LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2005 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | AFT275 | Rep | 2008-09-29 | |||
| 2 | Andrew, Simon Malcolm | M | AKS596 | Rep | 2004-05-24 | 2006-02-22 | |
| 3 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
| 4 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2004-05-15 | 2006-07-06 | ||
| 5 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 6 | Caffrey, Kevin Michael | M | AMS335 | Rep | 2005-11-15 | 2008-09-27 | |
| 7 | Chan, Gigi Sau Chi 陳秀沚 | AJT911 | Rep | 2004-03-26 | 2005-09-12 | ||
| 8 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 9 | Chang, Esther Koon Kwun 張冠羣 | F | AKI258 | Rep | 2004-03-31 | 2005-04-07 | |
| 10 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2008-05-21 | |
| 11 | Cheung, Loretta Lai Man 張麗雯 | F | ADB867 | Rep | 2008-09-29 | ||
| 12 | Chu, Ian Chi Ho 朱智豪 | M | AEU609 | Rep | 2004-06-25 | 2005-06-02 | |
| 13 | Chuang, Mei 莊美 | AJK953 | Rep | 2005-03-31 | 2006-02-13 | ||
| 14 | Cielinski, Mark Alan | M | AHC364 | Rep | 2008-09-29 | ||
| 15 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | 2005-04-20 | ||
| 16 | Corry, Nicolas Daniel | M | AKP276 | Rep | 2004-05-17 | 2006-02-02 | |
| 17 | Croft, Ian Richard | M | AJD476 | Rep | 2003-10-13 | 2008-09-29 | |
| 18 | Dian, Wei 賃薇 | AKU262 | Rep | 2004-06-11 | 2005-01-21 | ||
| Rep | 2005-02-08 | 2005-08-31 | |||||
| 19 | Dominick, Frank | M | AEW395 | Rep | 2003-10-24 | 2005-02-02 | |
| 20 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | Rep | 2004-04-15 | ||
| 21 | Douglas, David Archibald | M | AMF013 | Rep | 2005-07-06 | 2006-01-09 | |
| 22 | Egliskis, David Walter | M | AJC319 | Rep | 2003-12-08 | 2007-07-07 | |
| 23 | Evans, Joshua Webb | M | AMH709 | Rep | 2005-08-01 | 2006-03-24 | |
| 24 | Fellas, Lewis John (SFC:ALR009) | M | ALR009 | Rep | 2005-09-21 | 2006-08-14 | |
| 25 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2004-09-13 | 2006-02-07 | |
| 26 | Fung, Eugene Yui Hang 馮睿恆 | M | AJL412 | Rep | 2004-03-15 | 2008-09-13 | |
| 27 | Fung, William Ching Ho 馮正可 | 24 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 28 | Garrett, Adam Guy Orlebar 蓋首男 | M | ALQ136 | Rep | 2005-01-10 | 2008-09-29 | |
| 29 | Ghia, Manish Hasmukh | AJL427 | Rep | 2004-02-09 | 2007-03-19 | ||
| 30 | Goh, Anne Jia Juan 吳佳娟 | F | AMJ479 | Rep | 2005-08-15 | 2008-09-29 | |
| 31 | Gordon, Thomas Lee Jr. | M | ADJ268 | Rep | 2003-12-01 | 2004-03-01 | |
| 32 | Gupta, Ashutosh (SFC:AJE577) | AJE577 | Rep | 2003-11-26 | 2008-09-29 | ||
| 33 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2003-11-21 | 2004-02-21 | |
| 34 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 35 | Hindle, Leon Miller | M | AIN992 | Rep | 2008-09-29 | ||
| 36 | Ho, Shanlia Wai Shan 何慧珊 | AME228 | Rep | 2005-06-22 | 2008-09-29 | ||
| 37 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 38 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
| 39 | Hong, Patrick | M | AHA591 | Rep | 2005-12-01 | 2008-09-29 | |
| 40 | Hu, Bo (SFC:AMJ466) 胡勃 | AMJ466 | Rep | 2005-08-16 | 2006-11-24 | ||
| 41 | Hui, Serena Siying 許世瑛 | F | AHC163 | Rep | 2004-07-30 | ||
| 42 | Hung, Kenneth Hei King 洪熙敬 | M | AEY448 | Rep | 2005-09-15 | 2008-09-29 | |
| 43 | Ireland, Simon John | M | ALQ283 | Rep | 2005-01-14 | 2008-06-02 | |
| 44 | Jaan, Masood | AMS260 | Rep | 2005-11-14 | 2006-02-02 | ||
| 45 | Kan, Paul Wei Hung 甘偉恆 | M | ALI539 | Rep | 2005-10-03 | 2008-03-14 | |
