BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Sai Man 歐陽世民 | AVD360 | Rep | 2010-05-06 | 2011-01-13 | ||
| 2 | Auyeung, Samson Sheungyan 歐陽尚欣 | AIR804 | Rep | 2004-03-10 | |||
| 3 | Benton, Marc Robert | M | AKO917 | Rep | 2009-10-07 | 2014-04-14 | |
| 4 | Bhasin, Joshika | BAF494 | Rep | 2012-09-21 | 2013-01-21 | ||
| 5 | Chan, Christina Wai Ling 陳慧玲 | F | ADH481 | Rep | 2004-08-30 | ||
| 6 | Chan, Kent W B | M | ABM624 | Rep | 2010-08-30 | 2011-08-02 | |
| Rep | 2012-01-17 | 2015-06-23 | |||||
| 7 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | AIR798 | Rep | 2004-02-17 | ||
| 8 | Chan, Shing Yin 陳聖賢 | AST185 | Rep | 2012-05-16 | 2016-01-21 | ||
| 9 | Chan, Vivien Yin Chung 陳彥中 | ATY953 | Rep | 2011-09-06 | 2013-01-24 | ||
| 10 | Chan, Wing Kwong (SFC:AGL236) 陳永光 | AGL236 | Rep | 2004-08-30 | |||
| 11 | Chang, Jian (SFC:AVT125) 常健 | AVT125 | Rep | 2010-08-25 | 2016-02-05 | ||
| 12 | Chang, Po-kai 張博凱 | AWY941 | Rep | 2011-03-14 | 2012-05-04 | ||
| 13 | Chen, Clement Huijie | M | AYG654 | Rep | 2011-10-27 | 2015-11-16 | |
| 14 | Chen, Jianping (SFC:AUV177) 陳建萍 | AUV177 | Rep | 2013-08-05 | 2016-01-21 | ||
| 15 | Chen, Shujin (SFC:AXB928) 陳姝瑾 | AXB928 | Rep | 2011-03-30 | 2013-01-24 | ||
| 16 | Cheng, Ho Yu (SFC:AXQ408) 鄭浩如 | AXQ408 | Rep | 2011-07-18 | 2013-01-24 | ||
| Rep | 2014-03-12 | 2016-01-21 | |||||
| 17 | Ching, Yi Edmund 莊毅 | M | AKU003 | Rep | 2006-06-27 | 2007-07-13 | |
| 18 | Choi, Winnie Wing Yin 蔡穎妍 | F | AMV206 | Rep | 2005-12-21 | 2006-07-24 | |
| 19 | Chong, Corinne Shi-Lin | ARJ830 | Rep | 2010-06-11 | 2012-02-23 | ||
| 20 | Chua, Derek Oei Teck 蔡維泰 | M | AHU587 | Rep | 2004-08-30 | ||
| 21 | Chuang, Anastasia Man 莊敏 | AFC187 | Rep | 2004-08-30 | |||
| 22 | Crane, Justin Alan | M | AGA304 | Rep | 2004-01-06 | ||
| 23 | Dai, Qijia 戴麒佳 | 31 | F | AQA190 | Rep | 2012-06-08 | 2016-01-21 |
| 24 | Darling, Scott Lee | M | AYC249 | Rep | 2011-10-07 | 2013-03-26 | |
| 25 | Das, Hitesh | AZC258 | Rep | 2012-02-27 | 2015-06-16 | ||
| 26 | Dhasmana, Vaibhav | AQM703 | Rep | 2012-01-12 | 2013-02-18 | ||
| 27 | Diao, Stephen | M | ACC083 | Rep | 2004-08-31 | ||
| 28 | Dong, Jizhou 董季舟 | BEW779 | Rep | 2015-01-29 | 2016-01-21 | ||
| 29 | Dong, Wayne (SFC:AWC672) 董晏銓 | M | AWC672 | Rep | 2010-10-21 | 2013-07-10 | |
| 30 | Downes, Larissa Anne | F | AGI658 | RO | 2010-11-04 | 2012-07-17 | |
| Rep | 2012-07-17 | 2016-01-21 | |||||
| 31 | Du, Guowen 杜国文 | BBD129 | Rep | 2013-04-15 | 2017-02-02 | ||
| 32 | Eick, Holger 魏浩家 | M | AHP773 | Rep | 2004-08-30 | ||
| 33 | Favresse, Jerome Roland Rene | M | AXU674 | Rep | 2011-08-10 | 2013-08-22 | |
