MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Acar, Capan AJO226 Rep 2004-07-06 2006-04-21
2 Akaishi, Osamu AHM633 Rep 2007-07-24 2012-02-03
3 Antos, James R M AIR845 Rep 2009-10-12 2015-12-14
4 Arculli, Kim Melanie F AAA119 Rep 2010-11-16 2011-07-25
5 Arima, Einoshin 有馬榮乃進 36 M AMJ215 Rep 2005-08-12 2006-08-31
6 Armenio, John Paul M ATC548 RO 2009-07-10 2011-12-05
7 Atkinson, Neil David M AVL149 Rep 2010-07-22 2017-07-04
8 Awanohara, Naoko 栗野原名緒子 AWE541 Rep 2010-11-02 2014-10-28
9 Aymon, Patrick Andre M ARW144 Rep 2008-11-18 2009-04-06
10 Brooker, Anthony (SFC:AGK901) M AGK901 Rep 2008-11-25 2011-04-20
11 Calderwood, Christopher John Robertson M AVL142 Rep 2010-07-13 2010-11-24
RO 2010-11-24 2012-06-22
12 Chan, Chai Mui 陳齊妹 ANH566 Rep 2007-10-16 2007-12-14
Rep 2009-05-07 2010-02-18
13 Chan, Diana Choi Ming 陳彩明 F ADZ739 Rep 2003-05-07 2003-10-14
14 Chan, Elgin Hiang Wei 曾憲偉 AOV932 Rep 2010-06-23 2018-12-05
15 Chan, Ivy King Yan 陳徑欣 AIJ814 Rep 2004-02-27
16 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2010-10-25 2012-02-03
17 Chan, Shui King 陳瑞經 AVT441 Rep 2010-08-27 2014-06-13
18 Chan, Stephen Shek Kei 陳碩基 M AJE088 Rep 2006-09-15 2015-04-28
19 Chang, Ioi Tim 曾銳添 ADZ296 Rep 2011-01-10 2012-09-12
20 Chen, Alan Bing M AEH768 Rep 2009-11-04 2010-06-14
RO 2010-06-14 2014-03-10
21 Chen, Fan (SFC:AHR857) 陳凡 AHR857 Rep 2006-09-06 2013-01-15
22 Chen, Xiuhua (SFC:APL006) 陳綉華 APL006 Rep 2007-08-17 2010-03-06
23 Cheng, Dickson 鄭迪舜 42 M AGP527 Rep 2008-09-01 2008-12-16
RO 2008-12-16 2016-08-12
24 Cheung, Andrew Wai Kit 張偉傑 M AFR469 Rep 2009-12-01 2013-11-09
25 Cheung, Cherry Chi Wing 張芷穎 F AWO028 Rep 2010-12-24 2015-11-30
26 Chin, Yeen Cheok ACN976 Rep 2004-02-06
27 Chishima, Toru AEY383 RO 2009-04-14 2011-05-30
28 Chiu, Winston Cham 周仁昆 M AEO275 Rep 2006-05-10 2006-07-19
29 Cho, Ichio 張一歐 AWE957 Rep 2010-11-05 2017-04-07
30 Chu, Yiu Ming (SFC:AVK659) 朱耀明 AVK659 Rep 2010-06-30 2012-09-12
31 Delion, Henri Pierre Louis M ANK367 Rep 2006-05-17 2007-08-01
32 Fang, Hei 方曦 ACL807 Rep 2004-02-24
33 Farman, Daniel Noel George M ARN747 Rep 2008-08-25 2010-07-29
34 Faveur, Samuel Christian M AIT497 Rep 2004-06-03 2005-03-16
RO 2005-03-16 2010-04-17
35 Feng, Zhongyang 馮鍾揚 AMD115 Rep 2007-03-12 2009-02-27
36 Fok, Jennet Mei Shan 霍美珊 AOD478 Rep 2006-11-09 2012-05-11
37 Fong, Ada Wai Yin 方慧賢 F AMU659 Rep 2007-02-12 2015-04-15
38 Fowler, Luke (SFC:AQM674) M AQM674 Rep 2008-02-18 2009-03-12
39 Fukushi, Yutaka AWN205 Rep 2010-12-23 2011-05-13
