Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adewale, Amanda Patricia | F | BBO925 | Rep | 2013-08-09 | 2013-08-14 | |
| Rep | 2015-10-09 | 2015-10-14 | |||||
| Rep | 2016-02-26 | 2016-03-02 | |||||
| Rep | 2016-06-06 | 2016-06-10 | |||||
| Rep | 2016-08-12 | 2016-08-18 | |||||
| Rep | 2017-03-13 | 2017-03-17 | |||||
| Rep | 2017-05-29 | 2017-06-02 | |||||
| Rep | 2017-10-09 | 2017-10-13 | |||||
| Rep | 2018-04-20 | 2018-04-27 | |||||
| 2 | Anderson, Kathleen Murray | M | BGZ262 | Rep | 2016-02-19 | 2016-02-23 | |
| 3 | Au, Pui Ting 歐佩婷 | ANA191 | Rep | 2007-01-11 | 2010-11-10 | ||
| 4 | Badlani, Dilip Phatu | BMV736 | Rep | 2018-05-16 | 2018-12-19 | ||
| 5 | Barnett, Beatriz Suarez | AMA992 | Rep | 2005-06-06 | 2006-05-27 | ||
| 6 | Bateman, Joshua Dunham | M | AYS697 | Rep | 2012-01-06 | 2012-09-03 | |
| 7 | Bole, Robert Mark | M | AOU780 | Rep | 2007-04-20 | 2007-05-21 | |
| 8 | Borromeo, Regina Ma Cristina Gonzalez | F | BFP009 | Rep | 2015-06-24 | 2015-06-26 | |
| 9 | Buchanan, Michael Carlton | M | BBY229 | Rep | 2013-10-18 | 2013-10-25 | |
| 10 | Camp, Tristan Hector | M | BDL303 | Rep | 2014-05-22 | 2014-05-26 | |
| Rep | 2014-11-17 | 2014-11-21 | |||||
| Rep | 2015-08-28 | 2015-09-05 | |||||
| Rep | 2017-09-11 | 2017-09-15 | |||||
| Rep | 2018-08-15 | 2018-08-17 | |||||
| 11 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | AGJ907 | Rep | 2006-02-07 | 2006-07-27 | ||
| RO | 2006-07-27 | 2007-02-27 | |||||
| Rep | 2007-02-27 | 2007-03-01 | |||||
| 12 | Chan, Joyce Yin Kar 陳彥嘉 | F | ACI692 | Rep | 2003-04-28 | 2003-12-08 | |
| 13 | Chan, Karen Ka Ning 陳嘉寧 | F | AKW953 | Rep | 2004-07-05 | 2011-07-06 | |
| 14 | Chan, Lai Sze (SFC:ACO201) 陳麗絲 | ACO201 | Rep | 2004-12-15 | |||
| RO | 2004-12-15 | 2013-03-31 | |||||
| RO | 2013-09-17 | 2014-07-31 | |||||
| 15 | Chan, Mei Shan (SFC:ANC021) 陳美珊 | ANC021 | Rep | 2006-02-22 | 2014-04-10 | ||
| RO | 2014-04-10 | 2014-07-31 | |||||
| 16 | Chan, Nga Yan (SFC:AJA082) 陳雅茵 | AJA082 | Rep | 2003-06-10 | 2004-04-20 | ||
| 17 | Chan, Pui Har 陳佩霞 | APP681 | Rep | 2007-09-10 | 2017-08-25 | ||
| RO | 2017-08-25 | 2020-12-31 | |||||
| 18 | Chan, Siu Chi 陳少芝 | ADF951 | Rep | 2004-05-21 | |||
| 19 | Chan, Winnie (SFC:AFD453) 陳韻妮 | F | AFD453 | Rep | 2005-04-19 | 2012-10-12 | |
| RO | 2012-10-12 | 2014-04-30 | |||||
| 20 | Chandran, Prashant (SFC:BEQ178) | M | BEQ178 | Rep | 2015-01-05 | 2015-01-09 | |
| Rep | 2018-01-11 | 2018-01-17 | |||||
| 21 | Chen, Chia-Hao 陳家豪 | ALG052 | Rep | 2005-12-01 | 2009-03-15 | ||