| 34 | Feng, Qiyun 封啟云 | BCH639 | Rep | 2014-08-15 | 2016-01-21 | ||
| 35 | Gai, Hsin-Shan 蓋欣山 | AVV799 | Rep | 2010-09-08 | 2016-01-21 | ||
| 36 | Garre, Venugopal | AML716 | Rep | 2012-01-12 | 2016-01-21 | ||
| 37 | Geertsema, Paul Geert | M | ANK165 | Rep | 2006-05-16 | 2007-03-20 | |
| 38 | Gelber, Randy Scott (SFC:ACR602) | M | ACR602 | Rep | 2010-08-12 | 2014-06-30 | |
| 39 | Gibbons, Robin John | M | ADC307 | Rep | 2004-08-31 | ||
| 40 | Gregory, Paul Martin | M | AFE041 | Rep | 2004-08-31 | ||
| 41 | Gunn, Marcus Charles | M | AUN364 | Rep | 2011-10-04 | 2013-05-28 | |
| RO | 2013-05-28 | 2015-09-30 | |||||
| 42 | Gupta, Anupam (SFC:AZT774) | AZT774 | Rep | 2012-07-03 | 2013-01-24 | ||
| 43 | Gvozden, Alexander Robin | M | ADR449 | Rep | 2006-01-09 | 2007-11-23 | |
| RO | 2007-11-23 | 2008-02-22 | |||||
| 44 | Ho, Sue | F | AYQ556 | Rep | 2011-12-15 | 2015-01-12 | |
| 45 | Hong, Colin Chor Lok 方崇宇 | M | ANQ007 | Rep | 2009-10-29 | 2012-03-22 | |
| 46 | Hou, Ming-Hsiao 侯明孝 | AXW841 | Rep | 2011-08-19 | 2015-06-18 | ||
| 47 | Hsieh, Kenny 謝慶昌 | M | AQX043 | Rep | 2009-12-21 | 2013-01-24 | |
| 48 | Hsu, Jonathan Yu Cheng 許育誠 | M | ANM699 | Rep | 2010-10-20 | 2012-04-17 | |
| 49 | Hsu, Shih-Te 許世德 | AXK964 | Rep | 2011-06-20 | 2011-08-22 | ||
| 50 | Huang, Haizhou (SFC:AMU474) 黃海洲 | M | AMU474 | Rep | 2005-12-09 | 2006-02-14 | |
| RO | 2006-02-14 | 2007-11-09 | |||||
| 51 | Huang, Jiaying 黃佳瑩 | 36 | F | ALF260 | Rep | 2011-08-11 | 2014-06-06 |
| 52 | Huang, Junwei (SFC:AVM453) 黃君煒 | AVM453 | Rep | 2011-07-18 | 2014-03-21 | ||
| 53 | Huang, Ti-Rung 黃帝蓉 | AVT608 | Rep | 2010-08-30 | 2016-01-21 | ||
| 54 | Huang, Yiping (SFC:AFW239) 黃益平 | 51 | M | AFW239 | Rep | 2011-08-15 | 2013-06-28 |
| 55 | Hung, Cheung On 孔祥安 | AYN559 | Rep | 2011-12-01 | 2014-06-20 | ||
| 56 | Jiang, Minming 姜旻明 | AQG749 | Rep | 2010-10-18 | 2012-10-19 | ||
| 57 | Ju, Lixin 琚里昕 | BFR736 | Rep | 2015-06-24 | 2016-01-21 | ||
| 58 | Kedia, Sahil Sudhir | AZW848 | Rep | 2012-07-16 | 2016-01-21 | ||
| 59 | Kellock, Mark William | M | ARJ486 | Rep | 2010-07-22 | 2013-01-24 | |
| 60 | Kim, Hyung Kon | AFV312 | Rep | 2004-08-31 | |||
| 61 | Kong, Lingjie 孔令捷 | AVC984 | Rep | 2012-06-22 | 2015-02-27 | ||
| 62 | Ku, Wing Yin 顧永賢 | ANJ493 | Rep | 2010-08-25 | 2013-01-24 | ||
| 63 | Kumar, Kunal (SFC:AVS825) | AVS825 | Rep | 2010-08-23 | 2019-09-30 | ||
| 64 | Kwan, Kwok Yung 關國勇 | AFE074 | Rep | 2004-08-30 | |||
| 65 | Lahiri, Prithvijit 溥瑞思 | AOV401 | Rep | 2010-06-15 | 2013-01-24 | ||
| 66 | Lau, Dixon Chi Kong 劉志剛 | M | AYV454 | Rep | 2012-01-18 | 2016-01-21 | |
