CLSA FUTURES LIMITED 里昂期貨有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Alexander, Michael Lewis M AGR372 Rep 2004-12-22 2005-02-01
RO 2005-02-01 2005-08-04
Rep 2005-08-04 2010-07-19
2 Arculli, Kim Melanie F AAA119 Rep 2007-01-03 2007-07-31
3 Axelsson, Lars Joakim BFN674 Rep 2015-06-16 2016-01-14
4 Bahurel, Julien Yves AEZ956 Rep 2004-06-17
5 Baker, Maureen Lee F AOT370 Rep 2010-05-12 2016-02-15
6 Beattie, Nigel John (SFC:ACM773) 52 M ACM773 RO 2015-09-24 2016-02-15
7 Bird, John David (SFC:AKY461) M AKY461 Rep 2004-07-19 2005-02-01
RO 2005-02-01 2015-03-28
8 Bolon, Jonathan Quinn M ARH276 Rep 2010-05-17 2010-07-29
9 Bourmayan, Vahe Olivier M AJD563 Rep 2003-09-16 2004-06-16
10 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2008-06-02 2010-11-23
11 Chan, Chau Yuen 陳秋源 AFQ905 Rep 2006-11-10
12 Chan, Ka Wai (SFC:AGF175) 陳嘉慧 AGF175 Rep 2003-09-09 2003-11-06
13 Chan, Yat Hang 陳日恆 ADI947 Rep 2006-05-30
14 Chanthongkaew, Sorach AQX938 Rep 2008-04-29 2016-02-15
15 Chau, Raymond Kai Chung 周啟聰 M ACE470 Rep 2005-04-11
16 Chen, Alan Bing M AEH768 Rep 2009-09-10
17 Cheng, Eric Ning Hin 鄭寧軒 M AVM591 Rep 2013-12-23 2016-02-15
18 Cheng, Tau Cheung 鄭導昌 AFC185 Rep 2006-02-10 2008-05-03
19 Cheung, Adrian Kwok Kuen 張國權 M ABX016 Rep 2005-05-26 2006-08-04
20 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2006-12-04 2007-01-24
21 Chiu, Jone Yin 趙仲賢 BCZ927 Rep 2015-01-12 2016-02-15
22 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-07
23 Chui, Kit Man 崔結文 AFI537 Rep 2004-06-17
24 Codron, Edward Alexander M BBX870 Rep 2014-03-12 2016-02-15
25 Coull, Gary William John 顧家利 66 M AAB495 RO 2006-10-16
26 Dadabhoy, Imran Sooleman AJH414 Rep 2003-12-09 2005-03-09
27 Dharia, Akash AYO672 Rep 2011-12-13 2012-06-13
28 Fisher, Kirstie Jane F ANY183 Rep 2006-09-18 2010-05-03
RO 2010-05-03 2015-10-05
29 Fung, Patrick Wai Yip 馮偉業 46 M AOW903 Rep 2007-05-09 2007-09-29
30 Gan, Tanya Li Phing F AOP016 Rep 2008-02-26 2015-09-04
RO 2015-09-04 2016-02-15
31 Gladstone, Thomas Xenophon M ADD588 Rep 2013-01-02 2016-02-15
32 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
33 Hue, Hideki Ying Fai 許英輝 ADO740 Rep 2004-03-10
34 Hugh, Chuen Loong 丘俊隆 ACZ289 Rep 2006-01-31
35 Hui, Ho Ming (SFC:ACQ676) 許浩明 ACQ676 Rep 2005-07-27
36 Huynh, Armand 曹浩朗 ALG109 Rep 2013-08-23 2014-11-07
37 Jaeger, Christian John M APD422 Rep 2013-12-23 2016-02-15
38 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2010-08-20 2016-02-15
39 Kam, Alice Pui Lee 金蓓莉 F AAB624 Rep 2004-03-23
40 Kam, Stephen Cheuk Hang 甘卓亨 M AEI384 Rep 2009-07-20 2010-01-13
41 Kim, Eugene Hwang M ANR849 Rep 2006-07-25 2008-11-28
42 Ko, Raymond 高力文 M AIL123 Rep 2008-10-08 2009-09-18
43 Kong, Mengyao 孔梦遥 BEL247 Rep 2015-04-24 2015-08-13
44 Kung, Joyce Suk Han 龔淑嫻 F ARF360 Rep 2010-05-12 2010-11-10
45 Kwok, Ana 郭安妮 AAB158 Rep 2004-03-09
46 Kwong, Hiu Fung Sunny 鄺曉楓 AYQ559 Rep 2015-06-26 2016-02-15
47 Lai, Norman 黎樂仁 M AQC205 Rep 2013-12-20 2016-02-15
48 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2007-02-14 2007-10-03
49 Lam, Don Ting 林挺 ABN490 Rep 2014-07-10
RO 2014-07-10 2015-11-20
50 Lam, Monica Ze Wa 林詩華 F AEY447 Rep 2004-12-07 2006-09-01
51 Lane, Graeme John 55 M AOG216 Rep 2006-11-24 2007-08-14
RO 2007-08-14 2008-11-20
52 Lau, Shirley Suet Sum 劉雪心 F AGK066 Rep 2004-06-17