| 22 | Choon, Yew Khee 秦耀奇 | 48 | M | AFR464 | Rep | 2004-10-27 | |
| RO | 2004-10-27 | 2006-07-15 | |||||
| 23 | Chow, Chui Ping 周翠萍 | APP525 | Rep | 2007-09-10 | 2009-11-17 | ||
| 24 | Chow, Chun Leung (SFC:APP682) 周振亮 | APP682 | Rep | 2007-09-10 | 2014-07-31 | ||
| 25 | Chow, Irene Man Ling 周雯玲 | 48 | F | ACP609 | RO | 2003-05-01 | |
| 26 | Chow, Shun Yip 周順業 | AXJ789 | Rep | 2011-06-07 | 2013-01-28 | ||
| 27 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | AMX707 | Rep | 2008-07-17 | 2010-08-20 | |
| 28 | Chu, Lei Mei 朱莉薇 | AWJ929 | Rep | 2017-12-15 | 2022-06-30 | ||
| 29 | Chu, Victor Wai Tak 褚偉德 | M | ARK830 | Rep | 2008-08-05 | 2013-11-29 | |
| 30 | Chua, Peng Chong | APQ161 | Rep | 2007-09-21 | 2007-09-28 | ||
| 31 | Chui, Halina Suk Yee 徐淑儀 | AJO197 | Rep | 2013-12-16 | 2016-11-03 | ||
| 32 | Day, Benjamin Clifford | M | AQO302 | Rep | 2008-02-27 | 2008-12-05 | |
| 33 | Dayal, Ajay Ashokkumar | BJO252 | Rep | 2017-06-20 | 2017-06-23 | ||
| 34 | De Mello, Rajeev Donald | M | ATI148 | Rep | 2009-08-13 | 2011-06-03 | |
| 35 | Fan, Ana Wai Man 樊惠文 | ACQ100 | Rep | 2006-09-25 | 2007-07-31 | ||
| 36 | Fan, Charrissa Wing Sze 范穎詩 | AOA842 | Rep | 2010-03-15 | 2013-06-13 | ||
| 37 | Fetter, Theodore Walker | BAO930 | Rep | 2013-01-09 | 2013-01-11 | ||
| 38 | Filicetti, Guido Anthony | M | BGI314 | Rep | 2015-10-16 | 2015-10-22 | |
| Rep | 2017-04-24 | 2017-04-28 | |||||
| 39 | Folz Ii, John Petsel | M | AOU779 | Rep | 2007-04-20 | 2007-05-21 | |
| 40 | Fong, Man Yu 方聞宇 | AJB738 | Rep | 2003-07-28 | 2003-09-08 | ||
| 41 | Fu, Desmond Yunjie 傅雲杰 | M | BNC600 | Rep | 2018-07-03 | 2018-07-09 | |
| 42 | Fung, Si Yu 馮思宇 | AOQ744 | Rep | 2008-03-11 | 2009-09-19 | ||
| 43 | Gay, Mary Christine | F | AOR816 | Rep | 2007-03-26 | 2007-03-31 | |
| Rep | 2007-09-28 | 2007-10-04 | |||||
| Rep | 2008-03-04 | 2008-03-11 | |||||
| Rep | 2010-03-22 | 2010-03-24 | |||||
| 44 | Gillham, Richard James (SFC:BNS165) | M | BNS165 | Rep | 2018-11-20 | 2018-11-23 | |
| 45 | Guha Roy, Tathagata | M | ALN138 | Rep | 2004-11-30 | 2005-01-24 | |
| RO | 2005-01-24 | 2005-08-01 | |||||
| 46 | Ha, Ka Yan 夏嘉欣 | ANK949 | Rep | 2013-11-21 | 2014-01-03 | ||
| 47 | Hagstrom, Robert George Jr | M | ATI149 | Rep | 2009-07-14 | 2009-07-18 | |
| 48 | Hamrock, Henry Patrick | M | AOH362 | Rep | 2007-04-16 | 2019-05-01 | |
| 49 | Hebner, Kevin John | M | ALN300 | Rep | 2004-12-06 | 2005-07-31 | |
| 50 | Hench, William Anthony | M | AWF128 | Rep | 2010-11-17 | 2010-11-20 | |
| Rep | 2011-09-05 | 2011-09-09 | |||||
| Rep | 2013-04-09 | 2013-04-11 | |||||