| 67 | Lawrence, Andrew John (SFC:AEC577) | M | AEC577 | Rep | 2010-08-25 | 2013-01-24 | |
| 68 | Lee, Dora Sau Kuen 李秀娟 | F | ADC635 | Rep | 2004-08-30 | ||
| 69 | Li, Ye (SFC:ALK520) 勵曄 | ALK520 | Rep | 2011-10-07 | 2013-07-09 | ||
| 70 | Liu, Qian (SFC:ARV609) 劉倩 | ARV609 | Rep | 2011-07-25 | 2012-03-02 | ||
| 71 | Lou, Ying (SFC:AVV243) 樓瑩 | AVV243 | Rep | 2013-09-13 | 2015-07-13 | ||
| 72 | Louie, Paul Kwok Yi 雷國怡 | M | AES876 | Rep | 2013-09-17 | 2014-01-08 | |
| RO | 2014-01-08 | 2016-04-21 | |||||
| 73 | Lu, Hsing-Chih 陸行之 | AVR406 | Rep | 2010-08-11 | 2015-06-18 | ||
| 74 | Luo, Yunting 駱昀婷 | APO882 | Rep | 2010-10-18 | 2013-08-28 | ||
| 75 | Magliocco, Matthew Thomas 麥特 | M | ARJ092 | Rep | 2009-11-23 | 2010-06-30 | |
| 76 | Mamtani, Jatin | AZE888 | Rep | 2012-03-21 | 2014-08-14 | ||
| 77 | Mann, Jason Richard | M | AXY396 | Rep | 2011-08-29 | 2013-01-24 | |
| 78 | Memon, Faisal Muhammad Husain | AYU391 | Rep | 2012-01-12 | 2013-02-12 | ||
| 79 | Mishra, Saurabh (SFC:AZC260) | AZC260 | Rep | 2012-02-27 | 2016-01-21 | ||
| 80 | Murari, Krishan | AYA566 | Rep | 2011-09-12 | 2016-01-21 | ||
| 81 | Nakajima, Philip Harald | M | AJM901 | Rep | 2004-02-02 | ||
| 82 | Naylen Sorrell, Susan Jane | F | AGH290 | Rep | 2003-04-25 | ||
| 83 | Ng, Siu Wai (SFC:AYD102) 伍兆威 | 31 | M | AYD102 | Rep | 2015-10-20 | 2016-01-21 |
| 84 | Ng, Wing Yan (SFC:ANP701) 吳穎茵 | ANP701 | Rep | 2010-06-02 | 2010-12-14 | ||
| 85 | Nguyen-Minh, Hieu Tam | ARB824 | Rep | 2009-10-12 | 2016-01-21 | ||
| 86 | O'Sullivan, Stephen John (SFC:APC389) | M | APC389 | RO | 2010-03-31 | 2011-11-30 | |
| 87 | Ong, Lloyd Boon Kin 王文景 | AFJ463 | Rep | 2004-02-17 | |||
| 88 | Pau, Esme Tien Sum 鮑天琛 | ATP176 | Rep | 2012-02-01 | 2015-10-05 | ||
| 89 | Peh, Bernard Chin Ann 白振安 | M | AFN819 | Rep | 2004-12-02 | ||
| RO | 2004-12-02 | 2008-04-30 | |||||
| 90 | Peng, Shuaijun 彭帥鈞 | BBY253 | Rep | 2013-09-30 | 2014-05-23 | ||
| 91 | Peng, Wensheng 彭文生 | ARI892 | RO | 2008-09-11 | 2010-08-28 | ||
| 92 | Peng, Yanwen 彭彥文 | BEW958 | Rep | 2015-01-30 | 2016-01-21 | ||
| 93 | Poddar, Nikhil | AYT911 | Rep | 2012-01-12 | 2013-07-17 | ||
| 94 | Poon, Iris Ho Yee 潘灝儀 | F | BAY472 | Rep | 2014-11-28 | 2016-01-21 | |
| 95 | Prasad, Balaji Venkataramanan | AZJ304 | Rep | 2012-04-25 | 2016-01-21 | ||
| 96 | Pratt, Jon Vaughan Merrick | M | AGN910 | Rep | 2010-10-11 | 2016-04-21 | |
| 97 | Qi, Xiaoliang 齊晓亮 | AXZ553 | Rep | 2011-09-26 | 2012-08-08 | ||
| 98 | Qi, Xin 齊新 | AWL701 | Rep | 2013-11-04 | 2014-01-07 | ||
| 99 | Qin, Zhi 秦至 | AXV545 | Rep | 2013-08-05 | 2014-09-19 | ||