40 Galvin, Donal Joseph M AOK745 Rep 2010-01-08 2010-07-13
RO 2010-07-13 2013-08-13
41 Good, Stephen James M AKI554 Rep 2004-04-07 2005-12-19
42 Hakamata, Tadashi 袴田正 ARE200 Rep 2009-05-07 2012-10-11
43 Han, Yong Suk AMU208 Rep 2005-12-02 2007-10-15
44 Hara, Masahiro AQW520 Rep 2008-04-21 2010-04-10
45 Harada, Sonoko APR256 Rep 2010-09-28 2010-12-28
46 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2009-09-21 2012-07-19
47 Hasegawa, Toshio APO905 Rep 2007-09-05 2011-11-30
48 Hashimoto, Shinichi 橋本真一 ACW143 RO 2007-08-01
49 He, Jia (SFC:AOJ239) 賀佳 AOJ239 Rep 2010-08-03 2010-10-14
50 Hirao, Kenichiro 平尾健一郎 AMU777 Rep 2005-12-14 2007-10-27
51 Hoshi, Naoki AWP716 Rep 2011-01-17 2011-02-11
52 Hosoya, Takao 細谷隆夫 AHX342 Rep 2003-07-03
RO 2003-07-03 2009-04-02
53 Huang, Shih-Chuan 黃詩娟 AMO747 Rep 2005-10-19 2007-06-01
54 Huang, Ted Yan Chun AML476 Rep 2005-09-12 2008-03-29
55 Huang, Zhongquan 黃忠全 55 M AEG824 Rep 2008-03-20 2011-01-25
56 Iannone, Angelo Gerald M AQE834 Rep 2010-03-08 2010-06-07
Rep 2010-06-22 2010-10-19
57 Ike, Daiki AKP185 Rep 2004-07-05 2005-08-31
58 Imafuku, Saeko 今福朗子 ANA437 Rep 2006-02-08 2006-03-17
59 Ise, Daigo 伊瀨大悟 APK620 Rep 2007-08-15 2009-07-31
60 Ishizaki, Kentaro 石崎健太郎 AJC667 Rep 2003-09-23 2006-01-11
61 Jackson, Joseph Lawrence M ADB876 Rep 2003-06-18
62 Kamoi, Satoshi M AVA226 Rep 2010-04-15 2012-12-07
63 Kanetomo, Mei 金友盟 ALZ432 Rep 2007-10-16 2007-12-14
Rep 2009-05-07 2013-03-30
64 Kao, Ying Tung 郭楹楝 ABF327 Rep 2014-06-16
65 Kawai, Kunihiko AMY454 RO 2009-04-14 2009-12-01
66 Kawakita, Tadakatsu 川北忠勝 ANH120 Rep 2009-09-23 2011-05-06
67 Kawauchi, Eijiro AST137 Rep 2009-04-09 2010-11-10
RO 2010-11-10 2015-04-28
68 Kayama, Hitoshi 香山仁 AHQ974 Rep 2008-09-16 2009-01-05
RO 2009-01-05 2015-03-23
69 Keoy, Soo Lik M ACX414 Rep 2006-03-28 2006-07-31
RO 2006-07-31 2010-02-03
70 Kiang, Li Li 姜麗莉 AMF565 Rep 2007-09-10 2010-09-08
71 Kim, Jong Kuk 金鍾局 AFC107 Rep 2010-10-15 2011-01-15
Rep 2011-01-17 2012-07-20
72 Kim, Ki Soo AFJ899 Rep 2010-11-23 2015-09-11
73 Kim, Simon Dae-Oun M AUV167 Rep 2010-03-02 2010-05-02
Rep 2010-05-04 2011-08-25
74 Kimura, Yoshiyuki AFE839 Rep 2010-07-03
75 Kiuchi, Yasuhiro 木內康裕 APB389 RO 2009-04-29 2011-02-25
76 Kiuchi, Yuko AEX949 Rep 2006-11-02
77 Kovacs, Joseph James 喬科維 M AWI763 Rep 2010-11-23 2012-02-27
78 Kurasako, Hideaki 倉迫英嘉 APN840 Rep 2007-08-29 2010-08-10
RO 2010-08-10 2011-11-30
79 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2006-05-11 2007-06-30