| Rep | 2014-04-07 | 2014-04-11 | |||||
| Rep | 2015-04-10 | 2015-04-16 | |||||
| Rep | 2018-03-22 | 2018-03-29 | |||||
| 51 | Henchman, Jason Christopher D. | M | AMS676 | RO | 2006-01-09 | 2010-01-16 | |
| 52 | Ho, Edwina Mei Ling 何美玲 | F | AEK540 | Rep | 2005-01-18 | 2006-03-01 | |
| Rep | 2016-04-25 | 2017-08-28 | |||||
| RO | 2017-08-28 | 2018-05-03 | |||||
| 53 | Ho, Grammie Ting Fung 何霆鋒 | AQI017 | Rep | 2011-08-12 | 2011-11-23 | ||
| Rep | 2011-12-02 | 2013-01-01 | |||||
| 54 | Ho, Jennifer Ka Suen 何嘉璇 | F | APP510 | Rep | 2007-09-10 | 2012-07-25 | |
| 55 | Ho, Judy May Wai 何美蕙 | F | AUM594 | Rep | 2010-01-12 | 2013-09-26 | |
| 56 | Ho, Samantha Shuk Yee 何淑懿 | 54 | F | AAA935 | Rep | 2013-04-29 | 2013-05-23 |
| RO | 2013-05-23 | 2013-11-29 | |||||
| 57 | Ho, Sui Wah 何瑞華 | APH366 | Rep | 2012-02-28 | 2013-05-31 | ||
| 58 | Huang, Jiawen (SFC:AYW787) 黃賈雯 | AYW787 | Rep | 2016-02-17 | 2022-06-30 | ||
| 59 | Huang, Li (SFC:BDE796) 黃理 | BDE796 | Rep | 2014-04-25 | 2019-07-11 | ||
| 60 | Hui, Hoi Pan 許海濱 | AIQ973 | Rep | 2006-04-29 | 2010-04-13 | ||
| RO | 2010-04-13 | 2010-06-26 | |||||
| 61 | Hung, Jacqueline Chi-Ching 孔芷晴 | F | BID986 | Rep | 2018-04-23 | 2020-06-28 | |
| 62 | Hunter, Philip James | M | AXG586 | Rep | 2011-05-11 | 2013-03-18 | |
| 63 | Ip, Hung Kei 葉鴻基 | ARO056 | Rep | 2013-05-13 | 2016-03-14 | ||
| 64 | Iwahara, Kohei | ANH718 | Rep | 2006-04-24 | 2008-12-05 | ||
| 65 | Johnson, Terence Andrew | M | AOR819 | Rep | 2007-03-16 | 2008-01-31 | |
| 66 | Kloss, Brian Lavelle | M | BKC147 | Rep | 2017-09-25 | 2017-09-29 | |
| Rep | 2018-11-06 | 2018-11-09 | |||||
| 67 | Lai, Pik Kwan 黎璧君 | AAW009 | Rep | 2008-02-19 | 2011-05-20 | ||
| 68 | Lai, Wai Fong (SFC:ANT271) 賴慧芳 | F | ANT271 | Rep | 2006-09-14 | 2006-10-14 | |
| 69 | Lam, Josephine (SFC:AGY066) 林詠琪 | F | AGY066 | Rep | 2004-07-30 | 2013-03-28 | |
| 70 | Lam, Linda Lam 林霖 | F | AGP663 | Rep | 2006-07-01 | ||
| 71 | Lau, Tsz Lung (SFC:AGJ950) 劉子龍 | AGJ950 | Rep | 2005-12-21 | |||
| 72 | Lawrence, Richard (SFC:BMU800) | M | BMU800 | Rep | 2018-05-14 | 2018-05-18 | |
| 73 | Lee, Chiinhao Alex 李君浩 | ALS480 | Rep | 2005-02-17 | 2009-03-12 | ||
| 74 | Lee, Chun Sing (SFC:ALY891) 李振聲 | ALY891 | Rep | 2008-06-03 | 2008-09-08 | ||
| RO | 2008-09-08 | 2011-08-16 | |||||
| 75 | Lee, Clement Jia Yi | M | BDU057 | Rep | 2014-08-14 | 2015-02-06 | |
| 76 | Lee, Patrick Kai Ho 李啟豪 | M | AJL012 | Rep | 2004-02-02 | 2007-03-01 | |
| 77 | Lee, Sai Yin 李世賢 | AFN905 | Rep | 2006-08-02 | 2006-09-23 | ||
| RO | 2006-09-23 | 2007-09-08 | |||||