53 Lau, Sze Nga (SFC:ARD193) 劉詩雅 ARD193 Rep 2010-09-30 2015-08-13
54 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2016-02-15
55 Lee, Patrick Maung M AMY547 Rep 2006-09-07 2008-05-10
56 Lee, Poh Aik ATD682 Rep 2009-06-19 2015-12-31
57 Lee, Ryan Bing Cai 李秉財 M BEB067 Rep 2015-04-27 2015-06-24
58 Lee, Sheldon (SFC:ACO981) 李超倫 ACO981 Rep 2005-10-05
59 Leung, Fiona Man Yee 梁文怡 F APO627 Rep 2011-08-19 2012-02-28
60 Lo, Chi Keung (SFC:AFT940) 盧志強 AFT940 Rep 2006-02-03
61 Lo, Chiu Wai (SFC:AFT576) 羅昭維 AFT576 Rep 2003-06-16 2004-03-16
62 Machayekhi, Emmanuel Dana AJF241 Rep 2003-10-20 2004-06-04
63 Macqueen, Edward Charles M AIU750 Rep 2003-08-25 2006-06-02
64 Mak, Cassandra Frances Wai Kwun 麥慧君 F AMN771 Rep 2008-04-23 2008-08-20
65 Markosov, Suren Gueorgui AMI359 Rep 2006-10-10 2008-04-25
66 Martin, Todd Stuart M ABT540 Rep 2006-07-08 2008-11-13
67 Maynard, Andrew Charles M ACK647 Rep 2011-05-30 2011-11-17
RO 2011-11-17 2015-03-19
68 McCoy, Michael Andrew M AAF167 RO 2003-10-03
69 McCulloch, Cale O'Yeah BAC402 Rep 2013-12-23 2016-02-15
70 McNamara, Mary Elizabeth F ACS807 Rep 2003-12-29 2010-05-14
71 Morrison, Robert William Bentley 59 M AGQ547 RO 2009-06-30
72 Ng, Raymond Chun To 吳鎮濤 52 M ADA209 Rep 2004-12-20
73 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2010-05-10 2016-02-15
74 Ngo, Long Hoang 黃龍 AGP054 Rep 2005-08-10 2006-06-23
75 Nguyen, Nguyen Thanh M AOO555 Rep 2007-11-20 2009-03-05
76 Ong, Polly So Po 王素寶 F ABH437 Rep 2016-02-15
77 Patil, Girish Shivaji AYO673 Rep 2011-12-07 2012-10-27
78 Pienaar, Ross Daniel M AOO554 Rep 2008-11-04 2008-11-14
79 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2006-02-20 2007-06-19
80 Roche, Thomas Damian (SFC:ACU450) M ACU450 Rep 2003-07-25
RO 2003-07-25 2004-12-13
81 Ruber, Matthew Albert M ACT589 Rep 2008-09-26
82 Sachanandani, Bharat Kumar 邵巴特 M AJD185 Rep 2003-08-13 2004-06-17
83 Saldanha, Joshua Gerard M ANB180 Rep 2006-09-28 2007-06-26
84 Skinner, Donald William Lennox 58 M AAI493 RO 2012-07-05
Rep 2012-07-05 2013-01-10
RO 2015-03-27 2016-02-15
85 Smith, Timothy Clement M AMI208 Rep 2009-06-30 2012-06-13
86 Stiles, Andrew Guy M ABE303 Rep 2003-12-09 2008-02-13
87 Sun, Jia (SFC:BEQ540) 孫佳 BEQ540 Rep 2015-02-25 2015-04-23
88 Tan, Ruby Enrika Sock Mei F AYJ627 Rep 2011-11-10 2016-01-29
89 Tan, Shao Khing Bruce M ASZ739 Rep 2009-06-05 2010-05-29
90 Tang, Calvin Kam Ming 鄧鑑明 M ANB555 Rep 2006-02-20 2008-11-20
91 Tapley, Kevin Thomas M ATJ099 Rep 2013-12-23 2014-05-31
92 Thomas, Howel Gruffudd Rhys 45 M ADS535 Rep 2005-01-12
93 Wei, Wei (SFC:ANI829) 魏薇 ANI829 Rep 2013-11-01 2013-11-26
94 Wong, Alan Ka Ming 王嘉明 M ARQ657 Rep 2010-10-29 2016-02-15
95 Wong, Kwok Leung (SFC:AQM723) 王國良 AQM723 Rep 2008-02-13 2008-07-10
96 Wong, Lesley Ka Lam 黃嘉琳 AZJ507 Rep 2012-04-27 2012-05-19
97 Yeoh, Jonathan Sheung Chern M ANB177 Rep 2006-05-22 2008-11-24
98 Yeung, Queenie Wan Man 楊韻汶 F ANE253 Rep 2015-01-13 2016-02-15
99 Yeung, See Ah 楊思雅 ARD761 Rep 2010-06-11 2013-07-18
100 Yoo, Peter B M AOB378 Rep 2006-10-23 2007-08-10
101 Yu, Kai Kai 余皆佳 AHR083 Rep 2004-05-26
102 Yung, Louis Chun Woon 翁進煥 M AON896 Rep 2015-02-17 2016-02-15
103 Yusup, Daniel M AMH579 Rep 2006-04-26 2007-07-13

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