| 46 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| 47 | Kumar, Gautam (SFC:AMM350) | AMM350 | Rep | 2005-09-22 | 2006-09-14 | ||
| 48 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2005-04-25 | 2007-02-05 | |
| 49 | Lam, Ada Lok Yee 林洛宜 | F | ACG599 | Rep | 2003-05-02 | ||
| Rep | 2004-05-14 | 2007-02-15 | |||||
| 50 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| 51 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | |||||
| RO | 2005-06-24 | 2006-02-24 | |||||
| 52 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2008-09-29 | |||
| 53 | Lay, Richard Donovan | M | ALW485 | Rep | 2005-10-14 | 2007-09-17 | |
| 54 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
| 55 | Lee, Jae Young (SFC:AKP354) 李在英 | AKP354 | Rep | 2004-05-17 | 2005-01-01 | ||
| 56 | Lee, James Sungho | M | AMF524 | Rep | 2005-07-12 | 2008-09-29 | |
| 57 | Lee, Myung Won 李明遠 | AHK970 | Rep | 2004-07-20 | 2007-07-04 | ||
| 58 | Lee, Seo Kyong 李瑞景 | AFK837 | Rep | 2004-02-27 | |||
| 59 | Leo, Peck Chao 梁弼釗 | AJE093 | Rep | 2003-10-24 | 2004-02-18 | ||
| 60 | Leong, Gregory Scott 李仕榮 | 37 | M | AIB404 | Rep | 2005-09-22 | 2005-09-30 |
| 61 | Leung, Amy Ming Yee 梁鳴儀 | F | AEJ623 | Rep | 2005-10-05 | ||
| 62 | Leung, Jenkin Ching Kei 梁正己 | 41 | M | AFF887 | Rep | 2004-08-16 | 2004-10-13 |
| RO | 2004-10-13 | 2005-07-28 | |||||
| 63 | Leung, Ka Ho (SFC:AFC564) 梁嘉浩 | AFC564 | Rep | 2005-04-15 | 2008-09-29 | ||
| 64 | Li, Yvonne Yee Yean 李宜然 | F | AFR270 | Rep | 2004-06-16 | 2008-03-11 | |
| 65 | Lin, Rex Hsie-Ching | AHU911 | Rep | 2005-04-19 | 2005-08-18 | ||
| 66 | Lin, Stella | F | ALQ960 | Rep | 2005-01-26 | 2005-04-27 | |
| 67 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
| 68 | Lin, Yng-Jyh 林盈志 | ALY151 | Rep | 2005-04-26 | 2008-09-29 | ||
| 69 | Lin, Yuri Yee-Lee | AMG021 | Rep | 2005-07-20 | 2006-04-25 | ||
| 70 | Littell, Christopher James | M | AGM210 | Rep | 2005-06-08 | 2006-04-28 | |
| 71 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-06-16 | 2008-09-29 | |
| 72 | Liu, Shao Li 劉曉黎 | ABV412 | Rep | 2004-03-02 | |||
| 73 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-01-14 | 2005-10-14 | |
| Rep | 2005-11-25 | 2008-09-29 | |||||
| 74 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2005-03-10 | 2007-04-10 | |
| 75 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 76 | McCaughey, James Duncan | M | ALI505 | Rep | 2004-10-18 | 2005-04-07 | |
| 77 | McGrath, William Jude 馬格比利 | M | AFJ442 | RO | 2005-08-23 | ||
| 78 | McKeever, Stephen James | M | AFH236 | Rep | 2005-11-30 | 2006-02-07 | |
| 79 | Millea, Timothy Emmett | M | ALV096 | Rep | 2005-03-21 | 2008-09-29 | |
| 80 | Myong, Chun Hyong | AEN827 | Rep | 2005-02-02 | |||
| Rep | 2005-02-22 | 2008-09-29 | |||||
| 81 | Ng, Mei Fun 吳美芬 | AAB732 | Rep | 2003-10-07 | |||
| 82 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-10-13 | 2004-04-15 | |
| 83 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 84 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
| 85 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
| Rep | 2005-09-26 | 2008-04-15 | |||||
| 86 | Osuga, Aya | AML757 | Rep | 2005-09-15 | 2006-02-15 | ||
| 87 | Page, Keith Emery | M | AIO977 | Rep | 2004-07-26 | 2004-08-25 | |
| 88 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 89 | Pang, Eric Kwok Lik 彭國力 | M | ALJ833 | Rep | 2004-11-01 | 2008-09-29 | |