80 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2009-12-04 2011-02-28
81 Lam, Dennis Haw Shun 林孝信 65 M AAE615 Rep 2005-04-12
RO 2005-04-12 2010-04-01
82 Lam, Fung (SFC:AEZ198) 林峰 AEZ198 Rep 2005-04-28 2005-07-29
RO 2005-07-29 2005-12-16
83 Lam, Jacqueline Yu Yan 林裕茵 F AQI253 Rep 2008-01-22 2008-04-01
84 Lau, Kelvin Siu Ki 劉紹基 M AAW465 Rep 2009-01-07 2009-03-03
RO 2009-03-03 2016-05-24
85 Lau, Ming Chak 劉銘澤 AMI060 Rep 2006-04-04 2007-06-30
86 Law, Kam Ho 羅錦豪 AFV962 Rep 2006-03-29 2009-11-03
87 Lee, Soo Kai 李書楷 ANT716 Rep 2009-05-07 2010-03-22
88 Lee, Victor Kam Wing 李錦榮 M AFD546 Rep 2005-04-28 2005-09-12
89 Lee, Wai Kit (SFC:AJG299) 李偉傑 AJG299 Rep 2010-02-11 2011-02-24
90 Leung, Giselle Sin Yan 梁倩恩 F AEN832 Rep 2004-04-07 2006-08-27
91 Leung, Hoi Lam (SFC:ATW750) 梁凱琳 ATW750 Rep 2009-10-05 2013-01-25
92 Leung, Ka Yin 梁家燕 AOK958 Rep 2007-01-18 2008-03-01
93 Leung, Wai Lok 梁偉諾 AQA795 Rep 2007-11-27 2010-03-18
94 Leung, Wai Nam 梁偉南 AGH932 Rep 2008-08-11 2008-11-03
RO 2008-11-03 2016-06-22
95 Li, Chengang 李晨岡 ALW873 Rep 2007-08-15 2009-01-05
96 Li, Elsa So Nga 李素雅 AFE039 Rep 2004-04-16 2007-06-30
97 Li, Jixiang (SFC:APW452) APW452 Rep 2010-05-17 2011-09-07
98 Li, King 李璟 AGA551 Rep 2004-09-24 2005-08-24
99 Li, Man Wai (SFC:AFU096) 李文偉 AFU096 Rep 2010-05-26 2010-11-16
RO 2010-11-16 2013-01-15
100 Li, Mo Chuen 李務全 AMP226 Rep 2005-10-21 2010-10-14
101 Li, Muzhi 李牧之 AQU539 Rep 2010-06-22 2012-02-01
102 Li, Patrick Tze Fung 李子鋒 M AMQ692 Rep 2005-11-02 2006-12-20
103 Li, Wenjie (SFC:AUY931) AUY931 Rep 2010-03-30 2012-01-31
104 Li, Yijia 李藝佳 ARJ840 Rep 2010-06-07 2011-05-16
105 Li, Zhenyu (SFC:AKN225) 李震宇 AKN225 Rep 2011-01-11 2013-10-16
106 Li, Zhuyu 李朱瑜 28 AOG668 Rep 2006-12-04 2007-10-12
107 Lin, Wen Pin (1960) 林文彬 51 M ALI163 Rep 2004-12-16 2006-11-24
108 Loo, Brian Yat Fung 盧一峰 M ACA940 RO 2007-02-26 2011-09-27
109 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2009-08-10 2011-03-01
110 Luk, Yin Wang 陸彥泓 AMS602 Rep 2010-12-15 2017-12-06
111 Ma, Adeline 馬雅蓮 F AEM553 Rep 2010-07-15 2012-02-24
112 Matsunaga, Seiichi ALN981 Rep 2006-03-31 2014-02-07
113 Matsuno, Kenji 松野健司 ADP942 Rep 2004-07-16
114 Meng, Jincong 孟謹聰 AUN915 Rep 2010-01-26 2011-11-30
115 Misaka, Kiichi AKT387 Rep 2004-06-05 2007-11-19
116 Mitachi, Naomi 三田地直美 F ALQ817 Rep 2005-01-20 2005-05-04
117 Miyamoto, Koji 宮本康史 ANN585 Rep 2006-06-28 2007-11-08
118 Mok, Gavin Dick Hung 莫湋苙 M ALD459 Rep 2007-08-23 2010-06-05
119 Monk, Philip David M AVV242 Rep 2010-09-03 2011-06-10