| 100 | Quarmby, Thomas Edward | M | AJL234 | Rep | 2010-10-07 | 2012-08-23 | |
| 101 | Ramachandran, Anand (SFC:AFE061) | AFE061 | Rep | 2011-05-03 | 2011-05-17 | ||
| RO | 2011-05-17 | 2013-07-14 | |||||
| 102 | Ravi, Ephrem | M | AVL880 | Rep | 2011-10-12 | 2016-01-21 | |
| 103 | Sarma, Sudeep Kumar | M | BGP663 | Rep | 2015-12-02 | 2016-01-12 | |
| 104 | Shah, Chirag Chandrakant | AYT913 | Rep | 2012-01-12 | 2016-01-21 | ||
| 105 | Sharma, Vineet Kulbandhu | AFR241 | Rep | 2010-08-18 | 2012-04-10 | ||
| RO | 2012-04-10 | 2016-04-21 | |||||
| 106 | Shen, Xi (SFC:AXP599) 沈璽 | AXP599 | Rep | 2011-07-15 | 2013-01-24 | ||
| 107 | Shou, Guo He | AXW578 | Rep | 2011-08-17 | 2012-08-31 | ||
| 108 | Shum, Anthony Chi-chung 岑志中 | M | AFR216 | Rep | 2004-08-30 | ||
| 109 | Singh, Bhuvnesh | AUX279 | Rep | 2011-09-14 | 2016-01-21 | ||
| 110 | Sinha, Somshankar | APH048 | Rep | 2012-09-19 | 2016-01-21 | ||
| 111 | Song, Yang (SFC:AWJ028) 宋阳 | AWJ028 | Rep | 2013-10-07 | 2016-01-21 | ||
| 112 | Suchitra, Subramanian | ANW521 | Rep | 2006-08-30 | 2007-05-31 | ||
| 113 | Sun, Fei (SFC:AWK584) 孫飛 | AWK584 | Rep | 2012-05-17 | 2013-07-31 | ||
| 114 | Sweeney, Kirk Chester | M | AAN604 | Rep | 2010-02-12 | 2013-05-13 | |
| 115 | Syquia, Juan Martin Lagdameo | M | AEZ571 | Rep | 2003-10-31 | ||
| 116 | Tam, Grace Hai Wei 譚希慧 | F | ADG060 | RO | 2004-12-02 | ||
| 117 | Tang, Min (SFC:AVM772) 湯敏 | AVM772 | Rep | 2010-07-20 | 2011-03-18 | ||
| 118 | Tang, Richard Yuk Hin 鄧煜騫 | M | ADC308 | Rep | 2004-08-31 | ||
| 119 | Tao, Dawn Hiu Ming 杜曉明 | 39 | F | AGN545 | Rep | 2003-07-07 | |
| 120 | Tawakley, Anish | AXA036 | Rep | 2012-01-10 | 2016-01-21 | ||
| 121 | Trivella, Matthew Anthony | M | ARH064 | Rep | 2009-12-18 | 2013-11-01 | |
| 122 | Tse, Man Yan (SFC:ADC296) 謝萬仁 | ADC296 | Rep | 2003-10-31 | |||
| 123 | Tse, Phoebe Yuen Ting 謝宛庭 | F | APH924 | Rep | 2011-07-18 | 2015-12-07 | |
| 124 | Vajpayee, Bhavtosh | ASO493 | Rep | 2014-04-01 | 2015-09-15 | ||
| RO | 2015-09-15 | 2016-02-14 | |||||
| 125 | Van Der Schaft, Pieter | ADW623 | Rep | 2004-10-26 | |||
| RO | 2004-10-26 | 2006-02-14 | |||||
| 126 | Verma, Abhimanyu (SFC:BAA972) | BAA972 | Rep | 2012-08-14 | 2013-08-22 | ||
| 127 | Wang, Ally Yi Li 王逸鸝 | AUC869 | Rep | 2012-03-19 | 2016-01-21 | ||
| 128 | Wang, Chen (SFC:BBV145) 王晨 | BBV145 | Rep | 2013-09-11 | 2016-01-21 | ||
| 129 | Wang, Huan (SFC:AWI425) 王歡 | AWI425 | Rep | 2010-11-22 | 2013-01-24 | ||
| 130 | Wang, Kai (SFC:BBU593) 王凱 | BBU593 | Rep | 2013-09-12 | 2014-03-25 | ||
| 131 | Wang, Shengzu 王胜祖 | BEW665 | Rep | 2015-01-28 | 2016-06-30 | ||
