2004-03-01	2008-07-31
214	Wong, Alan Craig 黃天倫		M	Rep		2004-03-05
215	Wong, Chris Chit 黃哲		M	Rep	2012-09-03	2013-08-29
216	Wong, Chris Tsz Hin 王梓軒			Rep	2012-07-03	2014-01-06
217	Wong, Edman Wai Kong 王偉剛			Rep	2010-05-10	2014-04-30
218	Wong, Janet Hoi Ching 黃凱靖		F	Rep	2012-07-03	2013-09-27
219	Wong, Kwok Wai (SFC:AOY613) 黃國威			Rep	2013-01-28	2014-09-01
220	Wong, Royee Chui Lin 黃翠蓮			Rep	2010-07-26	2012-11-02
221	Wong, Shuk Yin 王淑賢			Rep		2004-05-03
222	Wong, Timothy Chee Wai 黃志偉		M	RO		2010-05-31
223	Wong, Winnie Wing Yan (SFC:AGP722) 王詠欣		F	Rep	2012-07-03	2016-01-16
224	Wu, Haolin (SFC:BAE263) 吳昊林			Rep	2012-09-10	2013-09-16
225	Wu, Qifeng (SFC:AVL370) 吳啟鳳			Rep	2013-06-19	2014-12-08
226	Wu, Yuk Mui 胡玉梅			Rep	2010-09-27	2010-10-22
227	Wun, Duncan Wai Yee 溫偉儀	49	M	Rep	2004-07-16	2008-03-13
				RO	2008-03-13	2009-08-22
228	Xing, Xuan 星璇			Rep	2013-07-16	2014-09-30
229	Xu, Min (SFC:AYH495) 徐敏			Rep	2012-07-03	2014-05-30
230	Yan, Phaik Yee			Rep	2011-05-03	2012-08-31
231	Yang, Lei (SFC:AMK234) 楊蕾			Rep	2012-07-03	2019-08-11
232	Yap, Raymond Kok Hoe		M	Rep	2008-06-23	2019-09-14
233	Yeoh, Eugene Kim Loong 楊金隆		M	Rep	2013-03-01	2013-08-30
234	Yip, Ho Yin (SFC:ASU230) 葉皓然			Rep	2010-09-20	2013-04-19
235	Yip, Kirk Ho Man 葉浩文		M	Rep	2008-02-25	2009-07-18
236	Yip, Sin Yu 葉倩如			Rep		2003-09-06
237	Yoo, Myung Hyun			Rep	2012-09-27	2013-01-31
238	You, Ching Yung 尤靖湧			Rep	2012-06-04	2015-02-26
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