| 78 | Lee, Tsz Wai (SFC:AYT809) 李芷慧 | AYT809 | Rep | 2015-11-03 | 2021-06-30 | ||
| 79 | Lee, Yin Tak 李賢德 | AFU886 | Rep | 2003-10-15 | 2005-12-01 | ||
| 80 | Leung, Eugene See Charm 梁思湛 | M | ACC557 | Rep | 2004-12-23 | 2006-08-22 | |
| RO | 2006-08-22 | 2013-05-31 | |||||
| 81 | Lian, Chia Liang | AYW916 | Rep | 2012-02-13 | 2012-02-17 | ||
| Rep | 2012-12-03 | 2012-12-05 | |||||
| Rep | 2013-02-27 | 2013-03-05 | |||||
| Rep | 2013-04-09 | 2013-04-11 | |||||
| Rep | 2014-02-14 | 2014-02-18 | |||||
| Rep | 2014-04-07 | 2014-04-11 | |||||
| Rep | 2015-03-25 | 2015-03-27 | |||||
| 82 | Lim, Lennie Hong Heng | APR699 | Rep | 2007-09-24 | 2008-02-22 | ||
| RO | 2008-02-22 | 2020-03-16 | |||||
| 83 | Lim, Siao Tung 林曉彤 | AND633 | Rep | 2006-04-20 | 2007-09-08 | ||
| 84 | Lin, Tzu-Han 林子涵 | BNU524 | Rep | 2018-11-20 | 2020-08-31 | ||
| 85 | Liu, Wing Chung 廖詠聰 | AZM892 | Rep | 2017-02-06 | 2019-02-15 | ||
| 86 | Lo, Sulia Huen Huen 盧暄萱 | ACM544 | RO | 2004-04-11 | |||
| 87 | Loh, Kenneth Anthony Tak Chi 陸德志 | M | AFS829 | Rep | 2003-11-28 | ||
| 88 | Loke, Weng Keong 陸永強 | AQF066 | Rep | 2013-07-02 | 2020-03-06 | ||
| 89 | Lu, Carolyn Anne 陸舜華 | F | ADT848 | Rep | 2004-08-27 | ||
| RO | 2004-08-27 | 2006-05-01 | |||||
| 90 | Lye, Yu Hua Carol | F | BFP011 | Rep | 2015-06-24 | 2015-06-26 | |
| 91 | Mak, Winnie Yuen Kwun 麥婉鈞 | F | ALK033 | Rep | 2007-10-29 | 2011-07-28 | |
| 92 | McAllister, Mark James (SFC:BEF243) | M | BEF243 | Rep | 2014-10-15 | 2014-10-17 | |
| 93 | McIntyre, John Phillip | M | BFC991 | Rep | 2015-03-25 | 2015-03-28 | |
| 94 | Miller Iii, William Herbert | M | APS295 | Rep | 2007-10-02 | 2007-10-08 | |
| Rep | 2010-03-22 | 2010-03-24 | |||||
| Rep | 2011-10-21 | 2011-10-28 | |||||
| 95 | Mitchell, Christine Ka Yee 家宜 | F | AJJ143 | Rep | 2004-09-22 | 2005-10-22 | |
| 96 | Muh, Anthony Yi Tong 沐義棠 | 55 | M | ADW527 | RO | 2005-04-19 | |
| 97 | Neumayer, Elliott Richard | M | BMY317 | Rep | 2018-05-30 | 2018-06-01 | |
| Rep | 2018-10-08 | 2018-10-12 | |||||
| 98 | Newman, James Shields | M | AEF921 | RO | 2004-01-31 | ||
| 99 | Norman, James Hayden | M | BHL933 | Rep | 2016-05-18 | 2016-05-21 | |
| 100 | Peters, Samuel Merchant | M | AYE973 | Rep | 2011-10-21 | 2011-10-28 | |
| Rep | 2012-07-06 | 2012-07-13 | |||||
| Rep | 2013-04-19 | 2013-04-23 | |||||
| 101 | Petryk, Adam Jay | M | BGC211 | Rep | 2015-09-14 | 2015-09-16 | |
| 102 | Poon, Joanna Ka Yee 潘嘉怡 | F | AGL868 | Rep | 2007-04-16 | 2008-06-28 | |
| 103 | Poon, To Sing 潘道成 | AAJ268 | Rep | 2004-04-07 | |||