| 132 | Wang, Yaoping (SFC:ALE841) 王瑤平 | ALE841 | Rep | 2015-07-29 | 2016-01-21 | ||
| 133 | Windham, Jonathan Mark | M | APJ231 | Rep | 2010-10-18 | 2015-05-31 | |
| 134 | Wong, Chi Ming (SFC:ANN089) 黃智明 | ANN089 | Rep | 2013-09-17 | 2016-01-21 | ||
| 135 | Wong, Joy Mang Kiu 黃曼翹 | BGG409 | Rep | 2015-09-21 | 2016-01-21 | ||
| 136 | Wong, Sharnie Wing San 黃穎珊 | APA130 | Rep | 2010-11-09 | 2016-12-19 | ||
| 137 | Wong, Siu Leung 黃紹良 | ANK932 | Rep | 2009-05-13 | 2012-10-19 | ||
| 138 | Wong, Yiu Wan 黃曉雲 | AQA101 | Rep | 2014-05-26 | 2015-05-31 | ||
| 139 | Wu, Fang-Chi 吳昉冀 | AZL766 | Rep | 2012-05-16 | 2013-07-12 | ||
| 140 | Wu, Ping-Heng 吳秉恆 | AWA165 | Rep | 2010-10-11 | 2012-07-31 | ||
| 141 | Wu, Qiong (SFC:ATQ759) 吳穹 | ATQ759 | Rep | 2010-06-11 | 2012-06-30 | ||
| 142 | Wu, Rong (SFC:ASH827) 吳蓉 | ASH827 | Rep | 2012-05-02 | 2013-05-15 | ||
| 143 | Xu, Lingli Lyris | F | BGL609 | Rep | 2015-11-04 | 2016-01-21 | |
| 144 | Xu, Nan (SFC:ATM316) 徐楠 | ATM316 | Rep | 2010-11-23 | 2014-09-02 | ||
| 145 | Yan, Meizhi 顏湄之 | ARP097 | Rep | 2010-08-27 | 2015-03-30 | ||
| 146 | Yang, Hung-Chi 楊泓極 | AXI461 | Rep | 2011-06-01 | 2012-10-05 | ||
| 147 | Yang, Kirk Y-C 楊應超 | 48 | M | AFE044 | Rep | 2010-08-30 | 2010-11-17 |
| RO | 2010-11-17 | 2016-04-21 | |||||
| 148 | Yang, Lingxiu 楊灵修 | AVH936 | Rep | 2010-06-10 | 2013-06-07 | ||
| 149 | Yap, Alicia Yik Wah | F | ANJ759 | Rep | 2011-08-08 | 2016-01-21 | |
| 150 | Yeh, Wan-Ping 葉婉屏 | AVZ839 | Rep | 2010-10-11 | 2016-02-15 | ||
| 151 | Ying, Chongxi 應重熙 | BDL301 | Rep | 2014-05-21 | 2015-06-22 | ||
| 152 | Yiu, Yan Ki 姚欣岐 | BGQ377 | Rep | 2015-12-16 | 2016-01-21 | ||
| 153 | Yuen, Robin 袁肇鋒 | AQD400 | Rep | 2010-10-18 | 2011-07-25 | ||
| 154 | Zhang, Qin (SFC:ASI437) 張欽 | ASI437 | Rep | 2010-07-28 | 2011-09-19 | ||
| 155 | Zhang, Richard Chi | M | BEU978 | Rep | 2015-01-14 | 2016-01-21 | |
| 156 | Zhang, Yilan 張軼嵐 | BEE664 | Rep | 2014-09-24 | 2016-01-21 | ||
| 157 | Zhao, Xiaoguang (SFC:AXP398) 趙晓光 | AXP398 | Rep | 2014-04-14 | 2016-01-21 | ||
| 158 | Zhao, Ye (SFC:BAD298) 趙曄 | BAD298 | Rep | 2012-08-29 | 2013-02-20 | ||
| 159 | Zhao, Yidi (SFC:BGI020) 趙逸荻 | BGI020 | Rep | 2015-10-07 | 2016-01-21 | ||
| 160 | Zhou, Huanan 周化南 | BEI379 | Rep | 2014-10-21 | 2016-01-21 | ||
| 161 | Zhou, Nina | AOY475 | Rep | 2009-10-12 | 2013-01-24 | ||
| 162 | Zhou, Xue (SFC:BCC731) 周雪 | BCC731 | Rep | 2013-10-24 | 2014-09-19 | ||
| 163 | Zhou, Ying (SFC:ARR377) 周瑩 | ARR377 | Rep | 2011-09-27 | 2015-10-08 | ||
| 164 | Zhou, Yingke | BER533 | Rep | 2014-12-19 | |||
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