| 90 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2006-03-26 | |||
| 91 | Penkett, Paul Alexis | 35 | M | AMQ694 | Rep | 2005-11-01 | 2008-08-29 |
| 92 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 93 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
| 94 | Pu, Jennifer 蒲心怡 | F | AMO548 | Rep | 2005-10-14 | 2008-09-29 | |
| 95 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2004-05-03 | 2008-09-29 | |
| 96 | Selig, William Louis | M | AHC330 | Rep | 2005-07-20 | 2007-03-26 | |
| 97 | Shanidze, Levan | AFD300 | Rep | 2005-11-07 | 2008-09-29 | ||
| 98 | Shen, Dehua 沈德華 | AMU085 | Rep | 2005-11-29 | 2008-09-29 | ||
| 99 | Sheng, Wei-Ting 盛薇庭 | AJL418 | Rep | 2004-04-19 | 2005-10-05 | ||
| 100 | Shin, Stephen Hyunsang 申鉉尚 | M | AKP199 | Rep | 2005-07-11 | 2005-11-14 | |
| 101 | Sim, Sharon Anne Soo Yee | F | AGH852 | Rep | 2005-08-15 | 2008-09-29 | |
| 102 | Sugasa, Dustin Paul | M | AMS609 | Rep | 2005-11-25 | 2008-09-04 | |
| 103 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 104 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2005-04-25 | 2006-12-27 | ||
| 105 | Tan, Wan Yuan 陳婉圓 | AMK263 | Rep | 2005-08-31 | 2006-09-11 | ||
| 106 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
| 107 | Tay, Teck How 鄭德豪 | AKV062 | Rep | 2004-06-15 | 2008-09-29 | ||
| 108 | Teng, Fredric Chien Hwa 鄧建華 | AMU466 | Rep | 2005-12-07 | 2008-09-29 | ||
| 109 | Thai, Thanh Hung 蔡成雄 | 36 | M | ALB240 | Rep | 2004-08-04 | 2008-07-01 |
| 110 | Throsby, Timothy James Osborne | 39 | M | ACT590 | Rep | 2005-07-12 | |
| 111 | Tong, Tze Kong 唐梓剛 | AMQ919 | Rep | 2005-10-31 | 2008-09-29 | ||
| 112 | Tsang, Eric On Bong 曾安邦 | M | AAA072 | Rep | 2006-06-01 | ||
| 113 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | ADC037 | Rep | 2008-09-29 | |||
| 114 | Upadhyay, Saurabh | AJF328 | Rep | 2003-12-09 | 2008-09-29 | ||
| 115 | Van Der Graaf, Allard Jan Baptiste Gerrette | AGB957 | Rep | 2005-10-03 | 2008-09-29 | ||
| 116 | Ventouras, Alexis | 38 | M | ADS012 | Rep | 2003-08-06 | |
| 117 | Wai, Plato Pak To 韋百濤 | ALW734 | Rep | 2005-04-21 | 2008-09-29 | ||
| 118 | Wannenmacher, Tim | M | AMU467 | Rep | 2005-12-09 | 2008-09-29 | |
| 119 | Watson, Alan James David | 47 | M | AEE163 | Rep | 2004-07-08 | |
| 120 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | ACN459 | Rep | 2003-05-12 | 2005-08-01 | ||
| 121 | Wong, Anthony Man Chun 黃文俊 | M | AJD976 | Rep | 2004-04-10 | 2006-08-14 | |
| 122 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | AFT958 | Rep | 2003-05-13 | 2006-02-20 | |
| 123 | Wong, Michael Yu 黃宇 | M | ADT507 | Rep | 2005-05-05 | 2006-07-27 | |
| 124 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2005-08-04 | 2008-09-29 | ||
| 125 | Woo, Charles Kun | M | AHS996 | Rep | 2003-10-07 | ||
| 126 | Woo, Rebecca Heng-yun 吳恆恩 | F | ABL783 | Rep | 2005-06-20 | ||
| 127 | Wright, Symon Robert | M | ACG024 | Rep | 2006-03-20 | ||
| 128 | Wu, Frances 胡穎文 | F | AFW032 | Rep | 2004-07-28 | 2008-09-29 | |
| 129 | Wu, Lici Leon Edward 伍禮慈 | AJD966 | Rep | 2003-11-06 | 2004-06-25 | ||
| 130 | Yap, Chin Yee 叶君瑜 | AFR721 | Rep | 2008-03-18 | |||
| 131 | Yeh, Ivan Hanson Shing Yue 葉承諭 | M | AMM375 | Rep | 2005-09-22 | 2007-03-31 | |
| 132 | Yoon, Yong Cheul | AGW405 | Rep | 2003-08-20 | |||
| 133 | Yu, Janice Man Kiu 茹蔓喬 | ADZ441 | Rep | 2004-02-03 | |||
| 134 | Zhao, Xiao Le 趙曉樂 | AGC972 | Rep | 2005-09-15 | 2005-10-01 | ||
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