| 104 | Ribas Lequerica, Nuria Maria | BAC311 | Rep | 2012-09-12 | 2012-09-14 | ||
| 105 | Sengelmann, Peter Sargent | M | AQQ526 | Rep | 2009-08-19 | 2012-02-03 | |
| 106 | Shi, Lin (SFC:AMF516) 石琳 | AMF516 | Rep | 2011-10-21 | 2014-04-30 | ||
| 107 | Soon, Yin Moi Desmond | M | ARH222 | Rep | 2014-04-07 | 2014-04-11 | |
| Rep | 2016-09-02 | 2016-09-08 | |||||
| 108 | Sue, Douglas Richard | M | BMV154 | Rep | 2018-05-25 | 2018-06-01 | |
| 109 | Swab, Robert E | M | ASU012 | Rep | 2009-04-20 | 2009-04-24 | |
| 110 | Tam Cheung, Viola Fung Yi 譚張鳳儀 | ABH458 | Rep | 2008-08-26 | 2009-02-28 | ||
| 111 | Tam, Zumin Patrick Jr. 譚祖岷 | AEM645 | Rep | 2016-04-28 | 2020-06-26 | ||
| 112 | Tan, Hedy Su Ee | AGL235 | Rep | 2007-04-16 | 2022-06-30 | ||
| 113 | Taylor, Christopher Michael (SFC:AEC940) | M | AEC940 | Rep | 2017-12-01 | 2017-12-08 | |
| 114 | Tsang, Freeman Siu For 曾劭科 | AHH541 | Rep | 2004-10-19 | 2006-06-24 | ||
| Rep | 2009-11-09 | 2010-03-29 | |||||
| RO | 2010-03-29 | 2020-10-30 | |||||
| 115 | Tsang, Wai Ching 曾惠貞 | AHO170 | Rep | 2010-11-23 | 2013-05-28 | ||
| 116 | Tse, Monique Kit Ting 謝潔婷 | AFF236 | Rep | 2006-11-07 | 2013-07-02 | ||
| 117 | Virag, Ryan David | M | BBS872 | Rep | 2013-09-10 | 2013-09-13 | |
| 118 | Wong, Martina Kit Yee 黃潔怡 | AJA081 | Rep | 2003-06-10 | 2004-03-05 | ||
| Rep | 2004-10-25 | 2006-08-17 | |||||
| 119 | Wong, Suet Ting 黃雪婷 | AEG454 | Rep | 2013-11-14 | 2015-06-12 | ||
| 120 | Wong, Susie Anne | F | AHI208 | Rep | 2004-05-14 | ||
| 121 | Wu, Cecilia Ngai See 胡毅詩 | F | ALC058 | Rep | 2004-09-28 | 2005-07-01 | |
| 122 | Wu, Sze Man (SFC:AMP166) 胡詩敏 | AMP166 | Rep | 2005-10-18 | 2006-12-09 | ||
| 123 | Yan, Chi Kwan 顏志軍 | 43 | M | AGL147 | Rep | 2004-09-09 | |
| 124 | Yang, Dongni 楊冬旎 | BAP110 | Rep | 2012-12-10 | 2017-11-17 | ||
| 125 | Yeo, Thiam Hu | AKI295 | Rep | 2004-04-02 | 2005-12-03 | ||
| 126 | Yeung, arah Tsz Yau 楊子悠 | F | AEU794 | Rep | 2006-07-24 | 2006-09-30 | |
| 127 | Yian, Lethe Chui Wah 任翠華 | ACT312 | Rep | 2005-02-04 | 2007-11-16 | ||
| 128 | Yu, Jean Jin | BES750 | Rep | 2015-01-05 | 2015-01-08 | ||
| 129 | Yu, Tin Lai 余天麗 | AER797 | Rep | 2007-09-21 | 2007-09-28 | ||
| 130 | Yuen, Yee Leng | ALQ882 | Rep | 2005-01-26 | 2014-07-31 | ||
| 131 | Zelouf, Michael Barukh | M | ATD290 | Rep | 2009-06-23 | 2009-06-27 | |
| 132 | Zhang, Jing (SFC:AYP132) 張婧 | AYP132 | Rep | 2015-05-11 | 2016-01-26 | ||
| 133 | Zhou, Yijie (SFC:AXN139) 周漪婕 | AXN139 | Rep | 2011-07-04 | 2015-09-25 | ||
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