120 Mukai, Kazuhiro ANL823 Rep 2006-05-30 2006-11-16
RO 2006-11-16 2008-04-12
121 Murata, Yasuhito AAC416 Rep 2004-07-06 2005-02-24
RO 2005-02-24 2006-07-31
122 Ng, Alyssa Sui Wa 伍瑞華 F AEE670 Rep 2010-01-07 2013-03-08
123 Ng, King Chuen (SFC:AQQ505) 吳景荃 AQQ505 Rep 2010-07-16 2013-01-25
124 Ng, Wai Kee (SFC:APC928) 吳偉基 APC928 Rep 2009-05-07 2010-05-24
125 Niwa, Koichi AUW702 Rep 2010-03-15 2010-03-16
126 Ohara, Atsuji ATC549 RO 2009-07-10 2010-10-30
127 Ohkubo, Yoshiki 大久保佳樹 AMX062 Rep 2006-01-03 2007-04-19
128 Okuno, Katsuo 奧野克男 AJC136 RO 2003-10-07 2009-05-07
129 Otani, Tomono 大谷知乃 AIT881 Rep 2007-07-31 2020-11-26
130 Otsuka, Jun AFH081 RO 2003-07-18
131 Ozaki, Mami ALL153 Rep 2004-11-15 2006-03-31
132 Park, Charles Chansik M AME470 Rep 2010-08-16 2014-05-14
133 Pereira, Kevin Edmond M AML699 Rep 2010-09-27 2011-01-13
RO 2011-01-13 2014-07-09
134 Portsmouth-Layton, Andrew John M ADW087 Rep 2004-07-07 2006-05-30
135 Pun, Ka Wing 潘家榮 ARN040 Rep 2009-05-07 2010-03-02
136 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2009-12-14 2010-03-01
RO 2010-03-01 2012-02-27
137 Ruddick, Matthew M AKI367 Rep 2007-06-11 2011-09-28
138 Saito, Takehiko AHJ470 Rep 2003-09-26
139 Sakai, Risaku 酒井理作 AAF614 Rep 2008-11-05 2010-06-01
RO 2010-06-01 2011-04-06
140 Sakamoto, Tomiyuki AWO027 Rep 2010-12-24 2011-05-19
141 Sampson, Machiko AJI380 Rep 2004-02-09 2011-03-01
142 Sasaki, Toshihiko AQD998 Rep 2007-12-19 2008-06-05
143 Sato, Teruyuki ARW179 Rep 2008-11-20 2009-09-03
RO 2009-09-03 2014-01-30
144 See, Eric Wee Phing 施威斌 M AQU543 Rep 2010-03-09 2014-08-11
145 Shan, Ming 單明 AOM602 Rep 2007-01-31 2008-07-23
146 Shen, Jian Guang 沈建光 APV792 Rep 2010-05-11 2012-09-18
147 Shi, Jiali (SFC:ANQ016) 施佳麗 ANQ016 Rep 2008-03-13 2011-02-25
148 Shimada, Shunsuke AUH908 Rep 2009-12-08 2014-03-31
149 Shimomura, Hiroyo AEK091 Rep 2006-04-25 2012-09-12
150 Shiraishi, Yoshihisa 白石殊久 ATN188 Rep 2009-08-06 2013-03-31
151 Shuto, Takashi AUT376 Rep 2010-02-23 2015-04-10
152 So, Julian Han Meng 蘇漢明 39 M APR795 Rep 2009-09-24 2010-12-17
153 Soda, Yuzo AUW239 Rep 2010-03-12 2010-06-12
Rep 2010-06-17 2010-09-17
154 Sugibuchi, Hitoshi AFV308 Rep 2014-10-10
155 Suzuki, Yukiko ALU731 Rep 2006-06-01 2010-06-02
156 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
157 Tam, Dennis Kwong To 譚廣韜 M APJ310 Rep 2008-12-15 2011-03-07
158 Tamaki, So 玉木壯 ARN489 Rep 2008-09-01 2013-03-28
159 Tan, Vera Zi Lin 陳姿霖 F ANH747 Rep 2010-05-03 2010-12-16
160 Tanaka, Eiji 田中榮治 AQY208 Rep 2010-08-18 2014-09-07
161 Tanaka, Ryo 田中亮 ANQ540 Rep 2007-10-16 2007-12-14
162 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2010-10-21 2013-02-10
163 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2010-02-01 2017-10-17
164 Tanujaya Tjioeng, Johny AWN206 Rep 2010-12-23 2011-08-12
165 Terai, Fumi AQS809 Rep 2008-05-26 2013-11-29
166 Tsang, Chi Kit 曾志傑 30 M ANU401 Rep 2006-08-16 2006-10-10
Rep 2006-10-13 2015-01-30
167 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2010-05-18 2010-07-31
168 Tse, Sze Ming 謝思明 ALR679 Rep 2009-01-13 2014-10-29
169 Tseng, Jason (SFC:ANN054) M ANN054 Rep 2007-08-27 2010-03-19
170 Tsoi, Ting Sze 蔡婷思 ABS481 Rep 2010-07-15 2012-02-27
171 Tsunakawa, Toshihiko 綱川敏彥 AEC379 Rep 2007-01-15 2007-03-23
RO 2007-03-23 2010-03-06
172 Vacek, Karel ANG964 Rep 2006-04-19 2010-03-17
173 Von Etzdorf, Maximillian Rudiger M ARR915 Rep 2010-07-28 2012-03-16
174 Wang, Barbara Shiuan 王瑄 F ACQ543 Rep 2004-05-14 2004-07-06
175 Wang, Lan Ling ADG966 Rep 2006-09-18 2009-02-11
176 Weng, Li-Tien 翁立典 AJJ273 Rep 2004-02-17 2012-02-02
177 White, Mark Anthony (SFC:ALI517) M ALI517 Rep 2010-08-10 2012-11-30
178 Wong, Benny Wing Pan 黃穎斌 M AQO246 Rep 2008-02-28 2020-07-30
179 Wong, Chun Ho (SFC:AUW995) 王俊浩 AUW995 Rep 2010-03-19 2011-08-05
180 Wong, Frederick Wai Cheung 黃偉翔 M AAC897 Rep 2007-08-01 2010-08-17
181 Wong, Kim Sing 黃劍星 ALF360 Rep 2008-04-18 2010-02-26
182 Wood, Paul Anthony (SFC:ARW848) M ARW848 Rep 2008-11-24 2010-05-25
183 Wu, Kiu Sing 胡翹星 ANR775 Rep 2006-07-25 2011-01-06
184 Wu, Wen-Chieh 巫文傑 ALK016 Rep 2004-11-03 2006-06-30
185 Wu, Yin Lun ABG704 Rep 2010-05-27 2012-01-12
186 Yamashima, Kenichi 山島健一 APV139 Rep 2007-10-15 2010-11-30
187 Yang, Yi Chu 楊憶祖 AEL914 Rep 2007-06-30
188 Yap, Chih Yee AJB201 Rep 2010-07-19 2011-08-09
189 Yau, Hiu Na 邱曉娜 APY321 Rep 2007-11-19 2014-06-13
190 Yeung, Chun Hei 楊俊希 AOO273 Rep 2007-02-14 2007-12-31
191 Yim, Christopher Seeching 嚴司政 M AWP270 Rep 2011-01-05 2015-08-23
192 Yiong, Hoi San 楊海山 AGT132 Rep 2006-04-18 2007-08-13
193 Yoshida, Kengo 吉田劍悟 AVP035 Rep 2010-08-02 2018-10-31
194 Yoshida, Shingo 吉田真悟 AOV644 Rep 2007-04-24 2009-12-09
195 You, Jingfeng 尤勁峰 ADK262 Rep 2010-12-22 2011-04-29
196 Yuen, Carmen Wai Sze 袁慧思 F AQT142 Rep 2010-02-12 2010-05-01
197 Zhan, Tao (SFC:AQZ719) 詹濤 AQZ719 Rep 2009-10-29 2012-04-11
198 Zhang, Jielong 張杰龍 29 M ASH720 Rep 2009-01-15 2011-07-19

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